Jesse O. Gullis, Jr., Esq.
Lewisburg, West Virginia
Attorney for the Appellants
Eric M. Francis, Esq.
Lewisburg, West Virginia
Attorney for the Appellees
Gregory W. Bailey, Esq.
Charleston, West Virginia
Attorney for Amici Curiae, The West Virginia Association of School Administrators,
and the Boards of Educations of Barbour, Boone, Gilmer, Jackson, Kanawha, McDowell,
Pocahontas, Roane, Taylor, Tucker, Wayne, Wetzel & Wyoming Counties
Jodie M. Boylen, Esq.
Assistant, Wood County Prosecutor's Office
Parkersburg, West Virginia
Attorney for Amicus Curiae, The Board of Education of the County of Wood
JUDGE RECHT, sitting by temporary assignment, delivered the Opinion of the Court.
CHIEF JUSTICE McHUGH concurs, in part, and dissents, in part, and reserves the
right to file a separate opinion.
JUSTICE WORKMAN reserves the right to file a dissenting and/or concurring opinion.
1. A circuit court's interpretation of the West Virginia Constitution is
reviewed de novo.
2. "The mandatory requirements of 'a thorough and efficient system of free
schools' found in Article XII, Section 1 of the West Virginia Constitution, make education
a fundamental, constitutional right in this State." Syllabus Point 3, Pauley v. Kelly, 162 W.
Va. 672, 255 S.E.2d 859 (1979).
3. Because West Virginia Constitution in Article XII, Section 1 recognizes
education as a fundamental right, under the equal protection clause, any denial of the right
to an education cannot withstand strict scrutiny unless the State can demonstrate some
compelling State interest to justify that denial.
4. Implicit within the West Virginia constitutional guarantee of "a
thorough and efficient system of free schools" is the need for a safe and secure school
environment. Without a safe and secure environment, a school is unable to fulfill its basic
purpose of providing an education. However, the State, by refusing to provide any form of
alternative education, has failed to tailor narrowly the measures needed to provide a safe and
secure school environment. Therefore, we find that the "thorough and efficient" clause of Article XII, Section 1 of the West Virginia Constitution, requires the creation of an
alternative program for pupils suspended or expelled from their regular educational program
for a continuous period of one year for the sole reason of possessing a firearm or other
deadly weapon at an educational facility. To the extent that Keith D. v. Ball, 177 W. Va. 93,
350 S.E.2d 720 (1986), is inconsistent with this opinion, it is modified.
5. "'A writ of mandamus will not issue unless three elements coexist--(1)
the existence of a clear right in the petitioner to the relief sought; (2) the existence of a legal
duty on the part of respondent to do the thing which petitioner seeks to compel; and (3) the
absence of another adequate remedy.' Syl. pt. 2, State ex rel. Kucera v. City of Wheeling,
153 W.Va. 538, 170 S.E.2d 367 (1969)." Syllabus Point 1, Hickman v. Epstein, 192 W.Va.
42, 450 S.E.2d 406 (1994).
6. "Where a public official has deliberately and knowingly refused to exercise a clear, legal duty a presumption exists in favor of an award of attorneys' fees and expenses unless extraordinary circumstances indicate an award would be inappropriate, then attorneys' fees and expenses would be allowed. State of West Virginia ex rel. West Virginia Highlands Conservancy, Inc. v. West Virginia Division of Environmental Protection, 193 W.Va. 650, 654, 458 S.E.2d 88, 92 (1995)." Syllabus Point 10, W.Va. Educ. Ass'n v. Consol. Pub. Retir. Bd.,194 W. Va. 501, 460 S.E.2d 747 (1995).
On November 4, 1994, J.P.M. was found during regular school hours with a
firearm in his possession on the grounds of Eastern Greenbrier Junior High School. At that
time, J.P.M. was a fifteen-year old ninth grade pupil at the junior high school. On November
14, 1994, J.P.M. was expelled from November 16, 1994 through November 15, 1995, or 180
school days, two full semesters.See footnote 4
Because of the incident, a juvenile petition was filed against J.P.M. charging
him with three counts of delinquency under W. Va. Code 49-5-7 (1982). On January 20, 1995, J.P.M. admitted to one act of delinquency, a violation of W. Va. Code 61-7-8 (1989)
(prohibiting the possession of deadly weapons by minors)See footnote 5 and the other two counts were
dismissed.
According to the record, J.P.M. was adjudged a juvenile delinquent and placed
in the care and custody of the West Virginia Commissioner of Corrections for a one-year
period, but his sentence was suspended provided he attends school regularly. According to
the circuit judge, the reasons for J.P.M.'s suspended sentence include:
[O]ne, it's in the best interest of this juvenile to attend school,
and it is necessary to accomplish his rehabilitation needs; two,
the State of West Virginia, through its Commissioner of
Corrections, has taken the position that he is not a suitable
candidate for probation unless there is mandatory school
attendance; and three, the law requires him to attend school.
Having received conflicting plans/punishments from the criminal justice system
(attend school regularly) and the Board of Education (no school for a year), on July 7, 1995,
J.P.M. filed an amended petition for a writ of mandamus seeking some regular form of
education from the Board of Education. The petition alleges that the Board of Education
"acted arbitrarily and capriciously by terminating, abrogating and abandoning their
constitutional responsibility to educate J. P. M." The relief sought included: (1) providing
an education for J.P.M.; (2) liability for any costs incurred or to be incurred by the
Petitioners for providing an education independent of the Board of Education; (3) court
costs; (4) attorney's fees; and (5) other "fit and proper" relief.
After receiving the Board of Education's response and holding hearings, on
August 24, 1995, the circuit court entered an order requiring the Board of Education to
provide educational services to J.P.M. as of Monday August 28, 1995. The circuit court
found that J.P.M. has a constitutional right to an education, and by his actions, while he had
"forfeited his right to attend a specific educational facility, said juvenile did not forfeit his
right to educational facilities and services within Greenbrier County." The Board of
Education was ordered "to provide educational services to said juvenile, J. P. M., including
but not limited to home bound instruction, within the discretion of the Respondents." The circuit court denied J.P.M.'s request for reimbursement of educational costs and specifically
found that the Board of Education was not responsible for "the costs of educational services
at a private institution." Certain "reasonable" attorney's fees were awarded and a stay
pending appeal to this Court was denied.See footnote 6
The Board of Education appealed to this Court maintaining: First, that because
the Board of Education did not have a duty to provide an education to an expelled student,
at least one of the elements necessary for writ of mandamus was lacking; and, Second that
the Board of Education is not required by the West Virginia Constitution "to provide an
alternative education to an expelled student." Because these two contentions are based on
the same premise, namely, that by his acts, a pupil can forfeit all rights to a state provided
education, the heart of our opinion centers on the right of a misbehaving pupil to an
education in West Virginia.
A circuit court's interpretation of the West Virginia Constitution is reviewed
de novo. See Syl. pt. 1, Appalachian Power Co. v. State Tax Dept. of West Virginia, 195 W.
Va. 573, 466 S.E.2d 424 (1995)("Interpreting a statute or an administrative rule or regulation
presents a purely legal question subject to de novo review"). The de novo review we apply today is that same review applied to a circuit court's conclusions of law and interpretations
of statutes and rules. See State ex rel. Cooper v. Caperton, 196 W. Va. 208, 470 S.E.2d 162
(1996).
In this case, J.P.M. sought relief through a petition of a writ of mandamus,
which was granted by the circuit court. Our standard of appellate review of a circuit court's
decision to grant relief through an extraordinary writ of mandamus is de novo. See Syl. pt.
1, Staten v. Dean, 195 W. Va. 57, 464 S.E.2d 576 (1995)(granting relief through an
extraordinary writ of mandamus is reviewed de novo); State ex rel. Cooper v. Caperton,
supra; Syl. pt. 2, McComas v. Bd. of Educ. of Fayette County, ___ W. Va. ___, 475 S.E.2d
280 (1996).
In this case, the resolution of the extent of a pupil's right to an education
requires an interpretation of the West Virginia Constitution. Because interpretations of the
West Virginia Constitution, along with interpretations of statutes and rules, are primarily
questions of law, we apply a de novo review, the same standard we apply to the granting of
relief through a writ of mandamus.
"The legislature shall provide, by general law, for a thorough and efficient
system of free schools." (Emphasis added.) W. Va. Const. art. XII, § 1. In Pauley v. Kelly,
162 W. Va. 672, 689, 255 S.E.2d 859, 869 (1979), we noted that the educational requirement
was adopted when the Constitution was approved in 1872 and it "remains essentially for our purposes unchanged to this day." In Pauley v. Kelly, after an extensive analysis of the terms
of W. Va. Const. art. XII, § 1 and a review of other constitutions of jurisdictions, we held
that "education is a fundamental constitutional right in this State." 162 W. Va. at 707, 255
S.E.2d at 878. Syl. pt. 3 of Pauley v. Kelly states:
The mandatory requirements of "a thorough and efficient
system of free schools" found in Article XII, Section 1 of the
West Virginia Constitution, make education a fundamental,
constitutional right in this State.
See Syl. pt. 4, Israel by Israel v. W. Va. Secondary Schools Activities Comm'n, 182 W. Va.
454, 388 S.E.2d 480 (1989)("West Virginia's constitutional equal protection principle is a
part of the Due Process Clause found in Article III, Section 10 of the West Virginia
Constitution").
It is beyond cavil that when a state acts to the disadvantage of some suspect
class or to impinge upon a fundamental right explicitly or implicitly protected by the West
Virginia Constitution, strict scrutiny will apply, and the state will have to prove that its action
is necessary because of a compelling government interest.See footnote 7 In Lewis v. Canaan Valley
Resorts, Inc., 185 W.Va. 684, 691, 408 S.E.2d 634, 641 (1991), we noted the three types of
equal protection analysis.
First, when a suspect classification, such as race, or a
fundamental, constitutional right, such as speech, is involved,
the legislation must survive "strict scrutiny," that is, the
legislative classification must be necessary to obtain a
compelling state interest. Deeds v. Lindsey, 179 W.Va. 674,
677, 371 S.E.2d 602, 605 (1988).See footnote 8
In Pauley v. Kelly, after determining that education is a fundamental constitutional right,
guaranteed under our equal protection clause of W. Va. Constitution art. III, § 10, we
required any discriminatory classification in the school financing system to serve a
compelling State interest. Syllabus Point 4 of Pauley v. Kelly states:
Because education is a fundamental, constitutional right in this
State, under our Equal Protection Clause any discriminatory
classification found in the State's educational financing system
cannot stand unless the State can demonstrate some compelling
State interest to justify the unequal classification.
See State ex rel. Piccirillo v. City of Follansbee, 160 W. Va. 329, 233 S.E.2d 419 (1977);
Cimino v. Bd. of Educ. of County of Marion, 158 W. Va. 267, 210 S.E.2d 485 (1974).
Because the W. Va. Constitution recognizes education as a fundamental right,
under the equal protection clause, any denial of the right to an education cannot withstand
strict scrutiny unless the State can demonstrate some compelling State interest to justify that
denial. Has the State of West Virginia demonstrated some compelling State interest for
denying some form of alternative education to a class of pupils whose disruptive behavior
justifies their removal from the regular classroom for a period of time?
Implicit within the constitutional guarantee of "a thorough and efficient system
of free schools" is the need for a safe and secure school environment. Without a safe and
secure environment, a school is unable to fulfill its basic purpose of providing an education.
However, the State, by refusing to provide any form of alternative education, has failed to
tailor narrowly the measures needed to provide a safe and secure school environment.
Therefore, we find that the "thorough and efficient" clause of Article XII, Section 1 of the
West Virginia Constitution, requires the creation of an alternative program for pupils
suspended or expelled from their regular educational program for a continuous period of one
year for the sole reason of possessing a firearm or other deadly weapon at an educational facility. To the extent that Keith D. v. Ball, 177 W. Va. 93, 350 S.E.2d 720 (1986), is
inconsistent with this opinion, it is modified.See footnote 9
In this case, we must balance the right of many for a safe and secure
environment against the right to an education for those who have threatened that security.
In Keith D. v. Ball, 177 W. Va. 93, 350 S.E.2d 720 (1986), we recognized that an
indispensable element of providing a thorough and efficient program of education for all
public school students was a safe and secure environment, and we refused to require the
reinstatement in school of four pupils who were expelled for a year because they made false
bomb threats. In Keith D. v. Ball, 177 W. Va. at 95, 350 S.E.2d at 722-23, we said:
Conduct by a student, whether in class or out, whether it stems
from the time, place, or type of behavior, which materially
disrupts classwork or involves substantial disorder or invasion
of the rights of others, is not constitutionally immunized. See,
e.g., Tinker v. Des Moines Indep. Community School Dist., 393
U.S. 503, 513, 89 S.Ct. 733, 740, 21 L.Ed.2d 731 (1969) (First
amendment); see generally Annot., 32 A.L.R.3d 864, 868
(1970). An individual does not have the right to exercise his
fundamental constitutional rights at all times, under all
circumstances, and by all methods. An exercise of rights in
such a fashion that it deprives others of their lawful rights may
result in a forfeiture of those rights. See Barker v. Hardway, 283 F.Supp. 228, 238 (S.D.W.Va.), aff'd per curiam, 399 F.2d
638 (4th Cir.1968), cert. denied, 394 U.S. 905, 89 S.Ct. 1009,
22 L.Ed.2d 217 (1969). If an individual chooses to exercise his
right to education in such a fashion as to disrupt schools and
deny that right to others, then he may forfeit the right to attend.
The students in this case have temporarily forfeited their right
to education. Therefore, the board's action was not
unconstitutional. (Footnotes omitted.)
We clarify that Keith D. v. Ball, is limited to the question of whether the
school officers violated the constitutional right to an education in removing the children from
their usual school. Because Keith D. v. Ball does not address whether children retain a
constitutional right to an education outside of their usual school, its holding is limited to
specific circumstances of that case.
Although in Keith D. v. Ball, we approved of removing pupils from a school
environment because of their actions, this case presents the harder question of what happens
to a pupil who by his/her actions causes the pupil's removal from his or her usual school
environment. The deference usually accorded to school officials in disciplinary matters (See
Syl. pt. 1, Keith D. v, Ball,) does not extend to violating a pupil's constitutional right to an
education, absent a compelling State interest. The benefits of education to both society and
the individual are substantial, because education provides the knowledge and skills necessary
to earn a living, to participate effectively in a democratic society and to realize individual
potential. Without an education, an individual is more likely to require public assistance, to require unemployment compensation, to earn substantially less money and to become
involved in criminal activity.See footnote 10
Thus the question in the case sub judice is whether the State has shown a
compelling State interest as to why it should not be required to provide an alternative form
of education for J.P.M. The circuit court, after noting that counties other than Greenbrier
provide alternative forms of education, found that Greenbrier should also provide an
alternative form of education. The circuit court also left the form of education to be provided
to the discretion of the school officials.
In this case, the Board of Education's main concern appears to be the lack of
resources to finance an alternative program. Although the lack of resources is a major
problem for some alternative education, standing alone, the lack of financial resources does
not present a compelling State interest to justify the denial of J.P.M.'s constitutional right to an education. See Randolph County Bd. of Educ. v. Adams, 196 W. Va. 9, ___, 467 S.E.2d
150, 164 (1995)("Financial hardship clearly cannot be the appropriate test to be applied in
defining 'free schools'"); Syl. pt. 2, State ex rel. Bd. of Educ., County of Kanawha v.
Rockefeller, 167 W. Va. 72, 281 S.E.2d 131 (1981)("Because of public education's
constitutionally preferred status in this State, expenditures for public education cannot be
reduced under W.Va. Code, 5A-2-23, in the absence of a compelling factual record to
demonstrate the necessity therefor").
Without alternative education, children similar to J.P.M. become orphans,
abandoned by the educational system, without anyone to educate them and give them the
opportunities inherent in being an educated person.See footnote 11 Children with more disruptive behavior
are educated within the criminal justice system. Children with financially able parents are
educated privately. Children with disabilities that may create disruptions are educated within
the public system. Children with similar disruptive behavior in other counties are educated
through alternative schools or other programs. If the West Virginia Constitution makes
education a fundamental right, then children similar to J.P.M. must be afforded an education
and services. J.P.M., and other similar children, are not orphans of the educational system because the West Virginia Constitution bars their abandonment, unless the State can
demonstrate a compelling State interest.
Disruptive acts endangering the other children and the staff cannot be
condoned, but the measures needed to assure a safe and secure school environment have not
been shown in this case to require the total sacrifice of this child's right to an education. We
wish to make it crystal clear that pupils who misbehave should not be rewarded for their
conduct. These pupils should and do forfeit their right to continue as regular pupils in a
traditional, mainstream classroom setting with all the privileges typically associated with
being a regular student, such as, interscholastic and intermural athletics; music, drama and
speech programs; and all other extracurricular activities. However, under a strict scrutiny
analysis, the State is required to tailor narrowly the measures used to provide a safe and
secure school environment so as to preserve the child's fundamental, constitutional right to
an education. By providing alternative education for pupils, the State can accomplish both
goals, helping pupils become educated citizens and creating safe and secure school
environments.See footnote 12
In Syl. pt. 5 of Pauley v. Kelly, we found that the West Virginia Constitution
required the Legislature to develop a high quality State-wide educational system by stating:
The Thorough and Efficient Clause contained in Article XII,
Section 1 of the West Virginia Constitution requires the
Legislature to develop a high quality State-wide education
system.
Similar to Pauley v. Kelly, in this case, we hold that the thorough and efficient clause of our
Constitution requires the creation of an alternative program for pupils suspended or expelled
from their regular educational program for a continuous period of one year for the sole
reason of possessing a firearm or other deadly weapon at an educational facility. To the
extent that Keith D. v. Ball, supra, is inconsistent with this opinion, it is modified.
Our traditional rule outlining the elements necessary for the issuance of a writ
of mandamus was stated in Syl. pt. 2, State ex rel. Kucera v. City of Wheeling, 153 W. Va.
538, 170 S.E.2d 367 (1969):
A writ of mandamus will not issue unless three elements
coexist--(1) the existence of a clear right in the petitioner to the
relief sought; (2) the existence of a legal duty on the part of
respondent to do the thing which petitioner seeks to compel;
and (3) the absence of another adequate remedy.
Syl. pt. 2, State ex rel. Blankenship v. Richardson, ___ W.Va. ___, 474 S.E.2d 906 (1996);
Syl. pt. 1, Hickman v. Epstein, 192 W.Va. 42, 450 S.E.2d 406 (1994).
Because we have found that J.P.M. had "a clear right" to an alternative form
of education, we find that the circuit court's award of a writ of mandamus proper.
This analysis of when to award attorney's fees and costs is outlined in Syl. pts.
10 and 11 of W.Va. Educ. Assn. v. Consol. Pub. Retir. Bd. Syl. pt. 10 states:
Where a public official has deliberately and knowingly refused
to exercise a clear, legal duty a presumption exists in favor of an
award of attorneys' fees and expenses unless extraordinary
circumstances indicate an award would be inappropriate, then
attorneys' fees and expenses would be allowed. State of West
Virginia ex rel. West Virginia Highlands Conservancy, Inc. v.
West Virginia Division of Environmental Protection, 193 W.Va.
650, 654, 458 S.E.2d 88, 92 (1995).
Syl. pt. 11 states:
Where a public official has failed to exercise a clear, legal
duty, although the failure was not the result of a decision to
knowingly disregard a legal command, there is no presumption
in favor of an award of attorneys' fees with the following factors
to be considered in whether or not to award attorneys' fees and
expenses and in what amount: (a) the relative clarity by which
the legal duty was established; (b) whether the ruling promoted
the general public interest or merely protected the private
interest of the petitioner for a small group of individuals; and
(c) whether the petitioner has adequate financial resources such
that it could afford to protect its own interests in court and as
between the government and the petitioner. State of West
Virginia ex rel. West Virginia Highlands Conservancy, Inc. v.
West Virginia Division of Environmental Protection, 193 W.Va.
650, 654, 458 S.E.2d 88, 92 (1995).
In this case, we find that the record supports the circuit court's awarding of
attorney's fees and costs because the Board of Education had deliberately and knowingly
refused to provide J.P.M. with an alternative education as required by the West Virginia
Constitution.
We note that the appellees request attorney's fees incurred in connection with
this appeal. We find the award of attorney's fees for this appeal is also justified under Syl.
pt. 10 of W.Va. Educ. Ass'n v. Consol. Pub. Retir. Bd. If the parties are unable to agree
upon the amount of reasonable attorney's fees incurred in defending this appeal, the circuit
court, upon application of either party, should conduct a hearing to determine the amount of
such fees.
For the above stated reasons, we affirm the decision of the Circuit Court of
Greenbrier County.
(1) It shall be unlawful for any person to possess any firearm or
any other deadly weapon . . . in or on any public or private
primary or secondary education building, structure, facility or
grounds thereof. . . .
(3)Any person violating this subsection shall be guilty of a
felony, and upon, conviction thereof, shall be imprisoned in the
penitentiary of this state for a definite term of years of not less
than two years nor more the ten years, or fined not more than
five thousand dollars, or both.
Notwithstanding any other provision of this article to the
contrary, a person under the age of eighteen years who is not
married or otherwise emancipated shall not possess or carry
concealed or openly any deadly weapon: Provided, That a
minor may possess a firearm upon premises owned by said
minor or his family or on the premises of another with the
permission of his or her parent or guardian and in the case of
property other than his or her own or that of his family, with the
permission of the owner or lessee of such property: Provided,
however, That nothing in this section shall prohibit a minor
from possessing a firearm while hunting in a lawful manner or
while traveling from a place where he or she may lawfully
possess a deadly weapon, to a hunting site, and returning to a
place where he or she may lawfully possess such weapon.
A violation of this section by a person under the age of eighteen years shall subject the child to the jurisdiction of the circuit court under the provisions of article five, [§ 49-5-1 et seq] chapter forty-nine of this code, and such minor may be proceeded against in the same manner as if he or she had committed an act which if committed by an adult would be a crime, and may be adjudicated delinquent.
Third, all other legislative classifications, including those which involve economic rights, are subjected to the least level of scrutiny, the traditional equal protection concept that the legislative classification will be upheld if it is reasonably related to the achievement of a legitimate state purpose. We recently reformulated this "rational basis" type of equal protection analysis in syllabus point 4 of Gibson v. West Virginia Department of Highways, 185 W. Va. 214, 406 S.E.2d 440 (1991). . . .
We do not exclude the possibility that a scheme of discipline may be developed which
would, in certain circumstances clearly defined in time, seriousness or repetition of
prohibited conduct or other factors, preclude an offender from even an alternative program
of education for some appropriate period of time.
We commit to the discretion of the authorities charged with the direction and control of our education system whether they undertake attempts to develop such a discrete scheme or simply provide alternative programs in all situations. If such a scheme is developed, we caution that it must be narrowly tailored in all respects to achieve compelling governmental interests and would be best grounded on sound fact and analysis.