IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
__________
No. 21546
__________
CAROLYN LISTON AND DALEY LISTON,
HUSBAND AND WIFE,
Plaintiffs Below, Appellees
v.
THE UNIVERSITY OF WEST VIRGINIA
BOARD OF TRUSTEES ON BEHALF OF
WEST VIRGINIA UNIVERSITY,
Defendant Below, Appellant
_______________________________________________________
Appeal from the Circuit Court of Monongalia County
Honorable Robert B. Stone, Judge
Civil Action No. 91-C-255
AFFIRMED, IN PART,
REVERSED, IN PART,
AND REMANDED
________________________________________________________
Submitted: September 28, 1993
Filed: December 13, 1993
John R. Angotti
David J. Straface
Angotti & Straface
Morgantown, West Virginia
Attorneys for Appellees
William E. Galeota
P. Gregory Haddad
Steptoe & Johnson
Morgantown, West Virginia
Attorneys for Appellant
JUSTICE MILLER delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. "'"Future damages are those sums awarded to an
injured party for, among other things: (1) Residuals or future
effects of an injury which have reduced the capability of an
individual to function as a whole man; (2) future pain and
suffering; (3) loss or impairment of earning capacity; and (4)
future medical expenses." Syllabus Point 10, Jordan v. Bero,
[158] W. Va. [28,] 210 S.E.2d 618 (1974).' Syl. Pt. 2, Flannery
v. United States, 171 W.Va. 27, 297 S.E.2d 433 (1982)." Syllabus
Point 2, Adkins v. Foster, 187 W. Va. 730, 421 S.E.2d 271 (1992).
2. Where a plaintiff wishes to quantify the loss of
earning capacity by placing a monetary value on it, there must be
established through expert testimony the existence of a permanent
injury, its vocational effect on the plaintiff's work capacity,
and an economic calculation of the monetary loss over the
plaintiff's work-life expectancy reduced to a present day value.
3. "The loss of enjoyment of life resulting from a
permanent injury is part of the general measurement of damages
flowing from the permanent injury and is not subject to an
economic calculation." Syllabus Point 4, Wilt v. Buracker, ___
W.Va. ___, ___ S.E.2d ___ (No. 21708 12/13/93).
4. "'"Rule 59(a), [West Virginia Rules of Civil
Procedure], provides that a new trial may be granted to any of
the parties on all or part of the issues, and in a case where the
question of liability has been resolved in favor of the plaintiff
leaving only the issue of damages, the verdict of the jury may be
set aside and a new trial granted on the single issue of
damages." Syl. Pt. 4, Richmond v. Campbell, 148 W. Va. 595, 136
S.E.2d 877 (1964).' Syllabus Point 3, Gebhart v. Smith, 187
W. Va. 515, 420 S.E.2d 275 (1992)." Syllabus Point 9, Wilt v. Buracker, ___ W.Va. ___, ___ S.E.2d ___ (No. 21708 12/13/93).
Miller, Justice:
This is an appeal from a jury verdict and final order
of the Circuit Court of Monongalia County dated August 13, 1992,
in favor of the appellees and plaintiffs below, Carolyn Liston
and Daley Liston. Carolyn Liston suffered an injury to her right
arm and elbow when she slipped and fell on standing water in a
building owned and maintained by the appellant and defendant
below, The University of West Virginia Board of Trustees. The
jury awarded, inter alia, general damages for Mrs. Liston's loss
of earning capacity and her loss of enjoyment of life (hedonic
damages). The defendant appeals on the basis that (1) the
plaintiffs failed to prove any loss of earning capacity, and (2)
the plaintiffs' expert testimony concerning hedonic damages was
inadmissible. We agree with the defendant's latter contention.
I.
LOSS OF EARNING CAPACITY
At trial, the defendant sought to preclude testimony
from the plaintiffs' economic expert concerning Mrs. Liston's
loss of earning capacity on the basis that no "reasonably
certain" evidence of loss of earning capacity had been presented
by the plaintiffs. The defendant points to the testimony of Dr.
Gregg O'Malley, Mrs. Liston's treating physician, who testified
by way of a video deposition that he had no way to predict, to a
reasonable degree of medical certainty, whether Mrs. Liston would
be able to continue performing the functions of her employment
into the future.See footnote 1
1
On the other hand, Dr. O'Malley testified that Mrs.
Liston suffered a permanent 17 percent whole-person impairment as
a result of the injury. He also stated that Mrs. Liston's injury required surgery to repair the damage, and that two metal pins
had to be placed in her arm. He was not certain whether those
pins would have to be replaced in the future, or whether Mrs.
Liston's injury would require further surgical procedures.
At trial, the plaintiffs also presented the expert
testimony of Cathy Johnson, a vocational and rehabilitation
counselor. She testified that she specialized in evaluating injured persons from a vocational perspective in regard to the
impact of injuries upon an individual's ability to work. Ms.
Johnson testified that after reviewing Dr. O'Malley's medical
reports and deposition, she concluded that Mrs. Liston could not
find any employment due to the restrictions resultant from her
injury.
The plaintiffs then presented the expert testimony of
Daniel Selby, an economist, who testified that, based upon Ms.
Johnson's evaluation, Mrs. Liston's loss of earning capacity equaled between $79,973 and $156,851.
The defendant neglects to address the evidence provided
by Ms. Johnson to the jury. Instead, the defendant argues that
because Dr. O'Malley could not state, to a reasonable degree of
medical certainty, that Mrs. Liston could not continue working,
no reasonably certain evidence was offered to support Mr. Selby's
economic calculations. Clearly, however, this assertion
overlooks the value of Ms. Johnson's expert testimony.
In Adkins v. Foster, 187 W. Va. 730, 733, 421 S.E.2d
271, 274 (1992), we stated the necessary elements of proof
regarding future damages, including the loss of future earning
capacity: "[I]mpairment of earning capacity is a proper element
of recovery when two elements have been proven: permanent injury
and reasonable degree of certainty of the damages." Citing
Jordan v. Bero, 158 W. Va. 28, 52, 210 S.E.2d 618, 634 (1974).
The foregoing elements of proof are reflected in Syllabus Points
1 and 2 of Adkins:
"1. 'The permanency or future
effect of any injury must be proven with
reasonable certainty in order to permit a
jury to award an injured party future
damages.' Syl. Pt. 9, Jordan v. Bero, 158
W.Va. 28, 210 S.E.2d 618 (1974).
"2. '"Future damages are those
sums awarded to an injured party for, among
other things: (1) Residuals or future
effects of an injury which have reduced the
capability of an individual to function as a
whole man; (2) future pain and suffering; (3)
loss or impairment of earning capacity; and
(4) future medical expenses." Syllabus Point
10, Jordan v. Bero, [158] W. Va. [28,] 210
S.E.2d 618 (1974).' Syl. Pt. 2, Flannery v.
United States, 171 W.Va. 27, 297 S.E.2d 433
(1982)."
We went on to quote the following from Jordan v. Bero,
158 W. Va. at 57, 210 S.E.2d at 637: "'[W]here the permanent
injury is proven, reasonable inferences based upon sufficient
evidence are all that is necessary to carry the question to the
jury for its consideration.'" 187 W. Va. at 733, 421 S.E.2d at
274. The question in the case at bar does not concern Mrs.
Liston's substantive right to receive a monetary award for loss
of earning capacity as a result of a permanent personal injury.See footnote 2
2
We have recognized such a right in the foregoing cases. What is
at issue herein is the type of proof that can be offered to
quantify the amount of loss of earning capacity.See footnote 3
3
Here, Mrs. Liston's doctor testified to her degree of
permanent disability. He could not state with certainty whether
this would limit her job opportunities or cause a loss of
earnings. However, the plaintiff's vocational expert, after
performing her own tests in the vocational area, was able to
state that the plaintiff's earning capacity had been severely
diminished because of her injury.See footnote 4
4
There is no question that
other jurisdictions have recognized that a vocational expert may
be used to prove loss of earning capacity.See footnote 5
5
The vocational assessment was reviewed by an economist,
Mr. Selby, who then calculated the dollar amount of diminished
earning capacity over Mrs. Liston's work-life expectancy. Neither Ms. Johnson's nor Mr. Selby's qualifications nor their
underlying methodology was attacked by the defense. We find that
the proof from Mrs. Liston's experts in this case was relevant
and reliable to support her monetary claim for loss of earning
capacity under Rule 702 of the West Virginia Rules of
Evidence.See footnote 6
6
This case is not like the situation in Adkins v.
Foster, supra, where the plaintiff suffered a cervical strain and
exacerbation of her previous depression as a result of an
automobile accident. The plaintiff had an orthopedist who
testified that she had a permanent neck injury. A psychiatrist
also testified that she had a permanent psychiatric disability.
The plaintiff testified as to her rate of pay. Without any
further expert evidence, the plaintiff's attorney calculated her
rate of pay over her life expectancy and then divided this sum in
half. He advised the jury that his calculation was the present
value of her loss of earning capacity.
We concluded in Adkins that the type of calculation
made by the attorney was improper and remanded the case for a
retrial on the future economic loss arising from the loss of
earning capacity. We did state, however: "We do not suggest
that expert economic or vocational evidence is mandatory in every
instance [to prove diminished earning capacity]." 187 W. Va. at
734, 421 S.E.2d at 275.
What emerges from our cases is that loss of earning
capacity can be proved in two ways. The first step in either
approach is that the plaintiff must establish that there exists a
permanent injury which can be reasonably found to diminish
earning capacity. The plaintiff may then rely on lay or the
plaintiff's own testimony to acquaint the jury with the injury's
impact on his or her job skills. When this is done, the jury may
assess a general amount of damages for diminished earning
capacity, as explained in United States v. Flannery, supra;
Jordan v. Bero, supra; and Carrico v. West Virginia Central &
Pacific Railway Co., 39 W. Va. 86, 19 S.E. 571 (1894).
Where a plaintiff wishes to quantify the loss of
earning capacity by placing a monetary value on it, there must be
established through expert testimony the existence of a permanent
injury, its vocational effect on the plaintiff's work capacity,
and an economic calculation of its monetary loss over the
plaintiff's work-life expectancy reduced to a present day
value.See footnote 7
7
In this case, the foregoing standards were followed in
the calculation of the monetary amount of damages for loss of earning capacity. We find no error on this issue.
II.
HEDONIC DAMAGES
The other error alleged by the defendant concerns the
trial court's admission of testimony by Mr. Selby regarding
economic calculations for Mrs. Liston's loss of enjoyment of
life. We recently addressed, at considerable length, the
admissibility of such evidence in Wilt v. Buracker, ___ W.Va.
___, ___ S.E.2d ___ (No. 21708 12/13/93). In Syllabus Point 4 of
Wilt, we determined that the loss of enjoyment of life cannot be
made the subject of an economic calculation:
"The loss of enjoyment of life
resulting from a permanent injury is a part
of the general measure of damages flowing
from the permanent injury and is not subject
to an economic calculation."See footnote 8
8
Clearly, then, the trial court erred when it admitted Mr. Selby's
economic calculations concerning Mrs. Liston's damages for the
loss of enjoyment of life.
III.
REMAND
In this case the jury verdict form did not itemize the
damages, but listed only two separate categories therefor -- compensatory damages and general damages. The jury awarded
compensatory damages in the amount of $5,888.43, and general
damages, which included loss of enjoyment of life, in the amountof $121,859.See footnote 9
9
The jury did not distinguish between the
various elements within the two categories of general damages.
Thus, we cannot separate out the award of damages for the loss of
enjoyment of life in this case as we did in Wilt.See footnote 10
10
There, we
were able to offer the plaintiffs a remittitur for only the
hedonic damages award because liability had been so clearly
established and the damages assigned by the jury for the
plaintiff's loss of enjoyment of life were itemized and specified
in the jury verdict form.
In the case at bar, the jury tendered a verdict form assigning 100 percent negligence to the defendant. We find that there was conclusive evidence in the record to the effect that Mrs. Liston's injuries were the result of the defendant's negligence.See footnote 11 11 As we stated in Syllabus Point 9 of Wilt:
"'"Rule 59(a), [West Virginia Rules
of Civil Procedure], provides that a new
trial may be granted to any of the parties on
all or part of the issues, and in a case
where the question of liability has been
resolved in favor of the plaintiff leaving
only the issue of damages, the verdict of the
jury may be set aside and a new trial granted
on the single issue of damages." Syl. Pt. 4,
Richmond v. Campbell, 148 W. Va. 595, 136
S.E.2d 877 (1964).' Syllabus Point 3,
Gebhart v. Smith, 187 W. Va. 515, 420 S.E.2d
275 (1992)."
Because liability was conclusively proven and is not contested
upon appeal, this case must only be retried on the issue of Mrs.
Liston's damages.See footnote 12
12
The plaintiffs shall have the option to
retry the entire case, or, at their discretion, to try only the
damages portion of the case.
IV.
CONCLUSION
Based upon the foregoing, the jury verdict and judgment
order entered on August 13, 1992, by the Circuit Court of
Monongalia County is affirmed, in part, and reversed, in part,
and remanded for a new trial solely on the issue of damages, or,
at the plaintiffs' discretion, for retrial of the entire matter.
Affirmed, in part;
reversed, in part;
and remanded.
"The fact that the injured party may continue to work and earn as much or more than he formerly did does not bar him from recovering for loss of earning capacity. The fact that plaintiff's total earnings have remained the same or increased since the accident may be some evidence that there was no loss of earning capacity, but other evidence may warrant an award of damages for physical inability to perform formerly remunerative functions." (Footnotes omitted.)
We deem the expert testimony involved in this case admissible under Syllabus Point 1 of Wilt v. Buracker, ___ W. Va. ___, ___ S.E.2d ___ (No. 21708 12/13/93): "Under Rule 702 of the West Virginia Rules of Evidence, there is a category of expert testimony based on scientific methodology that is so longstanding and generally recognized that it may be judicially noticed, and, therefore, a trial court need not ascertain the basis for its reliability."
"[I]n order to lay to rest any future
confusion over whether a different
methodology may bring admissible evidence
under Rule 702, we believe this is an issue
similar to that addressed in Crum v. Ward,
146 W. Va. 421, 122 S.E.2d 18 (1961). In
Crum, we held that, from a substantive law
standpoint, testimony could not be introduced
placing a monetary value on a plaintiff's
pain and suffering. As we stated in Syllabus
Point 4 of Crum:
'In the trial of an action for
damages for personal injuries based in part
on pain and suffering, testimony attempting
to place a money value on pain and suffering
is inadmissible.'"