Crystal Hawkins Castleberry
Robert M. Steptoe, Jr.
Morgantown, West Virginia
Amy M. Smith
Gregory A. Gellner
Steptoe & Johnson
Gellner Law Offices
Clarksburg, West Virginia
Wheeling, West Virginia
Robert M. Vukas
Attorneys for the Appellant,
Senior Counsel
Steven M. Roberts
Consol, Inc.
Pittsburgh, Pennsylvania
Attorneys for the Appellee,
Consolidation Coal Company
R. Dean Hartley
Thomas Patrick Maroney
James M. O'Brien
Charleston, West Virginia
Hartley & O'Brien
Counsel for Amicus Curiae,
Wheeling, West Virginia
West Virginia State Labor
Counsel for Amicus Curiae,
Federation, AFL-CIO
West Virginia Trial Lawyers Association
John L. McClaugherty
Alvin L. Emch
Mychal S. Schulz
Jackson & Kelly
Charleston, West Virginia
Counsel for Amicus Curiae,
The West Virginia Chamber of Commerce
JUSTICE DAVIS delivered the Opinion of the Court.
JUSTICE STARCHER did not participate.
JUDGE THORNSBURY sitting by temporary assignment.
1
. 'An appellate court will not set aside the verdict of a jury, founded
on conflicting testimony and approved by the trial court, unless the verdict is against the
plain preponderance of the evidence. Point 2, Syllabus, Stephens v. Bartlett, 118 W. Va.
421[, 191 S.E. 550 (1937)].' Syllabus point 1, Walker v. Monongahela Power Co., 147
W. Va. 825, 131 S.E.2d 736 (1963). Syllabus point 1, Kessel v. Leavitt, 204 W. Va. 95,
511 S.E.2d 720 (1998), cert. denied, 525 U.S. 1142, 119 S. Ct. 1035, 143 L. Ed. 2d 43
(1999).
2
. Where the issue on an appeal from the circuit court is clearly a
question of law or involving an interpretation of a statute, we apply a de novo standard of
review. Syllabus point 1, Chrystal R.M. v. Charlie A.L., 194 W. Va. 138, 459 S.E.2d
415 (1995).
3 . The requirement of Rule 59(b) of the Rules of Civil Procedure that a motion for a new trial shall be served not later than ten days after entry of the judgment is mandatory and jurisdictional. The time required for service of such a motion cannot be extended by the court or by the parties. Syllabus point 1, Boggs v. Settle, 150 W. Va. 330, 145 S.E.2d 446 (1965).
4
. Where a trial court makes an erroneous ruling extending a time
period under the Rules of Civil Procedure, and one of the parties relies on the ruling, such
party will not be foreclosed from further pursuit of his claim because of this error. This
is particularly true where the opposing party acquiesces or fails to object to the erroneous
ruling at the time it was made. Syllabus point 1, Bowman v. Barnes, 168 W. Va. 111,
282 S.E.2d 613 (1981).
5
. A motion made pursuant to Rule 59(a) of the West Virginia Rules
of Civil Procedure and filed within ten days of judgment being entered suspends the
finality of the judgment and makes the judgment unripe for appeal. When the time for an
appeal is so extended, its full length begins to run from the date of entry of the order
disposing of the motion. Syllabus point 4, McCormick v. Allstate Insurance Co., 194
W. Va. 82, 459 S.E.2d 359 (1995).
6
. W. Va. Code 23-4-2(c) (1991) represents the wholesale abandonment
of the common law tort concept of a deliberate intention cause of action by an employee
against an employer, to be replaced by a statutory direct cause of action by an employee
against an employer expressed within the workers' compensation system. Syllabus point
2, Bell v. Vecellio & Grogan, Inc., 197 W. Va. 138, 475 S.E.2d 138 (1996).
7
. The Workmen's Compensation Act, Code, Chapter 23, as amended,
insures employees, within the provisions of the Act, against the negligence of their
employers and against the operation of the doctrines of contributory negligence and
assumption of the risk, and the fellow servant rule. Syllabus point 7, Thompson v. State
Compensation Commissioner, 133 W. Va. 95, 54 S.E.2d 13 (1949).
8
. When an employee asserts a deliberate intention cause of action
against his/her employer, pursuant to W. Va. Code §§ 23-4-2(b)-(c) (1991) (Cum. Supp.
1991), the employer may not assert the employee's contributory negligence as a defense
to such action.
9
. An employer defending against its employee's deliberate intention
action, which suit has been brought pursuant to W. Va. Code §§ 23-4-2(b)-(c) (1991)
(Cum. Supp. 1991), may not assert as a defense thereto the employee's deliberate
intention, as that term is construed by W. Va. Code § 23-4-2(c)(2), in causing or
contributing to his/her occupational injury or disease.
10
. An employer may, in response to an employee's deliberate intention
action filed in accordance with W. Va. Code §§ 23-4-2(b)-(c) (1991) (Cum. Supp. 1991),
assert as a defense thereto that the occupational injury or disease for which the employee
seeks compensation was intentionally self-inflicted by the employee. W. Va. Code § 23-4-
2(a) (1991) (Cum. Supp. 1991).
11
. 'Parties moving for separate trials of issues pursuant to West Virginia
Rule of Civil Procedure 42(c), or the court if acting sua sponte, must provide sufficient
justification to establish for review that informed discretion could have determined that the
bifurcation would promote the recognized goals of judicial economy, convenience of the
parties, and the avoidance of prejudice, the overriding concern being the provision of a fair
and impartial trial to all litigants.' Syl. pt. 6, Bennett v. Warner, 179 W. Va. 742, 372
S.E.2d 920 (1988). Syllabus point 2, Barlow v. Hester Industries, Inc., 198 W. Va. 118,
479 S.E.2d 628 (1996).
12
. In a civil action brought under the deliberate intent provisions of
W. Va. Code, 23-4-2 [1969], evidence of the value of compensation benefits must be
submitted to the jury with instructions that any verdict for the plaintiff shall be for damages
in excess of such benefits. Syllabus point 1, Mooney v. Eastern Associated Coal Corp.,
174 W. Va. 350, 326 S.E.2d 427 (1984).
13
. The formulation of jury instructions is within the broad discretion of
a circuit court, and a circuit court's giving of an instruction is reviewed under an abuse of
discretion standard. A verdict should not be disturbed based on the formulation of the
language of the jury instructions so long as the instructions given as a whole are accurate
and fair to both parties. Syllabus point 6, Tennant v. Marion Health Care Foundation,
Inc., 194 W. Va. 97, 459 S.E.2d 374 (1995).
Davis, Justice:
The plaintiff below and appellant herein, Steven M. Roberts [hereinafter
Roberts], appeals the September 16, 1998, judgment order of the Circuit Court of
Monongalia County which upheld a jury verdict returned against the defendant below and
appellee herein, Consolidation Coal Company [hereinafter Consol]. During the
appellate proceedings in this Court, Consol moved to dismiss Roberts' appeal, alleging that
his petition for appeal was not timely filed. Having determined that Roberts' appeal was,
in fact, timely filed, as will be explained more fully in Section III.A., infra, we deny
Consol's motion. Insofar as Roberts' appeal is concerned, he has assigned numerous
errors for our consideration, namely that the circuit court erred (1) in permitting Consol
to assert a contributory negligence defense to the deliberate intention action he filed
pursuant to W. Va. Code §§ 23-4-2(b)-(c) (1991) (Cum. Supp. 1991); (2) by failing to
obtain a final ruling from the discovery commissioner to whom certain discovery issues
had been assigned for resolution; (3) in not bifurcating the liability and damages portions
of the trial from the determination of the workers' compensation offset; (4) by admitting
some, and excluding other, various evidentiary matters; and (5) by upholding the jury's
verdict despite insufficient evidence therefor and an inadequate damages award thereon.
Upon a review of the parties' arguments, the pertinent authorities, and the record
submitted for appellate consideration, we affirm, in part, and reverse, in part, the
judgment of the Circuit Court of Monongalia County and remand this case for a new trial.
In summary, we conclude that neither a defense of contributory negligence nor a defense
of deliberate intention is available to an employer defending against a deliberate intention
cause of action. We further find that the defense of self-inflicted injury, set forth in
W. Va. Code § 23-4-2(a) (1991) (Cum. Supp. 1991) and available to employers defending
against an employee's deliberate intention action, contemplates an injury that has been
intentionally self-inflicted by the employee.
On March 13, 1996, Roberts, his wife, and their two children filed suit
against Consol and Hemscheidt in the Circuit Court of Monongalia County. In this action,
the plaintiffs charged Consol with deliberate intention, in accordance with W. Va. Code
§§ 23-4-2(b)-(c) (1991) (Cum. Supp. 1991), and alleged, against Hemscheidt, that the
mining shield in question was a defective product. During the course of litigation,
Roberts' wife and children were dismissed from the suit. In addition, Hemscheidt settled
with Roberts shortly before the trial of this case, which resulted in Hemscheidt's
subsequent dismissal, as well.
Following a nine-day jury trial of this matter, the jury found Consol to be
51% liable and Roberts to be 49% at fault for the March 16, 1994, accident and Roberts'
resultant injuries. The jury also awarded Roberts damages in the amount of $420,500.00.See footnote 3
3
The portion of the damages recoverable by Roberts, i.e., 49%, was then weighed against
the monies he had received from his settlement with Hemscheidt and his Workers'
Compensation benefits. As a result of these set-offs, Roberts received no monetary
recovery from Consol. The circuit court upheld the jury's verdict and damages award by
a judgment order, which was entered on September 16, 1998.
Thereafter, Roberts and Consol both filed post-trial motions.See footnote 4
4
Upon the
circuit court's denial of Roberts' motion for a new trial and the court's extension of the
applicable appeal period, Roberts appeals to this Court.
By contrast, we accord a plenary review to a trial court's decision of
questions of law: [w]here the issue on an appeal from the circuit court is clearly a
question of law or involving an interpretation of a statute, we apply a de novo standard of
review. Syl. pt. 1, Chrystal R.M. v. Charlie A.L., 194 W. Va. 138, 459 S.E.2d 415
(1995). See also Syl. pt. 2, Walker v. West Virginia Ethics Comm'n, 201 W. Va. 108, 492
S.E.2d 167 (1997) (In reviewing challenges to the findings and conclusions of the circuit
court, we apply a two-prong deferential standard of review. We review the final order and
the ultimate disposition under an abuse of discretion standard, and we review the circuit
court's underlying factual findings under a clearly erroneous standard. Questions of law
are subject to a de novo review. (emphasis added)). With these standards in mind, we
proceed to consider the parties' arguments on appeal.
1. West Virginia Rules of Civil Procedure 59(b) and 60(b)
In support of its motion to dismiss Roberts' appeal, Consol first asserts that
Roberts failed to file his motion for a new trial within the time period set forth in W. Va.
R. Civ. P. 59(b). Additionally, Consol contends that, because Roberts' post-trial motion
was untimely, it was effectively converted into one under W. Va. R. Civ. P. 60(b), the
requirements of which he also has not satisfied. See Syl., Jones, Inc. v. W.A. Wiedebusch
Plumbing & Heating Co., 157 W. Va. 273, 201 S.E.2d 257 (1973) (If a motion for
judgment or for a new trial is not timely made under Rule 50(b), R.C.P., or Rule 59(b),
R.C.P., a motion may be considered under Rule 60(b) if it states grounds sufficient for
relief thereunder.).
Following the conclusion of the jury trial underlying the instant appeal, the circuit court entered its judgment order upholding the jury's verdict on September 16, 1998. Pursuant to Rule 59(b) of the West Virginia Rules of Civil Procedure, a motion for a new trial must be filed within ten days of the entry of the judgment to which the motion relates: Any motion for a new trial shall be filed not later than 10 days after the entry of the judgment. This filing period has been declared to be mandatory and unalterable by the presiding circuit court. See W. Va. R. Civ. P. 6(b).See footnote 7 7 In other words,
[t]he requirement of Rule 59(b) of the Rules of Civil
Procedure that a motion for a new trial shall be served not
later than ten days after entry of the judgment is mandatory
and jurisdictional. The time required for service of such a
motion cannot be extended by the court or by the parties.
Syl. pt. 1, Boggs v. Settle, 150 W. Va. 330, 145 S.E.2d 446 (1965). See also Syl. pt. 3,
Miller v. Triplett, 203 W. Va. 351, 507 S.E.2d 714 (1998) (Rule 59(b) of the West
Virginia Rules of Civil Procedure states, 'A motion for a new trial shall be served not later
than 10 days after the entry of the judgment[,]' is designed to give trial courts the
opportunity to correct errors made at trial and to obviate the need for appeal. Failure to
comply with this provision bars appeal of all errors occurring during the trial which a party
might have assigned as grounds in support of a motion for a new trial.). Thus, Roberts'
motion for a new trial should have been filed by September 28, 1998.
Despite this mandatory time constraint, but within its duration, the parties
mutually assented to an extension of this filing period, and the circuit court entered an
agreed order, on September 23, 1998, extending the filing date for the parties' post-trial
motions until October 6, 1998. In accordance with this amended deadline, Roberts filed
his post-trial motion for a new trial on October 6, 1998. Because Roberts' motion was not
filed within the ten days immediately following the circuit court's entry of judgment, even
though it was filed within the extended deadline for such motions, Consol argues that
Roberts' Rule 59(a) motion for a new trial was nevertheless untimely and that it was
effectively converted into one for relief under W. Va. R. Civ. P. 60(b). We disagree.See footnote 8
8
Our reasons for finding Roberts' motion for a new trial to have been properly
filed are two-fold: (1) our case law interpreting Rule 59(b) permits late-filed motions if
they are accompanied by specific, enumerated circumstances and, perhaps more
importantly, (2) Consol acquiesced in the delay of which it now complains. First and
foremost, we previously have held that
[w]here a trial court makes an erroneous ruling
extending a time period under the Rules of Civil Procedure,
and one of the parties relies on the ruling, such party will not
be foreclosed from further pursuit of his claim because of this
error. This is particularly true where the opposing party
acquiesces or fails to object to the erroneous ruling at the time
it was made.
Syl. pt. 1, Bowman v. Barnes, 168 W. Va. 111, 282 S.E.2d 613 (1981). In the
proceedings underlying the instant appeal, not only did Roberts rely upon the circuit
court's erroneous ruling extending the time period within which to file post-trial motions,
but Consol, itself, agreed to such an extension. Thus, we are guided by our prior
precedent in this regard in finding Roberts' motion to have been properly filed.
Second, we decline to adopt Consol's notion that Roberts' motion was
untimely filed because, as we noted above, Consol acquiesced to the error of which it now
complains.
Invited error is a cardinal rule of appellate review
applied to a wide range of conduct. It is a branch of the
doctrine of waiver which prevents a party from inducing an
inappropriate or erroneous [ruling] and then later seeking to
profit from that error. The idea of invited error is . . . to
protect principles underlying notions of judicial economy and
integrity by allocating appropriate responsibility for the
inducement of error. Having induced an error, a party in a
normal case may not at a later stage of the [proceedings] use
the error to set aside its immediate and adverse consequences.
State v. Crabtree, 198 W. Va. 620, 627, 482 S.E.2d 605, 612 (1996). Accord In re
Tiffany Marie S., 196 W. Va. 223, 233, 470 S.E.2d 177, 187 (1996) ([W]e regularly turn
a deaf ear to error that was invited by the complaining party. (citation omitted));
Shamblin v. Nationwide Mut. Ins. Co., 183 W. Va. 585, 599, 396 S.E.2d 766, 780 (1990)
(finding the appellant cannot benefit from the consequences of error it invited). To be
clear, this Court does not counsel the late filing of new trial motions outside of the express
ten day filing period contained in W. Va. R. Civ. P. 59(b). However, neither do we
condone a party's attempt to assert as error against its adversary a circuit court's ruling
extending the post-trial motion filing period where both parties participated in securing the
erroneous order and both parties benefitted directly from the enlarged filing period.See footnote 9
9
2. West Virginia Rule of Appellate Procedure 3(a)
Alternatively, Consol contends that Roberts' appeal should be dismissed as
untimely because he failed to file his appeal within the time provided by W. Va. R. App.
P. 3(a). Pursuant to Rule 3(a) of the West Virginia Rules of Appellate Procedure,
[n]o petition shall be presented for an appeal from, or
a writ of supersedeas to, any judgment, decree or order, which
shall have been rendered more than four months before such
petition is filed in the office of the clerk of the circuit court
where the judgment, decree or order being appealed was
entered, whether the State be a party thereto or not; provided,
that the judge of the circuit court may for good cause shown,
by order entered of record prior to the expiration of such
period of four months, extend and re-extend such period, not
to exceed a total extension of two months, if a request for the
transcript was made by the party seeking an appeal or
supersedeas within thirty days of the entry of such judgment,
decree or order. . . .[See footnote 10
10
]
(Emphasis added) (footnote added). Thus, by the express terms of Rule 3(a), Roberts was
required to file his petition for appeal within four months of the circuit court's entry of
judgment on September 16, 1998, i.e., no later than January 18, 1999, as no extension had
yet been granted by the circuit court.
We note, however, Roberts filed a Rule 59(a) post-trial motion for a new
trial in the underlying action; therefore, the appeal period did not start to run until after
the circuit court had finally decided his motion.
A motion made pursuant to Rule 59(a) of the West
Virginia Rules of Civil Procedure and filed within ten days of
judgment being entered suspends the finality of the judgment
and makes the judgment unripe for appeal. When the time for
an appeal is so extended, its full length begins to run from the
date of entry of the order disposing of the motion.
Syl. pt. 4, McCormick v. Allstate Ins. Co., 194 W. Va. 82, 459 S.E.2d 359 (1995).See footnote 11
11
Therefore, the court's March 8, 1999, order denying Roberts' new trial motion re-
activated the appeal period and effectively required Roberts to file his appeal within four
months thereof, or by July 9, 1999. This deadline, though, was also subject to a maximum
two month extension. See W. Va. R. App. P. 3(a).
And, in fact, such an extension was granted. By order entered July 9, 1999,
the circuit court granted Roberts an additional two months within which to file his petition
for appeal. Accordingly, the ultimate deadline for Roberts' appeal was September 10,
1999. As a result of this final appeal period, Roberts filed his petition for appeal on
September 8, 1999.
Nevertheless, Consol continues to argue that Roberts' appeal was untimely.
First, Consol suggests that because Roberts' Rule 59(a) motion for a new trial was
untimely, it was effectively converted into one for relief under Rule 60(b). Cf. Syl. pt. 3,
Lieving v. Hadley, 188 W. Va. 197, 423 S.E.2d 600 (1992) (A motion which would
otherwise qualify as a Rule 59(e) motion that is not filed and served within ten days of the
entry of judgment is a Rule 60(b) motion regardless of how styled and does not toll the
four month appeal period for appeal to this court. (emphasis added)). This contention,
however, we have considered and disposed of in the preceding section. See supra Section
III.A.1. Although Roberts' motion was not filed within the ten day period mandated by
Rule 59(b), we do not find this dereliction, or the circuit court's extension thereof, to be
fatal to his request for relief.
Consol's second basis for contending that Roberts' appeal is untimely is its
assertion that the circuit court lacked jurisdiction to grant Roberts a two month extension
because, it alleges, the appeal period expired before the court entered its July 9, 1999,
order. With this argument, we also disagree. At first blush, it appears that the four month
appeal period, within which such an extension must be granted, see W. Va. R. App. P.
3(a), commenced on March 8, 1999, and expired on July 8, 1999. Based on these dates,
the circuit court's extension order would have been outside of the appeal period. This
calculation, however, is erroneous. According to Rule 16(a) of the West Virginia Rules
of Appellate Procedure,
[i]n computing any period of time prescribed by these
rules, by an order of the Supreme Court, or by any applicable
statute, the day of the act, event, or default from which the
designated period of time begins to run shall not be included.
The last day of the period shall be included, unless it is a
Saturday, a Sunday, or a legal holiday, in which event the
period extends until the end of the next day which is not a
Saturday, a Sunday, or a legal holiday. . . .
Hence, the four month appeal period emanating from the circuit court's March 8, 1999,
order did not commence on that date, but rather on the day thereafter. Counting four
months from March 9, 1999, then, yields a final deadline date of July 9, 1999. Because
the circuit court's order granting a two month extension was entered within the appeal
period, the court acted within its authority. Likewise, Roberts' petition for appeal, which
was filed within the two month extension, also was timely. Finding no basis for granting
its requested relief, we accordingly deny Consol's motion to dismiss Roberts' appeal.
1. Deliberate Intention Cause of Action and the Defense of Contributory Negligence
For his first assignment of error, Roberts argues that the circuit court erred
by denying his motion to strike Consol's defense of contributory negligence.See footnote 12
12
Rule 12(f)
of the West Virginia Rules of Civil Procedure allows a party to move to strike a defense
asserted by the opposing party:
Upon motion made by a party before responding to a
pleading or, if no responsive pleading is permitted by these
rules, upon motion made by a party within 20 days after the
service of the pleading upon the party or upon the court's own
initiative at any time, the court may order stricken from any
pleading any insufficient defense or any redundant, immaterial,
impertinent, or scandalous matter.
Pursuant to this rule, Roberts, on May 22, 1998,See footnote 13
13
moved to strike Consol's affirmative
defense of contributory negligence, which it had asserted in its answer to Roberts'
complaint.See footnote 14
14
Denying Roberts' motion, the circuit court, by order entered July 27, 1998,
ruled
[i]nasmuch as the defendant Consolidation Coal
Company's Fifth[See footnote 15
15
] and Twelfth[See footnote 16
16
] defenses appeared to be the
same comparative fault-type defenses[See footnote 17
17
] worded slightly
differently, the Court considered them simultaneously. The
Court found plaintiffs' argument well taken and held that the
defendant Consolidation Coal Company will not be permitted
to offer evidence as to the comparative fault of Mr. Roberts as
a reduction or bar to his damages unless the defendant
Consolidation Coal Company offers evidence of deliberate
intent under the same five factor test or standard of conduct
that the plaintiff will be bound to prove as against
Consolidation Coal Company. The Court will not permit a
comparison of degrees of conduct by Mr. Roberts which are
less than degrees of conduct which must be proven as against
Consolidation Coal Company. In other words, Consolidation
Coal Company may not offer negligent acts of Mr. Roberts in
its presentation of comparative fault.
To the extent that the comparative fault defenses of
Consolidation Coal Company attempt to use conduct of Mr.
Roberts of a negligent, or other degree of fault less than the
proof of all five elements of the five factor test found in West
Virginia Code § 23-4-2 (as alleged by plaintiffs), the defenses
are stricken. The Court will allow the jury in this matter to
consider comparative fault only if Consolidation Coal
Company has shown that each of the elements of the five
factor test in West Virginia Code § 23-4-2 apply to the conduct
of Mr. Roberts via appropriate evidence.[See footnote 18
18
]
(Footnotes added). Consequently, Consol was then permitted, during the jury trial of
Roberts' deliberate intent action, to defend by raising the issue of the plaintiff's
contributory negligence.
Ordinarily, a Rule 12(f) motion must be considered solely in the context of
the pleadings, without resort to extrinsic evidence and the like. Syl. pt. 3, Toler v.
Shelton, 159 W. Va. 476, 223 S.E.2d 429 (1976) (A motion under Rule 12(f) W. Va.
R.C.P., goes solely to the sufficiency of defenses as they are presented in the pleadings
and matters outside the pleadings, such as affidavits, may not be used or considered.).
In this sense, a court is expected to determine whether a particular defense is proper based
upon the conduct alleged in the complaint and the law applicable thereto. Thus, oftentimes
a circuit court considering a Rule 12(f) motion is required to decide a question of law, to
which ruling we apply a de novo standard of review. See Syl. pt. 1, Chrystal R.M. v.
Charlie A.L., 194 W. Va. 138, 459 S.E.2d 415 (1995).
In his complaint, Roberts averred that the accident of March 16, 1994, and
his injuries resulting therefrom, could be attributed to Consol's violation of W. Va. Code
§§ 23-4-2(b), (c)(2)(ii) (1991) (Cum. Supp. 1991).See footnote 19
19
This statute provides, in relevant
part:
(b) If injury or death results to any employee from the
deliberate intention of his employer to produce such injury or
death, the employee, the widow, widower, child or dependent
of the employee shall have the privilege to take under this
chapter, and shall also have cause of action against the
employer, as if this chapter had not been enacted, for any
excess of damages over the amount received or receivable
under this chapter.
. . . .
[(c)](2) The immunity from suit provided under this
section and under section six-a [§ 23-2-6a], article two of this
chapter, may be lost only if the employer or person against
whom liability is asserted acted with deliberate intention.
This requirement may be satisfied only if:
(i) It is proved that such employer or person against
whom liability is asserted acted with a consciously,
subjectively and deliberately formed intention to produce the
specific result of injury or death to an employee. This
standard requires a showing of an actual, specific intent and
may not be satisfied by allegation or proof of (A) Conduct
which produces a result that was not specifically intended; (B)
conduct which constitutes negligence, no matter how gross or
aggravated; or (C) willful, wanton or reckless misconduct; or
(ii) The trier of fact determines, either through specific
findings of fact made by the court in a trial without a jury, or
through special interrogatories to the jury in a jury trial, that
all of the following facts are proven:
(A) That a specific unsafe working condition existed in
the workplace which presented a high degree of risk and a
strong probability of serious injury or death;
(B) That the employer had a subjective realization and
an appreciation of the existence of such specific unsafe
working condition and of the high degree of risk and the strong
probability of serious injury or death presented by such
specific unsafe working condition;
(C) That such specific unsafe working condition was a
violation of a state or federal safety statute, rule or regulation,
whether cited or not, or of a commonly accepted and
well-known safety standard within the industry or business of
such employer, which statute, rule, regulation or standard was
specifically applicable to the particular work and working
condition involved, as contrasted with a statute, rule,
regulation or standard generally requiring safe workplaces,
equipment or working conditions;
(D) That notwithstanding the existence of the facts set
forth in subparagraphs (A) through (C) hereof, such employer
nevertheless thereafter exposed an employee to such specific
unsafe working condition intentionally; and
(E) That such employee so exposed suffered serious
injury or death as a direct and proximate result of such specific
unsafe working condition. . . .
As is our usual custom when faced with an issue involving a legislative
enactment, we first seek to ascertain the intent underlying the provision. Syl. pt. 6, State
ex rel. ACF Indus., Inc. v. Vieweg, 204 W. Va. 525, 514 S.E.2d 176 (1999) ('The
primary object in construing a statute is to ascertain and give effect to the intent of the
Legislature.' Syllabus point 1, Smith v. State Workmen's Compensation Commissioner,
159 W. Va. 108, 219 S.E.2d 361 (1975).). Once we have gleaned such an intent, we
must then apply the statute as written, without further construction thereof, where its
language is plain.
In accordance with general principles relating to
construction of statutes, it is settled by prior decisions of this
Court that when the language of a workmen's compensation
statute is clear and unambiguous and the legislative intent is
clearly disclosed by such language, it is the duty of the courts
to apply such a statute according to the legislative intent
therein clearly expressed.
Bounds v. State Workmen's Compensation Comm'r, 153 W. Va. 670, 676, 172 S.E.2d
379, 383 (1970) (citations omitted). See also Syl. pt. 3, Michael v. Marion County Bd.
of Educ., 198 W. Va. 523, 482 S.E.2d 140 (1996) ('Where the language of a statute is
clear and without ambiguity the plain meaning is to be accepted without resorting to the
rules of interpretation.' Syl. Pt. 2, State v. Elder, 152 W. Va. 571, 165 S.E.2d 108
(1968).).
Looking to another portion of W. Va. Code § 23-4-2, namely subsection
(c)(1), we find the Legislature's intention to be expressly stated:
It is declared that enactment of this chapter and the
establishment of the workers' compensation system in this
chapter was and is intended to remove from the common law
tort system all disputes between or among employers and
employees regarding the compensation to be received for
injury or death to an employee except as herein expressly
provided, and to establish a system which compensates even
though the injury or death of an employee may be caused by
his own fault or the fault of a co-employee; that the immunity
established in sections six and six-a [§§ 23-2-6 and 23-2-6a],
article two of this chapter, is an essential aspect of this
workers' compensation system; that the intent of the
Legislature in providing immunity from common law suit was
and is to protect those so immunized from litigation outside the
workers' compensation system except as herein expressly
provided; that, in enacting the immunity provisions of this
chapter, the Legislature intended to create a legislative
standard for loss of that immunity of more narrow application
and containing more specific mandatory elements than the
common law tort system concept and standard of willful,
wanton and reckless misconduct; and that it was and is the
legislative intent to promote prompt judicial resolution of the
question of whether a suit prosecuted under the asserted
authority of this section is or is not prohibited by the immunity
granted under this chapter.
W. Va. Code § 23-4-2(c)(1) (emphasis added). In fact, we have specifically recognized
that a deliberate intention action is sanctioned and governed by the workers' compensation
statutory law in this State, and not by the common law.See footnote 20
20
W. Va. Code 23-4-2(c) (1991) represents the wholesale
abandonment of the common law tort concept of a deliberate
intention cause of action by an employee against an employer,
to be replaced by a statutory direct cause of action by an
employee against an employer expressed within the workers'
compensation system.
Syl. pt. 2, Bell v. Vecellio & Grogan, Inc., 197 W. Va. 138, 475 S.E.2d 138 (1996).
Having ascertained the legislative intent of W. Va. Code § 23-4-2(c), and finding the
language of such provision to be plain, we proceed to consider the merits of Roberts'
argument.
Referring again to the above-quoted language, we find that, in enacting this
provision, the Legislature intended to establish a system which compensates even though
the injury or death of an employee may be caused by his own fault. W. Va. Code § 23-4-
2(c)(1). Simply stated, [t]he Workmen's Compensation Act, Code, Chapter 23, as
amended, insures employees, within the provisions of the Act, against the negligence of
their employers and against the operation of the doctrines of contributory negligence and
assumption of the risk, and the fellow servant rule. Syl. pt. 7, Thompson v. State
Compensation Comm'r, 133 W. Va. 95, 54 S.E.2d 13 (1949). Accord Long Flame Coal
Co. v. State Compensation Comm'r, 111 W. Va. 409, 413, 163 S.E. 16, 17-18 (1932)
(By the Compensation Act, the employee is insured not only against injuries from
negligence of the employer but also against the result of his own contributory negligence,
and his common law assumption of risk.). As an employee's cause of action for
deliberate intention comes squarely within the parameters of the workers' compensation
statutes, it seems only fitting, then, that an employer's defenses to such an action should
likewise be governed by the pertinent statutory law.
It has been held repeatedly by this Court that the right
to workmen's compensation benefits is based wholly on
statutes, in no sense based on the common law; that such
statutes are sui generis and controlling; that the rights,
remedies and procedures thereby provided are exclusive; that
the commissioner is authorized to award and pay benefits and
that a claimant is authorized to demand payment of benefits
only in such manner and in such amounts as are authorized by
applicable statutes.
Bounds v. State Workmen's Compensation Comm'r, 153 W. Va. at 675, 172 S.E.2d at
382-83 (citations omitted). Accord Boyd v. Merritt, 177 W. Va. 472, 474, 354 S.E.2d
106, 108 (1986) (The right to workers' compensation benefits is wholly a creature of
statute[.]); Syl. pt. 2, in part, Dunlap v. State Compensation Dir., 149 W. Va. 266, 140
S.E.2d 448 (1965) (The right to workmen's compensation benefits is wholly statutory.).
A review of the body of workers' compensation statutes indicates that there appear to exist few preclusions to an employee's recovery of benefits. Primarily, an employee's claim must come within the rubric of an occupational injury or disease to entitle him/her to an award workers' compensation benefits. See W. Va. Code § 23-4-1 (1989) (Repl. Vol. 1998) (directing workers' compensation commissioner to make disbursements to the employees of employers subject to this chapter, which employees have received personal injuries in the course of and resulting from their covered employment or to the dependents, if any, of such employees in case death has ensued).
Likewise, such work-related injury must be a compensable occupational injury or disease.
See, e.g., W. Va. Code § 23-4-1e(b) (1993) (Repl. Vol. 1998) (exempting from
compensable claims injuries or diseases sustained by an incarcerated individual in the
course of and resulting from his or her work during such period of incarceration which
work is imposed by the administration of the penitentiary or jail); W. Va. Code § 23-4-1f
(1993) (Repl. Vol. 1998) (precluding recovery for mental-mental claims); W. Va. Code
§ 23-4-9b (1986) (Repl. Vol. 1998) (excluding from compensability preexisting definitely
ascertainable impairment resulting from an occupational or a nonoccupational injury,
disease, or any other cause, whether or not disabling). Cf. W. Va. Code § 23-4-19
(1993) (Repl. Vol. 1998) (criminalizing the wrongful procurement of workers'
compensation benefits and denominating such crime a felony).See footnote 21
21
Where a claim for benefits would otherwise presumably be compensable, an
employer has at its disposal two definitely-enumerated defenses to the employee's receipt
of benefits:
Notwithstanding anything hereinbefore or hereinafter
contained, no employee or dependent of any employee shall be
entitled to receive any sum from the workers' compensation
fund, or to direct compensation from any employer making the
election and receiving the permission mentioned in section nine
[§ 23-2-9], article two of this chapter, or otherwise under the
provisions of this chapter, on account of any personal injury to
or death to any employee caused by a self-inflicted injury or
the intoxication of such employee. . . .
W. Va. Code § 23-4-2(a) (emphasis added).See footnote 22
22
With respect to an employee's self-
inflicted injury, we wish to clarify the precise nature of such an injury that would
preclude an employee's receipt of workers' compensation benefits. A self-inflicted
injury, such as would bar recovery, is an intentionally-inflicted injury. It is not a
negligently-inflicted injury as the governing statutes specifically establish a no-fault system
of workers' compensation. See W. Va. Code § 23-4-2(c)(1) (announcing intent to
establish a system which compensates even though the injury or death of an employee may
be caused by his own fault or the fault of a co-employee). See also Syl. pt. 4, Smith v.
Workmen's Compensation Comm'r, 159 W. Va. 108, 219 S.E.2d 361 ('That which is
necessarily implied in a statute, or must be included in it in order to make the terms
actually used have effect, according to their nature and ordinary meaning, is as much a
part of it as if it had been declared in express terms.' Syllabus point 14., State v. Harden,
62 W. Va. 313, 58 S.E. 715 (1907).); Syl. pt. 2, Click v. Click, 98 W. Va. 419, 127
S.E. 194 (1925) (It is the duty of a court to construe a statute according to its true intent,
and give to it such construction as will uphold the law and further justice. It is as well the
duty of a court to disregard a construction, though apparently warranted by the literal sense
of the words in a statute, when such construction would lead to injustice and absurdity.).
Be that as it may, a self-inflicted injury cannot be equated with conduct committed with deliberate intention per se, as that term is used in reference to an employee's claim against his/her employer in accordance with W. Va. Code §§ 23-4-2(b)- (c). This is so because the Legislature, in no uncertain terms, construes deliberate intention to be chargeable solely to an employer and not to an employee. See, e.g., W. Va. Code § 23-4-2(b) (referring to the deliberate intention of his employer (emphasis added)); W. Va. Code § 23-4-2(c)(2) (indicating statutory immunity may be lost only if the employer or person against whom liability is asserted acted with 'deliberate intention' (emphasis added)). In any event, an employer asserting an employee's self-inflicted injury as a defense to his/her claim for benefits must establish that the injury alleged to have been self-inflicted is the proximate cause of the occupational illness or disease for which the employee seeks benefits. See Hall v. State Workmen's Compensation Comm'r, 172 W. Va. 87, 89, 303 S.E.2d 726, 727 (1983) (recognizing that W. Va. Code, 23-4-2 [1969] expressly states that an employee's death, which results from a self-inflicted injury, is not compensable (footnote omitted)). But see Hall, 172 W. Va. at 89, 303 S.E.2d at 727 (observing that the general rule, to which the overwhelming majority of jurisdictions adhere, allows compensation if a substantial causal relationship can be shown to exist between a worker's employment and that worker's suicide (footnote omitted)); Syl. pt. 1, id. (An employee's suicide which arises in the course of and results from covered employment is compensable under W. Va. Code, 23-4-1 [1974], provided, (1) the employee sustained an injury which itself arose in the course of and resulted from covered employment, and (2) without that injury the employee would not have developed a mental disorder of such degree as to impair the employee's normal and rational judgment, and (3) without that mental disorder the employee would not have committed suicide.); Prince v. Compensation Comm'r, 123 W. Va. 67, 72, 13 S.E.2d 396, 399 (1941) (Fox, J., dissenting) (suggesting that [t]he only distinction between self-inflicted injury and willful misconduct is that in one case the injury is the result of a deliberate act of the party, whereas in the other he ordinarily places himself in position to receive the injury through other agencies).
Apart from intoxication and a self-inflicted injury, however, the governing
statutes do not provide employers with any other defenses to a claim for workers'
compensation benefits.See footnote 23
23
Similarly, our adoption, by way of implication, of additional
defenses sounding in contributory negligence would be inconsistent with the definite
legislative intent to to establish a system which compensates even though the injury or
death of an employee may be caused by his own fault. W. Va. Code § 23-4-2(c)(1).
Applying the plain statutory language, then, we hold that when an employee asserts a
deliberate intention cause of action against his/her employer, pursuant to W. Va. Code
§§ 23-4-2(b)-(c) (1991) (Cum. Supp. 1991), the employer may not assert the employee's
contributory negligence as a defense to such action. Likewise, the circuit court's ruling
allowing Consol to assert a hybrid contributory negligence/deliberate intention defense in
answer to Roberts' deliberate intention claim has no basis in the controlling statutes.
Accordingly, we hold further that an employer defending against its employee's deliberate
intention action, which suit has been brought pursuant to W. Va. Code §§ 23-4-2(b)-(c)
(1991) (Cum. Supp. 1991), may not assert as a defense thereto the employee's deliberate
intention, as that term is construed by W. Va. Code § 23-4-2(c)(2), in causing or
contributing to his/her occupational injury or disease.See footnote 24
24
Lastly, we hold that an employer
may, in response to an employee's deliberate intention action filed in accordance with
W. Va. Code §§ 23-4-2(b)-(c) (1991) (Cum. Supp. 1991), assert as a defense thereto that
the occupational injury or disease for which the employee seeks compensation was
intentionally self-inflicted by the employee. W. Va. Code § 23-4-2(a) (1991) (Cum. Supp.
1991).
As the hybrid defense of contributory negligence/deliberate intention asserted
by Consol, and permitted by the circuit court, has no basis in the worker's compensation
law of this State, we find that the circuit court erred by denying Roberts' motion to strike
such defense and, therefore, reverse that ruling. Because the allowance of this defense
tainted the trial of Roberts' deliberate intention claim and played an integral role in the
entirety of the proceedings, from the admission and exclusion of evidence to the jury's
ultimate verdict and award of damages, we are left with no choice but to remand this case
for a new trial.
2. Additional Assignments of Error
Roberts additionally contends that the circuit court erred by (1) failing to
obtain a final ruling from the discovery commissioner to whom certain discovery issues
had been assigned for resolution; (2) not bifurcating the liability and damages portions of
the trial from the determination of the workers' compensation offset; (3) admitting some,
and excluding other, various evidentiary matters; and (4) upholding the jury's verdict
despite insufficient evidence therefor and an inadequate award of damages thereon.
a. Incomplete discovery.
Roberts also assigns error to the circuit court's failure to compel a final
ruling on a disputed discovery issue that had been referred to a discovery commissioner.
The unresolved discovery issue involved Plaintiff's Interrogatory Number 20 which
requested Consol to [s]tate the name and address of any person who [it] knows or [has]
reasons to believe has sustained any injury while using the support shield in question or
similar support shields. Following Consol's failure to provide the requested information,
Roberts filed a motion to compel discovery on January 13, 1998. By order entered
January 20, 1998, the circuit court referred this discovery issue, as well as several others,
to a discovery commissioner for final resolution, directing that [t]he parties hereto each
shall first deposit One Hundred Dollars ($100.00) with the Clerk of the Court. The court
further ordered that [t]his matter shall be heard by the [Discovery] Commissioner and the
Recommended Order report filed with the Court within twenty (20) days; otherwise this
discovery issue shall be deemed moot. Following this referral, the appointed discovery
commissioner was replaced with a second commissioner. As a result of the
commissioner's involvement, it appears that a number of the discovery issues were finally
resolved. However, no final ruling was issued with respect to Plaintiff's Interrogatory
Number 20.
In our decision of this issue, we note, at the outset, a number of unresolved
factual questions that are not apparent from the appellate record. We are particularly
troubled by the allegations of Consol that Roberts failed to comply with the requirement
of depositing a sum certain with the circuit court clerk and by the express terms of the
order whereby the contested issue could essentially expire if it was not decided promptly.
Both of these queries remain unanswered by the record before us, and, so, we first direct
the circuit court, on the remand of this case, to ascertain whether, in fact, Roberts
complied with the deposit requirement. Furthermore, while it appears that personnel
changes are partially to blame for the lack of diligence in resolving this discovery dispute,
the circuit court should further determine whether the failure to obtain a final ruling in a
timely manner can be attributed to either or both parties. The ultimate goal of the circuit
court's resolution of these factual disputes is to determine whether Roberts has, by lack of
compliance, due diligence, or otherwise, waived his right to the requested relief.
Having discussed the factual difficulties with this issue, we turn now to
examine the applicable law. Rule 37(a) of the West Virginia Rules of Civil Procedure
permits a party to move for an order compelling discovery. W. Va. R. Civ. P. 37(a) (A
party, upon reasonable notice to other parties and all persons affected thereby, may apply
for an order compelling discovery . . . .). Generally this Court reviews a circuit court's
ruling on a discovery request for an abuse of discretion. State ex rel. Ward v. Hill, 200
W. Va. 270, 275, 489 S.E.2d 24, 29 (1997). Where, however, 'the trial court makes no
findings,' we proceed under a heightened review of the lower court's discovery ruling.
Id., 200 W. Va. at 276, 489 S.E.2d at 30 (quoting State ex rel. United States Fidelity &
Guar. Co. v. Canady, 194 W. Va. 431, 439, 460 S.E.2d 677, 685 (1995) (internal
citations and quotations omitted)) (additional citations omitted).
Here, the circuit court, though referring the matter to a discovery
commissioner, essentially made no findings on the merits of the discovery request.
Additionally, we are especially troubled that no final recommendation was issued by the
discovery commissioner given that the issue in contention was directly related to an
essential element of Roberts' deliberate intention case. See Syl. pt. 3, Blevins v. Beckley
Magnetite, Inc., 185 W. Va. 633, 408 S.E.2d 385 (1991) (Given the statutory framework
of W. Va. Code §§ 23-4-2(c)(2)(i) and (ii), (1983, 1991) which equates proof of the five
requirements listed in W. Va. Code § 23-4-2(c)(2)(ii) with deliberate intention, a plaintiff
attempting to impose liability on the employer must present sufficient evidence, especially
with regard to the requirement that the employer had a subjective realization and an
appreciation of the existence of such specific unsafe working condition and the strong
probability of serious injury or death presented by such specific unsafe working condition.
This requirement is not satisfied merely by evidence that the employer reasonably should
have known of the specific unsafe working condition and of the strong probability of
serious injury or death presented by that condition. Instead, it must be shown that the
employer actually possessed such knowledge. (emphasis added)). Therefore, due to the
importance of the evidence sought to be discovered vis-a-vis Roberts' burden of proof, we
instruct the circuit court, if the factual circumstances determined above so warrant,See footnote 25
25
to
obtain a final determination of this discovery matter prior to the commencement of the new
trial in this case.
b. Bifurcation of liability and damages and workers' compensation
offset.
Roberts' next assignment of error, which pertains to bifurcation, has two
distinct components. First, Roberts complains that the circuit court erroneously denied his
motion to bifurcate the liability and damages portion of the trial from the determination of
the workers' compensation offset as suggested by the dissenting opinion in Mooney v.
Eastern Associated Coal Corp., 174 W. Va. 350, 326 S.E.2d 427 (1984).See footnote 26
26
This standard
has not, however, been adopted as a required method of procedure in deliberate intention
cases. Therefore, the law generally applicable to the propriety of bifurcation in a
particular case controls.
The court, in furtherance of convenience or to avoid
prejudice, or when separate trials will be conducive to
expedition and economy, may order a separate trial of any
claim, . . . or of any separate issue or any number of claims
. . . or issues, always preserving inviolate the right of trial by
jury as declared by Article III, Section 13 of the West Virginia
Constitution or as given by a statute of this State.
W. Va. R. Civ. P. 42(c) (emphasis added). To this end,
[p]arties moving for separate trials of issues pursuant
to West Virginia Rule of Civil Procedure 42(c), or the court if
acting sua sponte, must provide sufficient justification to
establish for review that informed discretion could have
determined that the bifurcation would promote the recognized
goals of judicial economy, convenience of the parties, and the
avoidance of prejudice, the overriding concern being the
provision of a fair and impartial trial to all litigants. Syl. pt.
6, Bennett v. Warner, 179 W. Va. 742, 372 S.E.2d 920
(1988).
Syl. pt. 2, Barlow v. Hester Indus., Inc., 198 W. Va. 118, 479 S.E.2d 628 (1996). Thus,
[t]he burden of persuasion is placed upon the shoulders
of the party moving for bifurcation. A trial judge may insist
on an explanation from the moving party as to why bifurcation
is needed. If the explanation reveals that the integrity of the
adversarial process which depends upon the truth-determining
function of the trial process would be harmed in a unitary trial,
it would be entirely consistent with a trial court's authority to
grant the bifurcation motion. Syl. pt. 5, State v. LaRock, 196
W. Va. 294, 470 S.E.2d 613 (1996).
Syl. pt. 1, Barlow, 198 W. Va. 118, 479 S.E.2d 628.
From our review of Roberts' arguments and the appellate record in this case,
we are not convinced that Roberts has demonstrated the compelling prejudice necessary
to overcome the circuit court's exercise of discretion.
To demonstrate that the trial court abused its discretion, a
showing of 'compelling prejudice' is required. 'Compelling
prejudice' exists where a [party] can demonstrate that without
bifurcation he or she was unable to receive a fair trial . . . and
that the trial court could afford no protection from the
prejudice suffered. In short, this Court will grant relief only
if the appellant can show prejudice amounting to fundamental
unfairness.
Id., 198 W. Va. at 127, 479 S.E.2d at 637 (quoting State v. LaRock, 196 W. Va. at 315,
470 S.E.2d at 634). Under the facts and circumstances involved in the instant appeal, we
cannot conclude that Roberts sustained fundamental unfairness as a result of the circuit
court's decision not to bifurcate the underlying trial proceedings. Accordingly, we affirm
the circuit court's ruling in this regard.
Second, Roberts contends that the circuit court erroneously instructed the
jury as to the effect of his recovery of workers' compensation benefits on the measure of
damages to be calculated by the jury. The portion of the court's charge to the jury to
which Roberts assigns error states:
Under West Virginia workers' compensation laws, an
employee injured on the job, such as Steven Roberts, receives
workers' compensation benefits for medical care and
treatment, plus financial support in lieu of regular wages, for
an on-the-job injury, even if the injury was his own fault or the
fault of a fellow employee.
Following the above-quoted instruction challenged by Roberts, which was included in a
cursory explanation of West Virginia workers' compensation law, the court further
instruct[ed] the Jury that, if you find in favor of the Plaintiff,
you should award him the full amount of compensation that
you conclude he is entitled to receive under the standards set
forth in these instructions and, in doing so, you should not
deduct any amount of money for worker's compensation
benefits which he has received in the past or which he may
receive in the future. If you find in favor of the Plaintiff and
award him damages, the Court will then deduct, from the
damages that you award him, an amount equal to the value of
worker's compensation benefits which the Plaintiff is entitled
to receive.
(Emphasis added). This second-quoted instruction directly conflicts with our prior
decision in Syllabus point 1 of Mooney v. Eastern Associated Coal Corp., 174 W. Va.
350, 326 S.E.2d 427, wherein we held [i]n a civil action brought under the deliberate
intent provisions of W. Va. Code, 23-4-2 [1969], evidence of the value of compensation
benefits must be submitted to the jury with instructions that any verdict for the plaintiff
shall be for damages in excess of such benefits. (Second emphasis added). Pursuant to
the circuit court's instruction, the jury is requested to do precisely the opposite of that
which is mandated by our prior decision in Mooney. Instead of directing the jury to make
an award for the damages Roberts sustained, which damages exceed the workers'
compensation benefits he previously has received, the circuit court's instruction expressly
commands the jury to forego any such adjustment. Thus, we find this instruction to be
erroneous as an incorrect statement of the applicable law.
Ordinarily,
[t]he formulation of jury instructions is within the broad
discretion of a circuit court, and a circuit court's giving of an
instruction is reviewed under an abuse of discretion standard.
A verdict should not be disturbed based on the formulation of
the language of the jury instructions so long as the instructions
given as a whole are accurate and fair to both parties.
Syl. pt. 6, Tennant v. Marion Health Care Found., Inc., 194 W. Va. 97, 459 S.E.2d 374
(1995). Where, however, the instructions are incorrect as a matter of law, we will not
hesitate to override the lower court's instructional discretion. State v. Guthrie, 194
W. Va. 657, 672, 461 S.E.2d 163, 178 (1995). Because we conclude that the circuit court
improperly instructed the jury as to the method by which it should calculate Roberts'
damages vis-a-vis his workers compensation benefits, we reverse the circuit court's ruling
in this regard.
c. Admission and exclusion of evidence.
Roberts further contends that the circuit court erred by making improper
evidentiary rulings. While this assignment of error is no longer dispositive of the case, see
supra Section III.B.1., we nevertheless feel compelled to provide it brief treatment since
it is capable of repetition during the proceedings on remand. First, Roberts finds fault
with the circuit court's decision to admit into evidence (1) a laboratory report indicating
that cannabinoid, e.g., marijuana, and benzodiazepine, e.g., Valium, were present in his
body on the night of the accident and (2) out-patient psychological records referencing
Roberts' addictions to marijuana and alcohol. Where matters of admissibility are
concerned, generally the decision of whether to admit the evidence in question is
committed to the presiding judge's sound discretion. Syl. pt. 9, Tudor v. Charleston Area
Med. Ctr., Inc., 203 W. Va. 111, 506 S.E.2d 554 (1997) ('The West Virginia Rules of
Evidence . . . allocate significant discretion to the trial court in making evidentiary . . .
rulings. Thus, rulings on the admissi[on] of evidence . . . are committed to the discretion
of the trial court. Absent a few exceptions, this Court will review evidentiary . . . rulings
of the circuit court under an abuse of discretion standard.' Syl. Pt. 1, in part, McDougal
v. McCammon, 193 W. Va. 229, 455 S.E.2d 788 (1995).). Accord Syl. pt. 5, State ex
rel. Ward v. Hill, 200 W. Va. 270, 489 S.E.2d 24; Syl. pt. 2, State v. Perolis, 183
W. Va. 686, 398 S.E.2d 512 (1990).See footnote 27
27
In the same manner, Roberts urges that the circuit court erred by excluding
from evidence (1) an MSHA citation issued to Consol following an allegedly similar
accident at another of its mines and (2) various MSHA documents upon which Roberts'
expert witness relied in forming his expert opinion as to Consol's subject realization of the
unsafe working condition. 'When evidence is excluded and the action of the court in
excluding it is relied upon in the appellate court, it must appear on the record that the
evidence rejected was or would have been relevant, material and important to make its
rejection available as a ground of error.' Syllabus Point 5, Maxwell v. Kent, 49 W. Va.
542, 39 S.E. 174 (1901). Syl. pt. 15, Board of Educ. of McDowell County v. Zando,
Martin & Milstead, Inc., 182 W. Va. 597, 390 S.E.2d 796 (1990). Cf. W. Va. R. Civ.
P. 61 (No error in either the admission or the exclusion of evidence . . . is ground . . .
for setting aside a verdict or for vacating, modifying or otherwise disturbing a judgment
or order, unless refusal to take such action appears to the court inconsistent with
substantial justice. The court at every stage of the proceeding must disregard any error
or defect in the proceeding which does not affect the substantial rights of the parties.).See footnote 28
28
Even though circuit courts enjoy broad discretion in making evidentiary
rulings, they nevertheless are required to abide by and employ the applicable Rules of
Evidence in making such determinations. Specifically, Rules 401, 402, and 403 of the
West Virginia Rules of Evidence dictate when evidence is relevant and admissible and
when, despite these qualities, evidence should be excluded. Although relevant, evidence
may be excluded if its probative value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury, or by considerations of undue
delay, waste of time, or needless presentation of cumulative evidence. W. Va. R. Evid.
403.See footnote 29
29
Therefore, we direct the circuit court, on remand, to properly consider the evidence
proffered by the parties in light of the applicable rules.See footnote 30
30
d. Remaining errors.
Roberts' last two assignments of error concern the sufficiency of the evidence
and the adequacy of the damages awarded in the underlying trial. As we have concluded
that the hybrid contributory negligence/deliberate intention defense was not available to
Consol and that the allowance of it requires a new trial, it would be futile to consider
whether the evidence presented in support of this erroneous defense was sufficient or
whether the damages awarded despite this improper theory of law were adequate.
Therefore, we decline further consideration of these matters. See supra note 8.
[w]hen by these rules or by a notice given thereunder or by order of court an act is required or allowed to be done at or within a specified time, all the parties to the action, by written stipulation filed with the court, may agree at any time to a different period, or the court for cause shown may at any time in its discretion (1) with or without motion or notice order the period enlarged if request therefor is made before the expiration of the period originally prescribed or as extended by a previous order, or (2) upon motion made after the expiration
of the specified period permit the act to be done where the
failure to act was the result of excusable neglect; but it may not
extend the time for taking any action under Rules 50(b), 52(b),
59(b), (d) and (e), and 60(b), except to the extent and under
the conditions stated in them.
(Emphasis added).
256 S.E.2d at 885 (announcing Court's departure from former rule of contributory negligence). Therefore, for ease of reference and to maintain consistency with the law of this State, we will refer to the defense at issue in this assignment of error as one of contributory negligence, though we remain mindful that the defense allowed by the circuit court does not contemplate such a defense in its truest sense.
Vol. 1998). These alterations primarily have been grammatical in nature and have not affected the substance of those portions of the statute relevant to our decision herein. See id.
on account of any personal injury to or death to any employee
caused by a self-inflicted injury, willful misconduct, willful
disobedience to such rules and regulations as may be adopted
by the employer and approved by the commissioner of labor or
director of the department of mines, and which rules and
regulations have been and are kept posted in conspicuous
places in and about the work, willful self-exposure in case of
occupational pneumoconiosis or other occupational disease, as
defined herein, or the intoxication of such employee, or the
failure of such employee to use or make use of any protective
or safety appliance or appliances prescribed by the
commissioner and furnished by the employer for the use of or
applicable to such employee. . . .
W. Va. Code § 23-4-2 (1969) (Repl. Vol. 1978).
in deliberate intention cases in favor of a bifurcated proceeding:
The majority opinion, particularly in Syllabus Point 1,
indicates that in a Mandolidis suit, the issues of liability,
damages and the workers' compensation benefits offset must
be decided in a single trial. While such a procedure may be
appropriate in certain cases, I believe that in many cases,
having a jury address all of these extremely complex issues
and mathematical calculations in a single trial would be unduly
burdensome. A better procedure, one that was followed by the
trial court in this case, would be to have a bifurcated trial.
The first part of the trial would decide liability and damages
under Mandolidis, and the second phase would decide the
workers' compensation benefits offset received by the plaintiff.
By bifurcating the trial in this manner, the jury would be able
to separate the damage calculations from the offset
calculations. Furthermore, if the jury finds no liability in the
first part of the trial, then there would be no need to present
any evidence on the workers' compensation benefits offset.
Mooney v. Eastern Assoc. Coal Corp., 174 W. Va. 350, 356, 326 S.E.2d 427, 433 (1984)
(Miller, J., dissenting).
Where an offer of evidence is made under Rule 404(b) of the West Virginia Rules of Evidence, the trial court, pursuant to Rule 104(a) of the West Virginia Rules of Evidence, is to determine its admissibility. Before admitting the evidence, the trial court should conduct an in camera hearing as stated in State v. Dolin, 176 W. Va. 688, 347 S.E.2d 208 (1986). After hearing the evidence and arguments of counsel, the trial court must be satisfied by a preponderance of the evidence that the acts or conduct occurred and that the defendant committed the acts. If the trial court does not find by a preponderance of the evidence that the acts or conduct w[ere] committed or that the defendant was the actor, the evidence should be excluded under Rule 404(b). If a sufficient showing has been made, the trial court must then determine the relevancy of the evidence under Rules 401 and 402 of the West Virginia Rules of Evidence and conduct the balancing required
under Rule 403 of the West Virginia Rules of Evidence. If the
trial court is then satisfied that the Rule 404(b) evidence is
admissible, it should instruct the jury on the limited purpose
for which such evidence has been admitted. A limiting
instruction should be given at the time the evidence is offered,
and we recommend that it be repeated in the trial court's
general charge to the jury at the conclusion of the evidence.
Syl. Pt. 2, State v. McGinnis, 193 W. Va. 147, 455 S.E.2d
516 (1994).
Syl. pt. 11, Tudor v. Charleston Area Med. Ctr., Inc., 203 W. Va. 111, 506 S.E.2d 554
(1997).
W. Va. 62, 410 S.E.2d 701 (Rules 402 and 403 of the West Virginia Rules of Evidence [1985] direct the trial judge to admit relevant evidence, but to exclude evidence whose probative value is substantially outweighed by the danger of unfair prejudice . . . .).