Kathryn Reed Bayless Darrell V. McGraw, Jr.
JUSTICE MCGRAW dissents
and reserves the right to file a dissenting opinion.
1.
2.
Per Curiam:
Mr. Richards filed a grievance on September 13, 1999, seeking to challenge
the DOP's refusal to reallocate him to ISM III. At each level of the grievance procedure, the
decision of the DOP was affirmed. After the Grievance Board issued its written decision
denying relief, Mr. Richards appealed the decision to the circuit court. The circuit court
ultimately affirmed the Grievance Board decision by order entered December 5, 2001. From
this ruling, Mr. Richards now appeals.
We find that the Nature of Work
requirements for the ISM II and ISM III positions are similar, but not identical.
(See footnote 5) The
actual differences between the two positions are set out in the Distinguishing Characteristics specifications for the respective
positions.
(See footnote 6) The
ALJ documented the differences in the ISM II and ISM III positions by relying specifically
on the descriptions as the same are set forth by the Distinguishing Characteristics section of
the respective job specifications. One of the critical differences found by the ALJ is as
follows:
Mr. Richards suggests that the
DOP's denial of his efforts to be reclassified was based merely upon a comparison
of the number of people he supervised, verses the number of people supervised
by the two employees who were reclassified as ISM III.
(See footnote 7) The
record does not support his assertion. In the DOP's denial of Mr. Richards'
reallocation, the DOP took into consideration the overall greater managerial
responsibilities assigned to the two reclassified employees.
(See footnote 8) In
doing so, the DOP determined that all of the work performed by those two employees
met the standard for ISM III. The same could not be found for Mr. Richards.
(See footnote 9)
Although the ALJ found that some of the technical work performed by Mr.
Richards is set out in ISM III, Mr. Richards simply does not perform the higher level
managerial tasks set out in ISM III. This conclusion was reached by the DOP and affirmed
by the ALJ as well as the circuit court. We see no basis for disturbing this well-founded
conclusion.
While the ALJ did address Mr. Richards' grievance as one of misclassification, we
note that such was done by using an apparently erroneous definition of the term
reclassification. The ALJ's order does appear to define reallocation broader than the
administrative rules suggest. According to the ALJ's order, reallocation is defined by the
administrative rules as [r]eassignment by the Director of Personnel of a position from one
classification to a different classification on the basis of a significant change in the kind or
difficulty of duties and responsibilities assigned to the position or to correct a position
misclassification. (Emphasis added). Under this definition of reallocation, misclassification
is a component. However, in our review of the administrative rules effective when Mr.
Richards filed his grievance, reallocation was not defined as the same is set out in the ALJ's
order. Under the administrative rules in place when Mr. Richards filed his grievance,
reallocation was defined as [r]eassignment by the Director of Personnel of a position from
one classification to a different classification on the basis of a significant change in the kind
or difficulty of duties and responsibilities assigned to the position. This definition was in
effect beginning July 1, 1998, through June 30, 2000. The same definition is used in the
current administrative rules which became effective July 1, 2000. See 143 CSR 1 § 3.78
(Reallocation: Reassignment by the Director of Personnel of a position from one
classification to a different classification on the basis of a significant change in the kind or
level of duties and responsibilities assigned to the position.). Notwithstanding the apparent
unsupportable broad definition given to the term reallocation by the ALJ, we will address the
misclassification issue.
Under administrative direction, performs advanced level administrative
and supervisory duties directing the data processing operations of a medium
sized or larger agency with a comprehensive, full-range data processing
function. May also include specialty administrators in the State's central
facility departments with multi-faceted and well-developed data processing
functions. Activities supervised include: application programming, computer
operations, support services, personal computer support or system
development. Directly, or through lower level supervisors, schedules work
and sets unit priorities for the most efficient utilization of equipment and
personnel. Resolves equipment problems and coordinates system usage by
agency personnel. Provides advice and assistance to higher level management.
Performs related work as required.
Information Systems Manager III is distinguished from the other levels
by the oversight of several units of professional, paraprofessional, technical
and supervisory staff such as programming, support service including LAN
management, network support (both hardware and software) or data
management. In the larger state agencies, Information Systems Manager III
is responsible for overseeing the work of a broad scope of an agency's
information staff and reports directly to the agency's Management Information
System Director. The incumbent has wide latitude in the planning and
implementation of agency-wide automation needs. In the state central data
facility, Information Systems Manager III is responsible for consulting
services, development center, automation resource center, network services,
operations center as examples.
No. 30788
Bayless & McFadden Attorney General
Princeton, West Virginia B. Allen Campbell
Attorney for Appellant Assistant Attorney General
Karen O'Sullivan Thornton
Assistant Attorney General
Attorneys for Appellees
The Opinion of the Court was delivered PER CURIAM.
James Richards, appellant/petitioner below (hereinafter referred to as Mr.
Richards), appeals an order of the Circuit Court of Kanawha County affirming a decision
of the West Virginia Education and State Employees Grievance Board (hereinafter referred
to as Grievance Board). The Grievance Board denied Mr. Richards' request for
reallocation of his position as an Information Systems Manager II (hereinafter referred to as
ISM II) to that of Information Systems Manager III (hereinafter referred to as ISM III).
Here, Mr. Richards seeks to have this Court determine that he was erroneously denied
reallocation from ISM II to ISM III. Based the parties' arguments on appeal, the record
designated for appellate review, and the pertinent authorities, we affirm the decision of the
Circuit Court of Kanawha County.
In January of 1999, Mr. Richards
was hired by the West Virginia Department of Health and Human Resources (hereinafter
referred to as DHHR) to fill the vacant position of ISM II within
the Office of Management Information Systems.
(See footnote 1) In a letter dated April 30, 1999, Mr. Richards'
supervisor, Phil Weikle, requested the West Virginia Division of Personnel (hereinafter
referred to as DOP) to reallocate the positions of four of his staff members from ISM II to ISM III.
(See footnote 2) One of the staff members was Mr. Richards.
By letter dated May 13, 1999, DOP indicated that two staff members should
be reallocated to ISM III. However, the other two, which included Mr. Richards,
should not be reallocated to ISM III.
(See footnote 3)
STANDARD OF REVIEW
In syllabus point 1 of Randolph County Board of Education v. Scalia, 182
W. Va. 289, 387 S.E.2d 524 (1989), this Court indicated that [a] final order of the hearing
examiner for the [West Virginia Education and State Employees Grievance Board], made
pursuant to W. Va. Code, 18-29-1, et seq. [1999], and based upon findings of fact, should not
be reversed unless clearly wrong. Accord Syl. pt. 1, Keatley v. Mercer County Bd. of Educ.,
200 W. Va. 487, 490 S.E.2d 306 (1997). This Court elaborated more fully on the standard
of review of Grievance Board determinations in syllabus point 1 of Cahill v. Mercer County
Board of Education, 208 W. Va. 177, 539 S.E.2d 437 (2000), as follows:
Grievance rulings involve a combination of both deferential and plenary
review. Since a reviewing court is obligated to give deference to factual
findings rendered by an administrative law judge, a circuit court is not
permitted to substitute its judgment for that of the hearing examiner with
regard to factual determinations. Credibility determinations made by an
administrative law judge are similarly entitled to deference. Plenary review is
conducted as to the conclusions of law and application of law to the facts,
which are reviewed de novo.
Within the confines of this standard, we will analyze the issue raised by Mr. Richards.
DISCUSSION
Mr. Richards contends that the
work he performs as an ISM II employee is indistinguishable from the description
of the work assigned to an ISM III employee. Mr. Richards does not contend that
his job duties changed after he was hired. Instead, Mr. Richards simply argues
that he should be reclassified as an ISM III employee because of his misclassification
at the time of hiring.
(See footnote 4) We disagree.
The Information Systems Manager II is responsible for overseeing a
staff involved in programming, or system development in addition to
distribution, coordination, and/or support services . . . the staff encompasses
several units involved in separate agency functions[.]
The Information Systems Manager III position is distinguished from
the other levels [of Information Systems Manager] by the oversight of several
units of professional, paraprofessional, technical and supervisory staff[.]
In the final analysis the ALJ found that the ISM II position requires supervision of
nonsupervisory staff. In contrast, the ISM III position requires supervision of supervisory
staff. In this case, the record is clear in establishing that Mr. Richards does not supervise
supervisors. In fact, it appears that Mr. Richards directly performs much of the work
assigned to him.
The circuit court's order of December 5, 2001, is affirmed.
Footnote: 2
Footnote: 3
Footnote: 4
Footnote: 5
The description of the Nature of Work for an ISM III position is as follows:
Under administrative direction, performs advanced level administrative
and supervisory duties in directing the data processing operations within State
agencies with comprehensive, full-range data processing functions or in the
State central data facility oversees a specialized unit or several units providing
statewide services. Activities supervised include: application programming,
program design, computer operations, network support or system development.
Directly, or through lower level supervisors, schedules work and sets agency-
wide data priorities and provides for the most efficient utilization of equipment
and personnel. Fully responsible for hardware and software problem
resolution and the coordination of system usage by agency personnel.
Provides advice and assistance to top management. Performs related work as
required.
Footnote: 6
Information Systems Manager II is distinguished by the broad base of
unit activities supervised. In the state central data facility, work is in an area
of computer service with a large scope of duties which impact on the planning,
purchasing, and implementation of user agency systems. In a state agency,
Information Systems Manager II is responsible for overseeing a staff involved
in programming, or system development in addition to distribution,
coordination, and/or support services including LAN management, network
support, personal computer support (both hardware and software); the staff
encompasses several units involved in separate agency program function.
The description of the Distinguishing Characteristics for an ISM III position is as
follows:
Footnote: 7
Footnote: 8
Based on the relative duties and responsibilities and supervisory level,
I am recommending that the reallocations for Ms. Kress and Ms. Thomas be
approved, but that the reallocations for Mr. Parrish and Mr. Richards be
denied. The recommendation is based on our evaluation of the managerial
responsibility of the positions. For example, you will note that both Mr.
Parrish and Mr. Richards only supervise 3 employees. However, Ms. Thomas
supervises 6 employees which includes a Database Administrator and 2
Programmer Analyst VI's who have supervisory responsibility as well. Ms.
Kress has total responsibility for 26 employees. In addition, Ms. Thomas
manages the Applications Programming Section, while Ms. Kress is
responsible for the Networking and Technical Support Section.
Footnote: 9