James B. Lees, Jr. Larry A. Winter
James A. McKowen Trina L. Leone
Hunt & Wilson Barbara A. Allen
Charleston, West Virginia Spilman, Thomas, Battle &
Attorney for the Appellant Klostermeyer
Charleston, West Virginia
Attorney for the Intervenor
JUSTICE MILLER delivered the Opinion of the Court.
1. "The legislature amended W. Va. Code, 55-7-6 and 55-7-7 in 1989. The amendments deleted provisions which specified
relatives and dependents who were entitled to share in a wrongful
death damage award. The legislature also removed the right of the
jury or the court to distribute damages in such amounts and
proportions as the [jury or the ] court finds to be fair, just and
equitable. Instead, the net proceeds of a wrongful death damage
award must now pass in accordance with the decedent's will or, if
there be no will, in accordance with the laws of descent and
distribution." Syllabus Point 1, Arnold v. Turek, 185 W. Va. 400,
407 S.E.2d 706 (1991).
2. "With regard to the distribution of a wrongful death
settlement, W. Va. Code, 55-7-7 (1989), directs a judge to
distribute the settlement in accordance with the decedent's will
or, if there be no will, in accordance with the laws of descent and
distribution. Thus, the legislature has taken away the discretion
of the court to allocate a greater share of wrongful death proceeds
based on an individual's degree of dependency, relationship, or
loss, which existed prior to the 1989 amendments to the Wrongful
Death Act." Syllabus Point 2, Arnold v. Turek, 185 W. Va. 400, 407
S.E.2d 706 (1991).
3. "'"A statute is presumed to operate prospectively unless the intent that it shall operate retroactively is clearly expressed by its terms or is necessarily implied from the language
of the statute." Syllabus Point 3, Shanholtz v. Monongahela Power
Co., [165 W. Va. 305], 270 S.E.2d 178 (1980).' Syllabus Point 2,
State ex rel. Manchin v. Lively, 170 W. Va. 655, 295 S.E.2d 912
(1982)." Syllabus Point 4, Arnold v. Turek, 185 W. Va. 400, 407
S.E.2d 706 (1991).
4. "Statutory changes in the manner and method of
distributing the proceeds of a judgment or settlement for wrongful
death will not be given retroactive effect, and the statute in
effect on the date of the decedent's death will control." Syllabus
Point 5, Arnold v. Turek, 185 W. Va. 400, 407 S.E.2d 706 (1991).
5. In the absence of a statute to the contrary, a
parent who abandons a child is not precluded from recovering or
sharing in a wrongful death recovery where the wrongful death act
mandates distribution of damages recovered thereunder in accordance
with the laws of intestate succession.
This is an appeal by Jacqueline White, administratrix of
the estate of her daughter, Andi D. White, from a final order of
the Circuit Court of Raleigh County, dated August 13, 1991, which
ordered distribution of a wrongful death settlement to Ms. White
and to Andi's father, Ted A. White. The trial court ruled that
under W. Va. Code, 55-7-6 (1989), and W. Va. Code, 55-7-7 (1989),
Mr. and Ms. White were each entitled to one-half of the net
proceeds of the settlement. Ms. White argues that the trial court
erred in refusing to consider evidence that Mr. White abandoned or
deserted Andi when she was a small child as a basis for an unequal
distribution of the settlement proceeds.
Ms. White brought a wrongful death action against Kevin
M. Gosiene, the driver of the vehicle in which Andi was riding at
the time of the accident. The claim was subsequently settled for
$500,000. After payment of expenses and attorney's fees, the sum
of $369,164.56 was deposited in escrow for distribution to Andi's
beneficiaries.
In June of 1991, the circuit court entered an order
ratifying the settlement and naming Mr. and Ms. White as Andi's
sole beneficiaries. The circuit court set a hearing for August 2,
1991, to determine the appropriate distribution of the settlement.
Mr. White appeared at the hearing, claiming that, as Andi's father,
he was entitled to one-half of the net proceeds of the settlement.
Ms. White opposed an equal distribution of the settlement, alleging
that her ex-husband had abandoned Andi after their divorce and
should not, therefore, be entitled to benefit from her death.
By order dated August 13, 1991, the circuit court ruled
that our holding in Arnold v. Turek, 185 W. Va. 400, 407 S.E.2d 706
(1991), decided one month earlier, required the proceeds to be
distributed equally between Andi's parents. The court took no
evidence, but permitted Ms. White to vouch the record with a
written avowal of testimony. Ms. White appealed this order. Mr.
White was allowed to intervene in the proceedings before this
Court.See footnote 1
On March 7, 1992, while this case was on appeal to this
Court, the legislature enacted amendments to our wrongful death
act, which became effective June 5, 1992. The effect of this
amendment was raised in oral argument, and we granted the parties
additional time to brief the issue.
the proceeds to be distributed "in the same manner as in the cases
tried without a jury."See footnote 3
In Syllabus Point 4 of Rice v. Ryder, 184 W. Va. 255, 400
S.E.2d 263 (1990), we recognized:
"West Virginia Code § 55-7-6(b)
(1989) directs that damages awarded in an
action for wrongful death shall be distributed
in accordance with the decedent's will or, if
there is no will, in accordance with the laws
of descent and distribution set forth in
W. Va. Code § 42-1-1 et seq."
W. Va. Code, 42-1-1 (1957), relating to descent, provides, in
pertinent part:
"When any person having title to any
real estate of inheritance shall die intestate
as to such estate, it shall descend and pass
in parcenary to his kindred, male and female,
in the following course:
* * *
"(c) If there be no child, nor
descendant of any child, nor wife, nor
husband, then one moiety each to the mother
and father[.]"See footnote 4
For purposes of this case, our statute of distribution, W. Va.
Code, 42-2-1 (1923), provides that the personal estate of the
decedent "shall pass and be distributed to and among the same
persons, and in the same proportions, that real estate is directed
to descend[.]"See footnote 5
In Arnold v. Turek, supra, we discussed the effect of these provisions on our previous wrongful death acts, W. Va. Code, 55-7-6 (1985), and W. Va. Code, 55-7-6 (1982), which gave the trial court or the jury the discretion to direct in what proportion damages recovered under the act should be distributed among three classes of beneficiaries. These classes included, in descending
order of preference, (1) the decedent's spouse, children, and other
persons dependent upon the decedent; (2) the decedent's parents,
brothers, and sisters; (3) such other persons as would inherit
under the statutes of descent and distribution. In Walker v.
Walker, 177 W. Va. 35, 350 S.E.2d 547 (1986), we discussed the
distribution provisions of the 1982 act. In the Syllabus of
Walker, we concluded that where a settlement of the wrongful death
claim had been made,
"[a] trial court may consider the
dependency of a decedent's children, the
relationship between the decedent and his
children, and the relative degree of each
child's potential loss of money and services
in apportioning a wrongful death award under
W. Va. Code § 55-7-6 (Supp. 1986)."
In Arnold v. Turek, supra, we described at some length
the effect of W. Va. Code, 55-7-6 (1989), noting that the 1989
amendments removed any discretion on the part of the jury or the
court to distribute the damages equitably. We summarized our
conclusions in Syllabus Points 1 and 2 of Arnold:
"1. The legislature amended W. Va.
Code, 55-7-6 and 55-7-7 in 1989. The
amendments deleted provisions which specified
relatives and dependents who were entitled to
share in a wrongful death damage award. The
legislature also removed the right of the jury
or the court to distribute damages in such
amounts and proportions as the [jury or the]
court finds to be fair, just and equitable.
Instead, the net proceeds of a wrongful death
damage award must now pass in accordance with
the decedent's will or, if there be no will,
in accordance with the laws of descent and
distribution.
"2. With regard to the distribution of a wrongful death settlement, W. Va. Code,
55-7-7 (1989), directs a judge to distribute
the settlement in accordance with the
decedent's will or, if there be no will, in
accordance with the laws of descent and
distribution. Thus, the legislature has taken
away the discretion of the court to allocate a
greater share of wrongful death proceeds based
on an individual's degree of dependency,
relationship, or loss, which existed prior to
the 1989 amendments to the Wrongful Death
Act."
We concluded that under W. Va. Code, 55-7-6(b) (1989), and W. Va.
Code, 55-7-7 (1989), the trial court had no discretion to alter the
distribution of a wrongful death settlement on the ground that one
beneficiary had shown a greater dependency on the decedent than the
others.
Only if none of the named beneficiaries survive the deceased will
the court or the jury resort to the will or the statutes of descent
and distribution to determine the appropriate distribution of the
wrongful death award.See footnote 6
Clearly, these recent amendments restore to the trial judge and the jury the discretion to determine the appropriate distribution of the wrongful death recovery, at least with respect to the named beneficiaries. There is little question that if the 1992 statute were applied, Ms. White's claims for an unequal
distribution of the settlement proceeds upon proof of abandonment
would be enhanced. Ms. White contends that the 1992 amendments to
W. Va. Code, 55-7-6(b), should be retroactively applied in this
case.
In Arnold v. Turek, we discussed principles of
retroactivity with regard to the wrongful death act. In Syllabus
Points 4 and 5 of Arnold, we stated:
"4. '"A statute is presumed to
operate prospectively unless the intent that
it shall operate retroactively is clearly
expressed by its terms or is necessarily
implied from the language of the statute."
Syllabus Point 3, Shanholtz v. Monongahela
Power Co., [165 W. Va. 305], 270 S.E.2d 178
(1980).' Syllabus Point 2, State ex rel.
Manchin v. Lively, 170 W. Va. 655, 295 S.E.2d
912 (1982).
"5. Statutory changes in the manner
and method of distributing the proceeds of a
judgment or settlement for wrongful death will
not be given retroactive effect, and the
statute in effect on the date of the
decedent's death will control."
In the text of the opinion, we explained the policy underlying
Syllabus Point 5: "The basic rationale for this rule is that the
cause of action ordinarily accrues and the rights of the
beneficiaries are vested on the date of the decedent's death." 185
W. Va. at ___, 407 S.E.2d at 712. (Citation omitted).
There is no dispute that W. Va. Code, 55-7-6(b) (1989), was in effect at the time of Andi White's death. The 1992 amendments upon which Ms. White relies did not become effective
until over one month after the case was submitted to this Court for
decision on appeal.
Ms. White, however, argues that the terms of the new
statute evince a clear legislative intent that it apply
retroactively. In particular, Ms. White relies on the provisions
of W. Va. Code, 55-7-6(d) (1992), which state, in pertinent part:
"The provisions of this section shall not apply to actions brought
for the death of any person occurring prior to the first day of
July, one thousand nine hundred eighty-eight." Ms. White asserts
that the legislature must have intended the 1992 amendments to
apply to any wrongful death action instituted on or after July 1,
1988.
We do not believe the language cited is sufficiently explicit to warrant the conclusion urged by Ms. White. First, the provisions relating to the applicability of the 1992 amendments are stated in the negative. If the legislature had truly meant for W. Va. Code, 55-7-6 (1992), to apply retroactively, it could easily have done so by changing only a few words of subsection (d) to make a positive statement to that effect, i.e., that the amendment shall apply to wrongful death actions brought after a specific date. Second, the date used in W. Va. Code, 55-7-6(d) (1992), bears no relationship to the effective date of the 1989 wrongful death act. If, as Ms. White asserts, the intention of the legislature was to wipe out the distribution procedure mandated under the 1989 statute
by retroactive application of the 1992 amendments, the later
provisions would surely have made reference to the effective date
of the prior enactment, June 29, 1989.See footnote 7
In addition, we note that W. Va. Code, 55-7-6(d) (1989),
contained a similar provision precluding application of its
provisions to any action brought for a death occurring before July
1, 1982.See footnote 8 Although we did not explicitly consider the meaning of
this provision in Arnold, we did state: "There is no language in
the 1989 amendments to the Wrongful Death Act which would suggest
that the legislature intended to give them retroactive operation."
185 W. Va. at ___, 407 S.E.2d at 712. The legislature was surely
aware of our ruling in Arnold. If our reading of the statute was
wrong with respect to the retroactivity issue, the legislature
certainly would have employed a more explicit and positive
statement of its intent to make the 1992 amendments retroactive.
The wrongful death in this case occurred in 1989. The settlement of the wrongful death action was reached by the parties and approved by the trial court in June, 1991, nine months before
the legislature enacted W. Va. Code, 55-7-6 (1992), and almost one
year before the new statute became effective. The trial court
confirmed an equal distribution to Andi's parents on August 13,
1991. To give the new statute retroactive effect in these
circumstances would stretch the concept of retroactivity beyond any
known case or principle. This we decline to do.
We conclude that the language of W. Va. Code, 55-7-6
(1992), does not clearly or by necessary implication evince a
legislative intent that its provisions apply retroactively. In
accordance with Syllabus Point 5 of Arnold v. Turek the rights of
the parties must, therefore, be determined by reference to W. Va.
Code, 55-7-6 (1989), the statute in effect at the time of Andi
White's death.
in conflict with the compensatory purpose of the wrongful death
act.
In Arnold v. Turek, we found the meaning of the 1989
wrongful death act distribution provisions to be clear. It must be
remembered that a wrongful death action did not exist at common law
and is a creature of the legislature. See Baldwin v. Butcher, 155
W. Va. 431, 184 S.E.2d 428 (1971); Adams v. Grogg, 153 W. Va. 55,
166 S.E.2d 755 (1969), overruled on other grounds, Lee v. Comer,
159 W. Va. 585, 224 S.E.2d 721 (1976); Swope v. Keystone Coal &
Coke Co., supra. We are not authorized to alter the provisions of
the statute. Thus, in Arnold v. Turek, we found that while damages
for loss of income and services to the individual beneficiaries
could be recovered under the 1989 act, these amounts were not
payable directly to the individuals who suffered the loss, as under
the prior act, but were distributed under the decedent's will or
through intestate succession:
"The only logical conclusion is that while
loss of income and services may be proved as
an element of damages in a wrongful death
action pursuant to W. Va. Code, 55-7-6(c)(1)(B) (1989), for purposes of
distribution, such damages are 'net damages'
and should be distributed among all
beneficiaries who take under the decedent's
will or through intestate succession." 185
W. Va. at ___, 407 S.E.2d at 711. (Footnote
omitted).
See also Syllabus Points 1 and 2, Arnold v. Turek, supra.
It is obvious by the number of changes made to the
wrongful death statute in recent years that this is a matter of
some interest to the legislature. Where the legislature has spoken
with such clarity, as we found in Arnold v. Turek, we decline to
alter or amend the statute. Thus, we decline to alter Arnold v.
Turek.
Like the statutes at issue in this case, the wrongful
death act discussed in Swope had adopted the provisions of the
intestacy laws for the purpose of determining the proper
distribution of a recovery. The Court in Swope noted that the only
widely accepted exception to these distribution provisions
precluded recovery by a beneficiary whose negligence contributed to
the decedent's death. The Court later stated:
"However unworthy or undeserving the father
may be, he takes the benefit of the statute,
unless he has been guilty of conduct
contributing to the cause of the death. That
he is dissipated, profligate and indifferent
to his family obligations to such an extent as
utterly to preclude any hope of incidental
benefit to the wife and children, would not
prevent a recovery by the personal
representative for his benefit nor substitute
them for him as beneficiaries." 78 W. Va. at
524, 89 S.E. at 287.
These statements indicate that a parent who has abandoned
his or her child is not precluded by such abandonment from sharing
in a recovery in an action for the wrongful death of such child.
However, the Court in Swope was primarily concerned with the issue
of substitution of beneficiaries, a question not raised here. The
effect of the above statements is, therefore, in some doubt. See
also In re Estate of Stollings, 82 W. Va. 18, 95 S.E. 446 (1918).
The issue has been discussed in other jurisdictions under their wrongful death acts. The results vary because of the particular language of the different statutes. In those
jurisdictions with distribution provisions similar to W. Va. Code,
55-7-6(b) (1989), courts have held that in the absence of a statute
to the contrary, a parent who abandons a child is not precluded
from recovering or sharing in a wrongful death recovery where the
wrongful death act mandates distribution of damages recovered
thereunder in accordance with the laws of intestate succession.
See, e.g., Crosby v. Corley, 528 So. 2d 1141 (Ala. 1988); Hotarek
v. Benson, 211 Conn. 121, 557 A.2d 1259 (1989); Black v. Reynolds,
109 Idaho 277, 707 P.2d 388 (1985); Murphy v. Duluth-Superior Bus
Co., 200 Minn. 345, 274 N.W. 515 (1937); Brady v. Fitzgerald, 229
Miss. 67, 90 So. 2d 182 (1956) (applying Arizona law); Avery v.
Brantley, 191 N.C. 396, 131 S.E. 721 (1926); Anderson v. Anderson,
211 Tenn. 566, 366 S.W.2d 755 (1963); Spurling v. Johnson, 747
S.W.2d 350 (Tenn. App. 1987). Typical of the rationale behind
these cases is this statement from Crosby v. Corley, 528 So. 2d at
1143:
"The legislature, by mandating that
wrongful death proceeds be distributed
according to the statute of intestate
distribution, necessarily perceived that some
beneficiaries would be totally unworthy of
inheriting. The statutory law of intestate
succession is not controlled by, nor
conditioned upon, equitable considerations of
worthiness, fitness, and misconduct, etc. On
the contrary, it is controlled by a set of
rules that attempt to dispose of the
deceased's property in a way the deceased
would have had a will been executed, by
recognizing the natural law of consanguinity,
or of blood, and the natural affections of a
person toward those nearest him in that
relationship."
In Spurling v. Johnson, 747 S.W.2d at 352, the Tennessee Court of
Appeals quoted the following language from Heggie v. Barly, 5 Tenn.
Civ. App. 78, 82 (1914):
"'[O]ur statutes providing for recoveries for
personal injuries negligently inflicted
resulting in deaths, and designating for whose
benefit such recoveries may be had are clearly
in the nature of statutes providing for the
descent and distribution of estates, and we
are of opinion that the Court can no more
inquire into the worthiness or unworthiness of
such beneficiaries in such personal injury
cases than they can inquire into the
worthiness or unworthiness of those who are
designated as beneficiaries of the estates of
decedents, and that the Courts cannot deny
relief because of unworthiness in either case
unless authorized so to do by some statute.'"
There are some cases which rely on statutes similar to
the 1992 wrongful death act, permitting the trial court or the jury
to alter the distribution of a wrongful death recovery based on the
beneficiaries' degree of loss or dependency, as allowing
consideration of the abandonment issue in directing distribution.
See, e.g., Dove v. Carver, 197 Ga. App. 733, 399 S.E.2d 216 (1990);
Mortensen v. Sullivan, 3 Ill. App. 3d 332, 278 N.E.2d 6 (1972);
Glasco v. Fire & Casualty Ins. Co., 709 S.W.2d 550 (Mo. App. 1986);
Williams v. Cover, 74 Or. App. 711, 704 P.2d 548 (1985). In other
cases, courts have relied on statutes expressly disqualifying a
parent who has abandoned or failed to support a child from
recovering or participating in the distribution of damages for the
wrongful death of such child. See, e.g., In re Chernenga's Estate,
54 Misc. 2d 137, 281 N.Y.S.2d 908 (1967); Williford v. Williford,
288 N.C. 506, 219 S.E.2d 220 (1975).
We are loathe to interfere with the legislative
determination as to those persons who should be entitled to the
benefit of this statutorily created right of action, even where it
results in injustice. Our role is to interpret the law, not to
create it. While we recognize that "harsh inequities caused by the
blind application of the distribution statute" may result,
nonetheless
"the legislature must have necessarily
recognized that such inequities would occur
under the statute. Thus, the trial court was,
and this Court is, without the power to
conform the statute to its conception of
justice under the facts of this case." Crosby
v. Corley, 528 So. 2d at 1144.
Moreover, the distribution procedure mandated by W. Va.
Code, 55-7-6(b) (1989), serves a legitimate function. As the
Supreme Court of Pennsylvania noted in turning aside a substantive
due process challenge to that state's wrongful death act:
"Incorporation of the Intestate Act into the
Wrongful Death Act reduces the potential for
intra-family conflict by obviating the
necessity for a jury determination respecting
the apportionment of the wrongful death
recovery among the beneficiaries. The
procedure eases and simplifies the
administration of wrongful death actions. It
is thus relevant to the purpose of enactment."
Seymour v. Rossman, 449 Pa. 515, ___, 297 A.2d
804, 808 (1972).
See also Solomon v. Harman, 107 Ariz. 426, 489 P.2d 236 (1971).
We conclude that because of the particular limitation on distribution contained in W. Va. Code, 55-7-6(b) (1989), and in the
absence of any contrary statutory language, the fact that the
wrongful death victim has been abandoned by a parent does not
foreclose that parent from sharing in a wrongful death award
thereunder. Obviously, this result has been alleviated by the 1992
amendments.
Affirmed.
appeal, we need not resolve the conflicts in the representations of the parties on the issue of abandonment.
"In every such action for wrongful
death the jury, or in a case tried without a
jury, the court, may award such damages as to
it may seem fair and just, and, after making
provision for those expenditures, if any,
specified in subdivision (2), subsection (c)
of this section, shall direct that the
remaining net damages be distributed in
accordance with the decedent's will or, if
there be no will, in accordance with the laws
of descent and distribution as set forth in
chapter forty-two [§ 42-1-1 et seq.] of this
code."
"The personal representative of the
deceased may compromise any claim to damages
arising under section five [§ 55-7-5] of this
article before or after action brought. What
is received by the personal representative
under the compromise shall be treated as if
recovered by him in an action under the
section last mentioned. . . . Upon approval
of the compromise, the court shall apportion
and distribute such damages, or the
compromise agreed upon, after making
provisions for those expenditures, if any,
specified in subdivision (2), subsection (c),
section six [§ 55-7-6(c)(2)] of this article,
in the same manner as in the cases tried
without a jury."
"(a) If the intestate was a married woman,
and leave issue surviving, her husband shall
be entitled to one third of such surplus, and
if she leave no issue, he shall be entitled
to the whole thereof;
"(b) If the intestate leave a widow and issue
by the same or a former marriage, the widow
shall be entitled to one third of such
surplus, and if he leave no such issue, she
shall be entitled to the whole thereof."
Because the decedent was not married, neither of these exceptions applies here.
"In every such action for wrongful
death the jury, or in a case tried without a
jury, the court, may award such damages as to
it may seem fair and just, and, may direct in
what proportions the damages shall be
distributed to the surviving spouse and
children, including adopted children and
stepchildren, brothers, sisters, parents and
any persons who were financially dependent
upon the decedent at the time of his or her
death or would otherwise be equitably
entitled to share in such distribution after
making provision for those expenditures, if
any, specified in subdivision (2), subsection
(c) of this section. If there are no such
survivors, then the damages shall be
distributed in accordance with the decedent's
will or, if there is no will, in accordance
with the laws of descent and distribution as
set forth in chapter forty-two of this code.
If the jury renders only a general verdict on
damages and does not provide for the
distribution thereof, the court shall
distribute the damages in accordance with the
provisions of this subsection."
W. Va. Code, 55-7-7 (1989), was not altered by the 1992 amendments.