Charles D. Perfater, Esq.
Perfater & Pauley
Charleston, West Virginia
Attorney for Sergent
John R. Teare, Jr., Esq.
Bowles Rice McDavid Graff & Love
Charleston, West Virginia
Attorney for City of Charleston, Hart and White
Ancil G. Ramey, Esq.
Steven P. McGowan, Esq.
Jace H. Goins, Esq.
Steptoe & Johnson
Charleston, West Virginia
Attorneys for City of St. Albans and Crawford
Michael L. Del Giudice, Esq.
Ciccarello, Del Giudice & LaFon
Charleston, West Virginia
Guardian ad Litem for McGrier
James A. Dodrill, Esq.
Charleston, West Virginia
Guardian ad Litem for Thomas
The Opinion of the Court was delivered PER CURIAM.
CHIEF JUSTICE MCGRAW and JUSTICE STARCHER dissent and reserve the right to file
dissenting opinions.
1. An order denying a motion for summary judgment is merely
interlocutory, leaves the case pending for trial, and is not appealable except in special
instances in which an interlocutory order is appealable. Syllabus Point 8, Aetna Casualty
& Surety Co. v. Federal Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).
2. Where the police are engaged in a vehicular pursuit of a known or
suspected law violator, and the pursued vehicle collides with the vehicle of a third party,
under W.Va. Code, 17C-2-5 (1971), the pursuing officer is not liable for injuries to the third
party arising out of the collision unless the officer's conduct in the pursuit amounted to
reckless conduct or gross negligence and was a substantial factor in bringing about the
collision. Syllabus Point 5, Peak v. Ratliff, 185 W.Va. 548, 408 S.E.2d 300 (1991).
3. A fundamental legal principle is that negligence to be actionable must
be the proximate cause of the injury complained of and must be such as might have been
reasonably expected to produce an injury. Syllabus Point 2, McCoy v. Cohen, 149 W.Va.
197, 140 S.E.2d 427 (1965).
4. Proximate cause is a vital and an essential element of actionable
negligence and must be proved to warrant a recovery in an action based on negligence.
Syllabus Point 3, McCoy v. Cohen, 149 W.Va. 197, 140 S.E.2d 427 (1965).
5. The proximate cause of an injury is the last negligent act contributing
to the injury and without which the injury would not have occurred. Syllabus Point 5,
Hartley v. Crede, 140 W.Va. 133, 82 S.E.2d 672 (1954), overruled on other grounds, State
v. Kopa, 173 W.Va. 43, 311 S.E.2d 412 (1983).
6. A tortfeasor whose negligence is a substantial factor in bringing about
injuries is not relieved from liability by the intervening acts of third persons if those acts
were reasonably foreseeable by the original tortfeasor at the time of his negligent conduct.
Syllabus Point 13, Anderson v. Moulder, 183 W.Va. 77, 394 S.E.2d 61 (1990).
7. The questions of negligence, contributory negligence, proximate cause,
intervening cause and concurrent negligence are questions of fact for the jury where the
evidence is conflicting or when the facts, though undisputed, are such that reasonable men
draw different conclusions from them. Syllabus Point 2, Evans v. Farmer, 148 W.Va. 142,
133 S.E.2d 710 (1963).
8. Summary judgment is appropriate where the record taken as a whole
could not lead a rational trier of fact to find for the nonmoving party, such as where the
nonmoving party has failed to make a sufficient showing on an essential element of the case
that it has the burden to prove. Syllabus Point 4, Painter v. Peavy, 192 W.Va. 189, 451
S.E.2d 755 (1994).
Per Curiam:
The appellant, John D. Sergent, Administrator of the Estate of David Glenn
Sergent, Deceased, appeals the December 2, 1999 order of the Circuit Court of Kanawha
County which granted summary judgment to the appellees, City of Charleston, City of St.
Albans, Charleston Police Officers William H. Hart and Greg White, and St. Albans Police
Officer J.H. Crawford. The appellant's deceased was killed when a vehicle being pursued
by the appellee police officers collided with him. For the reasons stated below, we affirm
the summary judgment.
7. Defendant Greg White, A City of Charleston
Police officer driving a marked police cruiser, observed
the suspect vehicle almost immediately and used the
police vehicle's blue lights and siren in an attempt to stop
the suspect vehicle. The suspect vehicle disregarded the
command to stop and continued to flee eastbound on Rt.
61 toward Marmet.
8. Although Plaintiff claims that the marked
police car did not sound its siren, there is no evidence to
that effect. All of the witnesses agreed that the police car
had its emergency lights flashing. Plaintiff relies upon
the testimony of several witnesses who did not recall
hearing the police siren, although they stopped short of
affirmatively stating that the siren was not used, to
establish that the police did not use an audible signal.
Defendants produced the Metro 911 tape of the incident.
The police siren was heard on the tape. (Footnote
omitted).
9. The pursuit by Officer White lasted for
approximately 2 1/2 to 3 minutes, covering
approximately 2.7 miles before the collision which forms
the basis of this civil action.
10. Rt. 61 is paved; one lane of traffic for
eastbound traffic, one lane of traffic for westbound
traffic, with paved shoulders on each side.
11. Rt. 61 is slightly curved, but the roadway
where the accident occurred was nearly straight. The
posted speed limit is 55 miles per hour.
12. The pursuit occurred during daylight hours
and weather conditions were good.
13. The officers remained behind the suspect
vehicle at all times.
14. It is undisputed that the officers did not try to
run the suspect vehicle off the road, set up a road block,
pass the subject vehicle, or otherwise interfere with the
driver's ability to steer and/or otherwise control the car.
Furthermore, it is undisputed that the police did not strike
the Plaintiff's decedent or otherwise cause any injury or
damage to person or property.
15. As the suspect vehicle neared Marmet, and in
the vicinity of Turnpike Ford, the suspect vehicle came
up behind a vehicle driven by Robert Strain, which was
traveling eastbound on Rt. 61 at approximately 40-45
miles per hour.
16. The suspect vehicle attempted to pass the
Strain vehicle on the left then the suspect vehicle again
began to move into the opposite lane, but could not pass
because of traffic approaching in the opposite direction.
17. The suspect vehicle then passed the Strain
vehicle on the right hand shoulder striking the plaintiff's
decedent [David Glenn Sergent]See footnote 6
6
who was wearing blaze
orange and riding a bicycle. (Footnote added).
On April 23, 1993, the appellant, John D. Sergent, Administrator of the Estate
of David Glenn Sergent, filed a wrongful death suit against numerous defendants, alleging,
inter alia, that the negligent, wanton and reckless conduct of the police officers resulted in
the death of the decedent. Jerome Thomas and Terryonto McGrier were also made
defendants below.See footnote 7
7
On July 31, 1997, Circuit Judge George ScottSee footnote 8
8
denied the police
officers' and their employers' motions for summary judgment. These motions were
subsequently renewed and granted by Circuit Judge Andrew MacQueen on December 2,
1999.See footnote 9
9
In its summary judgment order, the circuit court concluded that the appellant's
claims against the appellees must fail because of the Public Duty Doctrine, and that W.Va.
Code §§ 29-12A-1- 18, The Governmental Tort Claims and Insurance Reform Act, provide
the appellees with immunity from suit. As a separate basis for granting summary judgment
on behalf of Officers Crawford and Hart, the circuit court found that these officers were not
in the primary pursuit vehicle and that there was no evidence that they were responsible for
the conduct of the pursuit.See footnote 10
10
We review the circuit court's entry of summary judgment de novo. See
Syllabus Point 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994).
In other words, we
look at the record with fresh eyes to see whether we would make the same findings as the
circuit court. If not, our findings prevail.
The appellant initially asserts that the appellees' renewed motions for summary
judgment were improper. According to the appellant, the West Virginia Rules of Civil
Procedure do not provide for such motions for reconsideration. Therefore, such a motion
must be treated as a motion to alter or amend judgment under Rule 59(e) or a motion for
relief from a judgment or order under Rule 60(b). It cannot be the former, says the appellant,
because it was not served within ten days of the original denial of summary judgment. It
cannot be the latter, he opines, since no new evidence became available to the defendants
since that denial.
We can quickly dispose of this issue. An order denying a motion for summary judgment is merely interlocutory, leaves the case pending for trial, and is not appealable except in special instances in which an interlocutory order is appealable.
Syllabus Point 8, Aetna Casualty & Surety Co. v. Federal Insurance Co. of New York, 148
W.Va. 160, 133 S.E.2d 770 (1963). We have also recognized that
[a trial] court has plenary
power to reconsider, revise, alter, or amend an interlocutory order[.]
Coleman v. Sopher,
201 W.Va. 588, 605, 499 S.E.2d 592, 609 (1997)). Therefore, we conclude that the order
denying the appellees' motions for summary judgment was interlocutory, and was not
improperly reconsidered by the circuit court.See footnote 11
11
As a preliminary matter, we note that this case is governed by The
Governmental Tort Claims and Insurance Reform Act, W.Va. Code §§ 29-12A-1 - 18, which
provides immunity from suit to political subdivisions and their employees in certain
prescribed situations.See footnote 12
12
According to W.Va. Code § 29-12A-5(b)(2) (1986), [a]n employee
of a political subdivision is immune from liability unless . . . (2) [h]is or her acts or omissions
were with malicious purpose, in bad faith, or in a wanton or reckless manner.See footnote 13
13
The Act
also provides that political subdivisions are liable for injury, death, or loss to persons or
property caused by either the negligent operation of any vehicle by their employees when
engaged within the scope of their employment and authority or, generally, by the negligent
performance of acts by their employees acting within the scope of employment. See W.Va.
Code § 29-12A-4(c)(1) and (2) (1986). We will apply these standards to the instant facts.
The circuit court found in its summary judgment order that the appellee officers
were not negligent, wanton, or reckless in their pursuit of the suspects. We agree.
The
privileges and immunities of police officers who are driving authorized emergency vehicles
in pursuit of actual or suspected violators of the law are governed, in part, by W.Va. Code
§ 17C-2-5 (1971) which provides:
(a) The driver of an authorized emergency vehicle
. . . when in the pursuit of an actual or suspected violator
of the law . . . may exercise the privileges set forth in
this section, but subject to the conditions herein stated.
(b) The driver of an authorized emergency vehicle
may:
(1) Park or stand, irrespective of the provisions of
this chapter;
(2) Proceed past a red or stop signal or stop sign,
but only after slowing down as may be necessary for safe
operation;
(3) Exceed the speed limits so long as he does not
endanger life or property;
(4) Disregard regulations governing direction of
movement of [or] turning in specified directions.See footnote 14
14
In Peak, a driver brought an action against state troopers and the West Virginia
Department of Safety to recover for injuries sustained when a vehicle being pursued by the
state troopers collided with the driver's vehicle.See footnote 15
15
The circuit court entered judgment
notwithstanding the verdict in favor of the troopers and the Department, and the driver
appealed. Concerning the applicable standard of care, this Court held
in Syllabus Point 5 of
Peak:
Where the police are engaged in a vehicular
pursuit of a known or suspected law violator, and the
pursued vehicle collides with the vehicle of a third party,
under W.Va. Code, 17C-2-5 (1971), the pursuing officer
is not liable for injuries to the third party arising out of
the collision unless the officer's conduct in the pursuit
amounted to reckless conduct or gross negligence and
was a substantial factor in bringing about the collision.
The material facts of Peak were as follows:
The accident giving rise to this proceeding
occurred in the late afternoon of September 15, 1987,
near the intersection of State Route 19/33, also known as
Glenwood Road, and U.S. Route 460 in Mercer County.
[The state troopers] were engaged in a high-speed
vehicular pursuit of Mr. Akers, a burglary suspect who
had previously eluded capture by the police, on
Glenwood Road. As they approached the intersection
with Route 460, the vehicle driven by Mr. Akers entered
the oncoming lane of traffic and collided head-on with
the car driven by Mrs. Peak, seriously injuring her.
Peak, 185 W.Va. at 550, 408 S.E.2d at 302. This Court affirmed the trial court's ruling that
the officers' conduct did not constitute gross negligence. We reasoned:
Trooper Ratliff and Corporal Fulknier were confronted
with a serious law violator who had escaped capture in a
vehicular pursuit the previous evening. The officers
knew of Mr. Akers' past record and the fact that the
vehicle he abandoned on September 14, 1987, contained
a weapon and drugs. Both vehicles driven by Mr. Akers
on these two days were stolen. The officers were
familiar with the road on which the pursuit was
conducted. There was good visibility during the chase
and no inclement weather which would make the road
hazardous. Even though the speed was estimated at
between 60 and 100 miles per hour, the officers were
careful to slow down when passing cars. There were no
pedestrians, and the traffic was moderate. The pursuit
lasted only a brief period of time. It does not appear that
the officers forced the pursuit by attempting to overtake
Mr. Akers or by forcing him off the roadway. Neither
officer attempted to fire his weapon, an act which might
cause a fleeing suspect to panic. When Mr. Akers
crossed the center line and drove into the filling station
where the collision occurred, the officers were not in
sight.
Peak, 185 W.Va. at 558, 408 S.E.2d at 310.
Applying the Peak criteria to the instant facts, we conclude that the conduct of
the officers in pursuing the suspects did not amount to negligent, wanton, or reckless
conduct. The undisputed evidence indicates that Officer White was driving a marked police
vehicle, and used the vehicle's blue lights and siren to attempt to stop the suspects' vehicle.
Officers Crawford and Hart, although in an undercover vehicle, were following Officer
White. They pursued the suspects for approximately two and one-half to three minutes
for
a distance of about 2.7 miles, a relatively short period of time and distance. The area of the
pursuit was along Route 61, a two lane paved concrete road with paved shoulders on each
side. Although Route 61 is slightly curved, it is nearly straight where the accident occurred.
The pursuit took place during daylight hours, and weather conditions were good. The posted
speed limit was 55 miles per hour, and the suspect vehicle was traveling at approximately 40
to 45 miles per hour when the accident occurred. The officers remained behind the suspects'
vehicle at all times. They did not try to run the suspect vehicle off the road, set up a road
block, pass the suspects' vehicle, or otherwise interfere with the driver's ability to control his
vehicle. Finally, the suspects were suspected drug dealers who were known to be armed
because they had just shot at undercover police officers. In light of these facts, we believe
that a rational trier of fact could not find that the officer's conduct in pursuit of the suspects
was negligent, wanton, or reckless.
Further, we find Sergeant Miller's affidavit, presented by the appellant,
insufficient to show that there is a genuine issue for trial. [T]he party opposing summary
judgment must satisfy the burden of proof by offering more than a mere 'scintilla of
evidence,' and must produce evidence sufficient for a reasonable jury to find in a nonmoving
party's favor. Painter v. Peavy, 192 W.Va. 189, 192-93, 451 S.E.2d 755, 758-59 (1994)
(citation omitted). The evidence offered must be concrete, Williams v. Precision Coil, Inc.,
194 W.Va.52, 60, 459 S.E.2d 329, 337 (1995) (citations omitted), and mere allegations are
insufficient. W.Va.R.Civ.P. 56(e). See also Miller v. City Hosp., Inc., 197 W.Va. 403, 475
S.E.2d 495 (1996).
The bulk of Sergeant Miller's affidavit concerning the officers' conduct during
the vehicular pursuit amounts to nothing more than mere allegations. The affidavit opines
that the officers failed to follow applicable local, national and international police standards
and failed to protect life during the vehicular pursuit. But without pointing to specific
tortious conduct and showing how this conduct caused the suspects' collision with the
decedent, these allegations are wholly insufficient to support a negligence action. Stripped
of these allegations, the appellant's claim is essentially that it was negligence for the officers
not to terminate their pursuit prior to the decedent's death. We reject this claim as being
contrary to our law.
It is the duty of police officers to apprehend and arrest suspected law violators.
This duty sometimes involves vehicular pursuits of criminal suspects. These pursuits are
inherently dangerous, absent any negligence, to the pursuing officers, the pursued suspects,
drivers of other automobiles, and pedestrians. While under some circumstances prudence
demands terminating a vehicular pursuit, such circumstances are not present here. Under
these facts, a rational trier of fact could not find that the officers were negligent in not
terminating their pursuit of the suspects. Accordingly, we conclude that summary judgment
on behalf of the officers and their respective employers, based on the officers' conduct while
in pursuit of the suspects, was proper
The essence of the appellant's case, however, is not that the officers were
negligent in their pursuit of the suspects but that the conduct of Officers Crawford and Hart
was wanton and reckless in the Motel 6 parking lot prior to the pursuit.See footnote 16
16
According to the
appellant and his supporting affidavit below, Officers Crawford and Hart acted in a wanton
or reckless manner in the Motel 6 parking lot by
moving their informant, Rodney Merritt, in
broad daylight from the secured location at Cutlips Motor Inn to Motel 6, an unsecured
location; failing to wait for police backup; failing to secure the perimeter prior to
approaching Terryonto McGrier and Jerome Thomas on the parking lot at Motel
6; and
directing Rodney Merritt to approach the suspects' vehicle with the knowledge that Merritt's
life had been threatened by the suspects.
See footnote 17
17
We do not believe that the conduct of Officers Crawford and Hart in the Motel
6 parking lot rises to the level of wanton or reckless conduct. Police officers are often called
upon to make split-second judgments in highly stressful situations. When Officers Crawford
and Hart unexpectedly encountered the suspects in the Motel 6 parking lot, they were faced
with the choice of delay until backup arrived, which would possibly allow dangerous drug
offenders to escape, or attempting to proceed despite the absence of optimal conditions.
Further, the officers repeatedly attempted to avoid confrontation with the suspects. Under
these facts, we do not believe that a rational jury could find that the conduct of Officers
Crawford and Hart
in the Motel 6 parking lot
was wanton or reckless.
In addition, even if we were to conclude that a rational trier of fact could find
the officers' conduct to be wanton or reckless,
we do not believe that a rational trier of fact
could find that such conduct proximately caused the death of appellant's decedent.
A
fundamental legal principle is that negligence to be actionable must be the proximate cause
of the injury complained of and must be such as might have been reasonably expected to
produce an injury. Syllabus Point 2, McCoy v. Cohen, 149 W.Va. 197, 140 S.E.2d 427
(1965). Proximate cause is a vital and an essential element of actionable negligence and
must be proved to warrant a recovery in an action based on negligence. Syllabus Point 3,
id. We have also said that [t]he proximate cause of an injury is the last negligent act
contributing to the injury and without which the injury would not have occurred. Syllabus
Point 5, Hartley v. Crede, 140 W.Va. 133, 82 S.E.2d 672 (1954), overruled on other
grounds, State v. Kopa, 173 W.Va. 43, 311 S.E.2d 412 (1983). In addition, [a] tortfeasor
whose negligence is a substantial factor in bringing about injuries is not relieved from
liability by the intervening acts of third persons if those acts were reasonably foreseeable by
the original tortfeasor at the time of his negligent conduct. Syllabus Point 13, Anderson v.
Moulder, 183 W.Va. 77, 394 S.E.2d 61 (1990). However, [g]enerally, a willful, malicious,
or criminal act breaks the chain of causation. Yourtee v. Hubbard, 196 W.Va. 683, 690, 474
S.E.2d 613, 620 (1996) (citation omitted).See footnote 18
18
In
Yourtee, the appellee and defendant below parked his vehicle, unlocked and
with the ignition key available, in front of his video rental store which was located in a strip
mall. The plaintiff's/appellant's decedent assisted in stealing the vehicle and was a passenger
in the vehicle when it crashed into a brick wall following a high speed chase in an attempt
to elude capture. The appellant's decedent was killed in the crash and the appellant sued the
owner of the vehicle among others. The jury awarded damages against the defendants and
found the owner of the vehicle to be 10% at fault. The trial court granted the motion for
judgment notwithstanding the verdict on behalf of the vehicle's owner on the grounds that
the theft of the vehicle and subsequent negligent acts of the decedent and his friends
constituted an intervening efficient cause which broke the chain of causation and was the
proximate cause of the decedent's death. This Court affirmed the trial court for the reason
that the appellee owed no duty to a person participating in the theft of a motor vehicle. The
Court also found, however, that the trial court had sufficient authority to conclude that the
theft of the car and the subsequent acts of the plaintiff's decedent and his friends were
intervening efficient acts which were not foreseeable by the defendant; thereby breaking the
chain of causation which originally began with the defendant's negligent act and relieving
the defendant of any liability. 196 W.Va. at 691, 474 S.E.2d at 621.
Likewise, in the instant case, we believe that the criminal acts of the suspects
in pursuing the undercover officers, firing at them, fleeing from the police at a high speed,
and swerving off of the road and onto the berm constituted intervening efficient acts which
were not foreseeable by Officers Crawford and Hart when they initiated contact with the
suspects. The appellant emphasizes the fact that the officers forced Merritt to approach the
suspects with the knowledge that the suspects wanted Merritt dead.
However, while it may
have been foreseeable that the informant could be harmed by forcing him to approach the
suspects' vehicle, the death of a pedestrian several miles up the road was not foreseeable as
a matter of law.
Therefore, we conclude that the intentional, criminal acts of the suspects, after
the initial confrontation and the officers' withdrawal, were intervening efficient acts which
were not foreseeable by Officers Crawford and Hart, thereby breaking the chain of causation
which originally began with their arguably negligent conduct and relieving them, and their
employers, of any liability.
Our law says that [t]he questions of negligence, contributory negligence,
proximate cause, intervening cause and concurrent negligence are questions of fact for the
jury where the evidence is conflicting or when the facts, though undisputed, are such that
reasonable men draw different conclusions from them. Syllabus Point 2, Evans v. Farmer,
148 W.Va. 142, 133 S.E.2d 710 (1963). For the aforementioned reasons, we conclude that
reasonable persons could not find, from the undisputed evidence, that any negligent conduct
of Officers Crawford and Hart in the Motel 6 parking lot was the proximate cause of the
decedent's death.
In sum,
Summary judgment is appropriate where the
record taken as a whole could not lead a rational trier of
fact to find for the nonmoving party, such as where the
nonmoving party has failed to make a sufficient showing
on an essential element of the case that it has the burden
to prove.
Syllabus Point 4, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). For the reasons
stated above, we find that the appellant has failed to make a sufficient showing on the
essential element of negligent, reckless, or wanton conduct in the officers' pursuit of the
suspects. We also find that the appellant has failed to make a sufficient showing on the
essential element of reckless or wanton conduct by Officers Crawford and Hart in the Motel
6 parking lot. Finally, we find that the appellant has failed to make a sufficient showing that
any negligent conduct of Officers Crawford and Hart in the Motel 6 parking lot proximately
caused the death of appellant's decedent.
v. Thomas, 55 F.3d 144 (4th Cir. 1995), cert. denied, Thomas v. U.S., 516 U.S. 903, 116 S.Ct. 266, 133 L.Ed.2d 189 (1995).
The exemptions herein granted to an authorized emergency vehicle shall apply only when the driver of any said vehicle while in motion sounds audible signal by bell, siren, or exhaust whistle as may be reasonably necessary, and when the vehicle is equipped with at least one lighted flashing lamp as authorized by section twenty-six [§ 17C-15-26], article fifteen of this chapter which is visible under normal atmospheric conditions from a distance of five hundred feet to the front of such vehicle, except that an authorized emergency vehicle operated as a police vehicle need not be equipped with or display a warning light visible from in front of the vehicle.