Darrell V. McGraw, Jr., Esq. Tracy P. Burks, Esq.
Attorney General
Mercer County Public Defender Corporation
Dawn E. Warfield, Esq.
Princeton, West Virginia
Deputy Attorney General
Attorney for Appellant
Charleston, West Virginia
Attorneys for Appellee
JUSTICE MAYNARD delivered the Opinion of the Court.
JUSTICES DAVIS, STARCHER and ALBRIGHT concur, and reserve the right to file
concurring opinions.
1. 'Rulings on the admissibility of evidence are largely within a trial
court's sound discretion and should not be disturbed unless there has been an abuse of
discretion.' State v. Louk, 171 W.Va. 639, 643, 301 S.E.2d 596, 599 (1983). Syllabus Point
2, State v. Peyatt, 173 W.Va. 317, 315 S.E.2d 574 (1983).
2. Generally, out-of-court statements made by someone other than the
declarant while testifying are not admissible unless: 1) the statement is not being offered for
the truth of the matter asserted, but for some other purpose such as motive, intent, state-of-
mind, identification or reasonableness of the party's action; 2) the statement is not hearsay
under the rules; or 3) the statement is hearsay but falls within an exception provided for in
the rules. Syllabus Point 1, State v. Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990).
3. 'The two central requirements for admission of extrajudicial testimony
under the Confrontation Clause contained in the Sixth Amendment to the United States
Constitution are: (1) demonstrating the unavailability of the witness to testify; and (2)
proving the reliability of the witness's out-of-court statement.' Syllabus Point 2, State v.
James Edward S., 184 W.Va. 408, 400 S.E.2d 843 (1990). Syllabus Point 2, State v. Mason,
194 W.Va. 221, 460 S.E.2d 36 (1995).
4. We modify our holding in James Edward S., 184 W.Va. 408, 400
S.E.2d 843 (1990), to comply with the United States Supreme Court's subsequent
pronouncements regarding the application of its decision in Ohio v. Roberts, 448 U.S. 56,
100 S.Ct. 2531, 65 L.Ed.2d 597 (1980), to hold that the unavailability prong of the
Confrontation Clause inquiry required by syllabus point one of James Edward S. is only
invoked when the challenged extrajudicial statements were made in a prior judicial
proceeding. Syllabus Point 2, State v. Kennedy, 205 W.Va. 224, 517 S.E.2d 457 (1999).
5. 'Even though the unavailability requirement has been met, the
Confrontation Clause contained in the Sixth Amendment to the United States Constitution
mandates the exclusion of evidence that does not bear adequate indicia of reliability.
Reliability can usually be inferred where the evidence falls within a firmly rooted hearsay
exception.' Syllabus Point 5, State v. James Edward S., 184 W.Va. 408, 400 S.E.2d 843
(1990). Syllabus Point 4, State v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
6. For purposes of the Confrontation Clause found in the Sixth
Amendment to the United States Constitution and Section 14 of Article III of the West
Virginia Constitution, no independent inquiry into reliability is required when the evidence
falls within a firmly rooted hearsay exception. Syllabus Point 6, State v. Mason, 194 W.Va.
221, 460 S.E.2d 36 (1995).
7. The following [is] . . . not excluded by the hearsay rule, even though
the declarant is available as a witness: . . . (4) Statements for Purposes of Medical Diagnosis
or Treatment. Statements made for purposes of medical diagnosis or treatment and
describing medical history, or past or present symptoms, pain, or sensations, or the inception
or general character of the cause or external source thereof insofar as reasonably pertinent
to diagnosis or treatment. W.Va.R.Evid. 803 (4). Syllabus Point 4, State v. Edward Charles
L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
8. The two-part test set for admitting hearsay statements pursuant to
W.Va.R.Evid. 803(4) is (1) the declarant's motive in making the statements must be
consistent with the purposes of promoting treatment, and (2) the content of the statement
must be such as is reasonably relied upon by a physician in treatment or diagnosis. Syllabus
Point 5, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
9. When a social worker, counselor, or psychologist is trained in play
therapy and thereafter treats a child abuse victim with play therapy, the therapist's testimony
is admissible at trial under the medical diagnosis or treatment exception to the hearsay rule,
West Virginia Rule of Evidence 803(4), if the declarant's motive in making the statement is
consistent with the purposes of promoting treatment and the content of the statement is
reasonably relied upon by the therapist for treatment. The testimony is inadmissible if the
evidence was gathered strictly for investigative or forensic purposes.
10. The question of the competency of a witness to testify is left largely
to the discretion of the trial court and its judgment will not be disturbed unless shown to have
been plainly abused resulting in manifest error. Syllabus Point 8, State v. Wilson, 157
W.Va. 1036, 207 S.E.2d 174 (1974).
11. A criminal defendant challenging the sufficiency of the evidence to
support a conviction takes on a heavy burden. An appellate court must review all the
evidence, whether direct or circumstantial, in the light most favorable to the prosecution and
must credit all inferences and credibility assessments that the jury might have drawn in favor
of the prosecution. The evidence need not be inconsistent with every conclusion save that
of guilt so long as the jury can find guilt beyond a reasonable doubt. . . . [A] jury verdict
should be set aside only when the record contains no evidence, regardless of how it is
weighed, from which the jury could find guilt beyond a reasonable doubt. Syllabus Point
3, in part, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
Maynard, Justice:
The appellant, Jeffrey Allan Pettrey, was convicted by the Circuit Court of
Mercer County, West Virginia, of three counts of first degree sexual assault, three counts of
incest, and three counts of sexual abuse by a parent. After sentencing the appellant to the
penitentiary on each count with the sentences to run consecutively, the court suspended the
sentences for sexual assault and sexual abuse. The appellant was ordered to serve the
sentences for the incest convictions and then be placed on probation for five years with the
conditions that he receive treatment and/or counseling for pedophilia and not associate with
children under eighteen years of age. On appeal, the appellant contends the circuit court
committed reversible error by admitting inadmissible hearsay evidence; by denying his
motion for a competency evaluation of the child victims; by recognizing play therapy as a
scientifically reliable method for diagnosing child abuse; and by denying his motion for
acquittal notwithstanding the verdict or for a new trial. We find no error and affirm.
The appellant has two children, D.R., who is approximately eight years old, and
K.R., who is approximately six years old. The appellant was never married to the children's
mother, and the record is not clear as to how long they lived together. Visitation between the
appellant and his children began in 1995. At some point the children's mother, R.R., became
pregnant to her fifteen-year-old boyfriend. R.R. and her boyfriend were living in North
Carolina at the time. D.R. and K.R. moved to West Virginia to live with their maternal
grandmother. Both children accused their father of sexually abusing them. The authorities
were notified and Detective Darrell Bailey investigated the case.
The grand jury returned a 12-count indictment against the appellant on
February 9, 1999, charging him with four counts of sexual assault in the first degree in
violation of W.Va. Code § 61-8B-3, four counts of incest in violation of W.Va. Code § 61-8-
12, and four counts of sexual abuse by a parent in violation of W.Va. Code § 61-8D-5. The
indictment alleged that the appellant engaged in sexual intercourse, oral sex, with D.R. on
two occasions and K.R. on two occasions between September 1995 and May 7, 1998. The
incidents occurred while the children were visiting with their father at his mother's house.
The appellant's trial was held on June 1 and 2, 1999. The State presented the
testimony of Betsy Akers, D.R.'s kindergarten teacher; Margaret Spangler, the children's
maternal grandmother; and Phyllis Hasty, a children's counselor at Southern Highlands
Community Mental Health Center. The appellant testified in his own defense and presented
the testimony of Sandra Hylton, his mother, and Dr. Joli Brams, a licensed psychologist. The
children did not testify.
Ms. Akers testified that D.R. was in her kindergarten class from October 1997
to June 1998. She noticed a change in D.R.'s behavior in mid-April of that year. He seemed
sad or depressed and wanted to be left alone. On one occasion, he pulled down his pants in
the cafeteria and mooned the other students. When she discussed the incident with D.R.,
he told her that well daddy did that to him. He also told his teacher if he didn't do what
daddy said he would beat him really hard[] and the appellant made him lie down for daddy
to suck his wiener[.] Ms. Akers observed D.R. placing stuffed animals in sexual positions.
When she asked D.R. what he was doing, he told her the animals were [e]ating each other
out. Because she is required by law to report incidents of sexual abuse, Ms. Akers reported
these conversations to the authorities.
Ms. Spangler testified that the children lived with her from the time D.R.
started preschool through the beginning of first grade. During his kindergarten year, Ms.
Spangler testified that she noticed a change in D.R.'s behavior. He began throwing tantrums
and would set and cry a lot, that he felt dirty and nasty[.] Upon returning from a visit with
her father on one occasion during this time period, Ms. Spangler said K.R. began screamin'
and cryin when she went to the bathroom. When her grandmother went to check on her, she
said K.R. was red and sore[.] Ms. Spangler also stated that when she gave K.R. a bath,
the water and soap would burn her bottom. She stated that the children enjoyed visiting
their father when they initially came to live with her, but later D.R. did not want to visit or
talk to his father. Ms. Spangler related an incident in which D.R. awoke with an erection,
pulled down his undershorts and rubbed against her; he then touched her in the groin area.
This occurred about the time the incidents at school were reported.
Phyllis Hasty testified that [a] children's counselor is specifically trained to
give counseling to a child, and my specific area that I work with, primarily, is play therapy.
Ms. Hasty stated that she treated K.R. prior to working with D.R. However, D.R. disclosed
the incidents of sexual abuse first.See footnote 1
1
Ms. Hasty began treating K.R. in February 1998 when
the child was brought to her because of acting out behavior and possible sexual abuse.
She saw K.R. approximately seventeen times beginning when the child was three and one-
half years old. D.R. was brought to her after the May 7, 1998 report of his behavior at
school. Ms. Hasty saw D.R. approximately ten times. During her sessions with the children,
they engaged in child-directed or nondirective play therapy in which small children use
various toys to act out their feelings because they are unable to fully verbalize them.
Ms. Hasty testified that D.R. stated daddy hurt me during his third counseling
session. She testified further that he elaborated on the incident by saying that daddy held
him down, pulled down his pants, sucked me, and he pointed to his groins, and he wouldn't
let me up. This episode took place in D.R.'s paternal grandmother's bedroom. D.R. also
stated that he [] saw daddy do this with K. and [h]e also saw daddy with K. with his hands
between her legs[.] After disclosing the abuse, D.R. immediately walked over to the bot bag
and began hitting it, calling it daddy.
After being in therapy almost five months, K.R. told Ms. Hasty that her daddy
hurt her. She testified that K.R. told her daddy played with my pee-pee and I had to play
with his, that it hurt, and that she didn't like the white stuff in her mouth. . . . [S]he said it
was bad and made a sour face. Prior to making this statement, Ms. Hasty observed K.R.
playing with dolls. K.R. called one of the male dolls the mean doll and he would hurt her
baby[.] In April, K.R. had him hurting the baby and she had him hit the baby in the face
and then bite the baby, . . . and had [the head of] the male doll in the groin, in the pelvic
region of the other doll[.] Ms. Hasty said that she made note of these behaviors because she
thought they were alarming but at the time she did not view the behaviors as being diagnostic
of abuse. After the disclosure in August, she reported the incident to Detective Darrell
Bailey.
Sandra Hylton, the appellant's mother, testified that the appellant lived with
her in a two-bedroom apartment. D.R. and K.R. would stay with her intermittently on
weekends and at times for a week or two when their mother was living in North Carolina.
She stated that the appellant had a loving relationship with his children and that both
continued to stay with the appellant in her home after the allegations of abuse were made.
The appellant testified that he is the father of D.R. and K.R. and that he lives with his mother.
He stated that the children stayed with him on and off since 1995, the dates alleged in the
indictment. The appellant testified that he was not involved in a dispute with R.R. and that
he never had problems with the children's maternal grandmother. He could think of no
reason why D.R. and K.R. would make up these stories. He denied sexually abusing his
children.
Dr. Joli Brams, the appellant's expert, is a licensed psychologist. Dr. Brams
reviewed the children's treatment records but did not interview D.R. and K.R. At trial, she
testified that nondirective play therapy is not diagnostic. She stated that preconceived
notions result in interviewer bias and that preschool age children are most susceptible to
interviewer bias. She stated that the behaviors exhibited by these children were not clear
indicators of sexual abuse but were clear indicators that D.R. and K.R. were not brought up
the right way. She stated that all children lie and suggested that D.R. and K.R.'s
environment might explain their explicit knowledge of sexual matters. However, she
admitted she had not met any family members.
At the close of the evidence, the court dismissed counts 2, 6, and 10See footnote 2
2
of the
indictment because the State proved only one act of sexual assault involving D.R. The jury
convicted the appellant of the remaining nine counts. The sentencing order was entered on
August 5, 1999. The appellant was ordered to serve fifteen to thirty-five years in the
penitentiary on each count of first degree sexual assault and five to fifteen years on each
count of incest and sexual abuse by a parent; the court then suspended the sentences for
sexual assault and sexual abuse. The appellant was ordered to serve the sentence for the
incest convictions after which he will be placed on probation for five years with the
conditions that he receive treatment and/or counseling for pedophilia and not associate with
children under the age of eighteen. The appellant appeals from this order.
On appeal, the appellant contends the circuit court erred by allowing
inadmissible hearsay during the trial; by failing to grant a competency evaluation of the
children or to question them; by recognizing play therapy as a scientifically reliable method
of diagnosing child abuse; and by refusing to grant a judgment of acquittal or a new trial
based upon insufficiency of the evidence. The State asserts that the circuit court committed
no error and argues that the judgment of the court should be affirmed. We agree.
Prior to trial, the appellant filed a motion in limine to exclude the testimony of
the children's mother, the maternal grandmother, school officials, the investigating police
officer, and Ms. Hasty. The appellant believed the testimony of these witnesses would be
inadmissible hearsay which would not fall under any exception to the hearsay rule. He also
argued that Ms. Hasty's testimony should not be admitted under West Virginia Rule of
Evidence 803(4)See footnote 4
4
which excepts from the hearsay rule statements made for the purposes of
medical diagnosis or treatment. The circuit court ruled that the statements of D.R. to his
school teacher and principle [sic] were admissible; the statements of child(ren) to the school
counselor, the police officer and the grandmother were inadmissible[.] After receiving
further evidence, the court determined that Ms. Hasty's testimony falls within the accepted
exceptions. It deals with treatment and diagnosis. The court allowed Ms. Hasty to testify
under the medical diagnosis or treatment exception to the hearsay rule.
This Court previously said that '[r]ulings on the admissibility of evidence are
largely within a trial court's sound discretion and should not be disturbed unless there has
been an abuse of discretion.' State v. Louk, 171 W.Va. 639, 643, 301 S.E.2d 596, 599
(1983). Syllabus Point 2, State v. Peyatt, 173 W.Va. 317, 315 S.E.2d 574 (1983). In the
case at bar, the circuit court determined that D.R.'s actions at school were obviously
admissible. The court further ruled that the statements made by D.R. to his teacher were
admissible under State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990), not for
the truth of the matter asserted, but to explain the action of the teacher and the principal in
referring the matter to the mother and counselor and the matter eventually getting to Ms.
Hasty for -- for her counseling and treatment. Furthermore, during the trial, the court
plainly instructed the jury to consider the child's statements for that limited purpose only.
Syllabus Point 1 of State v. Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990),
interprets West Virginia Rule of Evidence 801(c) in which hearsay is defined.See footnote 5
5
We are
guided by this syllabus point, which reads as follows:
Generally, out-of-court statements made by someone other than
the declarant while testifying are not admissible unless: 1) the
statement is not being offered for the truth of the matter asserted, but
for some other purpose such as motive, intent, state-of-mind,
identification or reasonableness of the party's action; 2) the statement
is not hearsay under the rules; or 3) the statement is hearsay but falls
within an exception provided for in the rules.
The circuit court conducted extensive questioning regarding the testimony Ms. Akers would
give at trial prior to admitting the evidence. The court was satisfied that the purpose of the
testimony was to explain why Ms. Akers reported the incident. After reading and studying
the record submitted in this case, we are convinced Ms. Akers' testimony was offered solely
to explain the reasons she discussed the child's behavior with his grandmother and referred
him to a therapist for treatment. Because the statements were admitted not to prove the truth
of the matter asserted but rather to show why the teacher reported the incident, the statements
were not hearsay by definition. Statements which are not offered for the truth of the matter
asserted do not implicate the Sixth Amendment right to confrontation. State v. Dillon, 191
W.Va. 648, 658, 447 S.E.2d 583, 593 (1994). Therefore, the statements were properly
admitted at trial.
Next, we consider Ms. Hasty's testimony and whether the appellant was denied
his right to confrontation or whether the statements made by the children to her were properly
admitted through her testimony. We begin by acknowledging that [t]he Confrontation
Clause contained in the Sixth Amendment to the United States Constitution provides: 'In all
criminal prosecutions, the accused shall . . . be confronted with the witnesses against him.'
This clause was made applicable to the states through the Fourteenth Amendment to the
United States Constitution. Syllabus Point 1, State v. James Edward S., 184 W.Va. 408, 400
S.E.2d 843 (1990).
The basic principles for admitting evidence under the Confrontation Clause
were enunciated in James Edward S. and reiterated in State v. Mason, 194 W.Va. 221, 460
S.E.2d 36 (1995). Syllabus Point 2 of Mason reads as follows:
The two central requirements for admission of extrajudicial
testimony under the Confrontation Clause contained in the Sixth
Amendment to the United States Constitution are: (1) demonstrating
the unavailability of the witness to testify; and (2) proving the reliability
of the witness's out-of-court statement. Syllabus Point 2, State v.
James Edward S., 184 W.Va. 408, 400 S.E.2d 843 (1990).
This Court later clarified the unavailability prong by stating:
We modify our holding in James Edward S., 184 W.Va. 408,
400 S.E.2d 843 (1990), to comply with the United States Supreme
Court's subsequent pronouncements regarding the application of its
decision in Ohio v. Roberts, 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d
597 (1980), to hold that the unavailability prong of the Confrontation
Clause inquiry required by syllabus point one of James Edward S. is
only invoked when the challenged extrajudicial statements were made
in a prior judicial proceeding.
Syllabus Point 2, State v. Kennedy, 205 W.Va. 224, 517 S.E.2d 457 (1999). In the case at
bar, the statements made by the children to Ms. Akers and Ms. Hasty were obviously not
made in a prior judicial proceeding. Therefore, the unavailability analysis pertinent to the
Confrontation Clause is not applicable.See footnote 6
6
Furthermore, evidence which falls under a firmly rooted exception to the
hearsay rule is admissible without violating the Confrontation Clause. In Syllabus Points 4
and 6 of Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995), this Court clearly stated that:
Even though the unavailability requirement has been met, the
Confrontation Clause contained in the Sixth Amendment to the United
States Constitution mandates the exclusion of evidence that does not
bear adequate indicia of reliability. Reliability can usually be inferred
where the evidence falls within a firmly rooted hearsay exception.
Syllabus Point 5, State v. James Edward S., 184 W.Va. 408, 400 S.E.2d
843 (1990).
For purposes of the Confrontation Clause found in the Sixth
Amendment to the United States Constitution and Section 14 of Article
III of the West Virginia Constitution, no independent inquiry into
reliability is required when the evidence falls within a firmly rooted
hearsay exception.
The circuit court found that Ms. Hasty's testimony was reliable, and therefore
admissible, because it fell within the medical diagnosis or treatment exception to the hearsay
rule. The appellant does not question whether the medical diagnosis or treatment exception
is a firmly rooted hearsay exception. In fact, this Court previously said:
The following [is] . . . not excluded by the hearsay rule, even
though the declarant is available as a witness: . . . (4) Statements for
Purposes of Medical Diagnosis or Treatment. Statements made for
purposes of medical diagnosis or treatment and describing medical
history, or past or present symptoms, pain, or sensations, or the
inception or general character of the cause or external source thereof
insofar as reasonably pertinent to diagnosis or treatment. W.Va.R.Evid.
803(4).
Syllabus Point 4, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990). The
appellant instead argues that the testimony of a therapist who treats child abuse clients with
play therapy should not be recognized under the exception. This is the issue we must resolve.
If Ms. Hasty's testimony was properly admitted under the exception, reliability
is satisfied and the Confrontation Clause is not implicated in this case. In order to admit
hearsay evidence under the medical diagnosis and treatment exception, a two-part test must
be met:
The two-part test set for admitting hearsay statements pursuant
to W.Va.R.Evid. 803(4) is (1) the declarant's motive in making the
statements must be consistent with the purposes of promoting
treatment, and (2) the content of the statement must be such as is
reasonably relied upon by a physician in treatment or diagnosis.
Syllabus Point 5, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990). In
Edward Charles L., statements regarding sexual abuse by the child victims' father were made
by the children to a psychologist who was treating them. The children told the psychologist
about their father's sexual behavior and the sexual abuse which had been inflicted upon
them. The circuit court permitted the psychologist to repeat the children's statements at trial,
and Edward Charles L. appealed. On appeal, this Court affirmed by adopting the two-part
test set forth above and stating that not only was the motive behind the statements made by
the children consistent with promoting treatment, . . . but also, the statements were such that
they would have been reasonably relied upon by [the psychologist] in his diagnosis and
treatment of the children. Id., 183 W.Va. at 654, 398 S.E.2d at 136.
Cases which discuss testimony offered by a social worker or counselor are
more in line with the facts in the case at hand. In Simmers v. State, 943 P.2d 1189 (Wyo.
1997), the defendant was convicted in Wyoming of twelve counts of second-degree sexual
assault involving three child victims. Prior to trial, the district court determined that one
victim, S.S., was not competent to testify. The State then offered the testimony of the social
worker who counseled all three victims regarding statements made to her by S.S. The court
admitted the testimony under the medical diagnosis or treatment exception. The defendant
appealed, arguing, inter alia, that the social worker was improperly permitted to offer hearsay
evidence in her testimony. On appeal, the Supreme Court of Wyoming determined the trial
court did not err because the statements were made to a medical professional or professional
counselor and the expert's testimony provided the proper foundation. That is, the statements
were consistent with the purposes for which the witness became involved with the victim and
the witness relied on the statements for diagnosis and treatment.
In Gohring v. State, 967 S.W.2d 459 (Tex. 1998), the defendant was convicted
of aggravated sexual assault of a child and indecency with a child. He appealed, alleging,
inter alia, the trial court improperly admitted the hearsay testimony of a drama therapist and
a social worker under the medical diagnosis and treatment exception. On appeal, the Court
of Appeals of Texas noted that the drama therapist held a master's degree in drama therapy,
had post master's training, and was a registered play therapist. Her purpose in talking to the
child victim was to provide psychological treatment. The court held that the drama therapist
could properly repeat the statements made to her by the child victim because it could
reasonably be inferred that the victim understood she was seeing the therapist for the purpose
of medical treatment in connection with the abuse and the statements were made for the
purpose of medical diagnosis or treatment. The defendant argued the therapist was not a
medical person. In upholding the trial court's ruling, the court stated, In any event, if the
statement is made to another for the purpose of medical treatment, the person to whom the
statement is made does not necessarily have to be a 'medical person.' Id. at 461. In this
particular case, the testimony of the social worker was held to be inadmissible because the
social worker worked in intake and investigation for Children's Protective Services (CPS).
The court concluded that an investigator for CPS is not recognized as a medical professional.
In State v. Ackerman, 90 Wash.App. 477, 953 P.2d 816 (1998), the defendant
was convicted of second degree child molestation of his stepdaughter. The trial court
determined the child victim was unavailable to testify and allowed the State to introduce the
testimony of the child's treatment counselor regarding statements made to her by the victim.
These statements were admitted under the medical treatment exception. The defendant
appealed. On appeal, the Washington Court of Appeals concluded that [s]tatements made
to counselors in child abuse or rape situations are encompassed by this exception[] and
[s]tatements attributing fault to a member of the victim's immediate household may be
reasonably pertinent to treatment and are thus admissible because it is 'relevant to the
prevention of recurrence of injury.' Id., 90 Wash.App. at 482, 953 P.2d at 819 (quoting
State v. Butler, 53 Wash.App. 214, 221, 766 P.2d 505, 509 (1989)) (citations omitted). The
court held that the statements were properly admitted for purposes of medical treatment.
In State v. Lopez, 95 Wash.App. 842, 980 P.2d 224 (1999), a father was
convicted of molesting and raping three of his five children. At trial, a social worker
identified as a forensic interviewer for sexually abused children was allowed to testify
concerning statements made to her by the children. The statements were admitted under the
medical diagnosis and treatment exception to the hearsay rule. The State conceded the
interviews conducted by the social worker were not for the purposes of medical diagnosis or
treatment; rather, the interviews were conducted for purely forensic purposes. The State
showed no relationship between the statements and diagnosis or treatment and ultimately
conceded that the social worker was hired solely to interview the children to determine the
existence and extent of sexual abuse for trial purposes. Id., 95 Wash.App. at 850, 980 P.2d
at 228. The defendant appealed, alleging the court erred. On appeal, the Court of Appeals
held the statements lacked the indicia of reliability required for admission under this
exception. However, the conviction was affirmed because the statements were properly
admitted under the child abuse hearsay statute.
In the case sub judice, Ms. Hasty testified at trial that she is a children's
counselor at Southern Highlands Community Mental Health Center which means that she is
specifically trained to give counseling to a child, and [the] specific area that [she] work[s]
with, primarily, is play therapy. Ms. Hasty testified that she has a bachelor's degree and a
master's degree in social work and has fulfilled most of the qualifications necessary to
become a registered play therapist. In order to become registered, one must obtain a master's
degree in a related area of study such as social work, psychology, or counseling and have at
least 2000 contact hours of therapy including 500 hours of supervised play therapy by a
registered supervisor and 150 clock hours of training in play therapy. Ms. Hasty has
completed all but 35 clock hours of training.
Prior to being employed in this job, Ms. Hasty testified that she worked for the
West Virginia Department of Health and Human Resources as a child protective service
worker and for Southern Highlands as an early interventionist. She went on to say that play
therapy is client-centered and the child is the leader. She also said that her job is to help the
children that are brought to her for treatment; she does not interview or investigate. Play
therapy involves intensive listening which children find comforting. She works on self-esteem and attempts to teach sexual boundaries. When asked on cross-examination if she
serves on a multidisciplinary team, she explained that she does and the team reviews cases
of alleged child abuse, both sexual and physical. The team then discusses each case and
determines the needs of each individual. She worked with the team which assessed D.R. and
K.R.
K.R. was brought to Ms. Hasty for treatment for aggressive behavior and
possible sexual abuse. Ms. Hasty was aware when D.R. was brought to her for treatment that
his school had disclosed possible sexual abuse to the officials. Unlike Gohring and Lopez,
the children were not brought to Ms. Hasty for investigative or forensic purposes. The
statements made to Ms. Hasty by the children regarding the sexual abuse were made in a
therapeutic context. Her sole involvement with K.R. and D.R. was diagnosis and treatment.
Also, the statements were such that they were reasonably relied upon by Ms. Hasty in her
diagnosis and treatment. Ms. Hasty's testimony was properly admitted at trial.
We, therefore, hold that when a social worker, counselor, or psychologist is
trained in play therapy and thereafter treats a child abuse victim with play therapy, the
therapist's testimony is admissible at trial under the medical diagnosis or treatment exception
to the hearsay rule, West Virginia Rule of Evidence 803(4), if the declarant's motive in
making the statement is consistent with the purposes of promoting treatment and the content
of the statement is reasonably relied upon by the therapist for treatment. The testimony is
inadmissible if the evidence was gathered strictly for investigative or forensic purposes.
Moreover, statements which attribute fault to a member of the victim's household may
reasonably be pertinent to treatment and are thus admissible because these statements are
relevant to prevention of recurrence of injury.
We find no merit in the appellant's contention that the circuit court erred in
failing to order a competency evaluation of the child victims and in not attempting to speak
with the children regarding their possible appearance at trial. It is well settled that [t]he
question of the competency of a witness to testify is left largely to the discretion of the trial
court and its judgment will not be disturbed unless shown to have been plainly abused
resulting in manifest error. Syllabus Point 8, State v. Wilson, 157 W.Va. 1036, 207 S.E.2d
174 (1974). In other words, the decision whether to submit a sexual assault victim to a
competency examination lies wholly in the court's discretion. State v. Murray, 180 W.Va.
41, 49, 375 S.E.2d 405, 413 (1988) (citations omitted).
Although the appellant concedes that the decision whether to submit a sexual
assault victim to a competency evaluation lies within the circuit court's discretion, he argues
the judge in this case erred because he did not attempt to speak with the children prior to trial.
After the appellant requested a competency evaluation for both child victims, the record
shows the court held a hearing on the motion. During the April 20, 1999 hearing, Ms. Hasty
testified that the children would be embarrassed and it would be extremely difficult for them
to relate this information to total strangers in court. She testified that K.R. had twelve
sessions with her before she related the abuse to the therapist. During session number
twelve, the disclosure spontaneously came out when the child finished playing with no
evidence of coaching. Disclosure seemed easier for D.R. because he had previously told his
grandmother and his teacher about the abuse. But Ms. Hasty did not think D.R. could face
his father and talk about the abuse to a group of strangers. Whether K.R. would answer
anything was questionable on any given day. After much discussion and the appellant
objecting to closed-circuit video testimony, the prosecutor offered to talk to the children and
report back to the court. The court finally denied the motion for competency evaluations
stating that the children had been evaluated by Ms. Hasty who had met with D.R. and K.R.
multiple times and, in the judge's experience, was very qualified. However, the court said
defense counsel could ask the court to reconsider after receiving Ms. Hasty's treatment notes
and reviewing them with his expert.
On May 24, 1999, the prosecutor advised the court she met with the children
and they would not talk. The appellant nonetheless requested that the children be brought
into court and questioned before going any further. The request was denied. At a hearing
the next day, Ms. Hasty testified that the children were not competent to testify; by that she
explained that she meant they were mentally capable of testifying but were not emotionally
able to do so. At the conclusion of the hearing, defense counsel asked the court to reconsider
the ruling. The court declined to change the ruling but did not rule out the possibility that the
defense could call the children to testify.
The record evidence clearly shows that these children were not willing to
testify or to even answer questions posed by the prosecutor. The prosecutor notified the court
and defense counsel prior to the hearing that the children were unavailable to testify.
Furthermore, according to Ms. Hasty, the children were reluctant to discuss what had
happened to them outside of a therapeutic setting. Under these circumstances, we cannot say
the circuit court plainly abused its discretion resulting in manifest error.
Lastly, the appellant complains the evidence was not sufficient to sustain his
convictions for sexual assault, incest, and sexual abuse by a parent. He argues this is so
because the court permitted the State to proceed to trial solely on the basis of inadmissible
hearsay; therefore, he says, no rational jury should have found him guilty. Since we
previously determined the circuit court properly admitted the evidence at trial, we find no
merit in this contention.
We note, nonetheless, that [a] convicted defendant who presses a claim of
evidentiary insufficiency faces an uphill climb. State v. LaRock, 196 W.Va. 294, 303, 470
S.E.2d 613, 622 (1996). Our standard is stated in Syllabus Point 1 of State v. Guthrie, 194
W.Va. 657, 461 S.E.2d 163 (1995):
The function of an appellant court when reviewing the
sufficiency of the evidence to support a criminal conviction is to
examine the evidence admitted at trial to determine whether such
evidence, if believed, is sufficient to convince a reasonable person of
the defendant's guilt beyond a reasonable doubt. Thus, the relevant
inquiry is whether, after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could have found
the essential elements of the crime proved beyond a reasonable doubt.
This means that
A criminal defendant challenging the sufficiency of the evidence
to support a conviction takes on a heavy burden. An appellate court
must review all the evidence, whether direct or circumstantial, in the
light most favorable to the prosecution and must credit all inferences
and credibility assessments that the jury might have drawn in favor of
the prosecution. The evidence need not be inconsistent with every
conclusion save that of guilt so long as the jury can find guilt beyond
a reasonable doubt. . . . [A] jury verdict should be set aside only when
the record contains no evidence, regardless of how it is weighed, from
which the jury could find guilt beyond a reasonable doubt.
Syllabus Point 3, in part, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
The circuit court believed the State proved only one sexual assault upon D.R.
and dismissed the counts in the indictment which were based upon an alleged second sexual
assault of D.R. The evidence presented at trial was sufficient to sustain the appellant's
conviction on each of the remaining charges.
We believe the evidence submitted by the State was properly admitted at trial
and was sufficient to support the appellant's conviction. Based upon the foregoing, we
hereby affirm the judgment of the circuit court.
Affirmed.
The following are not excluded by the hearsay rule, even though the declarant is
available as a witness:
(4) Statements for purposes of medical diagnosis or treatment. -- Statements made for purposes of medical diagnosis or treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to diagnosis or treatment.