Sallie H. Tweel
Child Advocate Office
Charleston, West Virginia
Attorney for the Appellant
W. T. Weber, Jr.
Weston, West Virginia
Attorney for the Appellee
JUSTICE BROTHERTON delivered the Opinion of the Court.
1. "The dismissal with prejudice of a paternity action
initiated by a mother against a putative father of a child does not
preclude the child, under the principle of res judicata, from
bringing a second action to determine paternity when the evidence
does not show privity between the mother and the child in the
original action nor does the evidence indicate that the child was
either a party to the original action or represented by counsel or
guardian ad litem in that action." Syllabus point 5, State ex rel.
Division of Human Services v. Benjamin P. B., 183 W.Va. 220, 395
S.E.2d 220 (1990).
2. "A court may order payment by an attorney to a
prevailing party reasonable attorney fees and costs incurred as the
result of his or her vexatious, wanton or oppressive assertion of
a claim or defense that cannot be supported by a good faith
argument for the application, extension, modification, or reversal
of existing law." Syllabus, Daily Gazette Co. v. Canady, 175 W.Va.
249, 332 S.E.2d 262 (1985).
3. Filing a second paternity claim is not per se
oppressive where the issue of paternity was never fully resolved.
As noted in State ex rel. Division of Human Services v. Benjamin P.
B., 183 W.Va. 220, 395 S.E.2d 220, 224 (1990), if privity does not
exist between the child and the putative father, the child was not
bound in the later paternity action by the prior judgment against
the parent.
4. The Child Advocate Office has a duty to assist
parents and children in determining paternity and establishing
support from the absent parent. W.Va. Code § 48A-2-2(b) (1993).
The Child Advocate Office is not an investigative body and requires
only a good faith belief that the petition for paternity or support
is based on accurate information.
Brotherton, Justice:
This petition for appeal evolves from an order entered by
the Circuit Court of Lewis County, West Virginia, on August 5,
1992. On that date, the court entered the recommended order of
paternity, which dismissed with prejudice the paternity action
filed by Breezy R. M., by her next friend, Mary C. M., and the
Child Advocate Office, because the blood test results excluded the
defendant, Benjamin P. B., as the biological father of the infant
child, Breezy. The order also adopted the family law master's
recommended order regarding attorney fees and costs. The family
law master's recommended order stated that the defendant, Benjamin
P. B., should recover from the plaintiffs, Mary C. M. and the Child
Advocate Office, the sum of $3,500.00 in attorney fees, together
with interest thereon and the costs of the action. This is the
Child Advocate Office's and Mary C.M.'s appeal from the August 5,
1992, order of the Circuit Court of Lewis County, which adopted the
family law master's recommendation.
On March 14, 1978, Breezy R. M. was born. On May 31,
1978, Mary C. M. caused a warrant to issue against the defendant,
naming him as the natural father of Breezy R. M. On June 19, 1978,
the circuit court entered an order directing all three parties to
submit to blood typing tests. Before the tests were performed, the
mother, Mary C. M., moved the circuit court to withdraw the warrant
and dismiss the action. On August 30, 1978, the circuit court
entered an order withdrawing the warrant and dismissing the case
with prejudice.
Thereafter, on January 29, 1989, the plaintiff completed
and executed a paternity questionnaire regarding Breezy and
submitted the questionnaire to the Child Advocate Office. Mary C.
M. indicated that she believed the defendant was the father of
Breezy. Mary C. M. stated that she first learned she was pregnant
in November, 1977, when she was still dating the defendant. She
also stated that the defendant suggested she have an abortion.
Breezy was born on March 14, 1978. In answer to the question as to
whether anyone else could be the father, she responded "No."
Finally, she reported that Benjamin P. B. had come to see Breezy
twice when she was small.
On August 3, 1989, the Child Advocate Office of the West
Virginia Department of Human Services and Mary C. M. filed a
complaint to establish paternity and child support for Breezy. The
defendant filed an answer asserting that because the first
paternity action was dismissed with prejudice, subsequent
litigation was precluded due to res judicata.
On October 23, 1989, the family law master recommended
that the complaint be dismissed. On November 1, 1989, the Child
Advocate Office filed a petition for review of the family law
master's report and recommendation. On November 7, 1989, the
Circuit Court of Lewis County reversed the family law master's
decision and remanded the case to the family law master for further
proceedings consistent with Shelby J.S. v. George L.H., 181 W.Va.
154, 381 S.E.2d 269 (1989).
The defendant appealed the circuit court ruling to this
Court. In State ex rel. Division of Human Services v. Benjamin
P. B., 183 W.Va. 220, 395 S.E.2d 220, 225 (1990), we affirmed the
Circuit of Lewis County:
[T]he dismissal with prejudice of a paternity
action initiated by a mother against a
putative father of a child does not preclude
the child, under the principle of res
judicata, from bringing a second action to
determine paternity when the evidence does not
show privity between the mother and the child
in the original action nor does the evidence
indicate that the child was either a party to
the original action or represented by counsel
or guardian ad litem in that action.
Id. at syl. pt. 5. The Court then concluded that:
[T]he trial court correctly recognized that
res judicata would not bar an action seeking
to establish paternity. However, because the
trial court did not have available to it the
principles this Court sets forth herein, we
remand this case for further proceedings
consistent with this opinion, including the
amendment of the complaint by substituting the
child's name, Breezy R.M., in lieu of the
mother's name.
Id. at 225.
Upon remand, the Child Advocate Office filed a motion for
leave to file an amended complaint and included a copy of that
complaint. On February 5, 1991, the circuit court amended the
style of the case to include Breezy R. M. as the plaintiff, suing
by her next friend, Mary C. M. The circuit court also ordered the
plaintiff, Mary C. M., Breezy, and the defendant to submit to blood
testing to determine if the defendant was Breezy's biological
father.
On April 11, 1991, the Child Advocate Office filed a
notice of the blood test results and notified all parties that the
Child Advocate Office would move for dismissal because the blood
test results excluded the defendant as the father. On April 16,
1991, the defendant filed a motion for dismissal of the action with
prejudice and for attorney fees and expenses.
On July 20, 1991, the family law master recommended that
the paternity order be dismissed with prejudice. No exceptions
were filed to this, and the order was entered on August 5, 1992.
In the second order, the family law master recommended that Mary C.
M. and the State of West Virginia pay $3,500 to defendant for
attorney fees and costs. The Circuit Court of Lewis County agreed
and stated that both the State, "by reason of the first dismissal
and the denial of . . . [the defendant] of paternity had a special
or extra duty to investigate fully whether or not the second action
should have been instituted and maintained against the defendant
. . . ."
On July 30, 1992, the Child Advocate Office objected to
the decision regarding attorney fees and argued that the family law
master's finding of a special or extra duty was vague and
unsupported by statutory or case law. They noted that the
plaintiff maintained in good faith for twelve years that Benjamin
P. B. was Breezy's father and that the plaintiff provided the Child
Advocate Office with an affidavit attesting to that good faith
belief. The Child Advocate Office also noted that it has a limited
budget and employs no investigators. Thus, it was unable to
fulfill the "special or extra duty" to investigate found by the
family law master.
However, on August 5, 1992, the Circuit Court of Lewis
County entered an order adopting the recommended order regarding
attorney fees and costs. On August 25, 1992, the Child Advocate
Office filed a motion for a stay of the August 5, 1992, order. The
circuit court granted the motion and an order was entered on
August 26, 1992. This case involves the appeal of Mary C. M. and,
primarily, the Child Advocate Office from those final orders.
The Child Advocate Office of the Department of Human
Services contends that the circuit court erred in ordering the
payment of attorney fees and costs to the defendant because there
is no statute or case law which would permit such a ruling. We
agree and, for the reasons stated below, reverse the August 5,
1992, order of the Circuit Court of Lewis County.
With certain exceptions, West Virginia has adopted the
American rule, which provides that "each litigant bears his or her
own attorney fees absent express statutory, regulatory, or
contractual authority for reimbursement." Daily Gazette Co. v.
Canady, 175 W.Va. 249, 332 S.E.2d 262, 263 (1985).See footnote 1 However, in
Daily Gazette, we permitted the recovery of attorney fees by a
prevailing party if certain criteria are met:
A court may order payment by an attorney
to a prevailing party reasonable attorney fees
and costs incurred as the result of his or her
vexatious, wanton or oppressive assertion of a
claim or defense that cannot be supported by a
good faith argument for the application,
extension, modification, or reversal of
existing law.
Id. at syllabus. West Virginia has held that a plaintiff who
applies for support may recover reasonable attorney fees at the
discretion of the trial court.See footnote 2 Kathy L.B. v. Patrick J.B., 179
W.Va. 655, 371 S.E.2d 583, 590 (1988); W.Va. Code § 48A-5-1 (1993).
However, no statutory authority exists which would permit the
recovery of attorney fees in a paternity action. W.Va. Code § 48A-
6-1 et seq. (1993).
The defendant counters that because the Child Advocate
Office acted oppressively by pursuing the second paternity claim
after the first one had been dismissed with prejudice, he was
entitled to recover his attorney fees. We disagree. Filing a
second paternity claim is not per se oppressive where the issue of
paternity was never fully resolved. As noted in State ex rel.
Division Human Services v. Benjamin P. B., if privity does not
exist between the child and the putative father, the child is not
bound in the later paternity action by the prior judgment against
the parent. 395 S.E.2d at 224. While the defendant obviously
believes that the dismissal with prejudice should have conclusively
determined that he was not the father, there is no way to know why
or how the plaintiff agreed to dismiss the 1978 case. Because the
1978 action was dismissed prior to the blood testing, the defendant
remained a viable candidate. However, if blood tests had been
performed in 1978 which showed the defendant could not be the
father, the defendant would have a better chance of proving the
Child Advocate Office's actions were oppressive. But that
situation does not exist in this case.
The Child Advocate Office has a duty to assist parents
and children in determining paternity and establishing support from
the absent parent. W.Va. Code § 48A-2-2(b) (1993). The Child
Advocate Office is not an investigative body and requires only a
good faith belief that the petition for paternity or support is
based on accurate information. Given the history in this case, it
was not unreasonable for the Child Advocate Office to proceed with
Mary C. M.'s petition to establish paternity and support from
Benjamin P. B.
Accordingly, we reverse the August 5, 1992, order of the
Circuit Court of Lewis County and rule that the defendant in the
paternity action was not entitled to the recovery of his attorney
fees and costs.
Footnote: 1See Hayseeds, Inc. v. State Farm Fire & Cas. Co., 177 W.Va. 323, 352 S.E.2d 73 (1986), for an example of when attorney fees may be awarded to a prevailing party.
Footnote: 2See also Kinney v. Kinney, 172 W.Va. 284, 304 S.E.2d 870 (1983), in which the Court reiterated the right to recovery of attorney fees in an ordinary support case.