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664 S.E.2d 169
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2008 Term
____________
No. 33660
____________
STATE OF WEST VIRGINIA,
Appellee
v.
JOHN LOWERY,
Appellant
______________________________________________________
Appeal from the Circuit Court of Kanawha County
Hon. Louis H. Bloom, Judge
Case No. 06-F-320
AFFIRMED
______________________________________________________
Submitted: April 1, 2008
Filed: May 27, 2008
Crystal L. Walden, Esq.
Darrell V. McGraw, Jr.
Public Defender Corporation Attorney General
Charleston, West Virginia Barbara H. Allen
Attorney for Appellant Managing Deputy Attorney General
Charleston, West Virginia
Attorneys for Appellee
The Opinion of the Court was delivered PER CURIAM.
SYLLABUS BY THE COURT
1. This Court reviews the circuit court's final order and ultimate
disposition under an abuse of discretion standard. We review challenges to findings of fact
under a clearly erroneous standard; conclusions of law are reviewed
de novo. Syllabus
Point 4,
Burgess v. Porterfield, 196 W.Va. 178, 469 S.E.2d 114 (1996).
2. A communication will be privileged, in accordance with W.Va. Code,
57-3-9 (1992)
, if four tests are met: (1) the communication must be made to a clergyman;
(2) the communication may be in the form of a confidential confession or a communication;
(3) the confession or communication must be made to the clergyman in his professional
capacity; and (4) the communication must have been made in the course of discipline
enjoined by the rules of practice of the clergyman's denomination. Syllabus Point 3, State
v. Potter, 197 W.Va. 734, 478 S.E.2d 742 (1996).
3. Where the exact age is not required to be proved, the defendant's
physical appearance may be considered by the jury in determining age but there must be
some additional evidence suggesting the defendant's age. Syllabus Point 6, State v. Richey,
171 W.Va. 342, 298 S.E.2d 898 (1982).
Per Curiam:
The appellant was indicted for six sexual offenses _ three felony counts under W.Va. Code, 61-8B-5 [2000] and three misdemeanor counts under W.Va. Code, 61-8B-9
[1984]. The appellant claims in this appeal that the trial court erred by allowing the
testimony of the appellant's pastor, by failing to declare a mistrial based upon a spectator
outburst during trial, and by failing to direct a verdict of acquittal on the felony counts
because of the State's failure to prove the specific age of the appellant _ the difference in the
age of the victim and the appellant being an element of the offense.
For the reasons stated, infra, we affirm.
I.
On July 26, 2006, the Grand Jury of Kanawha County returned an indictment
against the appellant, John Henry Lowery, for three misdemeanor counts of sexual abuse in
the third degree under
W.Va. Code, 61-8B-9, and for three felony counts of sexual assault in
the third degree under
W.Va. Code, 61-8B-5. All counts in the indictment named a minor,
A.D.,
(See footnote 1) a female, age fifteen, as the victim. The appellant was thirty-five years old, married
and the father of children.
The defendant was found guilty on two felony counts of sexual assault in the
third degree, and guilty on two misdemeanor counts of sexual abuse in the third degree, at
a one-day jury trial on September 25, 2005. At trial the State called eight witnesses,
including the victim, A.D.
The evidence at trial suggested that the appellant and A.D. began a relationship
late in 2005 which continued into early 2006. Both the appellant and A.D. were members
of the same church where A.D.'s mother served as assistant pastor. The appellant was also
an employee of the Second Avenue Community Center, a facility sponsored by the church.
A.D. participated in an after-school program at the Center, in which she served as
choreographer for a men's dance team. Appellant was a member of the dance team.
Appellant and A.D. attempted to keep their relationship a secret, but relatives
and other church members became suspicious after observing the two together. Several
witnesses testified at the trial to seeing the pair together, and to their conduct. One of the
witnesses who testified to observing the appellant with A.D. was the pastor of the sponsoring
church, who also served as head of the Center. The pastor's testimony related to his
observations of the couple together, and to his advising the appellant to stay away from A.D.
When A.D. testified, she detailed her relationship with the appellant, including
the specific sexual contact between her and the appellant. Her testimony supported the
elements of the offenses for which the appellant was convicted.
The record also reflects that during A.D.'s testimony, a gentleman spectator
at the trial stood up and shouted the words, You bastard! You bastard!, after which the
spectator was immediately escorted from the courtroom. The trial court promptly instructed
the jury, Ladies and gentlemen of the jury, you will disregard that outburst.
The appellant did not present any evidence in his defense.
The jury returned a verdict of guilty on two felony counts of sexual assault in
the third degree, and guilty on two misdemeanor counts of guilty of sexual abuse in the third
degree.
(See footnote 2)
On October 5, 2006, the appellant filed two post-trial motions _ a motion for
judgment of acquittal based upon the allegation that the State had not proven the age of the
appellant and a motion for new trial based the outburst in the courtroom by the spectator.
On October 26, 2006, the trial court conducted a hearing on the appellant's
motions, after which the court entered an order denying both of the appellant's motions. The
trial court then proceeded with sentencing. The trial judge effectively sentenced the
appellant to a two-to-ten-year sentence. The felony sentences were to run consecutively, and
the misdemeanor sentences were to run concurrently with one of the felony sentences.
It is from the October 26, 2006 order that the appellant appeals.
II.
In Syllabus Point 4 of Burgess v. Porterfield, 196 W.Va. 178, 469 S.E.2d 114
(1996) this Court held:
This Court reviews the circuit court's final order and ultimate
disposition under an abuse of discretion standard. We review
challenges to findings of fact under a clearly erroneous standard;
conclusions of law are reviewed de novo.
Where a trial court's determination involves a construction of the West Virginia
Rules of Evidence and rulings of law, our review is plenary. See State v. Omechinski, 196
W.Va. 41, 44, 468 S.E.2d 173, 176 (1996) and Gentry v. Magnum, 195 W.Va. 512, 518, 466
S.E.2d 171, 177 (1995).
With these principles in mind we proceed to consider the appellant's
assignments of error.
The appellant asserts the following as error: First, the trial court violated W.Va.
Code, 57-3-9 [2001] when the pastor was allowed to testify; second, appellant's right to a fair
trial was denied when the court denied the appellant's motion for a mistrial based on the
spectator outburst during the trial; and third, appellant's conviction for sexual assault in the
third degree is not supported by the evidence because the State failed to prove that the
appellant was at least four years older than A.D.
The first assignment of error is whether or not the testimony of the pastor
witness falls within the privilege provisions of W.Va. Code, 57-3-9, which states as follows:
§57-3-9. Communications to priests, nuns, clergy, rabbis,
Christian Science practitioners or other religious counselors
not subject to being compelled as testimony. No priest, nun, rabbi, duly accredited Christian Science
practitioner or member of the clergy authorized to celebrate the
rites of marriage in this state pursuant to the provisions of article
two, chapter forty-eight of this code shall be compelled to testify
in any criminal or grand jury proceedings or in any domestic
relations action in any court of this state:
(1) With respect to any confession or communication, made to
such person, in his or her professional capacity in the course of
discipline enjoined by the church or other religious body to
which he or she belongs, without the consent of the person
making such confession or communication; or
(2) With respect to any communication made to such person, in
his or her professional capacity, by either spouse, in connection
with any effort to reconcile estranged spouses, without the
consent of the spouse making the communication. This
subsection is in addition to the protection and privilege afforded
pursuant to section three hundred one, article one, chapter forty-
eight of this code.
In the only case this Court has decided involving the application of W.Va.
Code, 57-3-9, we held in Syllabus Point 3 of State v. Potter, 197 W.Va. 734, 478 S.E.2d 742
(1996) that:
A communication will be privileged, in accordance with W.Va.
Code, 57-3-9 (1992), if four tests are met: (1) the
communication must be made to a clergyman; (2) the
communication may be in the form of a confidential confession
or a communication; (3) the confession or communication must
be made to the clergyman in his professional capacity; and (4)
the communication must have been made in the course of
discipline enjoined by the rules of practice of the clergyman's
denomination.
In the instant case, the appellant did not make any confidential confession or
communication to the pastor witness which was revealed by the pastor's testimony. The
pastor's testimony centered around the conduct of the appellant and A.D. that he observed,
and the statements he made to the appellant to stay away from A.D. The pastor's testimony
was that his conversation with the appellant was primarily as the overseer of the Center
where the appellant was employed, and as a supervisor and friend of the appellant. The
pastor witness specifically testified that he was not speaking to the appellant as appellant's
pastor.
Inasmuch as the pastor's testimony fails to meet at least three of the four
elements of the Potter, supra, test, we believe that this aspect of the appellant's argument is
without merit.
Next, we consider the outburst made by a spectator during the trial.
The record reveals that during the testimony of A.D., a spectator
(See footnote 3) in the
courtroom shouted, You bastard! You bastard! The spectator was promptly escorted out
of the courtroom, and the judge instructed the jury to disregard the outburst. Immediately
after the outburst, the appellant moved for a mistrial, which was denied by the trial court.
The motion was also renewed as a post-trial a motion. The trial court again denied the
motion.
The decision to grant or deny a motion for mistrial is reviewed under an abuse
of discretion standard.
The decision to declare a mistrial, discharge the jury and order
a new trial in a criminal case is a matter within the sound
discretion of the trial court. A trial court is empowered to
exercise this discretion only when there is a manifest necessity for discharging the jury before it has rendered its verdict. This
power of the trial court must be exercised wisely; absent the
existence of manifest necessity, a trial court's discharge of the
jury without rendering a verdict has the effect of an acquittal of
the accused and gives rise to a plea of double jeopardy.
State v. Williams, 172 W.Va. 295, 304, 305 S.E.2d 251, 260 (1983) (citations omitted). See
also State v. Winebarger, 217 W.Va. 117, 127, 617 S.E.2d 467, 477 (2005) (per curiam).
While the appellant cites several cases
(See footnote 4) in support of his contention that the
spectator's outburst justifies reversal, we find that the cited cases are distinguishable on the
facts. From our review of the record, briefs, and argument of counsel, we believe that the
trial court acted within appropriate bounds of discretion in deciding that a brief outburst,
followed by an immediate ejection of the spectator from the courtroom, and a curative
instruction, did not create a manifest necessity for a declaration of a mistrial. We, therefore,
conclude that the trial court did not abuse its discretion, and find that there is no merit in the
appellant's second assignment of error.
Finally, we consider the appellant's third assignment of error that the
appellant's conviction for sexual assault in the third degree is not supported by the evidence
because the State failed to prove that the appellant was at least four years older than A.D..
The statute under which the appellant was convicted with felony counts,
W.Va. Code, 61-8B-
5,
(See footnote 5) requires that the appellant be at least four years older than the victim. The appellant
contends that the evidence with respect to the age difference between the appellant and the
victim was insufficient because the State did not introduce any evidence at trial of the
defendant's age. The State did prove the victim's age as being fifteen, but failed to introduce
any specific evidence of the appellant's age.
In a similar case where the State failed to specifically prove the age of the
defendant, this Court held in Syllabus Point 6 of State v. Richey, 171 W.Va. 342, 298 S.E.2d
898 (1982), that:
Where the exact age is not required to be proved, the
defendant's physical appearance may be considered by the jury
in determining age but there must be some additional evidence
suggesting the defendant's age.
In the instant case, the State is only required to prove that the age difference
between the appellant and the victim was at least four years. The State in its brief argued
that there was ample evidence under Ritchie, supra, which would permit the jury to find
beyond a reasonable doubt that the appellant was more than four years older than A.D. We
agree.
The appellant's appearance may be considered by the jury. While there is no
direct, specific evidence of the age of the appellant presented to the jury, the record does
include a statement by counsel for the State that . . . I think there [was] enough in front of
this jury for the jury to determine if he is more than four years older, just by his appearance
alone . . .. Additionally, the trial court at the hearing on the motion for judgment of acquittal
found that . . . the Defendant [appellant] looked to be in his thirties . . .. The jurors would
have seen the same physical evidence as did the State's counsel and the judge, and could
have likewise concluded the same.
Also, there was evidence presented to the jury that the appellant was married
and had children, which provides additional support for the jury to find the appellant to be
more than four years older than A.D. Additional evidence on age that the jury had to consider was the testimony of
A.D.:
Q. [Prosecutor] Okay. Did you know that he [appellant]
was quite a bit older than you?
A. [A.D.] Yes, sir.
Q. [Prosecutor] Did you also know that he was married?
A. [A.D.] Yes, sir.
Q. [Prosecutor] Did you know he had kids?
A. [A.D.] Yes, sir.
And finally, the reaction of the pastor and other witnesses to what they
suspected was going on between the appellant and A.D. suggests that they may not have
shown such heightened concern if the age difference between the two had not been so great.
Based
on the forgoing, we believe that there was evidence before the jury, in
addition to the appellant's appearance, for the jury to conclude beyond a reasonable doubt
that the appellant was more than four years older than the victim A.D. We therefore find no
merit in the appellant's third assignment of error.
III.
In conclusion we find that the pastor's testimony was not privileged under W.Va. Code, 57-3-9; that no manifest necessity existed as a result of the spectator's outburst
during trial which required a declaration of a mistrial; and that the jury had sufficient
evidence before it to conclude that the appellant was more than four years older than the
victim A.D.
Based on the foregoing, we affirm the rulings of the trial court.
Due to the sensitive nature of the facts involved in this case, we will adhere to our
usual practice in such matters and refer to the victim by her initials only.
See In re Clifford
K., 217 W. Va. 625, 619 S.E.2d 138, (2005).
Footnote: 2
During the trial the State moved, and the trial court granted, a motion to dismiss one
felony count of sexual assault in the third degree and one misdemeanor count of sexual abuse
in the third degree.
Footnote: 3
The appellant states in his brief that the individual was A.D.'s father; however, the
record does not reveal that the individual's identity was ever disclosed to the jury.
Footnote: 4
State v. Moss, 180 W.Va. 363, 376 S.E.2d 569 (1988);
State v. Stewart, 278 S.C. 296,
295 S.E.2d 627 (1982);
State v. Taylor, 55 Ariz. 29, 97 P.2d 927, (1940);
State v. Franklin,
174 W.Va. 469, 327 S.E.2d 449 (1985);
Norris v. Risley, 918 F.2d 828 (Mont. 1990).
Footnote: 5
§61-8B-5. Sexual assault in the third degree.
(a) A person is guilty of sexual assault in the third degree when:
(1) The person engages in sexual intercourse or sexual intrusion
with another person who is mentally defective or mentally
incapacitated; or
(2) The person, being sixteen years old or more, engages in
sexual intercourse or sexual intrusion with another person who
is less than sixteen years old and who is at least four years
younger than the defendant and is not married to the defendant.
(b) Any person violating the provisions of this section is guilty
of a felony and, upon conviction thereof, shall be imprisoned in
a state correctional facility not less than one year nor more than
five years, or fined not more than ten thousand dollars and
imprisoned in a state correctional facility not less than one year
nor more than five years.