William B. Richardson, Jr., Esq.
Richardson and Richardson
Parkersburg, West Virginia
Attorneys for the Appellant
Edward C. Martin, Esq.
J. Tyler Dinsmore, Esq.
Flaherty, Sensabaugh & Bonasso
Charleston, West Virginia
Attorneys for the Appellee
The Opinion of the Court was delivered PER CURIAM.
"Where a plaintiff seeks to change a party defendant by a motion to amend a complaint under Rule 15(c) of the West Virginia Rules of Civil Procedure, the amendment will relate back to the filing of the original complaint only if the proposed new party defendant, prior to the running of the statute of limitations, received such notice of the institution of the original action that he will not be prejudiced in maintaining his defense on the merits and that he knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against him." Syllabus, Maxwell v. Eastern Associated Coal Corp., Inc., 183 W. Va. 70, 394 S.E.2d 54 (1990).
Per Curiam:
Connie Higgins appeals a decision of the Circuit Court of
Jackson County refusing to allow her to amend her pleadings in her
suit against Community Health Association, d/b/a Jackson General
Hospital and dismissing her suit as barred under the statute of
limitations. Because Ms. Higgins should have been allowed to amend
her complaint, which was timely filed, we reverse the decision of
the circuit court and remand this case for further proceedings on
the merits.
On September 22, 1989, Ms. Higgins injured her right
shoulder when she slipped on the emergency room floor of Jackson
General Hospital. On September 19, 1991, Ms. Higgins filed suit
against Jackson General Hospital and served a copy of the complaint
and summons on the Secretary of State. See W. Va. Code 31-1-15
[1984]. On September 23, 1991, the Secretary of State mailed the
complaint and summons back to Ms. Higgins' lawyer with the notation
that Jackson General Hospital was not a registered corporation. On
September 26, 1991, after discovering that Jackson General Hospital
was the registered assumed name of Community Health Association,
Ms. Higgins filed an amended complaint against Community Health
Association, d/b/a Jackson General Hospital. Ms. Higgins again
sought service through the Secretary of State.
In its October 18, 1991 answer to the amended complaint,
the hospital asserted that the suit was barred by the two-year
statute of limitation found in W. Va. Code 55-2-12 [1959]. After
a hearing on Ms. Higgins' motion to amend her complaint and the
hospital's motion to dismiss, the circuit court denied Ms. Higgins'
motion to amend her complaint and dismissed the suit. Then, Ms.
Higgins appealed to this Court.
Rule 15(c) of the W. Va. Rules of Civil Procedure [1978]
governs when amendments relate back to the filing of an original
complaint. Rule 15(c) provides:
Whenever the claim or defense asserted in
the amended pleading arose out of the conduct,
transaction, or occurrence set forth or
attempted to be set forth in the original
pleading, the amendment relates back to the
date of the original pleading. An amendment
changing the party against whom a claim is
asserted relates back if the foregoing
provision is satisfied and, within the period
provided by law for commencing the action
against him, the party to be brought in by
amendment (1) has received such notice of the
institution of the action that he will not be
prejudiced in maintaining his defense on the
merits, and (2) knew or should have known
that, but for a mistake concerning the
identity of the proper party, the action would
have been brought against him.
In the present case, the hospital alleges that Rule 15(c)
bars Ms. Higgins' amendment because the hospital had no notice of
the original suit and had no knowledge that, but for a mistake
concerning the identity of the proper party, the action would have
been brought against it. However, the record indicates that before
the expiration of the statute of limitation, Ms. Higgins filed suit
and served a copy of the summons and original complaint on the
Secretary of State. W. Va. Code 31-1-15 [1984] states that "[t]he
secretary of state is hereby constituted the attorney-in-fact for
and on behalf of every corporation created by virtue of the laws of
this State. . . ." Although Community Health Association's assumed
name, Jackson General Hospital, was registered with Secretary of
State as an assumed name (see W. Va. Code 47-8-4 [1992]), the
Secretary of State's office did not consult the assumed name index,
but simply returned the summons and complaint noting that Jackson
County Hospital was not a registered corporation.
In Maxwell v. Eastern Association Coal Corporation, Inc.,
183 W. Va. 70, 73, 394 S.E.2d 54, 57 (1990) we noted that the
Supreme Court in Schiavone v. Fortune, 477 U.S. 21
(1986)(discussing the federal rule, which in 1990 was in all
relevant respects identical to our Rule 15(c)) held that "an
amendment adding a party would not relate back unless the added
party had notice of the bringing of the action within the
limitations period."See footnote 1 See 6A C. Wright, A. Miller and M. Kane,
Federal Practice and Procedure: Civil § 1498 (1990). In Syllabus,
Maxwell, we said:
Where a plaintiff seeks to change a party
defendant by a motion to amend a complaint
under Rule 15(c) of the West Virginia Rules of
Civil Procedure, the amendment will relate
back to the filing of the original complaint
only if the proposed new party defendant,
prior to the running of the statute of
limitations, received such notice of the
institution of the original action that he
will not be prejudiced in maintaining his
defense on the merits and that he knew or
should have known that, but for a mistake
concerning the identity of the proper party,
the action would have been brought against
him.
See also Syllabus Point 3, Rosier v. Garron, Inc., 156 W. Va. 861,
199 S.E.2d 50 (1973) (holding that "motions to amend should always
be granted under Rule 15 when: (1) the amendment permits the
presentation of the merits of the action; (2) the adverse party is
not prejudiced by the sudden assertion of the subject of the
amendment; and (3) the adverse party can be given ample opportunity
to meet the issue").
In the present case, Ms. Higgins filed her original
complaint within the statute of limitations but used the assumed
name rather that the registered name of the defendant. The record,
as supplemented, shows that the hospital without noting its
registered name, conducted business under its assumed name and had
instituted various collection actions under its assumed name.
Although the hospital registered its assumed name, the Secretary of
State did not check the assumed name index, but rather, returned
the summons and complaint to Ms. Higgins who within three days
filed an amended complaint.
Because the original suit was served on the secretary of
state, who under W. Va. Code 31-1-15 [1984] is the attorney-in-fact
for the hospital, we find that the hospital, prior to the running
of the statute of limitation, had received such notice of the
original complaint through its statutory agent that it will not be
prejudiced in maintaining a defense on the merits and that, but for
a mistake involving its assumed name, it knew or should have known
that the action would have been brought against it. Furthermore,
we reiterate that the pleading mistake was the fault of Community
Health Association, which chose to do business in its assumed name.
Although a motion for leave to amend a complaint is
addressed to the sound discretion of the trial court (Nellas v.
Loucas, 156 W. Va. 77, 191 S.E.2d 160 (1972); Perdue v. S. J.
Groves & Sons Co., 152 W. Va. 222, 161 S.E.2d 250 (1968)), because
Ms. Higgins' motion to change the name of the defendant meets the
requirements of Rule 15(c), W. Va. Rules of Civil Procedure, we
find that the circuit court should have granted Ms. Higgins'
motion.
For the above stated reasons, the judgment of the Circuit
Court of Jackson County is reversed and the case is remanded for
further proceedings on the merits.
Reversed and remanded.