John R. Mitchell
Charleston, West Virginia
Attorney for the Appellant
Daniel R. Schuda
Cynthia R. Tribble
Steptoe & Johnson
Charleston, West Virginia
Attorneys for the Appellees
CHIEF JUSTICE McHUGH delivered the opinion of the Court.
Justice Neely dissents and reserves the right to file a
dissenting opinion.
"'Wherever an act of the Legislature can be so
construed and applied as to avoid a conflict with the Constitution,
and give it the force of law, such construction will be adopted by
the courts.' Syllabus Point 3, Slack v. Jacob, 8 W. Va. 612
(1875)." Syl. pt. 1, Perilli v. Board of Education, 182 W. Va.
261, 387 S.E.2d 315 (1989).
The first amendment to the United States Constitution
and article III, section 7 of the West Virginia Constitution do not
confer any right upon a governmental employee to continued
employment. Under certain circumstances, those provisions do,
however, extend a protection to governmental employees to be free
from employment decisions made solely for political reasons.
Therefore, W. Va. Code, 7-7-7 [1982] may not be interpreted as
permitting a governmental employer to make employment decisions
based solely upon political reasons, unless the employees hold
certain types of positions.
McHugh, Chief Justice:
This appeal by twelve former employees (appellants) of
the Sheriff of Boone County is from the final order of the Circuit
Court of Boone County dismissing their complaint. Apparently, the
trial court sustained the motion to dismiss made by the appellee,
Jennings P. Miller, Sheriff of Boone County, under Rule 12(b)(6) of
the West Virginia Rules of Civil Procedure for failure to state a
claim upon which relief could be granted.See footnote 1 The trial court
dismissed the complaint with prejudice. Appellants sought
reinstatement to their former positions of employment, back pay and
damages. Upon review of the record, we conclude that the trial
court erred in dismissing the complaint.
The appellants were employed in the Sheriff's Tax Office
of Boone County by Sheriff Vernon F. Harless during his term of
office. Sheriff Harless' term of office expired on December 31,
1988, due to the election of the appellee as sheriff. The appellee
succeeded Sheriff Harless as Sheriff of Boone County on January 1,
1989.
The appellants' complaint alleges that they reported to
work on the first work day of 1989, but were told by the appellee
that he had "hired his own people." Although the appellee did not
technically "fire" the appellants, he did tell them to leave.
Appellants contend that the appellee informed them that they were
employees of Sheriff Harless and that he (appellee) wanted
employees that would be loyal to him and that supported him. The
complaint further alleges that: "The [appellee] intentionally,
willfully and wantonly dismissed the [appellants] because the
[appellants] had, or were believed or presumed to have had,
affiliations, political or otherwise, with either the republican
party or with other political personages or groups whose interests
were opposed to those of the [appellee]."
Appellants base their complaint upon three separate
causes of action, all of which are premised upon the idea that the
appellee acted to terminate the employment of appellants in
violation of their constitutionally protected rights.
The trial court's order granting the appellee's motion to
dismiss was based upon its interpretation of W. Va. Code, 7-7-7
[1982]. W. Va. Code, 7-7-7 [1982] states, in pertinent part:
The county clerk, circuit clerk, joint
clerk of the county commission and circuit
court, if any, sheriff, county assessor and
prosecuting attorney, by and with the advice
and consent of the county commission, may
appoint and employ, to assist them in the
discharge of their official duties for and
during their respective terms of office,
assistants, deputies and employees.
The trial court held, "That West Virginia Code §7-7-7 [1982]
provides that a Sheriff may employ persons to assist him in the
performance of his duties only for and during his term of office."
(emphasis added). Therefore, the trial court granted the
appellee's motion to dismiss because it found that the appellants
had been discharged by operation of the law (W. Va. Code, 7-7-7
[1982]) rather than by any action of the appellee. For the reasons
that follow, we find the trial court's dismissal of the complaint
for the reason stated to be error, and we therefore remand this
case for further proceedings.
In a series of three cases, the United States Supreme
Court has repeatedly held that dismissals of non-civil service
protected employees are improper and violative of first amendment
rights when made for political patronage reasons. There are
exceptions to this general rule; specifically, governmental
employees who maintain a confidential and/or policy-making position
in regard to an elected official may be terminated for political
reasons. The Sixth Circuit Court of Appeals in Faughender v. City
of North Olmsted, Ohio, 927 F.2d 909 (6th Cir. 1991) has offered a
concise but inclusive synopsis of the three Supreme Court decisions
which have held "that a governmental unit violates the first
amendment if it makes certain personnel actions for political
reasons."See footnote 2 Id. at 912. That court stated:
The [Supreme] Court first considered this
question in Elrod v. Burns, 427 U.S. 347, 96
S. Ct. 2673, 49 L. Ed. 2d 547 (1976). The
court in Elrod held that a governmental unit
violated the first amendment by installing a
traditional patronage system of government
employment, wherein every government employee
not covered by civil service could be fired
for strictly political reasons. There was no
majority opinion, but the opinion for the
plurality stated that politically-motivated
firings violate the first amendment by
restraining the freedom of the fired employee
to hold whatever political beliefs he desires,
and to associate with others to advance those
beliefs. Elrod, 427 U.S. at 355-60, 96 S. Ct.
at 2680-83. It stated that a government could
constitutionally fire an employee for
political reasons, however, if the government
could demonstrate that a 'vital government
end' would be achieved by means '"closely
drawn to avoid unnecessary abridgement. . .
."' Elrod, 427 U.S. at 363, 96 S. Ct. at
2684-85 (citation omitted). It also stated
that governments have a vital interest in
ensuring that 'representative government not
be undercut by tactics obstructing the
implementation of policies of the new
administration,' Elrod, 427 U.S. at 367, 96 S.
Ct. at 2687, but that this interest extended
only to 'confidential' employees in
'policymaking positions' because such a
limitation was the least restrictive means of
achieving the government's legitimate interest
in patronage dismissals. Elrod, 427 U.S. at
372, 96 S. Ct. at 2689.
The Court affirmed and clarified its
holding in Elrod in Branti v. Finkel, 445 U.S.
507, 100 S. Ct. 1287, 63 L. Ed. 2d 574 (1980).
The Court majority in Branti reaffirmed the
holdings of the Elrod plurality that patronage
dismissal violated the first amendment, and
that permitting politically-motivated
dismissals of persons in certain politically
sensitive positions is necessary to uphold a
vital governmental interest. Branti, 445 U.S.
at 513-16, 100 S. Ct. at 1292-94. The Court
in Branti, however, reformulated the scope of
permissible patronage. The Branti Court held
that 'the question is whether the hiring
authority can demonstrate that party
affiliation is an appropriate requirement for
the effective performance of the public office
involved.' Branti, 445 U.S. at 518, 100 S.
Ct. at 1295.
In its last term, the Court eliminated
any thought that the dictates of Elrod and
Branti would be limited to firings. In Rutan
v. Republican Party of Illinois, [497] U.S.
[62], 110 S. Ct. 2729, 111 L. Ed. 2d 52
(1990), the Court upheld the rationale of both
Elrod and Branti, and extended their reach to
other common varieties of patronage
preferment: hirings, transfers, promotions,
and recalls from layoffs.
Id. at 912.
In Rutan the then-Governor of Illinois had issued an
executive order proclaiming a hiring freeze pertaining to
approximately 60,000 state jobs. No exceptions were permitted
without the "express permission" of the governor. The governor
screened all requests for his "express permission" through an
office of personnel. Approval of the office of personnel was
required for all hiring, promotional, transfer and recall after
layoff decisions. The office of personnel made its decisions based
upon political considerations.
The Rutan Court noted that the First Amendment to the
United States Constitution prohibits the use of political
considerations when making job decisions: "The First Amendment
prevents the government, except in the most compelling
circumstances, from wielding its power to interfere with its
employees' freedom to believe and associate, or to not believe and
not associate." 497 U.S. at ___, 110 S. Ct. at 2738, 111 L. Ed. 2d
at ___. The Supreme Court also reiterated the precedent
established in Elrod and Branti. It noted that those cases
recognized that:
[T]he government interests generally asserted
in support of patronage fail to justify this
burden on First Amendment rights because
patronage dismissals are not the least
restrictive means for fostering those
interests. See Elrod, supra, 427 U.S., at
372-373, 96 S. Ct., at 2689 (plurality
opinion) and 375, 96 S. Ct., at 2690 (Stewart,
J., concurring in judgment).
497 U.S. at ___, 110 S. Ct. at 2734, 111 L. Ed. 2d at ___. The
Supreme Court further stated that:
[C]onditioning continued public employment on
an employee's having obtained support from a
particular political party violates the First
Amendment because of 'the coercion of belief
that necessarily flows from the knowledge that
one must have a sponsor in the dominant party
in order to retain one's job.' [Branti,] 445
U.S., at 516, 100 S. Ct., at 1294.
497 U.S. at ___, 110 S. Ct. at 2735, 111 L. Ed. 2d at ___ (emphasis
added).
The Supreme Court reaffirmed that political
considerations could be used when dismissing employees from policy-making positions. 497 U.S. at ___, 110 S. Ct. at 2735, 111 L. Ed.
2d at ___, citing Branti. A government's primary interest in
employment considerations involving employees in non-confidential/non-policy-making positions, however, lies in ensuring
the effectiveness and efficiency of those employees. Political
considerations are unnecessary and violative of first amendment
rights when used to discharge non-policy-making employees:
A government's interest in securing effective
employees can be met by discharging, demoting
or transferring staffmembers whose work is
deficient. A government's interest in
securing employees who will loyally implement
its policies can be adequately served by
choosing or dismissing certain high-level
employees on the basis of their political
views.
497 U.S. at ___, 110 S. Ct. at 2737, 111 L. Ed. 2d at ___ (citing
Elrod and Branti).See footnote 3
Importantly, the Supreme Court in Rutan also addressed
the question of whether patronage hiring practices violate the
First Amendment. The Court stated:
What the First Amendment precludes the
government from commanding directly, it also
precludes the government from accomplishing
indirectly. [citations omitted] Under our
sustained precedent, conditioning hiring
decisions on political belief and association
plainly constitutes an unconstitutional
condition, unless the government has a vital
interest in doing so. [citations omitted] We
find no such government interest here, for the
same reasons that we found the government
lacks justification for patronage promotions,
transfers or recalls.
497 U.S. at ___, 110 S. Ct. at 2738-39, 111 L. Ed. 2d at ___
(emphasis added).
It is clear from the above-quoted language of Rutan that
even if the West Virginia Legislature intended to codify patronage
dismissals by enacting W. Va. Code, 7-7-7 [1982], such codification
inherently violates the effected employees freedom to associate
guaranteed by both the First Amendment to the United States
Constitution and article III, section 7 of the West Virginia
Constitution. Such a codification would force non-policy-making/
non-confidential employees to inhibit their true political beliefs
in order to protect and retain their government jobs. Such a
forced inhibition is clearly violative of said employees freedom of
speech and association.
The Rutan decision is consistent with the Supreme Court's
earlier holding in Branti. In Branti, the Court addressed an
argument similar to that made by the appellee in this case. The
government employer therein asserted that the employees' tenure
automatically expired with the term of the hiring elected official.
The Supreme Court stated in footnote 6:
[R]elying on testimony that an assistant's
term in office automatically expires when the
public defender's term expires, petitioner
argues that we should treat this case as
involving a 'failure to reappoint' rather than
a dismissal and, as a result, should apply a
less stringent standard. Petitioner argues
that because respondents knew the system was a
patronage system when they were hired, they
did not have a reasonable expectation of being
rehired when control of the office shifted to
the Democratic Party. A similar waiver
argument was rejected in Elrod v. Burns, 427
U.S. 347, 360, n. 13, 96 S. Ct. 2673, 2683, 49
L. Ed. 2d 547; see also id., at 380, 96 S. Ct.
at 2692 (POWELL, J., dissenting). After
Elrod, it is clear that the lack of a
reasonable expectation of continued employment
is not sufficient to justify a dismissal based
solely on an employee's private political
beliefs.
Branti, 445 U.S. 507, 512 n. 6, 100 S. Ct. 1287, 1291 n. 6, 63 L.
Ed. 2d 574, 580 n. 6 (emphasis added).
Other courts addressing this issue have been consistent
in affirming this holding. In Christian v. Belcher, 888 F.2d 410
(6th Cir. 1989), the Sixth Circuit Court of Appeals addressed the
precise situation at issue in the instant case. In that case the
governmental employers failed to reappoint a county flood plain
administrator and building inspector whose employment had
terminated automatically under state law. The Sixth Circuit Court
of Appeals stated:
Although in the instant case, [the
employee's] employment terminated
automatically under state law, such an
automatic termination from otherwise
continuous government employment is properly
viewed as a constructive discharge in this
legal context. [citations omitted]
Therefore, since the case at hand is properly
regarded as a 'termination' case rather than a
'hiring' case, [the government employer] was
constitutionally prohibited from dismissing
[the employee] solely because of his political
association and/or expression.
Id. at 416. That same court has also held that:
[A] failure to rehire is treated no
differently than a firing under Elrod and
Branti. Branti, 445 U.S. at 512 n. 6, 100 S.
Ct. at 1291; Christian v. Belcher, 888 F.2d
410, 415 (6th Cir. 1989). In addition, the
Supreme Court has now ruled conclusively in
Rutan that Elrod and Branti also apply to
hiring decisions.
Faughender, 927 F.2d at 913.
Furthermore, the Eleventh Circuit Court of Appeals has
addressed the issue of whether a governmental employer must retain
employees who have supported a newly elected official's opponent.
That court held:
A wholesale refusal to retain employees who
supported an opponent's election elevates
political support to a job requirement. We
see no practical difference between the lack
of loyalty punished by [the] Sheriff . . . in
this case and the lack of party affiliation
punished by the defendants in Elrod and
Branti.
Terry v. Cook, 866 F.2d 373, 377 (11th Cir. 1989)See footnote 4 (emphasis
added).
The Fourth Circuit Court of Appeals has addressed a
similar issue to the one presented in the instant case. In Stott
v. Haworth, 916 F.2d 134 (4th Cir. 1990), the Court of Appeals was
faced with patronage dismissals of North Carolina governmental
employees specifically exempted from first amendment protection by
an act of the North Carolina legislature. The Court of Appeals
held that:
While deference must be given to the decision
to so designate those positions as exempt, or
to reduce the number of exempt positions, that
decision is not unreviewable. The matter is a
question of law to be ultimately decided by
the courts.
Id. at 142-43 (emphasis added). The Fourth Circuit Court of
Appeals went on to state:
We believe that in political patronage
cases, the critical and dispositive question
is whether a particular position is one that
requires, as a qualification for its
performance, political affiliation. If it
does, then dismissal or demotion is within the
bounds of the Constitution. Clearly, then,
the inquiry mandated by patronage cases must
go beyond the pattern or practice inquiry
common to Title VII cases and must focus on
individual claims with the purpose of
determining (1) whether the position held was
subject to patronage dismissal, and (2) if
not, whether there was another
constitutionally sufficient reason, such as
poor job performance, constant absenteeism or
insubordination, to justify the action taken.
It is not until such inquiries are complete,
and the answer to the posed questions is no,
that a constitutional violation is implicated.
Id. at 143.
It is clear from the foregoing discussion of relevant
case law that all courts addressing the issue of political firings
have determined that codification of patronage dismissal is not
dispositive of a first amendment claim by a terminated governmental
employee. The dismissal is reviewable to determine whether the
specific positions held by the terminated employees fall under the
policy-maker/confidential employee exception articulated by the
Supreme Court in Elrod, Branti and Rutan.See footnote 5
It has been a longstanding rule of statutory construction
in this jurisdiction that whenever and "'[w]herever an act of the
Legislature can be so construed and applied as to avoid a conflict
with the Constitution, and give it the force of law, such
construction will be adopted by the courts.' Syllabus Point 3,
Slack v. Jacob, 8 W. Va. 612 (1875)." Syl. pt. 1, Perilli v. Board
of Education, 182 W. Va. 261, 387 S.E.2d 315 (1989).See footnote 6
Therefore, we hold that the first amendment to the United
States Constitution and article III, section 7 of the West Virginia
Constitution do not confer any right upon a governmental employee
to continued employment. Under certain circumstances, those
provisions do, however, extend a protection to governmental
employees to be free from employment decisions made solely for
political reasons. Therefore, W. Va. Code, 7-7-7 [1982] may not be
interpreted as permitting a governmental employer to make
employment decisions based solely upon political reasons, unless
the employees hold certain types of positions.
The mischief to be protected against in this case or
similar cases is not the termination of an employee, by itself, but
whether the termination was solely based upon political reasons.
Nothing in this opinion should be construed as giving a
governmental employee a right to any job. We merely acknowledge
that the West Virginia Legislature, except for certain positions,
may not permit, directly or indirectly, employment decisions based
solely upon political reasons. As the Supreme Court stated in
Rutan:
The First Amendment is not a tenure
provision, protecting public employees from
actual or constructive discharge. The First
Amendment prevents the government, except in
the most compelling circumstances from
wielding its power to interfere with its
employees' freedom to believe and associate,
or to not believe and not associate.
Rutan, 497 U.S. 62, ___, 110 S. Ct. 2729, 2738, 111 L. Ed. 2d 52,
___.
This case must therefore be remanded to consider the
question of whether these appellants were terminated
(constructively or explicitly) solely for political reasons. Only
if that question is answered in the affirmative must an inquiry be
made into the nature of the employment of the position held:
whether the position falls within the policymaker/confidential
exception. To withstand a motion to dismiss based upon their
complaint, it is enough for the appellants to allege that they havebeen terminated from otherwise continuous government employment
solely for political reasons.
For the reasons stated above, the order of the Circuit
Court of Boone County is reversed, and this case is remanded for
further proceedings consistent with this opinion.
Because the trial court determined that appellants' claims were "incorrect," we will treat the motion to dismiss and dismissal order as coming under the scope of Rule 12(b)(6) of the West Virginia Rules of Civil Procedure. Rule 12(b)(6) states, in pertinent part, "[T]he following defenses may at the option of the pleader be made by motion: . . . failure to state a claim upon which relief can be granted[.]"
[A]lthough the plurality recognized that
preservation of the democratic process 'may in
some instances justify limitations on First
Amendment freedoms,' it concluded that the
'process functions as well without the
practice, perhaps even better.' Patronage, it
explained, 'can result in the entrenchment of
one or a few parties to the exclusion of
others' and 'is a very effective impediment to
the associational and speech freedoms which
are essential to a meaningful system of
democratic government.' Id., at 368-370, 96
S. Ct., at 2688.
497 U.S. at ___, 110 S. Ct. at 2734-35, 111 L. Ed. 2d at ___.
In this case we note that the appellants allege that they attempted to continue working. Based upon that allegation, it is clear that they intended to continue working and therefore, if their employment was to automatically terminate, they were candidates to be rehired or reappointed.