William S. Thompson
Darrell
V. McGraw, Jr.
Cook & Cook
Attorney
General
Madison, West Virginia
Dawn
E. Warfield
Attorney for Appellant
Deputy
Attorney General
Charleston,
West Virginia
Attorneys
for Appellee
CHIEF JUSTICE DAVIS delivered the Opinion of the Court.
JUSTICE STARCHER concurs and reserves the right to file a concurring opinion.
JUSTICE MAYNARD dissents and reserves the right to file a dissenting opinion.
1. A
potential juror closely related by blood or marriage to either the prosecuting
or defense attorneys involved in the case or to any member of their respective
staffs or firms should automatically be disqualified. Syllabus point 4,
State v. Beckett, 172 W. Va. 817, 310 S.E.2d 883 (1983). 2. Audio
and video tape recording transcripts provided to a jury as an aid while the
actual tapes are being seen or heard are not themselves evidence, should not
be admitted into evidence, and should not be furnished to the jury during
deliberations. Audio and video tape recording transcripts are demonstrative
aids for the understanding of evidence; they should be so marked and identified;
and the court should instruct the jury regarding the purpose and limited use
of the transcripts. Syllabus point 3, State v. Hardesty,
194 W. Va. 732, 461 S.E.2d 478 (1995).
3. A
judgment will not be reversed because of the admission of improper or irrelevant
evidence when it is clear that the verdict of the jury could not have been
affected thereby. Syllabus point 7, Torrence v. Kusminsky, 185
W. Va. 734, 408 S.E.2d 684 (1991).
4. During
the direct examination of a co-defendant, a prosector may elicit testimony regarding
the co-defendant's plea agreement, and may actually introduce the plea agreement
into evidence for purposes which include, but are not necessarily limited to:
(1) allowing the jury to accurately assess the credibility of the witness; (2)
eliminating any concern by the jury that the government has selectively prosecuted
the defendant; and (3) explaining how the witness has first-hand knowledge of
the events about which he/she is testifying.
5. A
trial judge considering whether, or the extent to which, a plea agreement
may be used by the prosecution must endeavor to protect the defendant from
impermissible uses of the plea agreement, such as using the plea agreement:
(1) as evidence of a defendant's guilt, (2) to bolster the testimony of a
co-defendant, or (3) to directly or indirectly vouch for the veracity of a
co-defendant who has pleaded guilty and then testified against the defendant.
To carry out this duty, the trial judge must study the plea agreement with
care and redact all prejudicial and irrelevant provisions.
6. A
trial court's decision to admit the plea agreement of a co-defendant is an
evidentiary ruling which is reviewed for abuse of discretion.
Davis, Chief Justice:
The police were able to
quickly make arrests in the case as a result of a routine traffic stop. The
get-away vehicle, a pick-up truck owned by Mr. Hamrick, was stopped several
hours after the robbery because it did not have an inspection sticker. At
the time of the traffic stop, Mr. Young was riding in the truck. It was being
driven by his neighbor, Shane Curtis. The police impounded the vehicle after
learning that the license plate was stolen property.
(See footnote 4)
Shortly after impounding
the vehicle, the police went to the home of Mr. Swims' parents, where Mr. Hamrick was residing.
(See footnote 5) While at the home, the police
recovered cartons of cigarettes, cans of beer, and the weapon used in the
robbery.
On November 16, the day
after the robbery, the police picked up Messrs. Swims, Hamrick, and Young
for questioning. During the questioning, Mr. Hamrick and Mr. Young confessed
to the robbery. Each man identified Mr. Swims as the person who carried the
weapon during the robbery. A grand jury subsequently indicted all three men
on charges of conspiracy and aggravated robbery. Both Mr. Hamrick and Mr.
Young entered into plea agreements with the State in return for testifying
against Mr. Swims.
During Mr. Swims' trial, Mr. Hamrick and Mr. Young testified that all three men originally planned to simply run into the store, grab some cigarettes and beer, and flee. According to Mr. Hamrick and Mr. Young, there was never any agreement to use a weapon. In fact, they claim they were surprised when Mr. Swims brandished the weapon during the robbery. Because of the poor quality of the videotape, and due to disguises worn by Mr. Young and Mr. Swims during the robbery, it was not possible to identify the person holding the weapon during the robbery. Mr. Swims was identified as the person holding the weapon based solely upon the testimony of Mr. Hamrick and Mr. Young.
Mr. Swims relied on an alibi
defense at trial. He presented two witnesses, Colleen Spaulding and Ruby Swims.
(See footnote 6)
Each witness testified that Mr. Swims was at home when the robbery occurred.
However, the State was able to impeach both witnesses.
(See footnote 7) The jury rejected the alibi
defense and returned a verdict of guilty on both the charges of conspiracy,
and of aggravated robbery. The trial court subsequently imposed upon Mr. Swims
a sentence of one to five years imprisonment for the conspiracy conviction,
and 120 years imprisonment for the aggravated robbery conviction.
(See footnote 8)
Mr. Swims then filed a motion for a new trial, which the circuit court
denied. It is from the circuit court's order denying a new trial that Mr. Swims
now appeals.
As a general proposition, we review a circuit court's
rulings on a motion for a new trial under an abuse of discretion standard. In
re State Public Building Asbestos Litigation, 193 W. Va. 119, 454 S.E.2d
413 (1994). . . . Thus, in reviewing challenges to findings and
rulings made by a circuit court, we apply a two-pronged deferential standard
of review. We review the rulings of the circuit court concerning a new trial
and its conclusion as to the existence of reversible error under an abuse of
discretion standard, and we review the circuit court's underlying factual findings
under a clearly erroneous standard. Questions of law are subject to a de
novo review.
Mr. Swims' appeal is from the
circuit court's order denying his motion for a new trial. Our general standard
for reviewing a case presented in this posture has been stated as follows:
Tennant v. Marion Health Care Found., Inc., 194 W. Va. 97, 104,
459 S.E.2d 374, 381 (1995). This Court has also explained that
'[a]lthough the ruling
of a trial court in granting or denying a motion for a new trial is entitled
to great respect and weight, the trial court's ruling will be reversed on appeal
when it is clear that the trial court has acted under some misapprehension of
the law or the evidence.' Syl. pt. 4, Sanders v. Georgia-Pacific Corp.,
159 W. Va. 621, 225 S.E.2d 218 (1976). Syllabus point 1, Andrews
v. Reynolds Memorial Hospital, Inc., 201 W. Va. 624, 499 S.E.2d 846
(1997).
Syl. pt. 1, Lively v. Rufus, 207 W. Va. 436, 533 S.E.2d 662 (2000).
Having
set forth the general guidelines for our consideration of this case, we note
that the specific errors assigned by Mr. Swims to challenge his conviction
and sentencing are largely unrelated, and may be subject to different standards
of review. Accordingly, to preserve the continuity of our discussion, we set
out additional, more specific, standards of review for each alleged error
under the particular section of this opinion to which they apply.
After the completion of
voir dire, but before the parties exercised their peremptory strikes, the
State moved the trial judge to strike a juror for cause. It was disclosed to the trial judge that the juror in question, Anthony Hale, was
the son of an attorney in defense counsel's law firm. There was no dispute
regarding the relationship. Therefore, the trial judge struck the juror for
cause. Our cases support the disqualification of Mr. Hale. This Court held
in syllabus point 4 of State v. Beckett, 172 W. Va. 817, 310 S.E.2d
883 (1983), that [a] potential juror closely related by blood or marriage
to either the prosecuting or defense attorneys involved in the case or to
any member of their respective staffs or firms should automatically be disqualified. While there is no question
that Mr. Hale was disqualified from sitting as a juror, Mr. Swims contends
that it was impermissible for the trial judge to strike Mr. Hale for cause
after the conclusion of voir dire. Mr. Swims argues that the State should
have been required to use a peremptory strike to remove Mr. Hale. We disagree. This Court has never held
that a juror can be struck for cause only during voir dire. We held in
West Virginia Human Rights Comm'n v. Tenpin Lounge, Inc., 158 W. Va. 349,
357, 211 S.E.2d 349, 354 (1975), that a party must be diligent in his or her
efforts to ascertain juror disqualification. We have also made clear that
a party must alert the trial court to the disqualification [of a juror]
as soon as it [is] first discovered or as soon thereafter as the course of
the proceedings [will] permit; and if the party fails to do so, he or she
will be held to have waived all objections to such juror disqualification[.]
McGlone v. Superior Trucking Co., Inc., 178 W. Va. 659, 668, 363
S.E.2d 736, 745 (1987). See also Proudfoot v. Dan's Marine Service,
Inc., 210 W. Va. 498, 558 S.E.2d 298 (2001) (explaining that a new trial
is required when it is discovered after trial that a juror who voted on the
verdict is statutorily disqualified because the juror had been convicted of
a felony). Mr. Hale's disqualification became known only after voir dire.
Upon learning of the disqualification, the State promptly alerted the trial
judge. (See
footnote 9) Therefore, the trial judge was correct in not
requiring the State to use a peremptory strike to remove Mr. Hale. See
Syl. pt. 1, State v. Beckett, 172 W. Va. 817, 310 S.E.2d 883 (Once
a party by a timely objection demonstrates that a juror has either a statutory
or common law ground for disqualification, such juror should be removed for
cause.).
In reviewing the trial court's
decision to allow the demonstrative use of the transcript in question, we
may reverse only upon a finding that the trial court abused its discretion. Generally, the use of either real or demonstrative evidence
is left within the discretion of the trial court. Runner v. Cadle
Co., 204 W. Va. 21, 22, 511 S.E.2d 132, 133 (1998). Cf. Syl. pt.
14, in part, State v. Bradshaw, 193 W. Va. 519, 457 S.E.2d 456 (1995)
(The admission of demonstrative evidence rests largely within the trial
court's discretion, and an appellate court will not interfere unless the trial
court has abused that discretion.). Mr. Swims contends that
the transcript of statements made on the videotape was unnecessary as each
juror was provided with wireless headphones to listen to the tape. The State
replies that it was necessary to use the transcript because the sound was
poor. (See
footnote 10) In syllabus point 3 of State v. Hardesty,
194 W. Va. 732, 461 S.E.2d 478 (1995), this Court addressed the issue of using
a transcript of an audio recording or videotape recording as follows:
Under Hardesty, the
trial court correctly permitted the transcript to be used. The State contended,
and the trial judge found, that the sound on the videotape was of low quality
and, thus, the transcript would assist the jury.
(See footnote 11) More importantly, the trial
judge gave a limiting instruction on the use of the transcript, and the transcript
was not provided to the jury during its deliberations.
(See footnote 12)
During the State's direct
examination of Mr. Hamrick, he testified that, pursuant to his plea agreement,
he was required to provide evidence concerning a murder that had taken place
in Georgia.
(See footnote 13) During cross examination by defense counsel,
Mr. Hamrick was asked a series of questions regarding the plea agreement.
As a result of defense counsel's extended questioning, the State informed the trial judge
that during re- direct examination Mr. Hamrick would be asked to give the
age and sex of the murdered Georgia victim. The trial judge permitted the
question over the objection of defense counsel. Consequently, Mr. Hamrick
testified that the Georgia murder victim was a thirteen year old female. Mr. Swims complains that,
after hearing testimony about the age and sex of the Georgia murder victim,
the jury might have become more interested in a murder charge in Georgia
than an aggravated robbery in West Virginia and possibly connect [Mr.] Swims
with that murder[.] In contrast, the State asserts that Mr. Swims' name
was never mentioned to the jury in connection with the Georgia murder, and
that Mr. Hamrick made only one statement regarding the victim's age and sex.
Additionally, the State takes the position that the probative value of the
evidence outweighed its potentially prejudicial effect. Although we agree with Mr.
Swims that the evidence pertaining to the Georgia victim's sex and age was
irrelevant and should not have been admitted into evidence, we do not find
its admission to be prejudicial. We have held that [a] judgment will
not be reversed because of the admission of improper or irrelevant evidence
when it is clear that the verdict of the jury could not have been affected
thereby. Syl. pt. 7,
Torrence v. Kusminsky, 185 W. Va. 734, 408 S.E.2d 684 (1991).
Accord Syl. pt. 11, State v. Wade, 200 W. Va. 637, 490 S.E.2d 724
(1997). The jury was made aware, by unobjected evidence, that Mr. Hamrick
had to cooperate with law enforcement officials investigating the Georgia
murder. Consequently, we are confident that the mere mention of the victim's
age and sex could not have affected the outcome in this case. See Reed
v. Wimmer, 195 W. Va. 199, 209, 465 S.E.2d 199, 209 (1995) (Error
is harmless when it is trivial, formal, or merely academic, and not prejudicial
to the substantial rights of the party assigning it, and where it in no way
affects the outcome of the trial. Stated conversely, error is prejudicial
and grounds for reversal only when it affects the final outcome and works
adversely to a substantial right of the party assigning it.).
In other jurisdictions,
it is well-settled that on direct examination, the prosecutor may elicit
testimony regarding [a co-defendant's] plea agreement and actually introduce the plea agreement into evidence. United States v. Lewis,
110 F.3d 417, 421 (7th Cir. 1997) (internal quotations and citations omitted).
(See footnote 14)
Accord United States v. Renteria, 106 F.3d 765 (7th Cir. 1997);
United States v. Lord, 907 F.2d 1028 (10th Cir. 1990); United States
v. Drews, 877 F.2d 10 (8th Cir.1989); United States v. Edelman,
873 F.2d 791 (5th Cir.1989); United States v. Townsend, 796 F.2d 158
(6th Cir. 1986); United States v. McNeill, 728 F.2d 5 (1st Cir.1984);
United States v. Henderson, 717 F.2d 135 (4th Cir.1983); People v.
Racheli, 878 P.2d 46 (Colo. Ct. App. 1994); Smith v. United States,
687 A.2d 1356 (D.C. 1996); Commonwealth v. Rivera, 712 N.E.2d 1127
(Mass. 1999). See generally 3 Stephen A. Saltzburg, Michael M. Martin,
and Daniel J. Capra, Federal Rules of Evidence § 608.02[16] (8th
ed. 2002) ([T]he Courts have generally allowed the prosecution to offer
plea agreements on direct examination of cooperating witnesses, even if the
defendant agrees not to raise the agreement on cross- examination.).
Several purposes have been
recognized for allowing a prosecutor to introduce a co-defendant's plea agreement.
Those purposes include:
The first issue raised by Mr.
Swims is that the trial court committed error by striking a panel juror for
cause after the conclusion of voir dire. The juror was struck at the request
of the State. Our cases have held that [t]he decision to grant a motion
to strike a juror for cause is within the sound discretion of the trial court.
Wheeler v. Murphy, 192 W. Va. 325, 331, 452 S.E.2d 416, 422 (1994).
The appropriate standard for our review of this issue was fully outlined in
State v. Miller, 197 W. Va. 588, 600-01, 476 S.E.2d 535, 547-48 (1996),
as follows:
In reviewing
the qualifications of a jury to serve in a criminal case, we follow a three-step
process. Our review is plenary as to legal questions such as the statutory qualifications
for jurors; clearly erroneous as to whether the facts support the grounds relied
upon for disqualification; and an abuse of discretion as to the reasonableness
of the procedure employed and the ruling on disqualification by the trial court.
A trial court's determination as to whether to strike a juror for cause will
be reverse[d] only where actual prejudice is demonstrated. Miller,
197 W. Va. at 605, 476 S.E.2d at 552 (citation omitted).
Mr. Swims next argues that the
State's demonstrative use of a transcript of statements made on the videotape
that captured the robbery was erroneous; thus, the trial court committed error
by allowing such use.
Audio
and video tape recording transcripts provided to a jury as an aid while the
actual tapes are being seen or heard are not themselves evidence, should not
be admitted into evidence, and should not be furnished to the jury during
deliberations. Audio and video tape recording transcripts are demonstrative
aids for the understanding of evidence; they should be so marked and identified;
and the court should instruct the jury regarding the purpose and limited use
of the transcripts.
See also State ex rel. Bennett v. Keadle, 175 W. Va. 505, 511,
334 S.E.2d 643, 649 (1985) (stating that in the context of a deposition a
transcript may provide a check on the accuracy of the videotape, and vice versa,
if either is introduced at trial.).
The third issue raised by Mr.
Swims involves the admission of a statement made by Mr. Hamrick during the State's
case-in-chief. In syllabus point 9 of Tudor v. Charleston Area Medical Center,
Inc., 203 W. Va. 111, 506 S.E.2d 554 (1997), we set forth our standard of review regarding a circuit court's decision to admit
or exclude evidence:
The
West Virginia Rules of Evidence . . . allocate significant discretion to the
trial court in making evidentiary . . . rulings. Thus, rulings on the
admission of evidence . . . are committed to the discretion of the trial court.
Absent a few exceptions, this Court will review evidentiary . . . rulings
of the circuit court under an abuse of discretion standard.
In addition, we have explained that our review of a trial court's legal
analysis underlying its decision to admit evidence is de novo. See
State v. Guthrie, 194 W. Va. 657, 680, 461 S.E.2d 163, 186 (1995) ([M]ost
rulings of a trial court regarding the admission of evidence are reviewed
under an abuse of discretion standard. . . . an appellate court reviews de
novo the legal analysis underlying a trial court's decision.).
The final issue presented by
Mr. Swims involves the trial judge's denial of his motion to redact certain
language from the plea agreements of Mr. Young and Mr. Hamrick. Specifically,
Mr. Swims objected to language in the plea agreements which stated that neither
co-defendant would be placed in the same correctional facility as Mr. Swims.
(1) to allow the jury accurately
to assess the credibility of the witness; (2) to eliminate any concern that
the jury may harbor concerning whether the government has selectively prosecuted the defendant; and (3) to explain how the witness has first-hand knowledge
concerning the events about which he/she is testifying.
United States v. Universal Rehab. Servs. (Pa), Inc., 205 F.3d 657,
665 (3d Cir. 2000).
(See footnote 15)
Based
upon the preceding discussion, we hold that during the direct examination
of a co-defendant, a prosector may elicit testimony regarding the co- defendant's
plea agreement, and may actually introduce the plea agreement into evidence
for purposes which include, but are not necessarily limited to: (1) allowing
the jury to accurately assess the credibility of the witness; (2) eliminating
any concern by the jury that the government has selectively prosecuted the
defendant; and (3) explaining how the witness has first-hand knowledge of
the events about which he/she is testifying.
However, the ability of
a prosecutor to introduce into evidence the plea agreements of co-defendants
is not without qualifications.
(See footnote 16) It is well established
that the plea agreements of [co-defendants] cannot be used as evidence of
a defendant's guilt. United States v. Gaev, 24 F.3d 473, 476
(3d Cir.1994). See also United States v. Sanders, 95 F.3d 449, 454 (6th Cir. 1996)([T]he guilty plea . . . of a co-defendant
or co-conspirator is not admissible at trial . . . as substantive evidence
of the defendant's guilt.); United States v. Mitchell, 31 F.3d
271, 277 (5th Cir. 1994) ([T]he fact that a co-conspirator has entered
a plea of guilty to the offense charged is not evidence of the defendant's
guilt.); United States v. Davis, 766 F.2d 1452, 1456 (10th Cir.
1985) (The law is clear that the guilty plea or conviction of a codefendant
may not be used as substantive evidence of another's guilt.); Acord
v. Hedrick, 176 W. Va. 154, 158, 342 S.E.2d 120, 124 (1986) ([A]n
accomplice's guilty plea cannot be used to show the defendant's guilt by association[.]).
Prosecutors are also generally prohibited from using plea agreements to bolster
the testimony of co-defendants.
(See footnote 17) See United States
v. Herrera, 832 F.2d 833, 835 (4th Cir. 1987) ([E]vidence of plea
agreements containing provisions relating to possible polygraph testing constitutes
improper bolstering of a witness's testimony.); State v. Snider,
674 P.2d 585, 586 (Or. 1983) (Evidence of a plea agreement containing
a provision that the state's witness must take and pass a polygraph examination
to verify trial testimony constitutes improper bolstering of the witness's
credibility.).
(See footnote 18) Similarly, prosecutors are generally not
permitted to use plea agreements to directly or indirectly vouch for the veracity of co-defendants who have
pleaded guilty and testify against a defendant.
(See footnote 19) See United States
v. Beasley, 102 F.3d 1440, 1449 (8th Cir. 1996) (Impermissible vouching
may . . . occur when the government implies a guarantee of a witness's truthfulness,
refers to facts outside the record, or expresses a personal opinion as to
a witness's credibility.); State v. Shuler, 545 S.E.2d 805, 818
(S.C. 2001) (Improper vouching occurs when the prosecution places the
government's prestige behind a witness by making explicit personal assurances
of a witness' veracity, or where a prosecutor implicitly vouches for a witness'
veracity[.]). Commonly, trial courts will redact offending portions
of a plea agreement to allow its proper use while at the same time protecting
a defendant from any improper use of the document. See, e.g., Commonwealth
v. Ciampa, 547 N.E.2d 314, 318 (Mass. 1989) (The trial judge must
study the [plea] agreement with care . . . and eliminate prejudicial and irrelevant
provisions. (citing United States v. Cosentino, 844 F.2d 30 (2d
Cir. 1988), and United States v. Brown, 720 F.2d 1059 (9th Cir. 1983)).
(See footnote 20) Following the aforementioned
authority, we hold that a trial judge considering whether, or the extent to
which, a plea agreement may be used by the prosecution must endeavor to protect
the defendant from impermissible uses of the plea agreement, such as using
the plea agreement: (1) as evidence of a defendant's guilt, (2) to bolster
the testimony of a co-defendant, or (3) to directly or indirectly vouch for
the veracity of a co-defendant who has pleaded guilty and then testified against
the defendant. To carry out this duty, the trial judge must study the plea
agreement with care and redact all prejudicial and irrelevant provisions. Having established the propriety
of allowing the use of a co-defendant's plea agreement for certain purposes,
we now pause to consider the proper standard for our review of a trial judge's
decision in this regard. This Court has previously announced the general holding
that [a] trial court's evidentiary rulings, as well as its application
of the Rules of Evidence, are subject to review under an abuse of discretion
standard. Syl. pt. 4, State v. Rodoussakis, 204 W. Va. 58, 511
S.E.2d 469 (1998). It has been recognized that the decision whether to admit
the plea agreement of a co-defendant is an evidentiary ruling. For example, the United States Court of Appeals for the Third Circuit
has stated that [t]he trial court's decision to admit plea agreements
of co-conspirators is an evidentiary ruling which we review for abuse of discretion.
United States v. Gaev, 24 F.3d 473, 476 (3d Cir. 1994). See
also United States v. Collins, 223 F.3d 502, 510 (7th Cir. 2000)
(commenting, with regard to the admission of plea agreements of ten government
witnesses including some co-conspirators, that [t]he admission of the
plea agreements was an evidentiary decision, which we review for abuse of
discretion. (citation omitted)). In accordance with the precedent of
this Court, and with the foregoing authority, we hold that a trial court's
decision to admit the plea agreement of a co- defendant is an evidentiary
ruling that is reviewed for abuse of discretion. The plea agreements entered
into by Mr. Young and Mr. Hamrick were introduced into evidence as part of
the prosecutions case in chief against Mr. Swims.
(See footnote 21) Both plea agreements contained
the following language: In consideration of the foregoing, [the] State
will agree to request a safe placement for defendant in a correctional facility
physically separate from that where codefendant Jessie Swims is housed.
Mr. Swims contends that this language was prejudicial because it permitted
the jury to infer that he would be in some type of correctional facility
even if he was not convicted of the instant offenses. The State argues that the probative value of the
language complained of outweighed any prejudicial effect that it could have
had on the jury.
(See footnote 22) We disagree. Language similar to that
retained in the two plea agreements at issue was discussed in Commonwealth
v. Ciampa, 547 N.E.2d 314 (Mass. 1989). The decision in Ciampa
involved several defendants who were convicted of offenses that included first
degree murder and armed robbery. On appeal, one of the issues presented concerned
the trial judge's failure to redact portions of the prosecution witness' plea
agreement before allowing the agreement to be admitted into evidence. Included
in the language the trial judge failed to redact was a statement that the
witness would be placed in a program to protect his life and safety. In finding
that the trial court erred by not redacting the statement, the appellate court
stated that [t]he language was unfairly prejudicial to the defendants
because it implied that the Commonwealth agreed that [the witness] reasonably
believed his life and safety would be in jeopardy, if he testified against
the defendants. Ciampa, 547 N.E.2d at 318. See United
States v. Arroyo-Angulo, 580 F.2d 1137, 1145 (2d Cir. 1978) (language
indicating co-defendant's family was placed in protective custody was redacted
from plea agreement); United States v. Koss, 506 F.2d 1103, 1113 n.8
(2d Cir. 1974) (language referring to threats on the co-defendant's life because
of his testimony was redacted from plea agreement). In the instant case, as
in Ciampa, the language in the plea agreements implied that the State
agreed with Mr. Hamrick's and Mr. Young's belief that their personal safety
was in jeopardy due to their testimony against Mr. Swims. We find this inference
was tantamount to vouching for the veracity of both witnesses. Furthermore,
we agree with Mr. Swims that the language in the plea agreements could be
interpreted as indicating that he was guilty of some other crime that was
not before the jury. Allowing the complained of language to remain in the
plea agreement implied facts, not otherwise before the jury, that were not
proper for jury consideration in deciding on the guilt or innocence of the
defendant. The Ciampa error committed in this case, and the additional
rationale provided by Mr. Swims, both concern impermissible inferential vouching.
While we find both reasons suggest that the disputed language in the plea
agreements should have been redacted, we believe there is yet another stronger,
reason for redacting the language. The disputed language in
the plea agreements by Mr. Hamrick and Mr. Young went beyond vouching. The
language contained in the plea agreements amounted to substantive evidence
of Mr. Swims' guilt. See 2 Jack B. Weinstein and Margaret A. Berger,
Weinstein's Federal Evidence, § 410.08[1] (2d ed. 2002) (A co-defendant's
plea agreement clearly cannot be used as substantive evidence against
[a defendant] in the case.). The language of the plea agreements, in effect, informed the
jury that Mr. Swims should be found guilty because of the testimony of Mr.
Hamrick and Mr. Young. The law in this state, and the country, is quite clear
in holding that [t]he defendant has a right to have his guilt or innocence
determined by the evidence presented against him, not by what has happened
with regard to a criminal prosecution against someone else. 1 Franklin
D. Cleckley, Handbook on Evidence for West Virginia Lawyers §
4-10(F)(1) (4th ed. 2000). In order for the disputed language in the plea
agreements to be unoffensive, that language had to indicate that if
Mr. Swims was found guilty, [the] State will agree to request a safe
placement for defendant in a correctional facility physically separate from
that where codefendant Jessie Swims is housed. Without the insertion
in the plea agreements of the qualifying word if, the plea agreements
became impermissible substantive evidence of Mr. Swims' guilt.
(See footnote 23)
Consequently, we find that the trial judge committed reversible error in failing to redact the disputed
language from the plea agreements.
(See footnote 24)
In view of the foregoing, Mr.
Swims' conviction and sentence for conspiracy and aggravated robbery are reversed
and this case is remanded for a new trial.
3. He represents that his
16 November written statement to authorities is true in sum and substance with respect to the conduct of Jessie Swims; however, it may
be inaccurate in certain minor regards where defendant tried to minimize his involvement in the crime.
Mr. Young's plea agreement should make no direct reference to Mr. Swims.
Although we have invoked plain error as to one provision in Mr. Young's plea agreement, this fact does not preclude Mr. Swims from challenging any other language in either plea agreement on the ground that such language is impermissible for the jury to receive.