Submitted: May 9, 1995
Filed: June 15, 1995
William E. Galloway
Daniel P. Taylor
Galloway & Taylor
Weirton, West Virginia
Attorneys for Appellees
Herbert G. Underwood
Steptoe & Johnson
Clarksburg, West Virginia
Karen Kahle
Steptoe & Johnson
Wheeling, West Virginia
Attorneys for Appellants
JUSTICE CLECKLEY delivered the Opinion of the Court.
JUSTICE BROTHERTON and JUSTICE RECHT did not participate.
JUDGE FOX, sitting by temporary assignment, deeming himself
disqualified, did not participate in the consideration or decision
of this case.
RETIRED JUSTICE MILLER and JUDGE SPAULDING sitting by temporary
assignment.
1. Once a successor judge is properly assigned pursuant
to Rule 63 of the West Virginia Rules of Civil Procedure and Rule
XVII of the West Virginia Trial Court Rules for Trial Courts of
Record, his or her decision or judgment is to be reviewed on appeal
under the same standard that would have been applied to the
decision of the original trial judge. To do otherwise would
disrupt the administration of justice. To the extent that our
prior cases are inconsistent with this decision, they are expressly
overruled.
2. "When a trial judge vacates a jury verdict and
awards a new trial pursuant to Rule 59 of the West Virginia Rules
of Civil Procedure, the trial judge has the authority to weigh the
evidence and consider the credibility of the witnesses. If the
trial judge finds the verdict is against the clear weight of the
evidence, is based on false evidence or will result in a
miscarriage of justice, the trial judge may set aside the verdict,
even if supported by substantial evidence, and grant a new trial.
A trial judge's decision to award a new trial is not subject to
appellate review unless the trial judge abuses his or her
discretion." Syllabus Point 3, in part, In re State Public
Building Asbestos Litigation, ___ W. Va. ___, 454 S.E.2d 413
(1994).
3. A claim of an appearance of impropriety does not
rise to the level of a fundamental defect in due process requiring
a new trial. Absent a showing of bias or prejudice, a new trial is
unwarranted when (1) there has been a full trial on the merits, (2)
there is no obvious error during the original proceedings, (3) the
record shows it is extremely unlikely the prejudice could have
affected the trial, and (4) the failure to disclose facts leading
to a disqualification motion was inadvertent.
4. Once a trial judge rules on a motion in limine, that
ruling becomes the law of the case unless modified by a subsequent
ruling of the court. A trial court is vested with the exclusive
authority to determine when and to what extent an in limine order
is to be modified.
5. "'"'Failure to make timely and proper objection to
remarks of counsel made in the presence of the jury, during the
trial of a case, constitutes a . . . [forfeiture] of the right to
raise the question thereafter in the trial court or in the
appellate court.' Point 6, Syllabus, Yuncke v. Welker, 128 W.Va.
299 [36 S.E.2d 410 (1945)]." Syllabus point 7, State v. Cirullo,
142 W.Va. 56, 93 S.E.2d 526 (1956).' Syl.Pt. 5, State v. Davis,
180 W.Va. 357, 376 S.E.2d 563 (1988)." Syllabus Point 1, Daniel B.
by Richard B. v. Ackerman, 190 W. Va. 1, 435 S.E.2d 1 (1993).
6. The formulation of jury instructions is within the
broad discretion of a circuit court, and a circuit court's giving
of an instruction is reviewed under an abuse of discretion
standard. A verdict should not be disturbed based on the
formulation of the language of the jury instructions so long as the
instructions given as a whole are accurate and fair to both
parties.
7. "'"'Instructions must be read as a whole, and if,
when so read, it is apparent they could not have misled the jury,
the verdict will not be disturbed, through [sic] one of said
instructions which is not a binding instruction may have been
susceptible of a doubtful construction while standing alone.' Syl.
Pt. 3, Lambert v. Great Atlantic & Pacific Tea Company, 155 W.Va.
397, 184 S.E.2d 118 (1971)." Syllabus Point 2, Roberts v. Stevens
Clinic Hospital, Inc., 176 W.Va. 492, 345 S.E.2d 791 (1986).'
Syllabus Point 3, Lenox v. McCauley, 188 W.Va. 203, 423 S.E.2d 606
(1992)." Syllabus Point 6, Michael v. Sabado, ___ W. Va. ___, 453
S.E.2d 419 (1994).
8. The cumulative error doctrine may be applied in a
civil case when it is apparent that justice requires a reversal of
a judgment because the presence of several seemingly
inconsequential errors has made any resulting judgment inherently
unreliable.
The appellants and defendants below, the Marion Health
Care Foundation, Inc., aka Marion Health Care Hospital; Candace
Chidester, M.D.; and Patricia K. Endress, D.O., appeal from an
order of the Circuit Court of Marion County granting a new trial.
The defendants assert the circuit court should not have granted the
plaintiffs below and appellees herein, Janet M. Tennant and Larry
B. Tennant, a new trial because there were insufficient grounds to
justify setting the verdict aside. The defendants assert the
plaintiffs were not prejudiced by the post-verdict revelation of
the original trial judge's relationship with opposing counsel and,
even if recusal was proper, a jury verdict should not be overturned
solely on the appearance of impropriety without evidence proving
bias or prejudice on the part of the original trial judge. It is
also argued that the reviewing court erred in finding the
defendants violated a prior in limine order and in finding error in
one of the defendants' jury instructions.
On August 17, 1989, Mrs. Tennant returned to the Hospital
with rectal complaints and was treated by Dr. Endress. Dr. Endress
treated Mrs. Tennant on several occasions at the Hospital through
the fall of 1989. Throughout this period, Mrs. Tennant continued
to have rectal complaints. On November 17, 1989, Dr. Endress
discovered a perirectal abscess. Dr. Endress referred Mrs. Tenant
to a surgeon on November 27, 1989, because of the persistence of
the abscess.
The surgeon, David McLellan, M.D., further referred Mrs.
Tennant to Mohammed Roidad, M.D., a gastroenterologist. Dr. Roidad
diagnosed squamous cell carcinoma of the anus on January 9, 1990.
Mrs. Tennant was then referred by Dr. Roidad to Ronald Gaskin,
M.D., a gastroenterologist at West Virginia University. Dr.
Gaskin, in turn, referred Mrs. Tennant to the Cleveland Clinic.
In January, 1990, Mrs. Tennant was examined by Victor
Fazio, M.D., and Jeffrey Milsom, M.D., both colorectal surgeons.
Because of the advanced stage of the cancer and the size of the
lesion, Dr. Fazio and Dr. Milsom agreed surgery was the proper
course of treatment for Mrs. Tennant. Mrs. Tennant was not offered
a less invasive method of treatment like chemoradiation because the surgeons thought chemoradiation did not offer a good prospect for
recovery. An abdominoperineal resection with partial posterior
vaginectomy with permanent colostomy was performed on Mrs. Tennant
on January 18, 1990, at the Cleveland Clinic. The surgery was
successful, with the exception of a nick on her ureter, which
required some treatment. Mrs. Tennant has had no recurrence of the
cancer nor experienced any long term effects from the nick of her
ureter.
Following the surgery at the Cleveland Clinic, Mrs.
Tennant continued to seek medical treatment at the Hospital. Dr.
Endress continued to provide most of Mrs. Tennant's treatment
through June of 1991. Between 1991 and 1992, Mr. and Mrs. Tennant
initiated a suit against the Cleveland Clinic for damaging Mrs.
Tennant's ureter. The Cleveland Clinic agreed to a settlement that
included a waiver of fees and expenses owed to the Clinic.
On August 16, 1991, Mr. and Mrs. Tennant filed an action
against the defendants alleging negligent care and treatment by the
Hospital and its physicians/employees. The Tennants asserted in
their complaint that Mrs. Tennant was deprived of the opportunity
to avoid the surgery because of the defendants' negligent failure
to diagnose her cancer earlier. Prior to trial, the Tennants filed
motions in limine requesting the circuit court to restrict the
defendants from mentioning anything about the settlement with the
Cleveland Clinic. The circuit court entered an order stating "the settlement of the Cleveland Clinic lawsuit will not come in as
evidence in this case pending in Marion County, West Virginia[.]"
The order also granted the defendants an offset for any sum
received by the plaintiffs in the Cleveland Clinic lawsuit against
any damages the defendants might pay in this case. Trial commenced
on January 26, 1994, before the Honorable Fred Fox II. After five
days of trial, the jury returned a verdict in favor of the
defendants.
During March, 1993, defense counsel's firm was retained
by the liability carrier for the State to defend Judge Fox and
others in a civil rights claim by a pro se litigant in federal
court. One of the defense attorneys in the present case
represented Judge Fox. On March 9, 1993, defense counsel made a
motion to dismiss the federal case on behalf of Judge Fox. The
motion to dismiss was converted to a motion for summary judgment
and was granted on January 31, 1994. It was not until after he
received a copy of the federal court order on February 2, 1994,
that Judge Fox realized he had any relationship with defense
counsel.See footnote 1 On February 10, 1994, Judge Fox notified plaintiffs'
counsel of his relationship with defense counsel. Judge Fox was
permitted by this Court to recuse himself, and the Honorable Rodney
B. Merrifield was assigned to hear the post-trial motions.
Following the entry of the judgement order, the
plaintiffs filed a motion to set aside the verdict or, in the
alternative, a motion for a new trial contending they were
prejudiced by Judge Fox's relationship with defense counsel. The
motion also alleged the defendants violated the pretrial order
prohibiting any mention of the prior settlement with the Cleveland
Clinic and that an erroneous jury instruction misstated the
appropriate standard of care.
Following a post-trial hearing on April 18, 1994, Judge
Merrifield issued an order granting a new trial based on the
appearance of impropriety, the violation of the pretrial order, and
the erroneous jury instruction. The defendants appeal from this
order.
We believe our prior cases do not give adequate
consideration and proper respect to Rule 63 of the West Virginia
Rules of Civil Procedure, which codifies the principle that, when
necessary, a judge different from the one who presided at trial may
preside and determine all remaining post-trial motions. Once
chosen, a successor judge is given broad discretion in determining
whether he or she properly can perform the remaining duties in a
trial in which he or she did not preside.See footnote 2
The defendants, without mentioning Rule 63, argue that
just as an appellate court reviews a trial court's cold record,
Judge Merrifield's post-trial rulings were also made on a cold
record and, for that reason, should not be given deference under
the clearly erroneous standard. Although this is not a case of
first impression in West Virginia, its significance is demonstrated
by its implication of considerations of judicial independence as
well as the effective and expeditious administration of the
business of the courts. As a preliminary matter, we note the defendants did not challenge the assignment of Judge Merrifield to
succeed Judge Fox, and that, in accordance with Rule XVII of the
West Virginia Trial Court Rules for Trial Courts of Record, the
transfer of the case to Judge Merrifield was duly authorized and
proper in all respects. Considering these facts, we believe this
case was particularly proper for disposition by a successor judge.
Contrary to the defendants' characterization, this case was not
complex and, more significantly, it was a jury trial with a jury
verdict. Judge Merrifield, prior to ruling, reviewed the files and
records in the case, including a transcript of the proceedings, and
heard the same counsel who conducted the trial.
Of course, the stage of the proceedings at which the
successor judge enters the case is usually the dispositive
consideration in determining the successor judge's powers under
Rule 63. If the successor judge takes over after a verdict has
been entered of record and the remaining task is but to hear post-
trial motions, as in this case
"the new judge may perform any action which
the first judge could have taken had he not
become disabled. . . . [I]f the transcript of
the proceedings is sufficient, he may also
rule upon any post-trial motions made by the
parties, including a motion for judgment
n.o.v. or a motion for a new trial." James
Wm. Moore, Moore's Federal Practice ¶ 63 at
63-10 (1995).
See also Lever v. United States, 443 F.2d 350 (2nd Cir. 1971); Rose
Hall, Ltd. v. Chase Manhatten Overseas Banking Corp., 576 F. Supp.
107 (D.C. Del. 1983), aff'd 740 F.2d 956, 740 F.2d 957, 740 F.2d 958 (1984), cert. denied, 469 U.S. 1159, 105 S. Ct. 909, 83 L.Ed.2d
923 (1985).See footnote 3
We now turn to the question of whether Judge Merrifield's
decision should be reviewed under a deferential standard of review.
We find that the manner in which Judge Merrifield prepared for this
task was efficient, thorough, and exemplary. In these
circumstances, once a successor judge is properly assigned pursuant
to Rule 63 of the West Virginia Rules of Civil Procedure and Rule
XVII of the West Virginia Trial Court Rules for Trial Courts of
Record, his or her decision or judgment is to be reviewed on appeal
under the same standard that would have been applied to the
decision of the original trial judge. To do otherwise would
disrupt the administration of justice. To the extent that our
prior cases are inconsistent with this decision, they are expressly
overruled.See footnote 4
Pursuant to Rule 59 of the West Virginia Rules of Civil
Procedure, a circuit judge may grant a new trial "for any of the
reasons for which new trials have heretofore been granted in
actions at law." Essentially, Rule 59 merely restates the common
law rule for new trials. Recently in Syllabus Point 3, in part, of
Asbestos Litigation, supra, we refined our standard for appellate
review of a circuit court's ruling on a motion for new trial:
"When a trial judge vacates a jury
verdict and awards a new trial pursuant to
Rule 59 of the West Virginia Rules of Civil
Procedure, the trial judge has the authority
to weigh the evidence and consider the
credibility of the witnesses. If the trial
judge finds the verdict is against the clear
weight of the evidence, is based on false
evidence or will result in a miscarriage of
justice, the trial judge may set aside the
verdict, even if supported by substantial
evidence, and grant a new trial. A trial
judge's decision to award a new trial is not
subject to appellate review unless the trial
judge abuses his or her discretion."
See also Syl. pt. 2, in part, Maynard v. Adkins, ___ W. Va. ___,
___ S.E.2d ___ (No. 22529 3/27/95) ("'question of whether new trial should be granted by reason [of] counsel's possible violation'" of
rules of Professional Responsibility is within the circuit court's
discretion. (citation omitted)); Cook v. Harris, 159 W. Va. 641,
225 S.E.2d 676 (1976).
The case before us presents several issues containing
mixed questions of fact and law. As we previously note, these
issues require a somewhat nuanced standard of review. Appeals in
West Virginia are usually arrayed along a degree-of-deference
continuum, stretching from plenary review at one pole to highly
deferential modes of review (e.g., clear error, abuse of
discretion) at the opposite pole. The standard of review we apply
to mixed questions usually depends on where they fall along the
degree-of-deference continuum: The more fact dominated the
question, the more likely it is the trier's resolution of it will
be accepted unless shown to be clearly erroneous.
Thus, the level of deference given to a successor judge's
decision to grant a new trial based upon trial error varies with
the circumstances of each case. We accord a trial judge's decision
to grant a new trial on the basis of judge bias and prejudice and
evidentiary and instructional errors substantial respect. However,
as will be discussed infra, the "harmless error" rule cautions that
reviewing courts have the obligation to ensure that a successor
judge exercise "sound judgment" in granting new trial on the basis
of trial error. This less deferential standard is particularly appropriate when the justification for the new trial concerns legal
trial errors as opposed to insufficiency of evidence under Rule 59.
The lower court must always temper the decision whether to grant a
new trial because of trial error by considering the importance to
the litigants of receiving a fair and final judgment with society's
interest, as expressed through our Legislature, that unless error
affected the outcome of the trial, a new trial should not usually
be granted. In other words, when a trial court abuses its
discretion and grants a new trial on an erroneous view of the law,
a clearly erroneous assessment of the evidence, or on error that
had no appreciable effect on the outcome, it is this Court's duty
to reverse. We will discuss each assignment of error in turn.See footnote 5
Recognizing the failure to disclose the attorney-client
relationship earlier in the proceedings was inadvertent, the
successor judge nevertheless found "the plaintiffs had an absolute
right to be notified of that conflict" and the late disclosure
"calls into question the judicial process . . . [and] . . . any adverse ruling by . . . [Judge Fox] then may be questioned by the
litigants as possibly being unfair, although it probably was
absolutely not unfair and was the correct ruling." We disagree
with the successor judge that the "appearance of impropriety,"
without more, necessitates a new trial.
The legal system will endure only so long as members of
society continue to believe that our courts endeavor to provide
untainted, unbiased forums in which justice may be found and done.
The right to a fair and impartial trial is fundamental to a
litigant; fundamental to the judiciary is the public's confidence
in the impartiality of our judges and proceedings over which they
preside. "'[J]ustice must satisfy the appearance of justice.'" In
re Murchinson, 349 U.S. 133, 136, 75 S. Ct. 623, 625, 99 L.Ed. 942,
946 (1955), quoting Offutt v. United States, 348 U.S. 11, 14, 75
S. Ct. 11, 13, 99 L.Ed. 11, 16 (1954). Thus, it is beyond
peradventure that this Court possesses broad authority to preserve
and protect the judiciary's essential functions.
In this vein, we have repeatedly expressed the importance
of an impartial judiciary. See State ex rel. Skinner v. Dostert,
166 W. Va. 743, 750, 278 S.E.2d 624, 630 (1981) (courts have an
obligation pursuant to Section 17 of Article 3 of the West Virginia
Constitution "to apply the law and decide the case unfettered by
any influences alien to the case or the process"). See also State
ex rel. Shrewsbury v. Poteet, 157 W. Va. 540, 202 S.E.2d 628 (1974); State ex rel. Moats v. Janco, 154 W. Va. 887, 180 S.E.2d 74
(1971). Similarly, judicial judgment must be made free of
"'partisan interests, public clamor, or fear of criticism.'" State
ex rel. Skinner v. Dostert, 166 W. Va. at 750, 278 S.E.2d at 630.
(Citation omitted). Indeed, one of the most fundamental
constitutional rights of a party under our judicial system is that
he, she, or it is entitled to a fair judicial tribunal and that
"'"fairness requires an absence of actual bias or prejudice in the
trial of a case."'" United States v. Wade, 931 F.2d 300, 304 (5th
Cir.), cert. denied, 502 U.S. 888, 112 S. Ct. 247, 116 L.Ed.2d 202
1991). (Citations omitted).
To protect against the appearance of impropriety, courts
in this country consistently hold that a judge should disqualify
himself or herself from any proceeding in which his or her
impartiality might reasonably be questioned.See footnote 6 Again, we have repeatedly held that where "'the circumstances offer a possible
temptation to the average . . . [person] as a judge not to hold the
balance nice, clear and true'" between the parties, a judge should
be recused. (citation omitted) (emphasis added). Syl. pt. 3, in
part, State ex rel. Brown v. Dietrick, 191 W. Va. 169, 444 S.E.2d
47 (1994). (Emphasis added; citation omitted). See also State v.
Hodge, 172 W. Va. 322, 305 S.E.2d 278 (1983); Louk v. Haynes, 159 W. Va. 482, 223 S.E.2d 780 (1976). In Liljeberg v. Health Services
Acquisition Corp., 486 U.S. 847, 860-61, 108 S. Ct. 2194, 2203, 100
L.Ed.2d 855, 872-73 (1988), the United States Supreme Court
described the standard for recusal as whether a reasonable and
objective person knowing all the facts would harbor doubts
concerning the judge's impartiality. The Supreme Court stated:
"'The goal is to avoid even the appearance of partiality.'"
Liljeberg, 486 U.S. at 860, 108 S. Ct. at 2203, 100 L.Ed.2d at 872.
(Citation omitted). To be clear, avoiding the appearance of
impropriety is as important in developing public confidence in our
judicial system as avoiding impropriety itself.
Unquestionably, a judge should take appropriate action to
withdraw from a case where he or she deems himself or herself
biased or prejudiced.See footnote 7 Also important, however, is the rule that
a judge has an equally strong duty to sit where there is no valid
reason for recusal. See Laird v. Tatum, 409 U.S. 824, 93 S. Ct. 7,
34 L.E.2d 50 (1972) (Memorandum of Rehnquist, J.); Stern Bros.,
Inc. v. McClure, 160 W. Va. 567, 236 S.E.2d 222 (1977). In other words, while due consideration should be given to the notion that
the administration of justice should be beyond the appearance of
unfairness, a trial judge in deciding whether to recuse himself
should also consider whether cases may be unfairly prejudiced or
unduly delayed, or discontent may be created through unfounded
charges of prejudice or unfairness made against the judge in the
trial of a cause. See State v. Flint, 121 W. Va. 676, 301 S.E.2d
765 (1983).
Therefore, it must be emphasized that the standard for
recusal is an objective standard. The objective standard is
essential when the question involves appearance: "[W]e ask how
things appear to the well-informed, thoughtful and objective
observer, rather than the hypersensitive, cynical, and suspicious
person." U.S. v. Jordan, 49 F.3d 152, 156 (5th Cir. 1995).See footnote 8 See
also In re Mason, 916 F.2d 384, 386 (7th Cir. 1990). The objective
standard requires a factual basis for questioning a judge's
impartiality.See footnote 9
Because Judge Fox requested his own disqualification and
recusal, we will assume, without deciding, that a reasonable person
would have harbored doubts about his impartiality.See footnote 10 Thus, our next task under this assignment of error is to determine whether the
remedy imposed by the successor judge was appropriate. We hold
that a violation of the above recusal standard involving only the
appearance of impropriety does not automatically require a new
trial.See footnote 11 See Liljeberg, 486 U.S. at 862, 108 S. Ct. at 2203, 100
L.Ed.2d at 873 ("there is surely room for harmless error committed
by busy judges who inadvertently overlook a disqualifying
circumstance")See footnote 12; U.S. v. Jordan, 49 F.3d at 158 (holding that
"violation of [28 U.S.C.] . . . 455(a) [which governs
disqualification of judges for the appearance of impropriety] does
not automatically require a new trial").
We agree with the successor judge that a breach of our
disqualification standards "calls into question the judicial
process" and that the plaintiffs had an absolute right to
disclosure; however, these rights, even when violated, do not
automatically translate into a right to a new trial. Affirming the
successor judge's ruling granting a new trial would create a per se
rule that a new trial should be granted each time there is merely
an appearance of impropriety without any additional supporting
evidence indicating actual prejudice or bias. The reasoning of the
successor judge flies directly in the teeth of the proposition that
evidence of actual bias or prejudice must be presented and, in the
bargain, contradicts the plain language of our harmless error rules
and directly conflicts with our prior case law that new trials
should be granted only in rare cases. Thus, a claim that there is
a sense of unfairness about the trial is not enough to justify a
new trial.
Under our legislative and rule mandates, we are not
permitted to grant new trials on the basis of ethical
considerations. Rather, we must ask whether the trial court's
rulings, decisions, and actions have erroneously and adversely
affected the substantial rights of the parties. See W.Va.R.E. 103(a)See footnote 13; W.Va.R.Civ.P. 61See footnote 14; W. Va. Code, 58-1-2 (1972)See footnote 15; W. Va. Code, 58-1-3 (1923).See footnote 16 Disqualification under our recusal standards
"is designed for the benefit of the judicial system, and even if a
judge errs in failing to recuse . . . [himself], the error does not
necessarily call into question the decisions of the court." United
States v. Jordan, 49 F.3d at 158. In other words, a claim of an
appearance of impropriety does not rise to the level of a
fundamental defect in due process requiring a new trial.See footnote 17
We have reached a similar conclusion when reviewing an
attorney's unethical behavior. In Maynard v. Adkins, supra, we
suggested that an attorney's conflict of interest did not control
our determination of trial errors: "It must be kept in mind that
the action before us is not an ethics proceeding. Although issues
concerning legal ethics are intertwined herein, this action is an
appeal from the granting of a new trial under W.Va.R.Civ.P. 59."
___ W. Va. at ___, ___ S.E.2d at ___. (Slip op. at 3). The
present case concerns possible judicial impropriety instead of an
attorney's conflict of interest. However, as stated in Maynard,
while ethical considerations are important, they do not change or
lessen the requirements for a new trial.See footnote 18
Under West Virginia law, when substantial rights are not
affected, reversal is not appropriate. A party is entitled to a
new trial only if there is a reasonable probability that the jury's
verdict was affected or influenced by trial error. Accordingly, we
hold that absent a showing of bias or prejudice, a new trial is
unwarranted when (1) there has been a full trial on the merits, (2)
there is no obvious error during the original proceedings, (3) the
record shows it is extremely unlikely that prejudice could have
affected the trial, and (4) the failure to disclose facts leading
to a disqualification motion was inadvertent.
It is vital to the rule of law that legislative commands
be honored, so long as they are constitutionally appropriate.
Courts are not at liberty to disregard lawful directives of the
Legislature simply because those directives conflict with our
notions of fairness. In the last analysis, it is crucial to public
confidence in the courts that judges be seen as enforcing the law
and as obeying it themselves. This principle applies with full
force to the "statutory harmless" error rule which, in substance,
is a command to the judges of this State. Constitutional defects
aside, "when . . . the legislative trumpet sounds clearly, courts
are duty bound to honor the clarion call." United States v.
Jackson, 30 F.3d 199, 204 (1st Cir. 1994).
Although the successor judge understandably was
concerned with judicial impropriety, he failed to require the plaintiffs to make a showing of actual bias or prejudice.See footnote 19 When
a party argues that a judge is disqualified from a case because of
bias or prejudice, the party bears the burden of proving the
disqualifying facts and demonstrating how his or her rights to a
fair trial were prejudiced. "[I]t is critically important in a
case of this kind to identify the facts that might reasonably cause
an objective observer to question . . . [a judge's] impartiality."
Liljeberg, 486 U.S. at 865, 108 S. Ct. at 2205, 100 L.Ed.2d at 875.
"Because of the presumption of regularity attendant on trial court
proceedings," prejudice will not be presumed from a barren record.
State v. Trail, 174 W. Va. 656, 660, 328 S.E.2d 671, 675 (1985).
Therefore, the jury verdict in this case will be reinstated if,
after a full review of the facts and issues presented, we conclude
no reversible trial error was committed. Because we find no error
based solely on the appearance of impropriety in this case, we must
now decide whether error of any such magnitude was committed
justifying the setting aside of the jury's verdict.
The plaintiffs assert the defendants breached the
pretrial order restriction when the following exchange took place
between defense counsel and Mrs. Tennant:
"[Defense counsel:] And am I not
correct that you continued to see and use the
facilities at the Marion Health Care Hospital
until you and your husband decided to bring a
lawsuit?
"[Mrs. Tennant:] That's correct.
"[Defense counsel:] And am I
correct that the first lawsuit you brought was
a lawsuit against the Cleveland Clinic?
"[Mrs. Tennant:] Yes.
"[Defense counsel:] And am I
correct that the lawyers that you used in that
process or procedure are the same lawyers that
you have at the present time?
"[Mrs. Tennant:] That's correct.
"[Defense counsel:] And am I
correct that the lawsuit concluded without
trial but with settlement?
"[Mrs. Tennant:] That's correct."
As noted by the defendants, the plaintiffs did not object
during or after this line of questioning. Additionally, there is no evidence the plaintiffs requested an instruction be given to the
jury. Under this assignment, we are required to address specific
areas of evidence law regarding motions in limine (a Latin phrase
which means "at the threshold"). First, we must determine the
proper procedure to be followed when the party opposing the in
limine order believes the "door" to the prohibited evidence has
been opened at trial. Second, where a motion in limine order has
been deliberately violated, we must determine when a reversal of a
verdict in favor of the party violating the order is required.
We begin with a discussion of the role and purpose of
motions in limine. Certain types of exclusionary rulings in civil
cases are commonly made before trial, such as rulings on the
admissibility of settlement evidence. In most cases, judges are
hesitant to rule finally on evidentiary questions in advance of
trial. The role and importance of the disputed evidence, its fit
with the other evidence in the case, and even the precise nature of
the evidence may all be affected by, or at least clearly understood
within, the context of the trial itself.
At the same time, determining the admissibility of a
piece of evidence may sometimes require a potentially lengthy
factual inquiry (i.e., whether a new class of scientific evidence
is admissible). Thus, the utility of a pretrial motion in limine
is that
"it can settle evidentiary disputes in advance
without interrupting an ongoing trial to entertain arguments (even briefs) on
complicated points and without the inevitable
risk that objecting and deciding evidence
questions will themselves convey to the jury
the substance of the matter in question, or
subject the parties to risks of adverse jury
reaction because of the contentious nature of
evidentiary argument." Christopher B. Mueller
& Laird C. Kirkpatrick, Evidence § 1.6 at 23
(1995).
The entire structure of the case, the parties' preparations, and
the trial court's preparation of the jury charge may turn on
whether a central piece of evidence is admitted. Thus, while
caution needs to be exercised, trial judges have discretion to make
purportedly final advance rulings to admit or exclude evidence. We
say "purportedly" because judges in ongoing proceedings normally
have some latitude to revisit their own earlier rulings. See Luce
v. United States, 469 U.S. 38, 41-42, 105 S. Ct. 460, 463, 83
L.Ed.2d 443, 448 (1984) ("even if nothing unexpected happens" trial
court may "alter a previous in limine ruling").
In this case, neither side disputes the fact that the
circuit court was entitled to rule in limine on the evidence in
controversy pursuant to Rule 103(c) of the West Virginia Rules of
Evidence.See footnote 20 Nor is there any challenge to the correctness of the circuit court's ruling in limine. Rather, the defendants state
that once the door was opened by the plaintiffs, the defendants had
every right to rebut the evidence, even if the rebuttal evidence
had been declared inadmissible at a pretrial hearing. We strongly
disagree.
Once a trial judge rules on a motion in limine, that
ruling becomes the law of the case unless modified by a subsequent
ruling of the court. Like any other order of a trial court, in
limine orders are to be scrupulously honored and obeyed by the
litigants, witnesses, and counsel. It would entirely defeat the
purpose of the motion and impede the administration of justice to
suggest that a party unilaterally may assume for himself the
authority to determine when and under what circumstances an order
is no longer effective. A party who violates a motion in limine is
subject to all sanctions legally available to a trial court,
including contempt, when a trial court's evidentiary order is
disobeyed.See footnote 21 To be clear, the only participant not bound by the in limine ruling is the trial court. A trial court is vested with the
exclusive authority to determine when and to what extent an in
limine order is to be modified.
We have not had occasion to address the specific protocol
that should be followed when a litigant believes that a change of
circumstances has "opened the door" to the introduction of the very
evidence that is forbidden in the in limine order. When these
circumstances present themselves, the party wishing to introduce
the evidence is obligated under Rule 103(c) to request an in camera
hearing out of the presence of the jury.See footnote 22 At that time, the party
may request a modification of the order. If the trial court
permits such a modification, the modified order becomes the law of
the case and the parties are required to act accordingly. Had this
procedure been followed in this case, the issue we are addressing
would not be before this Court.
The plaintiffs seize upon the defendants' violation as
their grounds for urging us to affirm the granting of a new trial. "Having refused to hunt with the hounds, we likewise refuse to hold
with the hare." United States v. Muniz, 49 F.3d 36, 41 (1st Cir.
1995). To hold as the plaintiffs urge would erect another per se
rule that is inconsistent with our prior precedent and, for that
reason, we decline to do so. The case law in this jurisdiction
establishes the rule that the failure to follow a trial judge's in
limine ruling is not always reversible error. It is subject to a
harmless error analysis. See Ilosky v. Michelin Tire Corp., 172
W. Va. 435, 307 S.E.2d 603 (1983). In this case, the plaintiffs
could have prevented the introduction of the evidence by a specific
and timely objection. For strategical reasons, they decided not to
do so. Rather, they argue that because of the in limine order they
were not required to object and that an objection would have placed
undue emphasis on the question and answer. We disagree. Simply
stated, the plaintiffs cannot "squirrel" away objections, revealing
them for the first time after an adverse verdict.
As a threshold matter, we think the plaintiffs seriously
misconstrue the role of a motion in limine and their responsibility
under Rule 103(a) of the West Virginia Rules of Evidence to
preserve error for appellate review. We begin with the observation
that had there been a timely objection to this line of questioning,
it is unlikely the last question and answer would have been brought
to the jury's attention. This is the paradigmatic case in which
the plaintiffs gambled and lost by their failure to object. By
failing to object, the plaintiffs failed to protect any rights they may have had to appeal the introduction of this evidence. Our
jurisprudence clearly establishes the doctrine that preserving
error is the responsibility of the parties. It is not the role of
the trial judge to present evidence; nor is it his or her
responsibility to exclude or limit evidence, as provided by
evidence law, except insofar as the party opposing the evidence
timely and specifically requests the trial judge to do so. To be
clear, the party complaining on appeal of the admission of evidence
bears sole responsibility for adequately preserving the record for
meaningful appellate review. In this case, the responsible parties
failed to meet this critical obligation.
As we stated previously: "[O]bjections on non-
jurisdictional issues, must be made in the lower court to preserve
such issues for appeal." Loar v. Massey, 164 W. Va. 155, 159, 261
S.E.2d 83, 86 (1979). Therefore, the
"'"'[f]ailure to make timely and proper
objection to remarks of counsel made in the
presence of the jury, during the trial of a
case, constitutes a . . . [forfeiture] of the
right to raise the question thereafter in the
trial court or in the appellate court.' Point
6, Syllabus, Yuncke v. Welker, 128 W.Va. 299
[36 S.E.2d 410 (1945)]." Syllabus point 7,
State v. Cirullo, 142 W.Va. 56, 93 S.E.2d 526
(1956).' Syl.Pt. 5, State v. Davis, 180 W.Va.
357, 376 S.E.2d 563 (1988)." Syllabus Point
1, Daniel B. by Richard B. v. Ackerman, 190
W. Va. 1, 435 S.E.2d 1 (1993).
See also Estep v. Brewer, ___ W. Va. ___, 453 S.E.2d 345 (1994);
O'Neal v. Peake Operating Co., 185 W. Va. 28, 404 S.E.2d 420
(1991).
Before leaving this subject, we note briefly that
plaintiffs assert a rather broad reading of our decision in
Bennett v. 3 C Coal Co., 180 W. Va. 665, 379 S.E.2d 388 (1989).
The plaintiffs cite Bennett for the proposition that they were not
required to renew their objection "to preserve the record for
appeal." Their reliance on Bennett is misplaced. In Bennett, the
defendant made a specific objection to and received an adverse
ruling on its objection to the plaintiff's comments during opening
statements. We found the defendant in that case was not required
to repeat the objection later to preserve the issue for appeal. In
the present case, the plaintiffs made an in limine motion.
However, unlike the plaintiff in Bennett, the plaintiffs received
a favorable ruling, but failed to raise an objection even once it
was clear the defendants were violating the in limine order.
Bennett's holding was designed to eliminate the requirement of
repeating objections to preserve an issue for appeal only in the
limited situation when a litigant has objected to and received an
adverse ruling. We neither considered nor intended that this
narrow proposition should be extended to include litigants who
received a favorable ruling. Furthermore, we have consistently
stressed that litigants have a continuing obligation to draw the
attention of the circuit court to the opposing party's violation of
any favorable rulings. Extending Bennett would only serve to
undermine trial court proceedings and the appeal process by
permitting litigants to appeal on barren records when their trial
court strategies fail to produce a desirable verdict. Thus, we refuse to relieve the plaintiffs of their duty to object in a
timely manner by extending the narrow holding in Bennett to mean
that making a motion in limine is sufficient to preserve for appeal
any violation of the ruling in limine.
Similarly, we refuse to impose on the trial courts of
this state a monitoring requirement after an in limine order has
been entered. Counsel for litigants have the responsibility for
bring any violations to the court's attention. Without
generalizing too broadly, it is normally the case that this kind of
monitoring is the job of counsel and not an already burdened
circuit judge. In Waldron v. Waldron, 73 W.Va. 311, 317, 80 S.E.
811, 814 (1913), we stated a trial judge engrossed in many matters
and points pertaining to a case of the magnitude of this one should
be aided by the vigilant assistance of counsel: "If a party who has
made an objection permits it to be forgotten, a waiver should be
chargeable to the party." The circumstances justifying an in
limine ruling often will change at trial. Problems that can be
treated with some confidence in context are often very difficult to
solve before other pieces of the puzzle have been assembled. This,
we have said, is why circuit courts are reluctant to decide
evidentiary questions before trial. In any event, it was the
circuit court's responsibility to enforce its pretrial orders, and
absent unusual circumstances not now before us, the circuit court's
failure to do so due to the failure of counsel to bring the issue to its attention does not furnish us with the basis of concluding
the circuit court abused its discretion.
In this case, we need not evaluate whether the defendants
breached the pretrial order or whether the plaintiffs "opened the
door" to the discussion of the settlement because their failure to
raise an objection to the defendants' questioning waived the issue
for further review. An objection would have given the trial court
a chance to remedy any breach of the in limine order by striking
testimony and instructing the jury to disregard it. Thus, the
plaintiffs' failure to object as a part of their trial strategy
even precludes our consideration of this alleged error under the
plain error rule, State v. Miller, ___ W.Va. ___, ___, ___ S.E.2d
___, ___ (No. 22571, 5/18/95) (Slip op. at 30-36), and most
definitely precludes the successor judge from using the plaintiffs'
assertions as a basis for the granting of a new trial. Because the
successor judge failed to acknowledge the fact that the plaintiffs
did not object to the defendants' purported violations in a timely
manner, we find the successor judge abused his discretion in
ordering a new trial based on this error.
The plaintiffs specifically object to the use and
placement of the word "average" in the instruction. The defendants
assert the language of the instruction is derived from Syllabus
Point 2 of Schroeder v. Adkins, 149 W. Va. 400, 141 S.E.2d 352
(1965),See footnote 23 and the standard of care is still consistent with the language in the West Virginia Medical Professional Liability Act,
W. Va. Code, 55-7B-1, et seq. However, the plaintiffs assert the
word "average" understates the standard of care required under
W. Va. Code, 55-7B-3 (1986).See footnote 24 The plaintiffs assert the statute
does not include the word "average." Furthermore, even if the word
"average" were permissible, the second usage of the word in the
instruction ("skill which is possessed and exercised by the average
doctor engaged in family or general medicine") permits the jury to
infer that it is acceptable for doctors to practice average
medicine instead of being held to the higher standard of the
average members of the profession in good standing.
This argument merits little discussion. The formulation
of jury instructions is within the broad discretion of a circuit
court, and a circuit court's giving of an instruction is reviewed under an abuse of discretion standard. A verdict should not be
disturbed based on the formulation of the language of the jury
instructions so long as the instructions given as a whole are
accurate and fair to both parties.See footnote 25 Syllabus Point 6 of Michael
v. Sabado, ___ W. Va. ___, 453 S.E.2d 419 (1994), states:
"'"'Instructions must be read as a
whole, and if, when so read, it is apparent
they could not have misled the jury, the
verdict will not be disturbed, through [sic]
one of said instructions which is not a
binding instruction may have been susceptible
of a doubtful construction while standing
alone.' Syl. Pt. 3, Lambert v. Great Atlantic
& Pacific Tea Company, 155 W.Va. 397, 184
S.E.2d 118 (1971)." Syllabus Point 2, Roberts
v. Stevens Clinic Hospital, Inc., 176 W.Va.
492, 345 S.E.2d 791 (1986).' Syllabus Point
3, Lenox v. McCauley, 188 W.Va. 203, 423
S.E.2d 606 (1992)."
In other words, the adequacy of the charge must be made in the
context of the entire trial.
We agree that the above jury instruction has the
potential for confusing the jury by it somewhat convoluted nature
and that it slightly misstated the standard of care language of
W. Va. Code, 55-7B-3. However, in this case, we find the granting
of a new trial was inappropriate because the plaintiffs were not
prejudiced by the instruction. Other instructions describe the appropriate standard of care without using the word "average,"See footnote 26
and in combination with the instruction in question should have
eliminated any question the jury might have had about the proper
standard of care.
We repeat here that due to the risk of misleading the
jury, a circuit court should refrain wherever possible from
gratuitously adding language to its charge that is not an element of the claim or defense and that can better be presented to the
jury by way of closing argument. Despite this admonition, we need
not reverse this verdict. Our review of the entire charge
convinces us that any confusion engendered by the inappropriate
reference to "average" was offset by the circuit court's careful
and clear discussion of the burden of proof. These instructions
were adequate to ensure that the jury was informed as to its
responsibilities and as to the substantive law standards in this
case. Thus, we are unconvinced that the use of the word "average"
in this single instruction is such a substantial departure from the
legislative intent for the standard of care announced under W. Va.
Code, 55-7B-3, that granting a new trial was merited. Although the
contested instruction standing alone is "susceptible of a doubtful
construction," other instructions read to the jury eliminated any
potentially prejudicial effect.
Thus, we can find no reversible error in the jury charge.
Therefore, the successor judge abused his discretion by granting a
new trial based on defects in the disputed instruction.
The cumulative error doctrine was created to permit
courts to reverse "[w]here there are numerous violations of
fundamental rules that, if considered individually, would probably
have no measurable effect on the court but, in cumulative effect,
. . . are prejudicial[.]" I Franklin D. Cleckley, Handbook on West
Virginia Evidence § 1-7(B)(5) at 48 (1994). The doctrine was
designed to provide relief to a party when the combination of
errors that are insignificant by themselves prevented the party
from receiving a fair trial.See footnote 28 See Syl. pt. 5, in part, State v.
Walker, 188 W. Va. 661, 425 S.E.2d 616 (1992) ("'[w]here the record of a criminal trial shows that the cumulative effect of numerous
errors committed during the trial prevented the defendant from
receiving a fair trial, his conviction should be set aside, even
though any one of such errors standing alone would be harmless
error.'" (citation omitted)). Although we noted in Riggle v.
Allied Chemical Corp., 180 W. Va. 561, 378 S.E.2d 282 (1989), that
we had never applied the cumulative error doctrine to civil
proceedings, nothing in that opinion or in the nature and purpose
of the cumulative error doctrine forecloses the future application
of the doctrine to civil cases.
Therefore, we hold that the cumulative error doctrine may
be applied in a civil case when it is apparent that justice
requires a reversal of a judgment because the presence of several
seemingly inconsequential errors has made any resulting judgment
inherently unreliable.
Although we recognize that the cumulative error doctrine
may be used by a circuit court in situations where there are
numerous "harmless" errors, as we have frequently noted, the
doctrine should be used sparingly. Furthermore, "if the errors
. . . are insignificant and inconsequential, the case should not be
reversed under this rule." I Franklin D. Cleckley, Handbook on
Evidence § 1-7(B)(5) at 49. Additionally, the doctrine can only be
applied if there are some errors in the record. See State v.
Carrico, 189 W. Va. 40, 427 S.E.2d 474 (1993) (cumulative error doctrine is inapplicable where no errors are present); State v.
Clements, 175 W. Va. 463, 334 S.E.2d 600, cert. denied, 474 U.S.
857, 106 S. Ct. 165, 88 L.Ed.2d 137 (1985). As a general rule, we
hold that the cumulative error doctrine may be considered and
applied when evaluating a party's claim of trial error. However,
as discussed above, the successor judge did err in using the
doctrine in this case. We find as a matter of law that the conduct
and errors relied upon by the successor judge were insufficient
alone or in combination to justify setting aside the jury's
verdict.
Reversed.
"A judge shall disqualify himself
or herself in a proceeding in which the
judge's impartiality might reasonably be
questioned, including but not limited to
instances where:
"(a) the judge has a personal bias
or prejudice concerning a party or a party's
lawyer, or personal knowledge of disputed
evidentiary facts concerning the proceeding;
"(b) the judge served as a lawyer
in the matter in controversy, or a lawyer
with whom the judge previously practiced law
served during the association as a lawyer
concerning the matter, or the judge has been
a material witness concerning it;
"(c) the judge knows that he or
she, individually or as a fiduciary, or the
judge's spouse, parent or child wherever
residing, or any other member of the judge's
family residing in the judge's household, has
an economic interest in the subject matter in
controversy or is a party to the proceeding
or has any other more than de minimis
interest that could be substantially affected
by the proceeding;
"(d) the judge or the judge's
spouse, or a person within the third degree
of relationship to either of them, or the
spouse of such a person:
"(i) is a party to the
proceeding, or an officer, director
or trustee, of a party;
"(ii) is acting as a
lawyer in the proceeding;
"(iii) is known by the
judge to have a more than de
minimis interest that could be
substantially affected by the
proceeding;
"(iv) is to the judge's
knowledge likely to be a material
witness in the proceeding."
(Emphasis added).
"Judges must ascertain how a reasonable
person would react to the facts. Problematic
is the fact that judges do not stand outside
of the judicial system; they are intimately
involved in the process of obtaining justice.
Judges who are asked to recuse themselves are
reluctant to impugn their own standards.
Likewise, judges sitting in review of others
do not like to cast aspersions. 'Yet drawing
all inferences favorable to the honesty and
care of the judge whose conduct has been
questioned could collapse the appearance of
impropriety standard . . . into a demand for
proof of actual impropriety.' . . .
Accordingly, we are mindful that an observer
of our judicial system is less likely to
credit judges' impartiality than the
judiciary." United States v. Jordan, 49 F.3d
at 156-57. (Citation omitted).
Modern authorities suggest that no disqualification is
necessary where a judge is only being represented in his official
capacity. See Jeffrey M. Shaman, Steven Lubet, and James J.
Alfini, Judicial Conduct and Ethics § 5.18 at 134-35 (1990)
("[d]isqualification may not be required if the attorney before
the judge has represented him or her on the basis of the judge's
official acts"). If the disqualification of every judge who is
sued in his or her official capacity was required, it would have
a substantial impact on available judicial resources. It must be
noted that nearly every petition for a writ of prohibition
brought to this Court has the unfortunate consequence of naming
the judge as a party and the judge is obliged to obtain personal
counsel or leave his defense to one of the litigants appearing
before him. See State ex rel. John Doe v. Troisi, ___ W. Va.
___, ___ n.4, ___ S.E.2d ___, ___ n.4 (No. 22817 5/18/95). (Slip
op. at 7). This is particularly true when a writ of prohibition
is sought on an interlocutory ruling. Should the mere fact that
one of the litigants arguing on behalf of the judge have the
consequence of disqualifying the judge from further participation
in the case once the prohibition issue has been resolved? We
think not and, for reasons discussed, infra, we refuse to adopt a
per se recusal rule. Taking this argument one step further, any
lawyer who argues in support of a trial judge's rulings on appeal
would disqualify the trial judge from participating in any future
cases in which the lawyer appears.
" Harmless Error. No error in either the admission or the exclusion of evidence and no error or defect in any ruling or order or in anything done or omitted by the court or by any of the parties is ground for granting a new trial or for setting aside a verdict or for vacating, modifying or otherwise disturbing a judgment or order, unless refusal to take such action appears to the court inconsistent with substantial justice. The court at every stage of the proceeding must disregard any error or defect in the proceeding which does not affect the substantial rights of the parties."
"No judgment or decree shall be
arrested or reversed for the appearance of
either party, being under the age of eighteen
years, by attorney, if the verdict (where
there is one), or the judgment or decree, be
for him and not to his prejudice; or because
it does not appear that an issue has been
made up on matter alleged in any pleading
when, without objection by any party, the
case has been tried in the absence of such
issue and it is apparent from the record and
the evidence (a) that the trial was conducted
as if an issue had been made upon such
matter, or (b) that no evidence pertaining to
such matter was offered and it is reasonably
apparent that the parties have treated such
matter as waived or abandoned; or for any
informality in the entry of the judgment or
decree by the clerk; or for the omission of
the name of any juror; or because it may not
appear that the verdict was rendered by the
number of jurors required by law; or any
defect, imperfection, or omission in the
pleadings, which could not be properly
regarded on any motion under rule twelve of
the West Virginia rules of civil procedure
for trial courts of record, or on a demurrer
in any case in which a demurrer is
appropriate."
"No decree shall be reversed for want of a replication to the answer, where the defendant has taken depositions as if there had been a replication; and when it appears that there was a full and fair hearing on the merits, and that substantial justice has been done, a decree shall not be reversed for want of a replication, although the defendant may not have taken depositions; nor shall a decree be reversed at the instance of a party who has taken depositions, for an informality in the proceedings, when it appears that there was a full and fair hearing on the merits, and that substantial justice has been done."
"In jury cases, proceedings shall
be conducted, to the extent practicable, so
as to prevent inadmissible evidence from
being suggested to the jury by any means,
such as making statements or offers of proof
or asking questions in the hearing of the
jury. Where practicable, these matters
should be determined upon a pretrial motion
in limine."
"A chiropodist is not required to
exercise the highest degree of skill and
diligence possible in the treatment of an
injury or disease, unless he has by special
contract agreed to do so. In the absence of
such special contract, he is required to
exercise only such reasonable and ordinary
skill and diligence as are ordinarily
exercised by the average of the members of
the profession in good standing in similar
localities and in the same general line of
practice, regard being had to the state of
medical science at the time."
"The following are necessary elements of
proof that an injury or death resulted from
the failure of a health care provider to
follow the accepted standard of care:
"(a) The health care provider failed to exercise that degree of care, skill and learning required or expected of a reasonable, prudent health care provider in the profession or class to which the health care provider belongs acting in the same or similar circumstances[.]"
"In West Virginia, a health care
provider is negligent if she fails to
exercise such reasonable and ordinary skill,
care--skill, care, diligence, and learning as
are ordinarily exercised by prudent members
of the profession in the same general line of
practice in which the health care provider
belongs, acting in the same or similar
circumstances, with due regard given to the
state of medical science at the time of the
alleged negligence.
"Negligence in this case is the failure to exercise that degree of care, skill, and learning required or expected of a reasonably prudent family practitioner in the same or similar circumstances in which Doctors Chidester and Endress found themselves in their care and treatment of Janet Tennant in 1989. In this case, an act of negligence on the part of those physicians may be referred to as a deviation from the standard of care. Therefore, in this case, negligence may be the performance of an act which a reasonably prudent family practitioner in the same or similar circumstances would not do, or it may be the failure to perform as would a reasonably prudent family practitioner in the same or similar circumstances." (Emphasis added).