Brenda Waugh
Legal Aid Society of Charleston
Charleston, West Virginia
Attorney for the Relator
No Appearance for the Respondents
JUSTICE MILLER delivered the Opinion of the Court.
1. Under W. Va. Code, 48A-4-1(i) (1990), a circuit
judge is authorized to refer divorce cases to a family law master
for a hearing, except in uncontested cases or where child custody
or support is not involved and a written property settlement
agreement has been signed.
2. Pursuant to W. Va. Code, 48A-4-4(b) (1990), a family
law master is required to submit a recommended order to the circuit
court within ten days following the close of evidence.
3. Under W. Va. Code, 48A-4-4(e) (1990), all
recommended orders of the master shall include the statement of
findings of fact and conclusions of law, and the reasons or basis
therefor, on all the material issues of fact, law, or discretion
presented on the record; and the appropriate sanction, relief, or
denial thereof.
4. Where a circuit court wishes to approve the
recommendations of the family law master in a case involving pro se
litigants, it may do so by endorsing approval on the family law
master's recommended order or by issuing a brief order,
incorporating by reference the family law master's findings of fact
and conclusions of law.
5. In those instances where a circuit court desires to
alter the family law master's recommended order, it may do so by
issuing an order identifying the alternate findings and conclusions
and incorporating by reference the approved portion of the family
law master's recommended order.
6. Where the litigants in a divorce case appear pro se,
and the recommended order of the family law master is submitted to
the circuit court without the filing of exceptions, the circuit
court, and not the layman litigant, has the duty to prepare the
final order.
7. In cases involving pro se litigants, the family law
master has a duty, under W. Va. Code, 48A-4-1(m) (1990), and W. Va.
Code, 48A-4-4(b) (1990), to prepare the recommended order.
8. "'Mandamus will not lie to direct the manner in
which a trial court should exercise its discretion with regard to
an act either judicial or quasi-judicial, but a trial court, or
other inferior tribunal, may be compelled to act in a case if it
unreasonably neglects or refuses to do so.' State ex rel.
Cackowska v. Knapp, 147 W. Va. 699, 130 S.E.2d 204 (1963)."
Syllabus Point 2, State ex rel. Patterson v. Aldredge, 173 W. Va.
446, 317 S.E.2d 805 (1984).
Miller, Justice:
This is an original proceeding in mandamus brought by the
relator, Lora Dillon, to compel the respondent judge to enter a
final order in a divorce action pending in the Circuit Court of
Cabell County. We are asked to decide whether the circuit court
can require a pro se litigant to draft a proposed order in such
cases. We conclude that such a requirement is contrary to our
stated policy with regard to pro se litigants, and we award the
writ of mandamus.
Sometime thereafter, the relator telephoned the office of
the respondent judge to inquire about the final order. The relator
was told that no order would be entered until she prepared a
proposed order for the respondent judge to sign. The relator was
given no instructions as to how to prepare such a proposed order.
The relator asserts that the respondent judge had a
mandatory nondiscretionary duty to prepare and enter an appropriate
final decree and had no authority to order her to prepare a
proposed order for his signature. She seeks a writ of mandamus to
compel the respondent judge to draft and enter such final order.
In Segal v. Beard, 181 W. Va. 92, 95, 380 S.E.2d 444, 447 (1989), we recognized that "[t]he jurisdiction of a family law master is purely statutory; he or she has no inherent powers. . . . It is clear that the powers possessed by a family law master are restricted to those conferred by statute." (Citations omitted). See also McCormick v. McCormick, 184 W. Va. 69, 399 S.E.2d 469 (1990); Clay v. Clay, 182 W. Va. 414, 388 S.E.2d 288 (1989). Under W. Va. Code, 48A-4-1(i) (1990), a circuit judge is authorized to refer divorce cases to a family law master for a hearing, except in uncontested cases or where child custody or support is not involved and a written property settlement agreement has been signed.See footnote 2
According to W. Va. Code, 48A-4-1(m) (1990), the principal duties
of the family law master are to "provide the parties a hearing and
make a recommended order[.]"See footnote 3
The conduct of the hearing before the family law master
is controlled by W. Va. Code, 48A-4-2 (1990). W. Va. Code, 48A-4-2(b), provides that the family law master "shall preside at the
taking of evidence." Among other things, the family law master has
the power to enter temporary procedural orders governing the
conduct of the hearingSee footnote 4 and pendente lite support and custody
orders.See footnote 5
After the hearing, the family law master is required to
submit a recommended order to the circuit court within ten days
following the close of evidence pursuant to W. Va. Code, 48A-4-4(b)
(1990), which provides:
"A master who has presided at the
hearing pursuant to section two of this
article shall recommend an order and findings
of fact and conclusions of law to the circuit
court within ten days following the close of
the evidence. Before the recommended order is
made, the master may, in his discretion,
require the parties to submit proposed
findings and conclusions and the supporting
reasons therefor."
The contents of the recommended order are set out in W. Va. Code,
48A-4-4(e) (1990): "All recommended orders of the master shall
include the statement of findings of fact and conclusions of law,
and the reasons or basis therefor, on all the material issues of
fact, law, or discretion presented on the record; and the
appropriate sanction, relief, or denial thereof." Moreover, W. Va.
Code, 48A-4-4(c) (1990), requires the family law master to sign the
recommended order, to give notice of it to the parties and their
attorneys, and to submit it to the circuit court by filing it in
the circuit clerk's office "prior to the expiration of the ten-day
period during which exceptions can be filed."See footnote 6
Once the recommended order has been submitted to the
circuit court, it becomes the court's duty to review it. The
parties have ten days after receiving notice of the recommended
order to register their exceptions to the family law master's
recommendations in a petition for review. W. Va. Code, 48A-4-6
(1990); W. Va. Code, 48A-4-7 (1990). The opposing party has an
additional ten days to respond to the petition. W. Va. Code, 48A-4-9 (1990). The circuit court's review is controlled by W. Va.
Code, 48A-4-10 (1990). Review commences once the appropriate time
periods for filing exceptions and responses thereto have lapsed, or
when, as here, the parties expressly waive the right to file a
petition for review. W. Va. Code, 48A-4-10(a). W. Va. Code, 48A-4-10(b), provides:
"To the extent necessary for
decision and when presented, the circuit court
shall decide all relevant questions of law,
interpret constitutional and statutory
provisions, and determine the appropriateness
of the terms of the recommended order of the
master."
Under W. Va. Code, 48A-4-10(c), after examining the recommended
order and the record, the circuit court "may enter the recommended
order, may recommit the case, with instructions, for further
hearing before the master or may, in its discretion, enter an order
upon different terms, as the ends of justice require."See footnote 7
Several conclusions as to the powers and responsibilities
of the family law master and the circuit court in domestic
relations proceedings can be drawn from our review of these
statutory provisions. First, the family law master, like the
divorce commissioner under our prior law, is primarily a fact
gatherer for the circuit court. See Bego v. Bego, 177 W. Va. 74,
350 S.E.2d 701 (1986). The family law master's recommended order
does not have the force and effect of law until it is approved by
the circuit court. Indeed, except with regard to temporary
procedural orders and pendente lite custody and support orders, the
family law master has no power to enter an enforceable order
affecting the rights and obligations of the parties. Under W. Va.
Code, 48A-4-5 (1990), that power is reserved to the circuit court.See footnote 8
State ex rel. Sullivan v. Watt, supra.
Secondly, there is no statutory provision specifying the
form of the recommended order. It is evident, however, that "the
circuit court does not act de novo, but reviews the findings of
fact and conclusions of law made by the family law master." State
ex rel. Sullivan v. Watt, ___ W. Va. at ___, 419 S.E.2d at 714.
Clearly, in order for the circuit court to fulfill its function,
the recommended order must contain a concise and complete statement
of findings of fact and conclusions of law, the reasons therefor,
and the appropriate disposition of the case, except where there may
be matters of a sensitive nature. We note, however, that W. Va.
Code, 48A-4-4(c), clearly permits the submission to the circuit
court of a "separate document containing the findings of fact and
conclusions of law[.]"See footnote 9
Where the circuit court wishes to approve the
recommendations of the family law master in a case involving pro se
litigants, it may do so by endorsing approval on the family law
master's recommended order or by issuing a brief order,
incorporating by reference the family law master's findings of fact
and conclusions of law. We find this procedure not to be
inconsistent with Rule 52(a) of the West Virginia Rules of Civil
Procedure, which provides, in pertinent part:
"The findings of a commissioner, to the extent
that the court adopts them, shall be
considered as the findings of the court. It
will be sufficient if the findings of fact and
conclusions of law are stated orally and
recorded in open court following the close of
the evidence or appear in an opinion or
memorandum of decision filed by the court."
We have recognized that under this provision, the circuit court, in
entering its final order in a divorce case, may adopt, by
reference, the findings and conclusions of the family law master.
See Kaminsky v. Kaminsky, 181 W. Va. 583, 383 S.E.2d 548 (1989);
Hanshaw v. Hanshaw, 180 W. Va. 478, 377 S.E.2d 470 (1988).
In those instances where the circuit court wishes to
alter the family law master's recommended order, it may do so by
issuing an order identifying the alternate findings and conclusions
and incorporating by reference the approved portion of the family
law master's recommended order. See Hanshaw v. Hanshaw, supra.
The recommended order prepared by respondent Means in
this case appears to meet all the requirements of the statute. The
respondent judge, if he desired to approve the recommended order,
need only have entered a brief order incorporating by reference the
provisions of the recommended order as drafted by respondent
Means.See footnote 11
The second question presented is whether the respondent
judge had the authority to require the relator to prepare a draft
of the final order for his signature. We are aware of the practice
of having the attorneys for the parties prepare draft orders for
submission to the court. Of paramount concern in this case,
however, is the fact that both the relator and her husband were pro
se litigants in the divorce proceedings below.
In Syllabus Point 1 of Blair v. Maynard, 174 W. Va. 247,
324 S.E.2d 391 (1984), we articulated the constitutional right of
self-representation in civil cases:
"Under West Virginia Constitution
art. III, § 17, the right of self-representation in civil proceedings is a
fundamental right which cannot be arbitrarily
or unreasonably denied."See footnote 12
We also recognized in Blair that protection of this right requires
the trial court to make "reasonable accommodations" to assist the
pro se litigant in negotiating the labyrinth of legal proceedings.
This principle was succinctly stated in Bego v. Bego, 177 W. Va. at
76, 350 S.E.2d at 703-04 (1986):
"When a litigant chooses to
represent himself, it is the duty of the trial
court to insure fairness, allowing reasonable
accommodations for the pro se litigant so long
as no harm is done an adverse party. . . .
Most importantly, the trial court must 'strive
to insure that no person's cause or defense is
defeated solely by reason of their
unfamiliarity with procedural or evidentiary
rules.'" (Citations omitted).
Quoting Blair v. Maynard, 174 W. Va. at 252-53, 324 S.E.2d at 396.
These principles have been applied in divorce actions. Bego v.
Bego, supra; Hawkinberry v. Maxwell, 176 W. Va. 526, 345 S.E.2d 826
(1986).
We think it beyond question that requiring a layman
litigant to draft the final order in a divorce action offends the
strong public policy principles expressed in the above-cited cases.
The vast majority of pro se litigants will be unschooled in the
intricacies of law and procedure necessary to produce a suitable
final order. Many will be economically and educationally
disadvantaged. There is no justification for requiring those who
come into court seeking inexpensive and efficacious justice to
perform a task which the trial judge is trained and paid by tax
dollars to perform. Such a requirement can only confound the
policy of providing expedient resolution of domestic relations
cases underlying the family law master system.
Accordingly, we conclude that where the litigants in a
divorce case appear pro se, and the recommended order of the family
law master is submitted to the circuit court without the filing of
exceptions, the circuit court, and not the layman litigant, has the
duty to prepare the final order. We emphasize that we do not
address in this case the propriety of requiring attorneys for the
parties or a pro se litigant who is also a practicing attorney to
prepare such proposed orders. We hold only that where a layperson
appears pro se in a divorce action, it is the duty of the trial
court, and not of the pro se litigant, to prepare the final order.
We also observe that the family law master owes no lesser
duty to pro se litigants. In cases involving pro se litigants, the
family law master has a duty, under W. Va. Code, 48A-4-1(m), and W.
Va. Code, 48A-4-4(b), to prepare the recommended order. We noted
as much in Segal v. Beard, supra, where the attorneys for the
parties to a divorce action modified and signed a proposed
recommended order prepared by the family law master. The family
law master made no changes in the draft decision and submitted it,
as modified by the parties, to the circuit court. In note 3 of
Segal, 181 W. Va. at 95, 380 S.E.2d at 447, we stated:
"While the family law master may, in
his or her discretion, require the parties to
submit proposed findings and conclusions,
. . . the family law master, not counsel,
should have prepared the recommended decision,
including the proposed court order, . . . and
any exceptions should have been noted for the
first time in the petition for review after
the recommended decision was filed."
(Citations omitted).
Obviously, the family law master may still require the
attorneys for the parties to submit proposed findings of fact and
conclusions of law,See footnote 13 and may, in an appropriate case, adopt such
proposed findings and conclusions. With respect to pro se
litigants, however, we have noted that a family law master acts in
the trial court's stead and "has a duty identical to that of the
court to make reasonable accommodations for a litigant who is
representing himself, insuring that substantial justice is done."
Bego v. Bego, 177 W. Va. at 77, 350 S.E.2d at 704. (Footnote
omitted).
Here, however, there is no allegation that respondent
Means required the relator to draft the recommended order. Our
grant or denial of the writ of mandamus prayed for must, therefore,
be directed only to the respondent judge.
See also State ex rel. Lambert v. Cortellessi, 182 W. Va. 142, 386
S.E.2d 640 (1989). In State ex rel. Judy v. Kiger, 153 W. Va. 764,
767-68, 172 S.E.2d 579, 581 (1970), we stated:
"'When a duty is imposed by a law upon a
court, a mandamus from a higher court is the
proper means to compel the discharge of such
duty. When such duty is so plain in point of
law and so clear in matter of fact that no
element of discretion is left as to the
precise mode of its performance, such duty is
ministerial, and a writ of mandamus to compel
the performance of such duty will specify the
exact mode of performance.'" Quoting S.
Merrill, Law of Mandamus § 186 (1892).
See also State ex rel. Board of Educ. v. Spillers, 164 W. Va. 453,
259 S.E.2d 417 (1979).
Here, the relator was a pro se litigant in a case in
which both parties waived the right to file exceptions. There has
been no showing that she has legal training which would qualify her
to prepare a draft order. Accordingly, we conclude that the
circuit court had no discretion to order the relator to draft the
final order, and we believe that mandamus is appropriate in this
case.
Moulded writ granted.
"A circuit court or the chief judge
thereof shall refer to the master the
following matters for hearing to be conducted
pursuant to section two [§ 48A-4-2] of this
article: Provided, That on its own motion or
upon motion of a party, the circuit judge may
revoke the referral of a particular matter to
a master if the master is recused, if the
matter is uncontested, or for other good
cause, or if the matter will be more
expeditiously and inexpensively heard by the
circuit judge without substantially affecting
the rights of parties in actions which must
be heard by the circuit court:
* * *
(5) All actions for divorce,
annulment or separate maintenance brought
pursuant to article two [§ 48-2-1 et seq.],
chapter forty-eight of this code: Provided,
That an action for divorce, annulment or
separate maintenance which does not involve
child custody or child support shall be heard
by the circuit judge if, at the time of the
filing of the action, the parties file a
written property settlement agreement which
has been signed by both parties[.]"
The 1992 amendments to this statute did not alter these provisions. See W. Va. Code, 48A-4-1(i) (1992).
"The master shall give all
interested parties opportunity for the
submission and consideration of facts,
arguments, offers of settlement or proposals
of adjustment when time, the nature of the
proceedings and the public interest permit.
To the extent that the parties are unable to
settle or compromise a controversy by
consent, the master shall provide the parties
a hearing and make a recommended order in
accordance with the provisions of sections
two and four [§§ 48A-4-2 and 48A-4-4] of this
article."
This provision remained unchanged by the 1992 amendments to the statute. See W. Va. Code, 48A-4-1(m) (1992).
"A master presiding at a hearing
under the provisions of this chapter may:
* * *
"(6) Make and enter temporary
orders on procedural matters, including, but
not limited to, substitution of counsel,
amendment of pleadings, requests for hearings
and other similar matters[.]"
"A master who presides at a hearing
under the provisions of section two [§ 48A-4-2] of this article is authorized to make and
enter pendente lite support and custody
orders which, when entered, shall be
enforceable and have the same force and
effect under law as pendente lite support
orders made and entered by a judge of the
circuit court, unless and until such support
orders are modified, vacated, or superseded
by an order of the circuit court."
"The master shall sign and send the
recommended order, any separate document
containing the findings of fact and
conclusions of law and the notice of
recommended order as set forth in section
four-a [§ 48A-4-4a] of this article to the
attorney for each party, or if a party is
unrepresented, directly to the party, in the
same manner as pleadings subsequent to an
original complaint are served in accordance
with rule five of the rules of civil
procedure for trial courts of record. The
master shall file the recommended order and
the record in the office of the circuit clerk
prior to the expiration of the ten-day period
during which exceptions can be filed."
"(1) Arbitrary, capricious, an
abuse of discretion, or otherwise not in
conformance with the law;
"(2) Contrary to constitutional
right, power, privilege, or immunity;
"(3) In excess of statutory
jurisdiction, authority, or limitations, or
short of statutory right;
"(4) Without observance of
procedure required by law;
"(5) Unsupported by substantial
evidence; or
"(6) Unwarranted by the facts."
"With the exception of pendente
lite support and custody orders entered by a
master in accordance with the provisions of
section three [§ 48A-4-3] of this article,
and procedural orders entered pursuant to the
provisions of section two [§ 48A-4-2] of this
article, an order imposing sanctions or
granting or denying relief may not be made
and entered except by a circuit court within
the jurisdiction of said court and as
authorized by law."