Darrell V. McGraw, Jr.
Attorney General
Jan Fox, Special Assistant Attorney General
Charleston, West Virginia
Attorney for the Appellant
David L. Stuart
Charleston, West Virginia
Attorney for the Appellees
James M. Haviland
Benita Whitman
Crandall, Pyles & Haviland
Charleston, West Virginia
Attorney for the West Virginia State Employees Union
Amicus Curiae
JUSTICE McHUGH delivered the Opinion of the Court.
1. The Division of Personnel has no jurisdiction to hear
or decide misclassification grievances at level three of the
Grievance Procedure for State Employees set forth in W. Va. Code,
29-6A-1, et seq., except in those instances where the Division of
Personnel is the employing agency.
2. The legislature has statutorily mandated that the
Division of Personnel has the discretion of becoming a party at
level three of the Grievance Procedure for State Employees, and as
a party at level three of the grievance procedure the consent of
the Division of Personnel is needed before the relief requested can
be modified under W. Va. Code, 29-6A-3(k) [1988].
3. "'A writ of mandamus will not issue unless three
elements coexist--(1) a clear legal right in the petitioner to the
relief sought; (2) a legal duty on the part of respondent to do the
thing which the petitioner seeks to compel; and (3) the absence of
another adequate remedy.' Syllabus Point 2, State ex rel. Kucera
v. City of Wheeling, 153 W. Va. 538, 170 S.E.2d 367 (1969)." Syl.
pt. 3, Mounts v. Chafin, 186 W. Va. 156, 411 S.E.2d 481 (1991).
McHugh, Justice:
This case is before the Court upon the appeal of the West
Virginia Department of Administration, Division of Personnel
(hereinafter "Division of Personnel"), the respondent in the writ
of mandamus action and the defendant in the declaratory action
below. The appellees are Debra L. Parsons, Betty J. Dooley, Joyce
F. Paxton, Dorothy Hughes, Janice Hundley and Carol A. Walker, the
petitioners in the writ of mandamus action and the plaintiffs in
the declaratory action below. The appellant has asked this Court
to review the August 26, 1992 order of the Circuit Court of Kanawha
County which ordered, among other things, that the Grievance
Procedure for State Employees, W. Va. Code, 29-6A-1, et seq., does
not provide for the Division of Personnel to have a co-evaluator at
level three. For reasons set forth below, we affirm, in part, and
reverse, in part, the circuit court's order and remand this case.
In April of 1992 the level three hearing was held before
Jack C. McClung, the designated hearing evaluator of the Bureau of
Employment Programs, Workers' Compensation Division. The appellant
states that Charles Forsythe was the designated hearing co-evaluator of the Division of Personnel.See footnote 1 A statutorily authorized
designee did appear for the Division of Personnel at the level
three hearing.See footnote 2
Mr. Forsythe, of the Division of Personnel, issued a
decision in May of 1992 in which he denied the appellees' requested
relief. In June of 1992 hearing evaluator McClung issued a
decision which found that the appellees were not performing the
duties of a Secretary II, but that they were performing the duties
of a Secretary I and granted backpay retroactive to December 1,
1991.
The appellees moved the education and state employees
grievance board (hereinafter "grievance board") to enforce hearing
evaluator McClung's decision since they did not want to appeal his
decision. The appellees also requested that Mr. Forsythe's
decision be void, and upon entry of an order, that the appellees be
permitted to withdraw their appeal to the grievance board of Mr.
Forsythe's decision.See footnote 3 In the alternative, the appellees asked the
grievance board to stay the level four hearing pending
determination by the circuit court on their petition for a writ of
mandamus and their complaint for declaratory judgment. It is the
circuit court's order granting the appellees' petition for a writ
of mandamus and their complaint for declaratory judgment which is
the subject of this appeal.
The Division of Personnel contends that a
misclassification grievance cannot be filed under the Grievance
Procedure for State Employees, set forth in W. Va. Code, 29-6A-1,
et seq., unless the Division of Personnel is made a "statutory
employer" since W. Va. Code, 29-6A-2(i) states, in part, "any . . .
matter in which authority to act is not vested with the employer
shall not be the subject of any grievance filed in accordance with
the provisions of this article."See footnote 4 The basis of the Division of
Personnel's argument is that the employing agency (the employer)
has no authority to classify employees since the Division of
Personnel has the exclusive authority to classify state employees
under W. Va. Code, 29-6-10(1) [1992].See footnote 5
This Court did state in AFSCME v. Civil Service
Commission, 181 W. Va. 8, 13, 380 S.E.2d 43, 48 (1989), that "[i]t
was clearly the intention of the Legislature to vest exclusively in
the CSC [Civil Service Commission] the responsibility to classify
state employees and to ensure pay equity within the same class."See footnote 6
However, there is nothing in W. Va. Code, 29-6-10(1) [1992] which
indicates that the Division of Personnel has more than general
classification powers. Although the Division of Personnel has the
responsibility to establish a classification system there is
nothing in W. Va. Code, 29-6-10 [1992] which indicates that the
Division of Personnel can control an employer's decision as to what
services an employee is actually performing. After all, the
employer would know exactly what services are expected from the
employee.
Furthermore, this Court also stated in AFSCME that the
CSC (the Division of Personnel and the state personnel board)
does
not have jurisdiction to handle misclassification grievances. This
court found that the following language in W. Va. Code, 29-6A-2(i)
[1988] is sufficiently broad to cover a misclassification
grievance: "(i) 'Grievance' means any claim by one or more
affected state employees alleging a . . . misapplication or
misinterpretation regarding compensation, hours, terms and
conditions of employment. . . ." (emphasis added). See syllabus
point 2 of AFSCME, supra.See footnote 7 Therefore, a misclassification
grievance is under the jurisdiction of the Education and State
Employees Grievance Board and follows the Grievance Procedure for
State Employees regardless of whether or not the Division of
Personnel is made a "statutory employer."See footnote 8
Furthermore, the Grievance Procedure for State Employees
does not mention a co-evaluator. In fact, the only mention of the
Division of Personnel participating in the grievance procedure is
in W. Va. Code, 29-6A-4 [1988] which allows for the Division of
Personnel or his designee to appear at a level three hearing and to
submit oral or written evidence at the hearing.See footnote 9
In syllabus point 1 of State v. Elder, 152 W. Va. 571,
165 S.E.2d 108 (1968), this Court stated: "Courts always endeavor
to give effect to the legislative intent, but a statute that is
clear and unambiguous will be applied and not construed." We find
that W. Va. Code, 29-6A-1, et seq., is clear and unambiguous.
Therefore, we will not construe W. Va. Code, 29-6A-1, et seq. to
require a co-evaluator from the Division of Personnel to be
appointed at a level three hearing of a misclassification
grievance.
Adding a co-evaluator at level three would only
complicate and add confusion to the grievance proceedings. The
Division of Personnel's mandate that its co-evaluator would be
controlling if there is not a consensus among the evaluators makes
the decision of the employing agency's evaluator meaningless.
Obviously, the legislature found that the evaluator of the
employing agency should be controlling since W. Va. Code, 29-6A-4(c) [1988] states that the chief administrator of the grievant's
employing agency or his designee shall hold a hearing and issue a
written decision regarding the level three decision. Although the
Department of Personnel is given authority to appear at the level
three hearing in W. Va. Code, 29-6A-4(c) [1988], there is no
authority given to the Division of Personnel to issue a decision.
We recognize the importance of the Division of
Personnel's involvement in misclassification grievances since the
Division of Personnel is responsible for allocating the position of
every employee in the classified service under W. Va. Code, 29-6-10(1) [1992]. However, the legislature has ensured that the
Division of Personnel is involved by giving the Division of
Personnel the discretion of appearing and introducing evidence at
levels three and four of the grievance procedure. W. Va. Code, 29-6A-4(c) and (d) [1988].
There is an argument that the Division of Personnel can
be given the right to appeal a decision in the grievance procedure
based on the rationale in Triggs v. Berkeley County Bd. of Ed., ___
W. Va. ___, 425 S.E.2d 111 (1992). In Triggs we stated that a
county board of education or its superintendent has the right to
appeal a grievance decision made by the superintendent's designee
at level two under W. Va. Code, 18-29-3(t) [1985] even though the
grievance procedure only specifically provides for an appeal by the
grievant at that level.See footnote 10 The Triggs case involves the grievance
procedure for education employees set forth in W. Va. Code, 18-29-1, et seq., which is similar to the Grievance Procedure for State
Employees set forth in W. Va. Code, 29-6A-1, et seq.
However, a close reading of W. Va. Code, 18-29-3(t)
[1985], the statute relied upon by this Court in Triggs, and its
counterpart in the Grievance Procedure for State Employees, W. Va.
Code, 29-6A-3(x) [1988], reveals differences in statutory language
which prevents us from using the rationale in Triggs to extend the
right to appeal to the Division of Personnel. W. Va. Code, 18-29-3(t) [1985], the statute relied upon by this Court in Triggs,
states:
(t) Any chief administrator or governing
board of an institution in which a grievance
was filed may appeal such decision on the
grounds that the decision (1) was contrary to
law or lawfully adopted rule, regulation or
written policy of the chief administrator or
governing board, (2) exceeded the hearing
examiner's statutory authority, (3) was the
result of fraud or deceit, (4) was clearly
wrong in view of the reliable, probative and
substantial evidence on the whole record, or
(5) was arbitrary or capricious or
characterized by abuse of discretion. Such
appeal shall follow the procedure regarding
appeal provided the grievant in section four
[§ 18-29-4] of this article and provided both
parties in section seven [§ 18-29-7] of this
article.
On the other hand, W. Va. Code, 29-6A-3(x) [1988], states:
(x) Any chief administrator with whom a
grievance was filed may appeal a level four
decision on the grounds that the decision (1)
was contrary to law or lawfully adopted rule,
regulation or written policy of the employer,
(2) exceeded the hearing examiner's statutory
authority, (3) was the result of fraud or
deceit, (4) was clearly wrong in view of the
reliable, probative and substantial evidence
on the whole record, or (5) was arbitrary or
capricious or characterized by abuse of
discretion. Such appeal shall follow the
procedure regarding appeal provided the
grievant in section four [§ 29-6A-4] of this
article and provided both parties in section
seven [§ 29-6A-7] of this article.
(emphasis added).
Although the two statutes are similar, W. Va. Code, 29-6A-3(x) [1988], unlike the statute in Triggs, makes it quite clear
that the chief administrator can only appeal at level four. The
case before us involves a level three decision. Furthermore, both
statutes state that the chief administrator with whom the grievance
was filed may appeal; however, the Division of Personnel is not the
chief administrator with whom the grievance is filed in this case.
Therefore, we note that there is no mechanism for the Division of
Personnel to appeal a decision made at any level of the grievance
procedure unless the Division of Personnel is the employing agency.
Only the grievant has the right to appeal at levels one, two, and
three under the Grievance Procedure for State Employees. See
W. Va. Code, 29-6A-4 [1988].
Accordingly, we conclude that the Division of Personnel
has no jurisdiction to hear or decide misclassification grievances
at level three of the Grievance Procedure for State Employees set
forth in W. Va. Code, 29-6A-1, et seq., except in those instances
where the Division of Personnel is the employing agency.
Therefore, we find that the decision issued by Mr. Forsythe, of the
Division of Personnel, is void.See footnote 11
The Grievance Procedure for State Employees specifically
states: "Any change in the relief sought by the grievant shall be
consented to by all parties or may be granted at level four within
the discretion of the hearing examiner." W. Va. Code, 29-6A-3(k)
[1988]. Not all of the parties have consented to the change in
relief in the case before us.
We point out that although W. Va. Code, 29-6A-4(c) and
(d) [1988] do not allow for the Division of Personnel to be
involved in the decision making process, they do allow the director
of the Division of Personnel or his designee to appear at levels
three and four in order to submit oral or written evidence.
Although W. Va. Code, 29-6A-4 [1988] does not specifically state
that the Division of Personnel can become a party, we find that the
logical conclusion is that the legislature intended, by giving the
Division of Personnel the right to appear at levels three and four,
for the Division of Personnel to have the discretion of becoming a
party at levels three and four of the grievance procedure.
In State ex rel. Dillon v. Neal, 104 W. Va. 259, 264, 139
S.E. 757, 759 (1927), we stated: "The true meaning of any clause
or provision is that which best accords with the subject and
general purpose of the act and every part." The purpose of the
Grievance Procedure for State Employees "is to provide a procedure
for the equitable and consistent resolution of employment
grievances[.]" W. Va. Code, 29-6A-1 [1988], in part. In
furthering the purpose of the grievance procedure, the legislature
gave the Division of Personnel the right to appear at levels three
and four in order to submit evidence. Since only parties to an
action generally have a right to submit evidence, we find that the
legislature intended for the Division of Personnel to have the
discretion of becoming a party at levels three and four in order to
provide an equitable and consistent grievance procedure. To hold
otherwise would be unfair because if the hearing evaluator can
modify the relief requested without the Division of Personnel's
consent, then the Division of Personnel would not have the
opportunity to present evidence on whether or not the modification
is a solution to the grievance. Therefore, the legislature has
statutorily mandated that the Division of Personnel has the
discretion of becoming a party at level three of the Grievance
Procedure for State Employees, and as a party at level three of the
grievance procedure the consent of the Division of Personnel is
needed before the relief requested can be modified under W. Va.
Code, 29-6A-3(k) [1988].
In the case before us the grievants have consented to the
modification of relief. However, the Division of Personnel has not
consented to the change in relief. We find that evaluator McClung
had no authority to modify the relief requested, therefore,
evaluator McClung's decision is also void.
Accordingly, we hold that the circuit court erred by
ordering that evaluator McClung's decision be enforced.
The appellees have failed to show that the first element exists
because the appellees do not have the right to have the level three
decision of evaluator McClung enforced since all parties have not
agreed to his modification of the relief requested as is required
by W. Va. Code, 29-6A-3(k) [1988].
We hold that it was improper for the circuit court to
issue a writ of mandamus since the appellees do not have a clear
legal right to have evaluator McClung's decision enforced.
In Wilson, Sunya Anderson, the administrative law judge for the West Virginia Education and State Employees' Grievance Board, held that the Division of Personnel's chief administrator or his designee must be accorded status as a level three co-evaluator in misclassification grievances. The grievance board reasoned that since the Division of Personnel is the only entity with the authority to classify employees of state agencies, then the Division of Personnel is a statutory employer and as such should be included in the evaluation process.
(i) 'Grievance' means any claim by one or
more affected state employees alleging a
violation, a misapplication or a
misinterpretation of the statutes, policies,
rules, regulations or written agreements under
which such employees work, including any
violation, misapplication or misinterpretation
regarding compensation, hours, terms and
conditions of employment, employment status or
discrimination; any discriminatory or
otherwise aggrieved application of unwritten
policies or practices of their employer; any
specifically identified incident of harassment
or favoritism; or any action, policy or
practice constituting a substantial detriment
to or interference with effective job
performance or the health and safety of the
employees.
Any pension matter or other issue
relating to public employees insurance in
accordance with article sixteen [§ 5-16-1 et
seq.], chapter five of this code, retirement,
or any other matter in which authority to act
is not vested with the employer shall not be
the subject of any grievance filed in
accordance with the provisions of this
article.
(a) The civil service commission is hereby
abolished. All duties and responsibilities
heretofore imposed upon the civil service
commission are hereby imposed upon the state
personnel board, and all duties and
responsibilities heretofore imposed upon the
director of the civil service system are
hereby imposed upon the director of the
division of personnel.
Therefore, in our discussion of AFSCME we will substitute the civil service commission director with the director of the division of personnel.
Under W. Va. Code, 29-6A-1, et seq., it
is clear that the Legislature intended to
place in the Education and State Employees
Grievance Board jurisdiction over matters
arising from a 'misapplication or
misinterpretation regarding . . . hours, terms
and conditions of employment.' This
terminology is sufficiently broad to cover a
grievance for work performed out of
classification. Furthermore, W. Va. Code, 29-6A-11, provides that '[t]his article
supersedes and replaces the civil service
grievance and appeal procedure currently
authorized under the rules and regulations of
the civil service commission.' The clarity of
these provisions compels the conclusion that
the Civil Service Commission has no
jurisdiction to handle misclassification
grievances.
Level one: the immediate supervisor hears the grievance
and issues a decision which the grievant can appeal to level two;
Level two: the administrator of the grievant's office
hears the grievance and issues a decision which the grievant can
appeal to level three;
Level three: the chief administrator of the grievant's
employing department, board, commission, or agency hears the
grievance and issues a decision which the grievant can appeal to
level four (the personnel director of the state civil service
commission or his designee may appear at the level three hearing
and submit oral or written evidence);
Level four: a hearing examiner hears the grievance and
issues a written decision (the personnel director of the state
civil service commission or his designee may appear at the level
four hearing and submit oral or written evidence).
Either party may appeal a level four decision to the circuit court under W. Va. Code, 29-6A-7 [1988].