Brian Alan Prim
Goldberg, Persky, Jennings, White & Hostler
Huntington, West Virginia
David B. Rodes
Goldberg, Persky, Jennings & White, P.C.
Pittsburgh, Pennsylvania
Attorneys for the Appellant
W. Henry Jernigan, Jr.
Gretchen M. Callas
Jackson & Kelly PLLC
Charleston, West Virginia
Attorneys for Appellee
Nacco Materials Handling Group, Inc.
JUSTICE DAVIS delivered the Opinion of the Court.
1. 'The admissibility of testimony by an expert witness is a matter
within the sound discretion of the trial court, and the trial court's decision will not be
reversed unless it is clearly wrong.' Syllabus Point 6, Helmick v. Potomac Edison Co.,
185 W. Va. 269, 406 S.E.2d 700 (1991), cert. denied, 502 U.S. 908, 112 S. Ct. 301, 116
L. Ed. 2d 244 (1991). Syllabus point 1, West Virginia Division of Highways v. Butler,
205 W. Va. 146, 516 S.E.2d 769 (1999).
2. The question of admissibility under Daubert v. Merrell Dow
Pharmaceuticals, Inc., 509 U.S. 579, 113 S. Ct. 2786, 125 L. Ed. 2d 469 (1993), and
Wilt v. Buracker, 191 W. Va. 39, 443 S.E.2d 196 (1993), cert. denied, [511] U.S. [1129],
114 S. Ct. 2137, 128 L. Ed. 2d 867 (1994) only arises if it is first established that the
testimony deals with 'scientific knowledge.' 'Scientific' implies a grounding in the
methods and procedures of science while 'knowledge' connotes more than subjective belief
or unsupported speculation. In order to qualify as [']scientific knowledge,['] an inference
or assertion must be derived by the scientific method. It is the circuit court's responsibility
initially to determine whether the expert's proposed testimony amounts to 'scientific
knowledge' and, in doing so, to analyze not what the experts say, but what basis they have
for saying it. Syllabus point 6, Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171
(1995).
3. Unless an engineer's opinion is derived from the methods and
procedures of science, his or her testimony is generally considered technical in nature, and
not scientific. Therefore, a court considering the admissibility of such evidence should not
apply the gatekeeper analysis set forth by this Court in Wilt v. Buracker, 191 W. Va. 39,
443 S.E.2d 196 (1993), and Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171 (1995).
4. In determining who is an expert, a circuit court should conduct a
two-step inquiry. First, a circuit court must determine whether the proposed expert (a)
meets the minimal educational or experiential qualifications (b) in a field that is relevant
to the subject under investigation (c) which will assist the trier of fact. Second, a circuit
court must determine that the expert's area of expertise covers the particular opinion as to
which the expert seeks to testify. Syllabus point 5, Gentry v. Mangum, 195 W. Va. 512,
466 S.E.2d 171 (1995).
Davis, Justice:
In this products liability action, Mrs. Joyce A. Watson challenges orders of
the Circuit Court of Cabell County finding her expert witness, a professional engineer, was
not admissible, and granting summary judgment in favor of the defendant based upon the
absence of admissible expert testimony. We conclude that the circuit court abused its
discretion by relying, in part, on its application of the Wilt/Daubert standard for
determining the admissibility of expert scientific testimony to exclude the expert's
testimony, as that testimony was founded on technical and not scientific knowledge. In
addition, the circuit court abused its discretion in concluding that the engineer was not
qualified to offer an opinion as to the causation and enhancement of injuries sustained by
the plaintiff's decedent. Finally, because we conclude the expert's testimony is admissible,
we find the circuit court erred in granting summary judgment and we remand this case for
additional proceedings.
Therefore, any opinion on side doors and causative effect
would have no scientific basis and would constitute witness
Sevart's mere personal opinion. Therefore, this court must
exclude witness Sevart's testimony regarding design defects.
Based upon the circuit court's exclusion of Mr. Sevart's testimony, Nacco
filed a motion for summary judgment alleging that, without the testimony of an expert
witness, Mrs. Watson could not sustain her burden under Morningstar v. Black & Decker
Mfg. Co., 162 W. Va. 857, 253 S.E.2d 666 (1979), to show that the decedent's injuries
were enhanced as a proximate result of a defect in the lifttruck he was operating at the time
of the accident. The circuit court agreed, and by order entered on March 8, 2000, granted
summary judgment in favor of Nacco. It is from the January 28, 2000, and March 8,
2000, orders of the Circuit Court of Cabell County that Mrs. Watson now appeals.
The circuit court granted summary judgment in favor of Nacco based upon
the court's exclusion of Mrs. Watson's expert witness, Mr. Sevart. The circuit court
found that, without the admissible testimony of an expert witness, Mrs. Watson was unable
to meet her burden of establishing the elements required to proceed with her product
liability action. See Morningstar v. Black & Decker Mfg. Co., 162 W. Va. 857, 253
S.E.2d 666. In the absence of such testimony, the circuit court reasoned, there was no
triable issue of fact. Consequently, the focus of Mrs. Watson's appeal is the circuit court's
decision to exclude Mr. Sevart's testimony. When considering the propriety of a circuit
court's decision whether to admit the testimony of an expert witness, we will reverse only
for a clear abuse of discretion:
The admissibility of testimony by an expert witness is
a matter within the sound discretion of the trial court, and the
trial court's decision will not be reversed unless it is clearly
wrong. Syllabus Point 6, Helmick v. Potomac Edison Co.,
185 W. Va. 269, 406 S.E.2d 700 (1991), cert. denied, 502
U.S. 908, 112 S. Ct. 301, 116 L. Ed. 2d 244 (1991).
Syl. pt. 1, West Virginia Div. of Highways v. Butler, 205 W. Va. 146, 516 S.E.2d 769
(1999). See also Syl. pt. 3, Wilt v. Buracker, 191 W. Va. 39, 443 S.E.2d 196 (1993)
(''Whether a witness is qualified to state an opinion is a matter which rests within the
discretion of the trial court and its ruling on that point will not ordinarily be disturbed
unless it clearly appears that its discretion has been abused.' Point 5, syllabus, Overton
v. Fields, 145 W. Va. 797 [117 S.E.2d 598 (1960) ]. Syllabus Point 4, Hall v. Nello
Teer Co., 157 W. Va. 582, 203 S.E.2d 145 (1974).' Syllabus Point 12, Board of
Education v. Zando, Martin & Milstead, [Inc.,] 182 W. Va. 597, 390 S.E.2d 796
(1990).); Syl. pt. 2, Morris v. Boppana, 182 W. Va. 248, 387 S.E.2d 302 (1989)
('Under W. Va. R. Evid. 702, a trial judge has broad discretion to decide whether expert
testimony should be admitted, and where the evidence is unnecessary, cumulative,
confusing or misleading the trial judge may properly refuse to admit it.' Syllabus point
4, Rozas v. Rozas, 176 W. Va. 235, 342 S.E.2d 201 (1986).).
With due consideration for the above quoted standards, we will consider the
issues raised by the parties.
Mrs. Watson argues that the circuit court erred by relying on the Wilt/Gentry
standard to exclude her expert's testimony. Because Mr. Sevart's testimony was based
upon his education, training, experience, and a review of data reasonably relied on by
engineering experts, rather than on the scientific method, Mrs. Watson contends that the
circuit court should have made its determination under Rule 702 of the West Virginia
Rules of Evidence. She argues further that any argument regarding the methodology
utilized by her expert in developing his opinions go to the weight of his testimony and not
its admissibility. Nacco responds that the real question is whether Mr. Sevart should have
been permitted to give expert testimony based solely upon this education, training, and
experience in general, and with complete disregard for any reliable foundational basis for
his opinion in the instant case.
In Wilt v. Buracker, this Court adopted a standard that was established by the
United States Supreme Court in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S.
579, 113 S. Ct. 2786, 125 L. Ed. 2d 469 (1993). In this regard, the Wilt Court held, in
Syllabus point 2, that
In analyzing the admissibility of expert testimony under
Rule 702 of the West Virginia Rules of Evidence, the trial
court's initial inquiry must consider whether the testimony is
based on an assertion or inference derived from the scientific
methodology. Moreover, the testimony must be relevant to a
fact at issue. Further assessment should then be made in
regard to the expert testimony's reliability by considering its
underlying scientific methodology and reasoning. This
includes an assessment of (a) whether the scientific theory and
its conclusion can be and have been tested; (b) whether the
scientific theory has been subjected to peer review and
publication; (c) whether the scientific theory's actual or
potential rate of error is known; and (d) whether the scientific
theory is generally accepted within the scientific community.
191 W. Va. 39, 443 S.E.2d 196.
We later clarified our Wilt holding by explaining:
The question of admissibility under Daubert v. Merrell
Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S. Ct. 2786,
125 L. Ed. 2d 469 (1993), and Wilt v. Buracker, 191 W. Va.
39, 443 S.E.2d 196 (1993), cert. denied, [511] U.S. [1129],
114 S. Ct. 2137, 128 L. Ed. 2d 867 (1994) only arises if it is
first established that the testimony deals with scientific
knowledge. Scientific implies a grounding in the methods
and procedures of science while knowledge connotes more
than subjective belief or unsupported speculation. In order to
qualify as []scientific knowledge,[] an inference or assertion
must be derived by the scientific method. It is the circuit
court's responsibility initially to determine whether the
expert's proposed testimony amounts to scientific knowledge
and, in doing so, to analyze not what the experts say, but what
basis they have for saying it.
Syl. pt. 6, Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171. As Gentry plainly
demonstrates, the Wilt gatekeeper function only arises if it is first established that the
testimony deals with 'scientific knowledge.' Id.
In the present case, the circuit court reviewed Mr. Sevart's deposition
testimony and other documents related to his testimony and concluded that, because Mr.
Sevart would testify as an expert in the field of engineering, his proposed testimony was
scientific and, therefore, subject to a Wilt/Gentry analysis. We have similarly reviewed
Mr. Sevart's deposition, his report, the parties arguments, and relevant case law, and we
find that the circuit court erred in determining that his proposed testimony was scientific.
We observe nothing in the record before us demonstrating that Mr. Sevart's expert opinion
testimony is ground[ed] in the methods and procedures of science. Syl. pt. 6, in part,
Gentry. As we found in Gentry, [t]he proffered testimony sub judice does not present the
kind of 'junk science' problem that Daubert/Wilt meant to address. 195 W. Va. at 526,
466 S.E.2d at 185. Here, Mr. Sevart did not base his testimony on any type of testing that
utilized the scientific method, rather his opinion was based on his education, years of
experience, review of over one thousand accidents involving the type of machinery herein
involved, and his review of reports involving the instant accident.
In addition, and contrary to the circuit court's conclusion, we observe that
numerous courts, including the Supreme Court of the United States, have generally
considered testimony in the field of engineering as technical rather than scientific. In
Kumho Tire Company, Ltd. v. Carmichael, the Supreme Court of the United States
acknowledged that, while disciplines such as engineering rest upon scientific knowledge,
526 U.S. 137, 148, 119 S. Ct. 1167, 1174, 143 L. Ed. 2d 238, 250 (1999), engineers are
not scientists and, therefore, the Court had to determine how its prior holding in Daubert
applied to the testimony of engineers and other experts who are not scientists. 526 U.S.
at 141, 119 S. Ct. at 1171, 143 L. Ed. 2d at 246.See footnote 6
6
Similarly, in a pre-Kumho caseSee footnote 7
7
before the United States District Court for
the District of South Carolina, the court was faced with a question very similar to that now
before this Court. Thornton v. Caterpillar, Inc., 951 F. Supp. 575 (1997). The Thornton
court was presented with a defense motion to exclude or limit the testimony of an engineer
pertaining to design flaws in a bucket loader and the lack of adequate warnings
accompanying that piece of equipment. The defense argued that the expert's testimony
should be excluded under the Daubert guidelines. The district court, however, refused to
apply Daubert. The court concluded that [e]ngineers can be classified as possessing
either technical or other specialized knowledge but by definition they can never be
legitimately classified as scientists. Thornton, 951 F. Supp. at 577. By way of
explaining its conclusion, the court elaborated:
Random House Dictionary defines technical as
anything pertaining to or connected with the mechanical or
industrial arts and the applied sciences.[See footnote 8
8
] Technical
knowledge is the knowledge of these mechanical and industrial
arts and the applied sciences.
Random House Dictionary defines one who specializes
as one who pursues some special line of study, work, etc.[See footnote 9
9
]
Specialized knowledge refers to any knowledge focused on a
particular area of study, profession, or experience.
Scientific knowledge differs from technical and
specialized knowledge in that it is a validation. Scientific
knowledge is the process of formulating a hypothesis and then
engaging in experimentation or observation to verify or falsify
that hypothesis. It is this knowledge garnered from
experimentation and observation that was offered as evidence
in Daubert.
Id. (footnote numbers altered from original). Finally, the court opined that [p]laintiff's
expert, Dr. Melvin K. Richardson, Ph.D. is a mechanical engineer who has given opinions
with regard to design and lack of adequate warning. This type of expertise is clearly not
within the narrowly limited area of unique, untested and novel scientific evidence as
enunciated in Daubert. Id. at 578. See also Rudd v. General Motors Corp., No.
CIV.A.00-T-105-E, 2001 WL 65259, at *4 (M.D. Ala. Jan. 19, 2001) (acknowledging
that engineering is not scientific as contemplated in Daubert by stating that Kumho
affirmed the potential applicability of the Daubert factors to testimony that is technical-,
engineering-, or experienced-based, the Kumho Court also made it clear that . . . the
Daubert-type analysis should not be used to disfavor expert testimony grounded in
experience or engineering practice rather than in pure scientific theory.); Saad v.
Shimano Am. Corp., No. 98 C 1204, 2000 WL 1036253, at *4 (N.D. Ill. July 24, 2000)
(mem. op.) (demonstrating recognition that engineering is not Daubert type science by
commenting, with regard to the application of Kumho, [t]he Daubert standard applies to
all expert testimony, whether it relates to areas of traditional scientific competence or
whether it is founded on engineering principles or other technical or specialized
expertise.); Dartey v. Ford Motor Co., 104 F. Supp. 2d 1017, 1021 (N.D. Ind. 2000)
(recognizing distinction between scientific and engineering evidence by explaining that
[t]he Supreme Court in Daubert and more recently in Kumho . . . provided further
guidance on the court's task under Fed. R. Evid. 702, by emphasizing the district court's
'gatekeeping' function to ensure that expert testimony, be it traditional scientific evidence
or founded on engineering principles or other technical or specialized knowledge, is both
reliable and relevant (emphasis added) (citing Kumho, 526 U.S. at 141, 119 S. Ct. at
1171 and 1176)); Pillow v. General Motors Corp., 184 F.R.D. 304, 306 (E.D. Mo. 1998)
(distinguishing scientific evidence from testimony of engineers by observing, in a pre-
Kumho opinion, that [a]lthough the Supreme Court's decision in Daubert involved
'scientific' evidence, the Eighth Circuit has similarly applied the teachings of Daubert to
cases involving expert testimony from engineers--seemingly involving 'technical or other
specialized knowledge.' (emphasis added) (citations omitted)); Fireman's Fund Ins. Co.
v. Xerox Corp., 30 F. Supp. 2d 823, 829 (1998) (finding expert engineer's testimony was
not based upon scientific knowledge because engineer was not relying on any particular
methodology or technique for his expert testimony. . . . Rather, [he] reached his expert
conclusions by drawing upon general electrical engineering principles and his twenty-five
years of experience investigating electrical accidents. (internal citation omitted)).See footnote 10
10
Based upon the foregoing, we hold that unless an engineer's opinion is
derived from the methods and procedures of science, his or her testimony is generally
considered technical in nature, and not scientific. Therefore, a court considering the
admissibility of such evidence should not apply the gatekeeper analysis set forth by this
Court in Wilt v. Buracker, 191 W. Va. 39, 443 S.E.2d 196 (1993), and Gentry v.
Mangum, 195 W. Va. 512, 466 S.E.2d 171 (1995).See footnote 11
11
Applying the foregoing holding, we conclude that the circuit court was
clearly wrong in applying a Wilt/Gentry gatekeeper analysis to the testimony of Mr.
Sevart. Rather, the proper analysis of the admissibility of Mr. Sevart's testimony is
conducted pursuant to Rule 702 of the West Virginia Rules of Evidence. Rule 702 states:
[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to
understand the evidence or to determine a fact in issue, a witness qualified as an expert by
knowledge, skill, experience, training, or education may testify thereto in the form of an
opinion or otherwise. We have previously interpreted Rule 702 as containing three major
requirements: (1) the witness must be an expert; (2) the expert must testify to scientific,
technical or specialized knowledge; and (3) the expert testimony must assist the trier of
fact. Gentry, 195 W. Va. at 524, 466 S.E.2d at 183.
As to the first requirement of Rule 702, the circuit court has acknowledged
that there is no dispute between the parties that Mr. Sevart is qualified to testify as an
expert engineer. In addition, as to the second requirement, we have determined, as
explained above, that Mr. Sevart's testimony is technical in nature. Consequently, we
must address only the final requirement of whether his testimony will assist the trier of
fact to understand the evidence or to determine a fact in issue.
W. Va. R. Evid. 702.
See also Syl. pt. 1, State v. McCoy, 179 W. Va. 223, 366 S.E.2d 731 (1988) (Expert
testimony that helps the jury to understand the evidence or determine a fact in issue is
admissible under West Virginia Rule of Evidence 702.).
It has been acknowledged that [t]estimony from an expert is presumed to
be helpful. II Franklin D. Cleckley, Handbook on Evidence for West Virginia Lawyers
§ 7-2(A)(2), at 32 (3d ed. 1994) (citing Kopf v. Skyrm, 993 F.2d 374, 377 (4th Cir.
1993)). Basically, the helpfulness requirement simply means that the testimony does not
concern something that is within the common knowledge and experience of a lay juror.
Cleckley, supra § 7-2(A)(2), at 32-34. Beyond that, the question of whether expert
testimony will assist the trier of fact goes primarily to the relevance of the evidence. Id.
at § 7-2(A), at 23 (citing Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 113 S. Ct.
2786, 125 L. Ed. 2d 469 (1993)). See also Wilt v. Buracker, 191 W. Va. 39, 46 n.12,
443 S.E.2d 196, 203 n.12 (As we stated in Gilman v. Choi, 185 W. Va. 177, 179, 406
S.E.2d 200, 202 (1990)[, overruled on other grounds by Mayhorn v. Logan Med. Found.,
193 W. Va. 42, 454 S.E.2d 87 (1994)]: 'Rule 702 of the West Virginia Rules of
Evidence . . . is concerned primarily with the relevancy of expert testimony. See syl. pts.
1-2, State v. McCoy, 179 W. Va. 223, 366 S.E.2d 731 (1988).' (Emphasis added).).
The Rules of Evidence themselves define what is meant by relevance. In
this regard, the Rules state '[r]elevant evidence' means evidence having any tendency
to make the existence of any fact that is of consequence to the determination of the action
more probable or less probable than it would be without the evidence.
W. Va. R. Evid. 401. This standard is a liberal one that favors admissibility:
Under Rule 401, evidence having any probative value
whatsoever can satisfy the relevancy definition. Obviously,
this is a liberal standard favoring a broad policy of
admissibility. For example, the offered evidence does not
have to make the existence of a fact to be proved more
probable than not or provide a sufficient basis for sending the
issue to the jury.
McDougal v. McCammon, 193 W. Va. 229, 236, 455 S.E.2d 788, 795 (1995).
In the instant case, Mrs. Watson has asserted two basic claims against Nacco:
that the lifttruck was defectively designed, and that Nacco did not provide appropriate
warnings. Mr. Sevart's proposed testimony addresses both of these issues. We believe
that questions involving the design of and appropriate warnings for lifttrucks are not within
the common knowledge and experience of a lay juror. Cleckley, supra § 7-2(A)(2), at 32-
34. Certainly, therefore, Mr. Sevart's proposed testimony would likely aid the trier of fact
in making its determinations of whether the lifttruck was in fact defective and whether it
lacked appropriate warnings. Consequently, we find the circuit court erred, and abused
its discretion, in excluding Mr. Sevart's testimony on the topics of design defect and lack
of adequate warnings.
Nacco argues at great length that Mr. Sevart's testimony should be excluded because his opinions are unreliable. In this respect, Nacco basically contends that Mr. Sevart failed to perform any test or other method of studying the accident, that his opinions as to how Mr. Sevart was ejected from the lifttruck and how his fatal injuries occurred have no basis, and that he has offered no evidence supporting his contention that his proposed doors and warnings have been shown to enhance the safety of a stand-up lifttruck operator under circumstances similar to those involved in Mr. Watson's accident.
We have previously discussed similar complaints regarding expert testimony
and, with regard to any lack of knowledge on the part of the expert, we have stated:
Any lack of knowledge . . . goes to the weight of the
testimony and not its admissibility. Once [an expert] testifies
. . . the [opposing party] can cross-examine [the expert] and
reveal any weaknesses in his [or her] opinion. Once a
witness is permitted to testify, it is within the province of the
jury to evaluate the testimony, credentials, background, and
qualifications of the witness to address the particular issue in
question. The jury may then assign the testimony such weight
and value as the jury may determine.
West Virginia Div. of Highways v. Butler, 205 W. Va. 146, 152, 516 S.E.2d 769, 775
(1999) (quoting Cargill v. Balloon Works, Inc., 185 W. Va. 142, 147, 405 S.E.2d 642,
647 (1991)). We have similarly declared that [d]isputes as to the strength of an expert's
credentials, mere differences in the methodology, or lack of textual authority for the
opinion go to weight and not to the admissibility of their testimony. Gentry, 195 W. Va.
at 527, 466 S.E.2d at 186. See also Cleckley, supra § 7-2(A)(1) at 25 (an expert does
not need personal, first-hand knowledge to render an opinion.); Id. at 29 (One
knowledgeable about a particular subject need not be precisely informed about all the
details of the issues raised in order to offer an opinion but merely possess enough
information to assist the jury. Whether the witness is the best expert witness on the
specific subject is a matter that goes to weight of testimony and not to qualifications.).
We find that Nacco's criticisms address the weight and not the admissibility
of Mr. Sevart's testimony. Consequently, Nacco should address its criticisms of Mr.
Sevart's testimony at trial through traditional methods such as vigorous cross-examination,
rebuttal testimony by its own expert, and instructions on Mrs. Watson's burden of proof.
See Gentry, 195 W. Va. at 525-26, 466 S.E.2d at 184-85 (discussing liberal thrust of rules
and admissibility of expert testimony, and noting that '[c]onventional devices,' like
vigorous cross-examination, careful instructions on the burden of proof, and rebuttal
evidence, may be more appropriate instead of the 'wholesale exclusion' of expert
testimony under Rule 702. (citing Daubert, 509 U.S. at 596, 113 S. Ct. at 2798, 125
L. Ed. 2d at 484)).
Mr. Sevart stated in his deposition that he based his opinion, in part, on an
OSHA report of the accident. The OSHA report contained a description of the accident,
the measurement of the height of the fall, and listed Mr. Watson's cause of death as severe
crushing. In addition, Mr. Sevart relied on his review of more than one thousand accident
reports involving stand-up lifttrucks, his background and experience (particularly his
experience in designing operator protective systems for numerous types of off-road
machines), technical literature on operator protection for on-road and off-road vehicles,See footnote 13
13
and the basic concept that it takes energy to cause injury, and if you keep the energy of
the forklift out of the operator's body then the operator is only going to have those injuries
that his body would cause.See footnote 14
14
As to the severity of Mr. Watson's injuries, Mr. Sevart
specifically opined that [i]f a door had been present I would expect Mr. Watson to have
experienced some soft tissue type injuries; but nothing of a permanently disabling
nature.See footnote 15
15
He also observed that Mr. Watson was probably ejected out the side of the
lifttruck. Mr. Sevart based this opinion on the height of the front console and the rear of
the vehicle, which Mr. Sevart felt were high enough to restrain the operator, and the
position where Mr. Watson was actually caught under the vehicle.
The circuit court analyzed Mr. Sevart's testimony under Rule 702 of the
West Virginia Rules of Evidence and concluded that, while Mr. Sevart qualified as an
expert in the field of engineering, his testimony in the areas of causation of injuries and
the enhancement of injuries was outside his expertise. The circuit court opined that
medical causation and injury enhancement testimony requires testimony of a medical
expert. Consequently, the court excluded that portion of Mr. Sevart's testimony related
to causation and enhancement.
Mrs. Watson argues that the circuit court erred in concluding Mr. Sevart was
not qualified to testify regarding the causation and enhancement of injuries. Mrs. Watson
asserts that, contrary to the circuit court's conclusion, such testimony does not require a
medical expert. She contends that Mr. Sevart's extensive experience in forklift design and
industrial accident cases qualifies him to provide this testimony. Nacco responds that Mr.
Sevart has had no training in medical science and, therefore, lacks the qualifications to
render an opinion as to the cause of Mr. Watson's death or the enhancement of his
injuries. Consequently, the circuit court correctly excluded Mr. Sevart's testimony that
his proposed design changes would have saved Mr. Watson's life.See footnote 16
16
In Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171 (1995), this Court
conducted a rather thorough review of the requirements necessary for a witness to qualify
as an expert. In Syllabus point 5 of Gentry we held:
In determining who is an expert, a circuit court should conduct
a two-step inquiry. First, a circuit court must determine
whether the proposed expert (a) meets the minimal educational
or experiential qualifications (b) in a field that is relevant to
the subject under investigation (c) which will assist the trier of
fact. Second, a circuit court must determine that the expert's
area of expertise covers the particular opinion as to which the
expert seeks to testify.
(Emphasis added). With regard to the second part of the above quoted test, we further
explained in Gentry that
The second part of the expert qualification criteria is
assuring that the expert has expertise in the particular field in
which he testifies. Here too, a circuit court has reasonable
discretion. In discussing how much of a specialist should the
expert be, a circuit court must always remember that the
governing principle is whether the proffered testimony can
assist the trier of fact. Necessarily the helpfulness standard
calls for decisions that are very much ad hoc, for the question
is always whether a particular expert can help resolve the
particular issue at hand.
195 W. Va. 512, 526, 466 S.E.2d 171, 185. Moreover, the Gentry Court recognized that
the Rules of Evidence are liberal and that a trial court should err on the side of
admissibility. 195 W. Va. at 525, 466 S.E.2d at 184 (What must be remembered,
however, is that there is no 'best expert' rule. Because of the 'liberal thrust' of the rules
pertaining to experts, circuit courts should err on the side of admissibility. (citing II
Franklin D. Cleckley, Handbook on Evidence for West Virginia Lawyers § 7-2(A), at 24
('[t]his standard is very generous and follows the general framework of the federal rules
which favors the admissibility of all relevant evidence'))). In addition, the Gentry court
observed that
West Virginia Rule of Evidence 702 enunciates the
standard by which the qualification of an individual as an
expert witness will be determined. It cannot encompass every
nuance of a specific factual matter or a particular individual
sought to be qualified. It simply requires that the witness
must, through knowledge, skill, experience, training, or
education, possess scientific, technical, or other specialized
knowledge which will assist the trier of fact to understand the
evidence or to determine a fact in issue. It cannot be
interpreted to require . . . that the experience, education, or
training of the individual be in complete congruence with the
nature of the issue sought to be proven.
195 W. Va. at 525, 466 S.E.2d at 184 (emphasis added) (quoting Cargill v. Balloon
Works, Inc., 185 W. Va. 142, 146-47, 405 S.E.2d 642, 646-47 (1991)).
As we acknowledged in Gentry, pursuant to Rule 702, an expert may testify
if he or she is 'qualified as an expert by knowledge, skill, experience, training, or
education.' 195 W. Va. at 520, 466 S.E.2d at 179 (quoting W. Va. R. Evid. 702). It
has been noted that the use in Rule 702 of the disjunctive or allows an expert to be
qualified by any of the five methods listed. See II Franklin D. Cleckley, Handbook on
Evidence for West Virginia Lawyers § 7-2(A)(1), at 24 (1994) ([I]nasmuch as the rule is
disjunctive, a person may qualify to render expert testimony in any one of the five ways
listed.). Considering these criteria and the liberal thrust of Rule 702 that was described
in Gentry, we find that Mr. Sevart is qualified to give trial testimony, comparable with that
contained in his deposition, regarding the causation and enhancement of Mr. Watson's
injuries. See, e.g., Tracy v. Cottrell ex rel. Cottrell, 206 W. Va. 363, 524 S.E.2d 879
(1999) (concluding that circuit court erred in excluding testimony of nonmedical coroner
regarding cause of death); West Virginia Div. of Highways v. Butler, 205 W. Va. 146, 516
S.E.2d 769 (1999) (finding lower court erred by refusing to allow testimony on value of
property by corporate real estate manager who was not a licenced appraiser).
In the instant case, Mr. Sevart explained that, in addition to his engineering
education and training, he had examined reports of more than one thousand accidents
involving stand-up lifttrucks and had analyzed the injuries that resulted from those
accidents. We conclude that his experience in analyzing so many accidents involving the
type of equipment herein involved, along with the knowledge he possesses regarding the
forces to which a human body is exposed under certain circumstances, such as a fall,
qualify him to offer an opinion as to the extent of injuries that would have been expected
had Mr. Watson stayed within the operator's compartment of the lifttruck. Mr. Sevart's
testimony in this regard does not rely upon medical theories or diagnosis, rather he plainly
limited his opinion to his understanding of the aforementioned forces and his review of
similar accidents. See, e.g., Ault v. Navistar Int'l Transp. Corp., 880 F.2d 414 (6th Cir.
1989) (Table of Decisions Without Reported Opinions), available at 1989 WL 84337
(unpublished opinion finding that evidence regarding survivability of accident did not
require medical expert and testimony on the issue offered by an accident reconstruction
expert was admissible); Roe v. Deere & Co., Inc., 855 F.2d 151 (3d Cir. 1988)
(concluding that lower court abused its discretion by excluding Mr. Sevart's expert opinion
testimony regarding extent of injuries that would have been sustained if equipment in
question had been equipped with safety equipment advocated by Mr. Sevart).See footnote 17
17
Finally, we conclude that Mr. Sevart's testimony on the causation and
enhancement of Mr. Watson's injuries would assist the trier of fact. Gentry, 195 W. Va.
512, 526, 466 S.E.2d 171, 185 (In discussing how much of a specialist should the expert
be, a circuit court must always remember that the governing principle is whether the
proffered testimony can assist the trier of fact.). At issue in the instant case is whether
the defects to the lifttruck alleged by Mrs. Watson caused or enhanced Mr. Watson's
injuries. Thus, Mr. Sevart's opinions as to the type of injuries that Mr. Watson would
have been expected to sustain had the lifttruck been equipped with the safety devices
advocated by Mr. Sevart would clearly assist the jury in deciding this issue. For the
foregoing reasons, we find that the circuit court erred, and abused its discretion, in
excluding Mr. Sevart's testimony concerning the causation and enhancement of Mr.
Watson's injuries.
1The particular vehicle used by Mr. Watson is similar to a stand-up forklift, but in place of the forks it has a pole for lifting coils of wire.
expert testimony in the federal courts and in West Virginia were basically the same. Following Kumho, however, the federal standards differ significantly from the standards in effect in West Virginia. See infra note 11.
If scientific, technical, or other specialized knowledge
will assist the trier of fact to understand the evidence or to
determine a fact in issue, a witness qualified as an expert by
knowledge, skill, experience, training, or education, may
testify thereto in the form of an opinion or otherwise, if (1) the
testimony is based upon sufficient facts or data, (2) the
testimony is the product of reliable principles and methods,
and (3) the witness has applied the principles and methods
reliably to the facts of the case.
To date, this Court has declined to adopt the current federal practice, as
expressed in Kumho, of applying the Daubert/Wilt gatekeeper function to expert testimony
based upon technical or other specialized knowledge. See, e.g., West Virginia Div. of
Highways v. Butler, 205 W. Va. 146, 151-52 n.4, 516 S.E.2d 769, 774-75 n.4 (1999)
(We decline to adopt the Kumho analysis in this case.). At this time, the majority
declines to expressly address whether we will adopt the new federal procedure regarding
expert testimony. However, the author of this opinion, separate from the majority, does
not believe that Kumho would be a death knell to the admission of non-scientific expert
testimony. See Jones v. Patterson Contracting, Inc., 206 W. Va. 399, 407, 524 S.E.2d
915, 923 (1999) (Davis, J., concurring in part, dissenting in part). Indeed, Kumho has
been approved by a majority of state courts who have taken it under consideration. See
M.G. Bancorporation, Inc. v. Le Beau, 737 A.2d 513 ( Del. Super. Ct. 1999) (approving
Kumho with discussion); Goodyear Tire and Rubber Co. v. Thompson, 11 S.W.3d 575
(Ky. 2000) (same); Independent Fire Ins. Co. v. Sunbeam Corp., 755 So. 2d 226 (La.
2000) (same); Case of Canavan, 733 N.E.2d 1042 (Mass. 2000) (same); State v. Southern,
980 P.2d 3 (Mont. 1999) (same); Gilson v. State, 8 P.3d 883 (Okla. Crim. App. 2000)
(same), petition for cert. filed (Okla. Jan. 16, 2001) (No. 00-8369); DiPetrillo v. Dow
Chem. Co., 729 A.2d 677 (R.I. 1999) (same); First Western Bank Wall v. Olsen, 621
N.W.2d 611 (S.D. 2001) (approving Kumho without discussion); Kroger Co. v.
Betancourt, 996 S.W.2d 353 (Tex. App. 1999) (approving Kumho with discussion); State
v. Kinney, 762 A.2d 833 (Vt. 2000) (same); Bunting v. Jamieson, 984 P.2d 467 (Wyo.
1999) (same). But see Logerquist v. McVey, 1 P.3d 113 (Ariz. 2000) (rejecting both
Kumho and Daubert); Bahura v. S.E.W. Investors, 754 A.2d 928 (D.C. 2000) (same);
Goeb v. Tharaldson, 615 N.W.2d 800 (Minn. 2000) (same); Long v. Missouri Delta Med.
Ctr., 33 S.W.3d 629 (Mo. Ct. App. 2000) (same).
The author of this opinion believes that it is the restrictive interpretation of
Kumho anticipated by some commentators that is causing confusion. See, e.g., Adam J.
Siegel, Note, Setting Limits on Judicial Scientific, Technical, and Other Specialized Fact-
Finding in the New Millennium, 86 Cornell L. Rev. 167 (Nov. 2000); Mark Lewis and
Mark Kitrick, Kumho Tire Co. v. Carmichael: Blowout from the Overinflation of Daubert
v. Merrell Dow Pharmaceuticals, 31 U. Tol. L. Rev. 79 (Fall 1999). However, there are
two specific reasons that Kumho does not realistically present any new barrier to the
admissibility of expert testimony that is based on technical or other specialized knowledge.
First, the Kumho test is a flexible one that does not require application of the specific
factors suggested in Daubert, which were also intended to be applied flexibly. The Kumho
Court itself stated:
We agree with the Solicitor General that [t]he factors identified in Daubert may or may not be pertinent in assessing reliability, depending on the nature of the issue, the expert's particular expertise, and the subject of his [or her] testimony. . . . The conclusion, in our view, is that we can neither rule out, nor rule in, for all cases and for all time the applicability of the factors mentioned in Daubert, nor can we
now do so for subsets of cases categorized by category of
expert or by kind of evidence. Too much depends upon the
particular circumstances of the particular case at issue.
526 U.S. at 150, 119 S. Ct. at 1175, 143 L. Ed. 2d at 251-52. See also id. at 152, 119
S. Ct. at 1176, 143 L. Ed. 2d at 252 (concluding the trial judge must have considerable
leeway in deciding in a particular case how to go about determining whether particular
expert testimony is reliable.). Second, Kumho, as an extension of Daubert, applies only
to expert testimony that is not subject to judicial notice. See Daubert v. Merrell Dow
Pharm., Inc., 509 U.S. 579, 592 n.11, 113 S. Ct. 2786, 2796 n.11, 125 L. Ed. 2d 469,
482 n.11 (Of course, well-established propositions are less likely to be challenged than
those that are novel, and they are more handily defended. Indeed, theories that are so
firmly established as to have attained the status of scientific law, such as the laws of
thermodynamics, properly are subject to judicial notice under Federal Rule of Evidence
201.); Gentry v. Mangum, 195 W. Va. 512, 522, 466 S.E.2d 171, 181 (Actually, most
scientific validity issues will be resolved under judicial notice pursuant to Rule 201.
Indeed, most of the cases in which expert testimony is offered involve only qualified
experts disagreeing about the interpretation of data that was obtained through standard
methodologies. Daubert/Wilt is unlikely to impact upon those cases. Therefore, circuit
courts are right to admit or exclude evidence without 'reinventing the wheel' every time
by requiring parties to put on full proof of the validity or invalidity of scientific principles.
Where judicial notice is appropriate, the circuit court should use it. (footnote omitted));
Syl. pt. 1, Wilt v. Buracker, 191 W. Va. 39, 443 S.E.2d 196 (Under Rule 702 of the
West Virginia Rules of Evidence, there is a category of expert testimony based on
scientific methodology that is so longstanding and generally recognized that it may be
judicially noticed and, a trial court need not ascertain the basis for its reliability.).