James M. Casey
Point Pleasant, West Virginia
Attorney for the Relator
Barry L. Casto
Casto & Casto
Point Pleasant, West Virginia
Attorney for the Respondents
JUSTICE CLECKLEY delivered the Opinion of the Court.
JUSTICE BROTHERTON did not participate.
JUDGE FOX sitting by temporary assignment.
1. "A writ of mandamus will not issue unless three
elements coexist--(1) a clear legal right in the petitioner to the
relief sought; (2) a legal duty on the part of respondent to do the
thing which the petitioner seeks to compel; and (3) the absence of
another adequate remedy." Syllabus Point 2, State ex rel. Kucera
v. City of Wheeling, 153 W.Va. 538, 170 S.E.2d 367 (1969).
2. The West Virginia Constitution confers a fundamental
right to run for public office, which the State cannot restrict
unless the restriction is necessary to accomplish a legitimate and
compelling governmental interest.
3. Restrictions that limit an individual's ability to
select and change his or her party affiliation implicate the speech
and associational freedoms guaranteed by the First Amendment to the
United States Constitution and by Sections 7 and 16 of Article III
of the West Virginia Constitution. Such restrictions cannot be
imposed on these rights unless the restrictions are necessary to
accomplish a legitimate and compelling governmental interest and
there is no less restrictive means of satisfying such interest.
4. The provision in W. Va. Code, 3-5-7(b)(6) (1991),
which effectively disqualifies from running for political office
individuals who change their political party affiliation within
sixty days of filing their announcements of candidacy, is necessary to accomplish the compelling governmental interest in preserving
the integrity of the political process, promoting party stability,
and avoiding voter confusion. The provision, therefore, does not
violate either the fundamental right of candidacy or the right to
change political party affiliations.
In this original mandamus proceeding, the relator
challenges the constitutionality of W. Va. Code, 3-5-7(b)(6)
(1991), which provides that a candidate for public office must file
with a designated clerk a "certificate of announcement" that
includes the name of the candidate's political party and a
statement verifying that he or she "has not been registered as a
voter affiliated with any other political party for a period of
sixty days before the day of filing the announcement." The
relator, Brian Billings, sought to become a candidate for the
office of councilman-at-large in the City of Point Pleasant even
though he changed his political party affiliation within sixty days
prior to filing his certificate of announcement. The relator
asserts the durational party affiliation requirement in W. Va.
Code, 3-5-7(b)(6), violates his fundamental right to become a
candidate for political office. Due to time constraints imposed by
the impending election, we issued our decision in the form of an
order on April 7, 1995. We now follow that order with this more
detailed opinion.
Prior to March, 1995, the relator was a registered
Republican. In that month, he changed his affiliation to the
Democratic Party and then filed his certificate of announcement to
run as a Democrat for the Point Pleasant city council. The relator
thus failed to comply with the sixty-day political party
affiliation requirement prior to the announcement of his candidacy,
as required by W. Va. Code, 3-5-7(b)(6). Michael Shaw, Chairman of
the Point Pleasant City Republican Executive Committee, filed a
complaint with the respondent, Marilyn McDaniel, City Clerk,
seeking to remove the relator from the ballot because of his
noncompliance with W. Va. Code, 3-5-7(b)(6).
Although Mr. Shaw's complaint was filed in the City
Clerk's office on March 23, 1995, the Democratic chairman's office
was not notified of the filing of the complaint until March 30,
1995. Action on the complaint was scheduled for March 31, 1995.
In anticipation of the removal of his name from the ballot by the
ballot commission, the relator petitioned this Court to issue a
rule to show cause directing the respondents to appear and explain
why the relator and others similarly situated should not have their
names placed on the ballot for the general election on May 20, 1995. The petition challenged the constitutionality of the
durational party affiliation requirement in W. Va. Code, 3-5-
7(b)(6).
Since mandamus is an "extraordinary" remedy, it should be
invoked sparingly.See footnote 1 In order to ensure that writs of mandamus are restricted to extraordinary situations, we have set forth three
conditions that must be met. In Syllabus Point 2 of State ex rel.
Kucera v. City of Wheeling, 153 W.Va. 538, 170 S.E.2d 367 (1969),
we stated:
"A writ of mandamus will not issue
unless three elements coexist--(1) a clear
legal right in the petitioner to the relief
sought; (2) a legal duty on the part of
respondent to do the thing which the
petitioner seeks to compel; and (3) the
absence of another adequate remedy."
In other words, the relator here must show a clear and
indisputable right to the writ and must have no other means to
obtain relief. See Kerr v. United States District Court, 426 U.S.
394, 403, 96 S. Ct. 2119, 2124, 48 L.Ed.2d 725, 733 (1976). Once
these prerequisites are met, this Court's decision whether to issue
the writ is largely one of discretion.See footnote 2 In considering this
petition, we do not believe the relator has shown that he has a
clear and indisputable right to the issuance of a writ. For
reasons discussed below, we hold the relator has failed to demonstrate that the respondents' decision to disqualify him as a
candidate lies outside the bounds of constitutional protection.
We agree with the relator that the West Virginia
Constitution confers a fundamental right to run for public office.
This right necessarily follows from several provisions. First,
Article IV guarantees a right of political participation through
Section 1's extension of the franchise to all adults (except those
of unsound mind or under a felony conviction) and through Section
4's use of the Section 1 voter eligibility criteria to determine
eligibility for public office. We, accordingly, concluded in Marra
v. Zink, 163 W. Va. 400, 403, 256 S.E.2d 581, 584 (1979), that
"art. 4, § 4 is the exclusive constitutional authority for the
establishment of qualifications for municipal office and any
qualifications in excess of the provision cannot be created by
general law under authority of W. Va. Const., art. 4, § 8 nor under
the Legislature's plenary law making power." In context, this
limitation means the Legislature cannot go beyond the criteria in
Section 4 of Article IV unless it can satisfy a compelling state
interest analysis. Sturm v. Henderson, 176 W. Va. 319, 342 S.E.2d 287 (1986), superseded by constitutional amendment as stated in
Adkins v. Smith, 185 W.Va. 481, 408 S.E.2d 60 (1991).
Second, a citizen's decision to run for office
necessarily involves him or her in expression that lies at the very
core of free speech protected by Section 7 of Article III, that is,
in political speech aimed at influencing voters and shaping
governmental policy. See Anderson v. Celebrezze, 460 U.S. 780, 103
S. Ct. 1564, 75 L.Ed.2d 547 (1983); Garcelon v. Rutledge, 173
W. Va. 572, 318 S.E.2d 622 (1984). Even candidates who lose often
make valuable contributions to the political process by introducing
new ideas, exposing shortcomings in government, providing an outlet
for intense feelings held by certain constituencies, highlighting
previously understated issues, or pushing the other candidates one
way or another on the political spectrum.
Third, candidates' rights are necessarily tied to voters'
rights. Clearly, "[t]he right to vote freely for the candidate of
one's choice is of the essence of a democratic society, and any
restrictions on the right strike at the heart of representative
democracy." Reynolds v. Sims, 377 U.S. 533, 555, 84 S. Ct. 1362,
1378, 12 L.Ed.2d 506, 523 (1964). A citizen's right to vote is not
worth much if the law denies his or her candidate of choice the
opportunity to run. "The rights of voters and the rights of
candidates do not lend themselves to neat separation; laws that
affect candidates always have at least some theoretical, correlating effect on voters." Bullock v. Carter, 405 U.S. 134,
143, 92 S. Ct. 849, 856, 31 L.Ed.2d 92, 99 (1972). As the United
States Supreme Court observed in Powell v. McCormack, 395 U.S. 484,
548, 89 S. Ct. 1944, 1977, 23 L.Ed.2d 491, 531 (1969):
"A fundamental principle of our
representative democracy is, in Hamilton's
words, 'that the people should choose whom
they please to govern them.' 2 Elliot's
Debates, 257. As Madison pointed out at the
convention, this principle is undermined as
much by limiting whom the people can select as
by limiting the franchise itself."
Finally, candidacy rights necessarily implicate the
freedom of association protected by Section 16 of Article III
("[t]he right of the people . . . to consult for the common good
. . . shall be held inviolate"). Political candidacies are
essentially a coming together of voters to support a particular
platform, cause, or leader. Political parties, which are--for
better or worse--an integral part of our democratic system, measure
their success through their candidates. By limiting access to the
ballot, the State necessarily constricts the opportunities of
political associations not only to prevail in the electoral
process, but also to participate meaningfully in it. See, e.g.,
Williams v. Rhodes, 393 U.S. 23, 89 S. Ct. 5, 21 L.Ed.2d 24 (1968);
Garcelon v. Rutledge, supra.
When reviewing the constitutionality of our election laws
that burden the right to vote and the right to run for public
office, we must weigh "the character and magnitude of the asserted injury to the rights protected by the . . . [Constitution] that the
. . . [relator] seeks to vindicate" against "the precise interests
put forward by the State as justifications for the burden imposed
by its rule," taking into consideration not only "the legitimacy
and strength of each of those interests," but also "the extent to
which those interests make it necessary to burden the . . .
[relator's] right." Anderson v. Celebrezze, 460 U.S. at 789, 103
S. Ct. at 1570, 75 L.Ed.2d at 558. This balancing test was further
clarified in Burdick v. Takushi, 504 U.S. 428, ___, 112 S. Ct.
2059, 2063-64, 119 L.Ed.2d 245, 253-54 (1992):
"[U]nder this standard, the rigorousness of
our inquiry into the propriety of a state
election law depends upon the extent to which
a challenged regulation burdens First and
Fourteenth Amendment rights. Thus, as we have
recognized when those rights are subjected to
'severe' restrictions, the regulation must be
'narrowly drawn to advance a state interest of
compelling importance.' . . . But when a
state election law provision imposes only
'reasonable, nondiscriminatory restrictions'
upon the First and Fourteenth Amendment rights
of voters, 'the State's important regulatory
interests are generally sufficient to justify'
the restrictions." (Citation omitted).
Thus, we have consistently adhered to the conclusion stated in
Syllabus Point 1, in part, of State ex rel. Piccirillo v. City of
Follansbee, 160 W. Va. 329, 233 S.E.2d 419 (1977): "The right to
become a candidate for the office of city council is a fundamental
right . . ., and the State, in order to restrict this right, must
demonstrate that a compelling state interest is served by such
restriction." See also Smith v. County Comm'n of McDowell County,
184 W. Va. 328, 400 S.E.2d 572 (1990); Sturm v. Henderson, supra; Garcelon v. Rutledge, supra; State ex rel. Bromelow v. Daniel,
supra; Marra v. Zink, supra.
Without doubt, W. Va. Code, 3-5-7(b)(6), restricts the
rights of individuals to participate as candidates in partisan
elections. In effect, it prohibits individuals from running for
office for a period of sixty days after they change their political
party affiliation. Thus, the respondents will not be allowed to
invoke that provision to remove the relator's name from the ballot
unless they can demonstrate that the temporary ban is necessary to
accomplish a compelling state interest.See footnote 7
Although we have never decided an issue relating to
durational political party affiliation requirements, we have
addressed the constitutionality of durational residency
requirements as applied to political candidates. In Marra v. Zink,
supra, we held a city charter's one-year durational residency
requirement for eligibility to a city council seat violated the West Virginia Constitution because the city was unable to show a
compelling governmental purpose warranted the restriction. We were
unable to see how "a one year period of continuous residency . . .
[would be] necessary to make . . . [a candidate] more familiar with
. . . [a] city[.]" 163 W. Va. at 406, 256 S.E.2d at 585. In
addition, we were concerned that such local requirements would not
only exclude qualified candidates, but also would exclude
candidates living in areas annexed by a city.
On the other hand, in White v. Manchin, 173 W. Va. 526,
318 S.E.2d 470 (1984), we upheld a one-year residency requirement
for a state office against a federal equal protection challenge.See footnote 8
Noting that a majority of jurisdictions have upheld such
requirements when imposed at the state level, we recognized the
requirements promoted three state interests that, collectively or
separately, reached the compelling level: (1) "candidate
familiarity with the needs and problems of the people to be
represented"; (2) "voter familiarity with the character,
intelligence, and reputation of the candidates"; and (3)
"precluding frivolous or fraudulent candidacies by those who are
more interested in public office than in public service." 173
W. Va. at 545, 318 S.E.2d at 489. Marra is distinguishable from
White because we found in White that the complexity of state-level politics provided a greater justification for durational residency
requirements than could be found at a local level. 173 W. Va. at
545, 318 S.E.2d at 489. In addition, the State's interest in
thwarting political carpetbaggers is considerably greater regarding
such offices as the State Legislature (as in White) than it is in
the case of municipal offices (as in Marra).
Although Marra and White reached opposite conclusions
about the constitutionality of the particular durational residency
requirements they addressed, we believe their analyses and results
were consistent. Those cases instruct us that the application of
the compelling state interest standard requires a searching
examination of the State's rationales for any restriction on the
right to candidacy. Additionally, the selection of the compelling
state interest analysis is not the end result. Application of the
analysis in the context of the electoral process must recognize
that the Legislature, as well as the judiciary,See footnote 9 has a role to play
in ensuring the process retains its integrity and functions as an
accurate reflection of the people's will. The analysis often
requires courts to make some delicate distinctions, but that is
perhaps an unavoidable effect of dealing with sensitive rights set
in a highly regulated context.
Turning specifically to the constitutionality of
durational affiliation laws, we note a significant majority of courts considering them have upheld the laws on the basis they
promote political stability, preserve party integrity by
discouraging party-raiding, and prevent voter confusion. See,
e.g., American Party of Texas v. White, 415 U.S. 767, 94 S. Ct.
1296, 39 L.Ed.2d 744 (1974); Crowells v. Petersen, 118 So. 2d 539
(Fla. 1960); State ex rel. Thatcher v. Brodigan, 37 Nev. 458, 142
P. 520 (1914).
The interest of the State "in the stability of its
political system" is "not only permissible, but compelling[.]"
Storer v. Brown, 415 U.S. 724, 736, 94 S. Ct. 1274, 1282, 39
L.Ed.2d 714, 727 (1974). In Storer, the United States Supreme
Court upheld a California statute requiring independent candidates
to be disaffiliated with a "qualified political party" for one year
preceding any primary election. The Supreme Court sustained the
statute because it furthered the important state interests in
maintaining the integrity of the electoral process and preventing
factionalism. "As a practical matter, there must be a substantial
regulation of elections if they are to be fair and honest and if
some sort of order, rather than chaos, is to accompany the
democratic processes." 415 U.S. at 780, 94 S. Ct. at 1279, 39
L.Ed.2d at 723. Because the durational affiliation requirement
promoted--rather than detracted from--the purity and fairness of
the democratic process, there was no need for judicial intervention
and invalidation of the law.
Similarly, state courts have upheld the constitutionality
of a requirement that candidates be affiliated with a political
party for a certain period prior to seeking nomination or election.
In Ray v. Mickelson, 196 Colo. 325, 327, 584 P.2d 1215, 1217
(1978), for example, the Supreme Court of Colorado affirmed an
order declaring ineligible a candidate who failed to meet the
statutory requirement that he must have been a member of the
political party he sought to represent for at least twelve months
prior to his nomination. A Florida appellate court in Polly v.
Navarro, 457 So. 2d 1140, 1143 (Fla. App. 1984), adopted the Storer
analysis and rejected a constitutional challenge to a statute that
disqualified any person who had been a candidate for nomination for
a different political party within the six months preceding the
general election. The Polly court concluded the law clearly served
"the governmental interests of maintaining the integrity of
different routes to the ballot and of stabilizing the political
system[.]" 457 So. 2d at 1143. See also Davis v. State Election
Bd., 762 P.2d 932 (Okla. 1988) (upholding six-month disaffiliation
requirement for independent candidates); State ex rel. Graham v.
Board of Elections, 60 Ohio St. 2d 123, 397 N.E.2d 1204 (1979) (ap
plying statutory prohibition against candidacy where candidate
voted as member of different political party within the preceding
four calendar years).See footnote 10
As noted above, the prevention of "party-raiding" is also
frequently cited as a compelling justification for party
affiliation statutes. For example, in Lippitt v. Cipollone, 337 F.
Supp. 1405, 1406 (N.D. Ohio 1971), aff'd mem., 404 U.S. 1032, 92
S. Ct. 729, 30 L.Ed.2d 725 (1972), the district court upheld a
statute that permitted the disqualification of candidates who voted
as members of different political parties at any primary election
in the preceding four calendar years. Lippitt explained:
"The compelling State interest the Ohio
Legislature seeks to protect . . . is the
integrity of all political parties and
membership therein. These Ohio statutes seek
to prevent `raiding' of one party by members
of another party and to preclude candidates
from `. . . altering their political party
affiliations for opportunistic reasons.'
State ex rel. Bible v. Board of Elections, 22
Ohio St. 2d 57, 258 N.E.2d 227 (1970)."
See also Bendinger v. Ogilvie, 335 F. Supp. 572, 575 (N.D. Ill.
1971) (upholding a two-year disaffiliation requirement out of fear
that "party swapping and changing might become so prevalent that
the average political party could no longer function properly").
In light of the consistent results reached by the above
authorities, from the United States Supreme Court as well as state
and lower federal courts, we conclude the State's interests in
preserving the integrity of the political process and in preventing
party raiding and voter confusion rise to the compelling level. Furthermore, we find those interests are put at risk by candidates
who skip from one party to another just prior to an election
campaign to take advantage of a political opportunity. Our
analysis does not end there, however. We will still not uphold W.
Va. Code, 3-5-7(b)(6), if there is a less restrictive means of
satisfying legitimate state goals. As indicated by the United
States Supreme Court in numerous cases: "If the State has open to
it a less drastic way of satisfying its legitimate interests, it
may not choose a legislative scheme that broadly stifles the
exercise of fundamental personal liberties." Kusper v. Pontikes,
414 U.S. 51, 59, 94 S. Ct. 303, 308, 38 L.Ed.2d 260, 268 (1973).
See also Shelton v. Tucker, 364 U.S. 479, 488, 81 S. Ct. 247, 252,
5 L.Ed.2d 231, 237 (1960). Therefore, unduly restrictive election
laws, even if based on compelling governmental purposes, are
unconstitutional.See footnote 11
In the present case, the relator has not suggested nor
have we found a less restrictive method for the State to address
the problems caused by candidate party-switching and to satisfy its
legitimate goals of protecting the election process and maintaining
party integrity. The sixty-day party affiliation requirement,
short in comparison to those upheld in other cases, focuses precisely on that political opportunism which is most likely to
threaten the State's interestsSee footnote 12--i.e., on party switches that occur
just before an election campaign when the candidacy openings
suddenly appear and the public's ability to assess changes in
affiliation is reduced by time constraints and other election news. Moreover, none of the reasons advanced in the relator's petition
justify his failure to change his party affiliation in time to
allow him to run as a Democrat.See footnote 13 Finally, the relator can run for
office in any future election in the State, so long as he either
runs as a Democrat or changes his political party before the sixty
days preceding his candidacy announcement.
W. Va. Code, 3-1-45 (1963), as amended, specifically
sanctions writs of mandamus in election disputes. See Marquis v.
Thompson, 109 W. Va. 504, 155 S.E. 462 (1930) (the remedy is
peculiarly applicable in election disputes where speedy
settlement is required). Furthermore, this section has been held
to apply to municipal elections. Adams v. Londeree, 139 W. Va.
748, 83 S.E.2d 127 (1954), overruled on other grounds, State ex
rel. Booth v. Board of Ballot Comm'rs, 156 W. Va. 657, 196 S.E.2d
299 (1973). Although it is clear this section enlarges the scope
of the writ and makes it applicable to all the duties of the
election officers, whether ministerial or judicial, we do not
interpret W. Va. Code, 3-1-45, as changing the substantive
standard for issuing a writ of mandamus. See generally Marra v.
Zink, 163 W. Va. 400, 256 S.E.2d 581 (1979). Clearly, the first
two prerequisites justifying the issuance of a writ of mandamus
(discussed infra) are applicable to all mandamus actions.
"(b) The certificate of
announcement shall be in a form prescribed by
the secretary of state on which the candidate
shall make a sworn statement before a notary
public or other officer authorized to give
oaths, containing the following information:
"(6) For partisan election, the name of the candidate's political party, and a statement that the candidate is a member of and affiliated with that political party as is evidenced by the candidate's current registration as a voter affiliated with that party, and that the candidate has not been registered as a voter affiliated with any other political party for a period of sixty days before the day of filing the announcement[.]"
Although courts are reluctant to draw lines of
unconstitutionality across classifications that run along a
continuum, see, e.g., United States Railroad Retirement Bd. v.
Fritz, 449 U.S. 166, 182-98, 101 S.Ct. 453, 463-71, 66 L.Ed.2d
368, 381-90 (1980) (Brennan, J., dissenting), such line drawing
is often unavoidable in election cases. E.g., compare Dunn v.
Blumstein, supra (one-year durational residency requirement was
unconstitutional as a penalty on the right to travel and a
deprivation of the right to vote), with Marston v. Lewis, 410
U.S. 679, 93 S. Ct. 1211, 35 L.Ed.2d 627 (1973) (fifty-day
closing period for voter registration prior to an election was
necessary for administrative purposes and was, therefore,
constitutional even though it barred newly arrived residents from
voting); compare Williams v. Rhodes, supra (ballot access
requirement that third party candidates submit petitions with
signatures of registered voters totaling 15 percent of the number
of votes cast in preceding election was unconstitutional), with
Jenness v. Fortson, 403 U.S. 431, 91 S. Ct. 1970, 29 L.Ed.2d 554
(1971) (requiring third party candidates seeking to qualify for
the ballot to submit petitions with signatures totaling 5 percent
of those eligible to vote in the last election was
constitutional).
In this case, we need only decide whether the sixty-day period in W. Va. Code, 3-5-7(b)(6), is on the valid side of the line of constitutionality that crosses the spectrum of durational affiliation requirements. We believe the Legislature properly focused on the most critical period of time, and the sixty-day requirement is necessary to protect the State's interests. Thus, we are not called upon here to determine precisely where on the spectrum the line of constitutionality must be drawn. Of course, the longer the durational disqualification extends the more difficulty the State has in demonstrating its necessity.