Rebecca M. Bell, Esq.
Bell & Griffith
Princeton, West Virginia
Attorney for Mr. Quesinberry
Thomas Berry, Esq.
Johnson & Holroyd
Princeton, West Virginia
Attorney for Carter Infant
John M. Hedges, Esq.
Administrative Office of
the West Virginia Supreme Court of Appeals
Charleston, West Virginia
Attorney for Ted Philyaw
JUSTICE NEELY delivered the Opinion of the Court.
1. Because there is neither a valid statute nor an
appropriation for an expenditure providing compensation to a lawyer
appointed as a guardian ad litem for an incarcerated convict named
as a defendant in a civil action, there exists no lawful authority
for a trial court to order, or the Administrative Director to pay
the guardian ad litem fees in such an action.
2. Pursuant to W.V.R.C.P., Rule 17(c) [1978], the
appointment of a guardian ad litem for an incarcerated convict in
a civil action is not mandatory if the court can reasonably order
another appropriate remedy while the convict remains under the
legal disability of incarceration. There are several alternatives
to appointment of a guardian ad litem for indigent incarcerated
defendants. If the term of confinement of a prisoner is not long,
the court may defer the action against the prisoner until release,
provided that such a continuance is not prohibited by law and
postponement of the action will not substantially prejudice the
rights of the adverse party. If a continuance is not feasible, the
court should determine whether a guardian ad litem is essential for
the protection of the incarcerated defendant's rights under the
particular circumstances of the pending action. If, for example,
the prisoner is not contesting the suit, there is no need for
counsel. Even if the prisoner is contesting any aspect of the suit, the court should determine whether an adverse judgment
against the prisoner on the contested issues would affect any
present or future property rights.
3. Under W. Va. Code 29-21-1 et seq. [1990], if
compensation for a guardian ad litem appointed for an infant child
in an action initiated to disprove that child's paternity cannot be
ordered paid by either of the parties pursuant to Rule XIII of the
Trial Court Rules for the Trial Courts of Record by reason of
indigency, the minor child is "an eligible client" and the
paternity proceeding is an "eligible proceeding" requiring payment
through the Office of Public Defender Services.
4. Although lawyers have the right to be fairly compensated, in a limited number of instances where a court determines that the services of counsel are essential to see that justice is done in private civil litigation, a court may appoint a lawyer to serve an indigent person.
Neely, J.:
These consolidated actions are before this Court upon
certified questions pursuant to W. Va. Code 58-5-2 [1967] and Rule
13 of the Rules of Appellate Procedure [1979]. The questions
certified by the Circuit Court of Mercer County relate to
appointment of counsel by a court and compensation for such
counsel.
Both actions are divorce proceedings. In Quesinberry v.
Quesinberry, an indigent wife represented by the Appalachian
Regional Defense Fund sued her incarcerated husband, who was on
death row in North Carolina on a first-degree murder conviction,
for divorce. Pursuant to Rule 17(c), W.V.R.C.P. [1978], which
provides for court appointment of a lawyer as guardian ad litem for
convicts not otherwise represented, Thomas L. Berry, Esq. was
appointed as guardian ad litem for the defendant. The final
divorce order was entered on 7 June 1991.
In Carter v. Carter, the parties, after alleging and
admitting in the pleadings that a child had been born of their
marriage, presented a proposed agreed order indicating that there
were no children born of the marriage-- in effect, bastardizing the
child. Pursuant to our holding in Michael K.T. v. Tina L.T., 182
W. Va. 399, 387 S.E.2d 866 (1989), which mandates court appointment of a guardian ad litem for an infant child in an action initiated
to disprove that child's paternity, the court then appointed
Rebecca M. Bell, Esq. to represent the interests of the child.
Subsequently, the court found the child to be a legitimate child of
the marriage. The court also found that neither party had the
ability to pay Ms. Bell's fees.
Upon conclusion of the Quesinberry and Carter actions,
each guardian ad litem moved for payment of counsel fees.
Following hearings held on 8 February 1993 and 19 April 1993, the
circuit court concluded that the Administrative Office of the
Supreme Court of Appeals was responsible for payment of these
counsel fees, and directed that several questions with respect to
court-appointed counsel in civil actions be certified to this
Court. The circuit court's order, entered 4 May 1993, set forth
the following certified questions:
1. Where an attorney at law is appointed as
guardian ad litem for an incarcerated convict
named as a defendant in a civil action
pursuant to the provisions of Rule 17(c) of
the West Virginia Rules of Civil Procedure,
what entity should be responsible for
compensating that guardian ad litem for
his/her fees and expenses?
Answer of Circuit Court: The Administrator's
Office of the West Virginia Supreme Court of
Appeals.
2. Where an attorney at law is appointed as
guardian ad litem for an infant child in an action initiated to disprove that child's
paternity as provided for in Michael K.T. v.
Tina L.T., 387 S.E.2d 866 (W. Va. 1989), what
state entity is responsible for compensating
that guardian ad litem for his/her fees and
expenses when neither party nor the infant are
financially able to pay?
Answer of Circuit Court: The Administrator's
Office of the West Virginia Supreme Court of
Appeals.
3. (A) Can a circuit court appoint an
attorney at law to represent a party in a
divorce action involving a custody dispute
when that party is currently unrepresented and
would qualify for legal aid on the basis of
indigency, except for the fact that the
opposing party is already represented by the
local legal aid entity?
Answer of Circuit Court: Yes.
(B) Is the court's power of appointment
broader than situations described in 3(A)
above, and can the circuit court appoint an
attorney for an indigent party even if the
other party is not represented by the "legal
aid entity" and/or can the court's power of
appointment extend to indigent parties to
civil actions other than divorce actions
involving custody disputes when no legal aid
entity will represent the indigent persons?
Answer of Circuit Court: Yes.
(C) Where an attorney is appointed to
represent indigent parties in situations
described in 3(A) and 3(B) above, what entity
is responsible for compensating that attorney
for his/her fees and expenses?
Answer of Circuit Court: No entity is
responsible; attorneys appointed under these
situations will perform services without pay--
in effect a court-ordered pro bono
appointment.
We address these questions seriatim.
The first question certified by the circuit court asks us
which entity should be responsible for paying a lawyer appointed as
a guardian ad litem for an incarcerated convict named as a
defendant in a civil action pursuant to the provisions of Rule
17(c), W.V.R.C.P.. The circuit court found that the Administrative
Director of the West Virginia Supreme Court of Appeals
(Administrative Director) is responsible.
W. Va. Const., Art. VIII, §3 and W. Va. Code 51-1-15
[1974] charge the Administrative Director with the administration
and operation of the State court system. The Administrative
Director's duties include the preparation of a proper budget for
the maintenance, support and operation of the courts as well as the
authorization of payment for those items and services obtained
within that budget as are authorized by law. See W. Va. Code 51-1-
17 [1981].
In State ex rel. Foster v. Gainer, 166 W.Va. 88, 272
S.E.2d 666, 667 (1980), we drew the contours of the Administrative
Director's spending authority, determining that sufficient
authorization existed for payments by the Administrative Director if each of the following factors were justified to the Auditor for
payment through his offices:See footnote 1
(a) there is an appropriation for the
proposed expenditure;
(b) there is a valid statute, state or
federal, authorizing the proposed expenditure;
(c) the appropriation for the proposed
expenditure is for a public purpose, and not
for personal or private gain.
Because there is neither a valid statute nor an
appropriation for an expenditure providing compensation to a lawyer
appointed as a guardian ad litem for an incarcerated convict named
as a defendant in a civil action, there exists no lawful authority
for a trial court to order, or the Administrative Director to pay
the guardian ad litem fees in such an action.
Rule 17(c), W.V.R.C.P. provides in pertinent part:
The court or clerk shall appoint a discreet
and competent attorney at law as guardian ad
litem for an infant, incompetent person, or
convict not otherwise represented in an
action, or the court shall make such order as
it deems proper for the protection of any
person under a disability.
Notably, Rule 17(c), while requiring that a guardian ad litem be
appointed for an incarcerated convict named as defendant in a civil
action, does not include a provision charging any entity with the responsibility of paying for the services of such a guardian ad
litem. Indeed, the only source of authority in this State allowing
compensation for an attorney appointed as a guardian ad litem for
an incarcerated convict -- Rule XIII of the Trial Court Rules for
the Trial Courts of Record (Trial Court Rules) -- mandates that the
compensation be taxed as part of the costs of the proceeding.
Under W.V.R.C.P., Rule 54(d) [1978], such costs are taxed and
chargeable only against a non-prevailing party and, where state
officers or agencies are the non-prevailing parties in an action,
only to the extent expressly permitted by law.See footnote 2 Where, however,
a guardian ad litem is appointed to represent an incarcerated
convict named as a defendant in a civil action, the Administrative
Director is not a party, much less a non-prevailing one. Thus, the
Administrative Director is not responsible in any instance for compensating a guardian ad litem appointed to represent an
incarcerated convict named as a defendant in a civil action.
We should note that, as recognized in the last portion of
Rule 17(c), W.V.R.C.P. [1978], the appointment of a guardian ad
litem for an incarcerated convict in a civil action is not
mandatory if the court can reasonably order another appropriate
remedy while the convict remains under the legal disability of
incarceration. In Payne v. Superior Court, 553 P.2d 565 (Cal.
1976), the California Supreme Court recognized several alternatives
to appointment of a guardian ad litem for indigent incarcerated
defendants. If the term of confinement of a prisoner is not long,
the court may defer the action against the prisoner until release,
provided that such a continuance is not prohibited by law and
postponement of the action will not substantially prejudice the
rights of the adverse party. Id. at 576. If a continuance is not
feasible, the court should determine whether a guardian ad litem is
essential for the protection of the incarcerated defendant's rights
under the particular circumstances of the pending action. If, for
example, the prisoner is not contesting the suit, there is no need
for counsel. Even if the prisoner is contesting any aspect of the
suit, the court should determine whether an adverse judgment
against the prisoner on the contested issues would affect any
present or future property rights. Id. at 577. In short, the
appointment of a guardian ad litem is within the court's discretion if the court determines that any of the above alternatives is not
feasible.
As in cases where a guardian ad litem is appointed to
represent an incarcerated convict in a civil action described
above, there is, contrary to the circuit court's finding, no
statutory authority for the Administrative Director to pay such
compensation. In Carter, Mr. Berry was appointed by the trial
court pursuant to syllabus point 4 of Michael K.T. v. Tina L.T.,
182 W. Va. 399, 387 S.E.2d. 866 (1989) which provides:
A guardian ad litem should be appointed to
represent the interests of the minor child
whenever an action is initiated to disprove
the child's paternity.
Although in Michael K.T., we observed that "the fees of such
guardian ad litem are to be borne by the party or parties to the
divorce who the court determines is/are best able to bear such
expense, or in the case of indigency of the parties by the state,"
we did not expressly indicate the appropriate payor agency of the
State. Michael K.T., supra, 387 S.E.2d at 873.
The only promulgated rule with respect to compensation
for guardians ad litem -- Rule XIII of the Trial Court Rules --
mandates that the compensation be taxed as part of the costs of the
proceeding. Under W. Va. Code 29-21-1 et seq. [1990], if
compensation for a guardian ad litem cannot be ordered paid by
either of the parties pursuant to the Trial Court Rules, Rule XIII
by reason of indigency, the minor child is "an eligible client" and
the paternity proceeding an "eligible proceeding" requiring payment
through the Office of Public Defender Services. In an analogous
context, where a lawyer is appointed as guardian ad litem to
protect a child's interests in an abuse and neglect proceeding
where parental rights may be terminated, this Court recently noted
that the child is an "eligible client" under W. Va. Code 29-21-2(1)
[1990], entitling the lawyer to compensation through Public
Defender Services. In Re Jeffrey R.L., __ W. Va. __, 435 S.E.2d
162, 177 n.27 (1993). Clearly, then, it was the intent of the
legislature that W. Va. Code 29-21-2 [1990] also cover a guardian
ad litem in an action initiated to disprove that child's paternity when neither party nor the infant is able to pay. Accordingly, we
hold that a trial court may require the office of Public Defender
Services to compensate an attorney appointed as guardian ad litem
to represent an infant child in an action to disprove that child's
paternity when neither party nor the infant is able to pay.
Contrary to the circuit court's finding, there is no statutory
basis to order that the Court Administrator's office to pay the
guardian ad litem's fees and expenses.
The third certified question asks us to make two
determinations with regard to the appointment of counsel by a court
and compensation for such counsel: first, the ambit of a court's
power to appoint guardians ad litem for indigent parties in civil
actions; and second, the appropriate entity for compensating
lawyers appointed as guardians ad litem for indigent parties in
civil actions.
In Powell v. Alabama, 287 U.S. 45, 73 (1932), the United
States Supreme Court recognized that a court's power to appoint
counsel, "even in the absence of a statute, cannot be questioned.
Attorneys are officers of the court, and are bound to render
service when required by such an appointment." In State ex rel.
Partain v. Oakley, 159 W. Va. 805, 227 S.E.2d 314, 320 (1976), we echoed this recognized authority of courts to appoint needed
counsel and the concomitant duty of lawyers to serve:
"[T]his Court clearly has the authority to
deal with the question of whether attorneys
will or will not be required to provide
service under appointment. As the highest
judicial body in this State, this Court has
the inherent power to define, supervise,
regulate and control the practice of law in
West Virginia. This power exists both
inherently and by specific recognition in our
Constitution and statutes.
Furthermore, as a condition to the practice of law in
West Virginia, Rule 6.2 of the Rules of Professional Conduct
prohibits a lawyer from seeking to "avoid appointment by a tribunal
to represent a person except for a good cause. . . ." According
to the commentary under Rule 6.2, lawyers may be subject to
appointment by the court to serve unpopular clients or persons
unable to afford legal services. In short, with or without
statutory expression, the court's power of appointment extends to
indigent parties when no legal aid entity will represent the
indigent person and without a lawyer the ends of justice are likely
to be seriously confounded.
Finally, we are asked to determine which entity is
responsible for compensating a lawyer for fees and expenses when
the lawyer is appointed to represent indigent parties in civil
actions. We agree with the circuit court's finding that no entity
is responsible; lawyers appointed in civil cases shall perform services for indigent clients without pay. Although lawyers have
the right to be fairly compensated,See footnote 3 in a limited number of
instances where a court determines that the services of counsel are
essential to see that justice is done in private civil litigation,
a court may appoint a lawyer to serve an indigent person.
In Jewell v. Maynard, 181 W. Va. 571, 383 S.E.2d 536, 546
(1989), this Court recognized the propriety and constitutionality
of requiring lawyers to serve pro bono in this State:
The dedication of lawyers to public service is
reflected by the fact that lawyers are
accorded substantial public benefits: They
have a state-imposed monopoly in appearing for
others in the courts, on drafting legal
documents, and on giving legal advice; they
conduct much of their business in facilities
paid for by the taxpayers; and, they practice
before judges whose salaries and logistical
support are furnished entirely at public
expense. Every student who enters law school
understands that it is an ancient and honored
tradition of the law that a reasonable part of
a lawyer's time be devoted to uncompensated
public service.
Notably, the Jewell Court did recognize that there are
constitutional implications if court-appointed criminal cases are
not spread equally among members of the bar. Under circumstances
where uncompensated or undercompensated representation begins to
pose an unreasonable financial burden on a particular lawyer,
relief should be granted by the court. Jewell, supra, 181 W. Va.
571, 383 S.E.2d at 546-47 (1989). Likewise, the relatively limited
number of civil cases where the circuit courts find it necessary to
appoint a lawyer without compensation to protect vital interest of
an indigent litigant should be equitably distributed among members
of the local bar.
Certified Questions Answered.