| Darrell V. McGraw, Jr., Esq. Attorney General Heather D. Foster, Esq. Assistant Attorney General Charleston, West Virginia Attorneys for Appellees |
Jack Wood, Esq. Public Defender Corporation Charleston, West Virginia Attorney for Appellant |
1. A
trial court's evidentiary rulings, as well as its application of the Rules
of Evidence, are subject to review under an abuse of discretion standard.
Syl pt. 4, State v. Rodoussakis, 204 W. Va. 58, 511 S.E.2d 469 (1998).
2. While
ordinarily rulings on the admissibility of evidence are largely within the
trial judge's sound discretion, a trial judge may not make an evidentiary
ruling which deprives a criminal defendant of certain rights, such as the
right to examine witnesses against him or her, to offer testimony in support
of his or her defense, and to be represented by counsel, which are essential
for a fair trial pursuant to the due process clause found in the Fourteenth
Amendment of the Constitution of the United States and article III, §
14 of the West Virginia Constitution. Syl. pt. 3, State v. Jenkins,
195 W. Va. 620, 466 S.E.2d 471 (1995).
3. The Confrontation Clause contained in the Sixth Amendment to the United States Constitution provides: 'In all criminal prosecutions, the accused shall . . . be confronted with the witnesses against him.' This clause was made applicable to the states through the Fourteenth Amendment to the United States Constitution. Syl. pt. 1, State v. James Edward S., 184 W. Va. 408, 400 S.E.2d 843 (1990).
4. Generally,
out-of-court statements made by someone other than the declarant while testifying
are not admissible unless: 1) the statement is not being offered for the truth
of the matter asserted, but for some other purpose such as motive, intent, state-of-mind,
identification or reasonableness of the party's action; 2) the statement is
not hearsay under the rules; or 3) the statement is hearsay but falls within
an exception provided for in the rules. Syl. pt. 1, State v. Maynard,
183 W. Va. 1, 393 S.E.2d 221 (1990).
5. In
order to qualify as an excited utterance under W. Va. R. Evid. 803(2): (1)
the declarant must have experienced a startling event or condition; (2) the
declarant must have reacted while under the stress or excitement of that event
and not from reflection and fabrication; and (3) the statement must relate
to the startling event or condition. Syl. pt. 7, State v. Sutphin,
195 W. Va. 551, 466 S.E.2d 402 (1995).
Per Curiam:
Appellant and defendant
below Michael Martisko challenges his misdemeanor convictions of domestic
battery and obstruction for an altercation with his then-girlfriend and with
police who responded to the scene. A magistrate court jury convicted appellant
of these two charges and the Circuit Court of Ohio County affirmed. On appeal,
Mr. Martisko alleges, inter alia, that the circuit court erred in affirming
his conviction when the magistrate had erred below in excluding certain evidence
Mr. Martisko had sought to introduce to impeach the credibility of the victim,
who had not appeared to testify. Because we find that the magistrate court,
and subsequently the circuit court, improperly denied Mr. Martisko an opportunity
to impeach the victim/witness, we reverse the conviction for domestic battery.
The officers cuffed Mr.
Martisko without incident, but as they attempted to remove him from the home
he began to struggle. In the ensuing fray, a kicking and squirming Martisko
and a police officer rolled down a flight of twelve steps. That officer, and
at least one other, reported being injured in the scuffle. Subsequently, Mr.
Martisko was charged with battery, domestic battery, battery of a police officer
and obstruction of a police officer.
At trial in magistrate court,
the state called four police officers as witnesses. The state, as well as
the defense, attempted to call the victim, Ms. Madden, and the neighbor Ms.
Garrison, but neither appeared. To meet its burden of proof, the state witnesses
were asked what the victim had told them of the events of that afternoon.
Over defense objection, the officers testified that Ms. Madden stated, He
hit me, or words to that effect, as the officers entered the room. The
officers also testified that Ms. Madden was bleeding from the mouth, had blood
on her face, had a contusion on her knee, and was shaken and crying. The magistrate
also allowed the officers to testify over defense objection that after Mr.
Martisko's arrest Ms. Madden again stated that Mr. Martisko had hit her, and
kicked her, and that Ms. Garrison had reported being hit and kicked by Mr. Martisko. All of this
testimony was allowed under the excited utterance exception contained
in Rule 803 of the West Virginia Rules of Evidence.
Later in the trial, defense
counsel attempted to impeach the credibility of the absent Ms. Madden by introducing
into evidence a certain document or documents that purportedly showed that
Ms. Madden had herself been convicted of domestic battery after an incident
with an erstwhile boyfriend, and that Ms. Madden had filed similar charges
against that boyfriend, but had later recanted, causing the charges against
the boyfriend to be dropped. The magistrate refused to accept the document
or documents into evidence.
The jury found Mr. Martisko
guilty of only two of the four charges, domestic battery and obstruction.
A magistrate later sentenced Mr. Martisko to one year in jail for each charge,
to run concurrently, plus a fine and costs. Mr. Martisko appealed to the Circuit
Court of Ohio County, which affirmed his convictions. Now before this Court,
appellant alleges a variety of errors. Because we feel that Mr. Martisko should
have had an opportunity to impeach the victim, we reverse his conviction for
domestic battery.
Syl. pt. 3, State v. Jenkins, 195 W. Va. 620, 466 S.E.2d 471 (1995).
Syl. pt. 1, State v. James Edward S., 184 W. Va. 408, 400 S.E.2d
843 (1990). And because of this requirement, the law favors live testimony:
[A]s the Supreme Court explained in [Ohio v. ] Roberts, [448
U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980)] the Confrontation Clause
reflects a preference for face-to-face confrontation at trial. 448 U.S.
at 63, 100 S.Ct. 2531. As the United States Supreme Court articulated in Mattox
v. United States, 156 U.S. 237, 15 S.Ct. 337, 39 L.Ed. 409 (1895), the
Confrontation Clause envisions:
a personal examination and cross-examination of the witness in which the
accused has an opportunity, not only of testing the recollection and sifting
the conscience of the witness, but of compelling him to stand face to face
with the jury in order that they may look at him, and judge by his demeanor
upon the stand and the manner in which he gives his testimony whether he is worthy of belief.
Id. at 242-43, 15 S.Ct. 337.
State v. Kennedy, 205 W. Va. 224, 517 S.E.2d 457 (1999). The Supreme
Court has explained that [t]he preference for live testimony in the
case of statements like those offered in Roberts is because of the
importance of cross-examination, 'the greatest legal engine ever invented
for the discovery of the truth.' White v. Illinois, 502 U.S.
346, 356, 112 S.Ct. 736, 116 L.Ed.2d 848 (1992) (quoting California v.
Green, 399 U.S. 149, 158, 90 S.Ct. 1930, 26 L.Ed.2d 489 (1970)).
However, it is equally clear
that live testimony is not always possible and so our law has made room for
the introduction of out-of-court statements. Speaking of the Confrontation
Clause, this Court has observed: This provision creates a strong preference
for live testimony; however, admission of reliable out-of-court statements
are not categorically prohibited. State v. James Edward S., 184
W. Va. 408, 411, 400 S.E.2d 843, 846 (1990). The kinds of out-of-court statements
that may be used, and the proper methods of introducing such statements, are
described by the Rules of Evidence, and the case law that has interpreted
them. As all courtroom practitioners know:
Generally, out-of-court statements made by someone other than the declarant
while testifying are not admissible unless: 1) the statement is not being
offered for the truth of the matter asserted, but for some other purpose such
as motive, intent, state-of-mind, identification or reasonableness of the
party's action; 2) the statement is not hearsay under the rules; or 3) the statement
is hearsay but falls within an exception provided for in the rules.
Syl. pt. 1, State v. Maynard, 183 W. Va. 1, 393 S.E.2d 221 (1990).
In the instant case, the victim and her friend or neighbor Ms. Garrison were
the only eyewitnesses to the alleged domestic battery. Their statements to
the police were admitted under the excited utterance exception
to the hearsay rule, which describes the term to mean: Excited Utterance.
A statement relating to a startling event or condition made while the declarant
was under the stress of excitement caused by the event or condition.
Rule 803 (2), W. Va. R. Evid. We have explained under what circumstances a
statement will qualify for admission under this rule:
In order to qualify as an excited utterance under W.Va.R.Evid. 803(2): (1)
the declarant must have experienced a startling event or condition; (2) the
declarant must have reacted while under the stress or excitement of that event
and not from reflection and fabrication; and (3) the statement must relate
to the startling event or condition.
Syl. pt. 7, State v. Sutphin, 195 W. Va. 551, 466 S.E.2d 402 (1995). (See footnote 1)
But while the law allows such
out-of-court statements to be admitted into evidence, it also allows an opponent
of such a statement an opportunity to counter that statement, in the same manner
as if the speaker had been present in the courtroom:
Under Rule 806 of the Rules of Evidence, the credibility of the declarant of
a hearsay statement may be attacked by any evidence which would be admissible
for that purpose if the declarant had testified as a witness.
State v. Crabtree, 198 W. Va. 620, 626, 482 S.E.2d 605, 611 (1996). The rule acknowledges the fact that, for the most part, an out-of-court declarant will be treated as though he or she were present and testifying in the courtroom. (See footnote 2)
In order to find guidance on
just how one may attack the credibility of an out- of-court declarant, one must
turn to the Rules of Evidence relating to witnesses and their testimony. Counsel
for the appellee, well versed in the nuances of the Rules of Evidence, argues
that in this particular case the exclusion of the proffered evidence was not
error, because limitations in the Rules would not have permitted its introduction
under any circumstances. Appellee points out that the crime of which Ms. Madden
was convicted previously, domestic battery, does not appear to fit within the
confines of Rule 609, which states in pertinent part:
For the purpose of attacking the credibility of a witness other than the accused
. . . (A) evidence that the witness has been convicted of a crime shall be admitted,
subject to Rule 403, if the crime was punishable by death or imprisonment in
excess of one year . . . [or] (B) evidence that the witness has been convicted of a crime shall be admitted if it involved dishonesty or false
statement, regardless of the punishment . . . .
Rule 609, W. Va. R. Evid.
However, Mr. Martisko might
have had more luck making use of his evidence under another rule. If Mr. Martisko
wished to use not only the conviction, but the documents that showed that
Ms. Madden made, and then recanted, very similar accusations against an old
boyfriend, then he also could have tried to get them in under Rule 608, which
allows an opponent to introduce evidence of specific instances of conduct:
(b) Specific Instances of Conduct. Specific instances of the conduct of a
witness, for the purpose of attacking or supporting the witness' credibility,
other than conviction of crime as provided in Rule 609, may not be proved
by extrinsic evidence. They may, however, in the discretion of the court,
if probative of truthfulness or untruthfulness, be inquired into on cross-examination
of a witness other than the accused (1) concerning the witness' character
for truthfulness or untruthfulness, or (2) concerning the character for truthfulness
or untruthfulness of another witness as to which character the witness being
cross-examined has testified.
Rule 608, W. Va. R. Evid.
As counsel for the state ably points out, although 608(b) appears to be Mr. Martisko's best avenue for introducing his evidence, Rule 608(b) on its face prohibits the introduction of any extrinsic evidence to prove the specific incidence (in this case recanting similar allegations) that one wishes to use to attack the declarant's credibility.
However, as pointed out by defense
counsel, this illustrates a confusing contradiction in the Rules. Rule 806 allows
one to attack the credibility of an out-of-court declarant as if he or she were
present. But Rule 608 only allows inquiring into specific instances of conduct
on cross-examination. Obviously, if Rule 806 applies, there has been no live
testimony, thus there cannot be any cross-examination.
We are not the first court
to wrestle with this seeming Catch-22. There appears to be a split of authority
among the federal courts. The United States Court of Appeals for the Second
Circuit commented on the same issue in United States v. Friedman, 854
F.2d 535 (2d Cir.1988). The case concerned widespread corruption and racketeering
in New York City's government. The court allowed into evidence certain out-of-court
statements of an unindicted co-racketeer named Manes. Defendant
Friedman wanted to attack the credibility of Manes, who had not testified,
by entering evidence that Manes had attempted suicide, and then fabricated
an abduction story to cover it up. The appeals court held that the trial court
properly excluded the impeachment evidence because that evidence was not probative
of the truthfulness of the hearsay at issue. However, in a footnote the court
suggested that the evidence, had it been probative, would have been admissible.
That rule [Rule 608(b)] limits such evidence of specific instances
to cross-examination. Rule 806 applies, of course, when the declarant has
not testified and there has by definition been no cross-examination, and resort to extrinsic evidence may be the only
means of presenting such evidence to the jury.
Id. at 570 n.8.
However, opinions from two
other circuits suggest otherwise. In United States v. White, 116 F.3d
903 (D.C.Cir.1997), the defendant sought to undermine the credibility of a
deceased declarant, whose hearsay testimony came into evidence through a testifying
police officer. The lower court had allowed the defendant to inquire about
the declarant's drug use and prior convictions. The defendant also wanted
to ask if the declarant had ever lied on a job application or disobeyed a
court order, but the lower court did not permit these questions. The District
of Columbia Circuit found that these questions should have been allowed, but
noted that extrinsic evidence in support of these allegations would not have
been allowed.
Accordingly, [defense] counsel could have asked Sergeant Sutherland only if
Williams [the deceased declarant] had ever lied on an employment form or violated
any court orders, and could not have made reference to any extrinsic proof
of those acts.
Id. at 920. It is worth noting, however, that the court may have taken a dim view of the defendant's hearsay objections because the declarant was only unavailable due to the fact that the defendant had shot him sixteen times. (See footnote 3)
The Third Circuit has agreed
with the D.C. Circuit. In United States v. Saada, 212 F.3d 210 (3rd Cir.
2000), a case involving a false insurance claim, it was the government that
wished to attack the credibility of a deceased declarant, and the lower court
allowed this by taking judicial notice of prior misconduct of the deceased declarant.
As the appeals court explained, the tension between the two rules was the basis
of the decision below:
Id.
at 220. After examining the D.C. Circuit's decision in White, the Third
Circuit found that the lower court had erred: Id at 221. Thus it is clear to us that Mr. Martisko is not alone
in arguing that the two rules do not fit together flawlessly.
Commentators have noted the
unfairness inherent in the view that all extrinsic evidence is prohibited:
We agree with the approach
taken by the court in White, and conclude that Rule 806 does not modify
Rule 608(b)'s ban on extrinsic evidence of prior bad acts in the context of
hearsay declarants, even when those declarants are unavailable to testify.
Margaret Meriwether Cordray, Evidence
Rule 806 and the Problem of Impeaching the Nontestifying Declarant, 56 Ohio
St. L.J. 495, 525 (1995). Indeed, Professor Cordray has gone so far as to suggest
that the text of Rule 806 should be changed to allow a court discretion to permit
extrinsic evidence to impeach a non-testifying declarant.
(See footnote 4)
In the instant case, a variety
of factors combined to deprive Mr. Martisko of a fair opportunity to rebut
the hearsay testimony offered against him. It is unclear at what point it
became apparent to defense counsel that neither the victim, Ms. Madden, nor
the friend/neighbor, Ms. Garrison, would be present to testify; he may not
have learned this until the other witnesses had already been released. The
magistrate's exclusion of the proffered impeachment effort left Mr. Martisko
with few options. In short, without any witness to the alleged domestic battery
present in court, there was little Mr. Martisko could do to defend himself.
We are uncomfortable with a
conviction (See
footnote 5) based entirely upon hearsay evidence where the
defendant has had no opportunity to impeach his chief accuser. In light of the
law's strong preference for live testimony as we noted in State v. James
Edward S., 184 W. Va. 408, 400 S.E.2d 843 (1990), also noted by the U.S.
Supreme Court in White v. Illinois, 502 U.S. 346, 112 S.Ct. 736, 116
L.Ed.2d 848 (1992), and in light of the confusing tension between Rules 806
and 608, we feel that under the facts of this case, Mr. Martisko should have
been permitted to impeach the credibility of Ms. Madden either by introducing
the documents in question or by re-calling the police witnesses and questioning
them about their knowledge of Ms. Madden's prior acts. Accordingly, we reverse
and grant Mr. Martisko a new trial on the charge of domestic battery.
Appellant urges us to consider
such a change ourselves. However, in light of the disagreement among the federal
appellate circuits, we are not prepared to craft a new rule in this opinion,
nor do we feel that any adjustment of the Rules is necessary to decide the instant
case.
Based on these facts, the circuit court determined that even if the charges
were severed, it was likely that the evidence relating to the murder would
be admissible during the trial on the arson and providing false information
charges. Likewise, the arson evidence would be admissible during the murder
trial.
State v. Milburn, 204 W. Va. 203, 208, 511 S.E.2d 828, 833 (1998).
In Milburn, the Court
went on to discuss another case where a defendant was charged with aggravated
robbery and assault in the same proceeding that he was charged for obstruction
of a police officer and stealing a police car, even though the robbery/assault
took place a week before the obstruction/car theft. Even though a week passed
between the events, the Court concluded that joinder of those charges was
proper:
In reviewing federal authority relating to severance of multiple counts, this
Court notes that it is widely recognized that prejudice is not present under
the other crimes rule if evidence of each of the crimes charged
would be admissible in a separate trial for the other. See C.A. Wright, Federal
Practice and Procedure: Criminal 2d § 222 (1982).
This Court believes that in the present case the evidence
of the defendant's obstruction of a police office and unauthorized taking of
the police vehicle would have been admissible on the robbery count as flight
evidence. See, e.g., State v. Meade, 196 W. Va. 551, 474 S.E.2d 481 (1996).
Likewise, the evidence of the aggravated robbery would have been admissible
to show the defendant's motive in taking the police cruiser, as well as his
motive in obstructing a police officer.
Having concluded that the evidence of the crimes
contained in Counts I and II would have been admissible during the trial of
Counts III and IV, and that the evidence of the crimes contained in Counts
III and IV would have been admissible in the trial of Counts I and II, and
believing that the federal courts have correctly concluded that it is not
prejudicial for a trial court to deny severance of various counts under the
other crimes rule if evidence of each of the crimes charged would
have been admissible in a separate trial for the other, this Court cannot
conclude that the trial court in the present case abused its sound discretion
in refusing to grant the defendant the severance which he sought.
State v. Penwell, 199 W. Va. 111, 118, 483 S.E.2d 240, 247 (1996). We come to the same conclusion in this case. The charges relating to the scuffle with the police happened moments after the alleged battery and domestic battery, and evidence of each charge would likely be admissible in a trial of one of the other charges. Thus, we find that the magistrate court did not err when it joined the charges against Mr. Martisko into one proceeding. (See footnote 6)
Officer Schultz testified that he arrived at the scene
of the alleged beating within two minutes of having received notification
from dispatch. He testified that less than ten minutes had elapsed
between the time that he had arrived at the scene and the time he encountered
Ms. M. Upon encountering her, he noted that she was upset [and] crying,
that she was bleeding from the nose quite heavily, and that the
blood that he observed about her was fresh. Officer LaCava similarly
testified that, upon encountering Ms. M., he observed that she was bleeding
from the nose and mouth area. Significantly, Schultz testified that Ms.
M.'s eye was noticeably swelling shut in his presence. Ms. M.'s statements to
the police at her residence were clearly made while she continued to experience
excitement over the startling event.
State v. Harris, 207 W. Va. 275, 279, 531 S.E.2d 340, 344 (2000).
RULE 806. ATTACKING AND SUPPORTING CREDIBILITY OF DECLARANT
It is hard to imagine a form of misconduct more extreme than the murder of a potential witness. . . . [W]here a defendant has silenced
a witness through the use of threats, violence or murder, admission of the
victim's prior statements at least partially offsets the perpetrator's rewards
for his misconduct.
Id. at 911.
When a hearsay statement,
or a statement defined in Rule 801(d)(2), (C), (D), or (E), has been admitted
in evidence, the credibility of the declarant may be attacked, and if attacked
may be supported, by any evidence which would be admissible for those purposes
if declarant had testified as a witness. If the declarant does not testify,
the court may, in its discretion, permit the use of extrinsic evidence to
prove specific instances of conduct that are probative of truthfulness or
untruthfulness, as provided in Rule 608(b), as a means of attacking or supporting
the credibility of the declarant. Evidence of a statement or conduct by the
declarant at any time, inconsistent with the declarant's hearsay statement,
is not subject to any requirement that the declarant may have been afforded
an opportunity to deny or explain. If the party against whom a hearsay statement
has been admitted calls the declarant as a witness, the party is entitled
to examine the declarant on the statement as if under cross- examination.
Id. at 530-31(emphasis added).
Footnote: 5