IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 1992 Term
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No. 21218
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ELIZABETH ELLEN PHILLIPS,
Plaintiff Below, Appellant
v.
HAROLD PHILLIPS,
Defendant Below, Appellee
___________________________________________________
Appeal from the Circuit Court of Logan County
Honorable J. Ned Grubb, Judge
Civil Action No. 87-C-280
REVERSED AND REMANDED
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Submitted: September 16, 1992
Filed: December 16, 1992
Craig Levine
Appalachian Research and Defense Fund
Charleston, West Virginia
Attorney for the Appellant
Bernard L. Spaulding
Logan, West Virginia
Attorney for the Appellee
CHIEF JUSTICE McHUGH delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. "A cardinal criterion for an award of joint custody
is the agreement of the parties and their mutual ability to co-operate in reaching shared decisions in matters affecting the
child's welfare." Syl. pt. 4, Lowe v. Lowe, 179 W. Va. 536, 370
S.E.2d 731 (1988).
2. "To justify a change of child custody, in addition to
a change in circumstances of the parties, it must be shown that
such change would materially promote the welfare of the child."
Syl. pt. 2, Cloud v. Cloud, 161 W. Va. 45, 239 S.E.2d 669 (1977).
3. "In determining if joint custody is appropriate, a
court must make a sufficient factual inquiry to insure that such an
arrangement is, indeed, in the best interest of the child." Syl.
pt. 3, Lowe v. Lowe, 179 W. Va. 536, 370 S.E.2d 731 (1988).
4. Upon a petition seeking a change in the custody
arrangement of a child from joint custody to sole custody, the
primary criterion considered by a circuit court or family law
master should be the best interests of the child and the mutual
ability of the parties in reaching shared decisions with respect to
those interests, and not solely whether a change in circumstances
has occurred.
5. "When a family law master or a circuit court enters
an order awarding or modifying child support, the amount of the
child support shall be in accordance with the established state
guidelines, set forth in 6 W. Va. Code of State Rules §§ 78-16-1 to
78-16-20 (1988), unless the master or the court sets forth, in
writing, specific reasons for not following the guidelines in the
particular case involved. W. Va. Code, 48A-2-8(a), as amended."
Syllabus, Holley v. Holley, 181 W. Va. 396, 382 S.E.2d 590 (1989).
McHugh, Chief Justice:
This case is before the Court upon the appeal of
Elizabeth Ellen Phillips, from the judgment of the Circuit Court of
Logan County, dated January 2, 1992. The appellee is Harold
Phillips. For reasons set forth herein, we reverse the judgment of
the circuit court, and remand this case to that court for
proceedings consistent with our opinion.
I
The facts of this case, which date back to 1987, have
been a protracted ordeal from the start. However, the legal
principles involved, and application hereto, are not as complex,
and we recite herein only those facts which are pertinent to this
appeal.
The parties were divorced by order of the circuit court
on June 9, 1987. Both parties at that time appeared pro se, and an
agreement was reached to share custody of their two children, Chad,
who was then ten years old, and Candi, who was then five years old.
The family law master recommended and the circuit court approved of
the joint custody arrangement.
Ten months later, the appellant petitioned the circuit
court for a modification in child support, which, in essence, was
a request to establish an obligation of child support payments
inasmuch as none had been previously ordered. On September 1,
1988, following a hearing before the family law master, the parties
agreed upon an amount of child support. While the appellee
maintains that the amount was determined by the family law master
using the appropriate child support formula in effect at the time,
the appellant claims that the parties actually agreed to the
amount. In any event, the resulting amount was $333.78 per month,
and both parties waived, in writing, their right to appeal the
family law master's recommended decision within ten days. See W.
Va. Code, 48A-4-7 [1990]. The appellee began making the monthly
payments, which continued until late 1989, although the order
establishing the child support was apparently not entered until
June 1990.
In August 1989, the appellee petitioned the circuit court
to lower the child support order that he believed had been entered
as a result of the September 1, 1988 agreement. The family law
master, apparently not realizing that the order had not been
entered, denied the appellee's petition because no change of
circumstances had taken place.
The appellant then petitioned the circuit court to change
the custody arrangement to her sole custody, alleging that the
"joint custody" was unworkable. The appellant also sought to
modify the child support accordingly. The family law master found
that no material change in circumstances had occurred to warrant
such modification.
As stated above, in late 1989, the appellee ceased making
monthly child support payments.See footnote 1 Accordingly, the appellant
petitioned the circuit court to enter an order to be effective
September 1, 1988, nunc pro tunc, reflecting the child support
obligation agreed to on that date before the family law master.
The circuit court remanded to the family law master the issue of
whether the order should be entered to be effective September 1,
1988, nunc pro tunc.
In June 1990, the appellant petitioned the family law
master for entry of an order to be effective September 1, 1988,
nunc pro tunc. The family law master obtained a copy of the order
prepared by appellee's counsel in September 1988, and recommended
that that order be entered by the circuit court, while the issue of
child support modification was continued.
On June 29, 1990, the circuit court entered an order
reflecting the original child support arrangement, whereby the
appellee would pay the appellant $333.78 per month, effective
September 15, 1988.
The appellee failed to make child support payments, and
consequently, the child support issue was before the circuit court
again, where the appellant attempted to establish an award of child
support consistent with the state child support formula.See footnote 2 However,
the circuit court ordered the appellee to pay only $250 per month.See footnote 3
Furthermore, the circuit court again remanded to the family law
master the following issues for recommendations: (1) whether the
child support order should be effective September 1, 1988, nunc pro
tunc; and (2) an appropriate prospective custody and child support
order.See footnote 4
The family law master recommended that the "agreement" of
September 1988 be given "nunc pro tunc" effect. This
recommendation was based upon the finding that both parties had
waived their rights to file exceptions. The family law master
further recommended that the joint custody arrangement could not be
modified since there had been no material change in circumstances.
It was also recommended by the family law master that, based on an
"80%-20%" joint custody split in favor of custody with the
appellant, the appellant is entitled to $635.26 per month in child
support. Both parties took exception, and a hearing was set before
the circuit court.
On January 2, 1992, the circuit court entered the order
that is at issue in this appeal. In that order, the following was
done: (1) The circuit court overruled the family law master's
recommendation on the issue of retrospective child support, holding
that if there was such an agreement, then it would have to be
enforced in a separate contract action. Accordingly, the appellant
was not entitled to the $333.78 per month enforceable back to
September 1988; (2) The circuit court ruled that the June 29, 1990
order was "null and void" in that it "was entered by the [circuit]
Court inadvertently and by mistake."; (3) The circuit court
affirmed the family law master's recommendation to not modify the
joint custody arrangement; and (4) The circuit court refused to
adopt the family law master's recommendation that the appellee's
child support obligation be $635.26, which was based on the state
child support formula and the "80%-20%" joint custody split.
Rather, the circuit court again remanded the matter concerning
prospective child support to the family law master.
It is from this January 2, 1992 order that the appellant
seeks relief. As stated previously, the facts of this case involve
a long ordeal where the fate of the parties and their children has
been passed back and forth between the circuit court and the family
law master.
II
The first issue to be addressed herein is whether the
appellee has a duty to pay the appellant the child support dating
back to September 1988. Both parties argue the merits of whether
entry of an order "nunc pro tunc" is proper on this point.
However, we do not believe that a discussion on
principles relating to "nunc pro tunc" orders is necessary.
Rather, before the merits of that issue would even need to be
reached, it is obvious that the circuit court committed error by
concluding that the June 29, 1990 order was "null and void."
W. Va. Code, 48A-4-10 [1990], which establishes review by
a circuit court of a family law master's recommended order,
provides, in part, the following:
(d) In making its determinations under
this section, the circuit court shall review
the whole record or those parts of it cited by
a party. If the circuit court finds that a
master's recommended order is deficient as to
matters which might be affected by evidence
not considered or inadequately developed in
the master's recommended order, the court may
recommit the recommended order to the master,
with instructions indicating the court's
opinion, or the circuit court may proceed to
take such evidence without recommitting the
matter.
(e) The order of the circuit court
entered pursuant to the provisions of
subsection(d) of this section shall be entered
not later than ten days after the time for
filing pleadings or briefs has expired or
after the filing of a notice or notices
waiving the right to file such pleading or
brief.
(emphasis supplied)
As stated in section I herein, the parties, on September
1, 1988, waived their right to appeal the family law master's
recommended decision. Accordingly, pursuant to the provisions of
W. Va. Code, 48A-4-10 [1990], the circuit court had ten days after
September 1, 1988 to enter an order reflecting the family law
master's recommended decision. Through some oversight, this order
was not entered, but, upon bringing the failure to make entry to
the court's attention, the circuit court did, on June 29, 1990,
enter an order reflecting the parties' agreement.See footnote 5
Accordingly, it was proper for the circuit court to
correct the previous failure to enter the order. On the other
hand, it is not clear as to why the circuit court, in the January
2, 1992 order, held that the June 29, 1990 order was entered
"inadvertently and by mistake." No reasons are given for this
ruling.
Therefore, the circuit court committed error by declaring
"null and void" the June 29, 1990 order, which established that the
appellee pay the appellant child support in the amount of $333.78
per month.
III
The appellant also contends that the circuit court and
the family law master abdicated their responsibility of awarding
her sole custody by placing more weight on the fact that there was
no material change in circumstances, rather than follow the
principle enunciated by this Court in syllabus point 4 to Lowe v.
Lowe, 179 W. Va. 536, 370 S.E.2d 731 (1988). That syllabus point
provides: "A cardinal criterion for an award of joint custody is
the agreement of the parties and their mutual ability to co-operate
in reaching shared decisions in matters affecting the child's
welfare."
Specifically, in its January 2, 1992 order, the circuit
court stated that "the [circuit] Court upholds the finding of the
Family Law Master that there has been no change in circumstances
which would support a modification of joint custody."
W. Va. Code, 48-2-15(e) [1992] provides, in part:
The court may also from time to time [after
the entry of an order], on the verified
petition of either of the parties or other
proper person having actual or legal custody
of the minor child or children of the parties,
revise or alter such order concerning the
custody and support of the children, and make
a new order concerning the same, issuing it
forthwith, as the circumstances of the parents
or other proper person or persons and the
benefit of the children may require[.]
(emphasis supplied)
While it may be proper for a circuit court or family law
master to determine whether a change in circumstances has occurred
for settling custodial questions, that is, by no means, the sole
criterion. Rather, the following principle is well established:
"To justify a change of child custody, in addition to a change in
circumstances of the parties, it must be shown that such change
would materially promote the welfare of the child." Syl. pt. 2,
Cloud v. Cloud, 161 W. Va. 45, 239 S.E.2d 669 (1977). Accord, syl.
pt. 1, Weece v. Cottle, 177 W. Va. 380, 352 S.E.2d 131 (1986).
With respect to joint custody specifically, we held in
syllabus point 3 to Lowe: "In determining if joint custody is
appropriate, a court must make a sufficient factual inquiry to
insure that such an arrangement is, indeed, in the best interest of
the child."See footnote 6
The appellant points out that the custodial arrangement
that the parties live by now, and since August 1991, see supra note
4, is a very traditional sole custodial arrangement whereby both
children live with one parent, and visit the other parent every
other weekend. Moreover, it is apparent that the parties do not
necessarily have a "mutual ability to co-operate in reaching shared
decisions" where their children's welfare is concerned. See syl.
pt. 4, Lowe.
We believe that upon a petition seeking a change in the
custody arrangement of a child from joint custody to sole custody,
the primary criterion considered by a circuit court or family law
master should be the best interests of the child and the mutual
ability of the parties in reaching shared decisions with respect to
those interests, and not solely whether a change in circumstances
has occurred.
Accordingly, the judgment of the circuit court on this
assignment of error is reversed. Upon remand, the circuit court or
family law master should approach this issue with the above-stated
principles in mind.
IV
Finally, the appellant raises as error the circuit
court's award of child support. The appellant alleges that under
the state child support formula, if she were deemed sole custodian
of the children, then she would be entitled to an award of $766.50
per month. The family law master, as pointed out in section I
herein, assumed an "80%-20%" split, and arrived at an amount of
$635.26 per month, again, applying the state child support formula.
In either case, it is clear that the circuit court
ignored both figures by leaving in place the award of $250 per
month. See section I.
W. Va. Code, 48A-2-8(a) [1989] provides:
The director of the child advocate office
shall, by legislative rule, establish
guidelines for child support award amounts so
as to ensure greater uniformity by those
persons who make child support recommendations
and enter child support orders, and to
increase predictability for parents, children
and other persons who are directly affected by
child support orders. There shall be a
rebuttable presumption, in any proceeding
before a family law master or a circuit court
judge for the award of child support, that the
amount of the award which would result from
the application of such guidelines is the
correct amount of child support to be awarded.
A written finding or specific finding on the
record that the application of the guidelines
would be unjust or inappropriate in a
particular case shall be sufficient to rebut
the presumption in that case. The guidelines
shall not be followed:
(1) When the child support award proposed
to be made pursuant to the guidelines has been
disclosed to the parties and each party has
made a knowing and intelligent waiver of said
amount, and the support obligors have entered
into an agreement which provides for the
custody and support of the child or children
of the parties; or
(2) When the child support award proposed
to be made pursuant to the guidelines would be
contrary to the best interests of the child or
children, or contrary to the best interests of
the parties.
The guidelines established by this statutory provision are set
forth in 6 W. Va. C. S. R. § 78-16-1 to § 78-16-20.
In Holley v. Holley, 181 W. Va. 396, 382 S.E.2d 590
(1989), this Court, in that opinion's sole syllabus point, held:
When a family law master or a circuit
court enters an order awarding or modifying
child support, the amount of the child support
shall be in accordance with the established
state guidelines, set forth in 6 W. Va. Code
of State Rules §§ 78-16-1 to 78-16-20 (1988),
unless the master or the court sets forth, in
writing, specific reasons for not following
the guidelines in the particular case
involved. W. Va. Code, 48A-2-8(a), as
amended.
The circuit court in this case not only declined to
follow the guidelines for child support, but also admitted that the
$250 per month award was an "arbitrary" figure, thus, failing to
set forth why the guidelines should not be followed. Clearly, this
is reversible error.
Accordingly, we reverse the circuit court on this point,
and remand this case so that, with our holding set forth herein
regarding the custodial arrangement and the child support formula,
that court may arrive at an amount consistent with those well
established legal principles.See footnote 7
V
Consistent with the foregoing, the January 2, 1992 order
of the Circuit Court of Logan County is reversed, and this case is
remanded to that court for proceedings consistent with our holding
herein.
Reversed and remanded.
Footnote: 1 The appellant alleges that the appellee ceased making
such payments upon discovery of the fact that the order requiring
the payments had not been entered.
Footnote: 2 It is asserted that application of the state child
support formula would have resulted in an amount approximately
consistent with the amount set forth in the June 29, 1990 order.
Footnote: 3 The circuit court actually stated on the record that
this $250 figure was "arbitrary."
Footnote: 4 From early 1990 to mid-1991, the oldest child, Chad, had
moved back to his father's, the appellee's, home. During this
sixteen-month period, Chad visited the appellant on alternate
weekends, while Candi, who lived with the appellant, visited the
appellee on alternate weekends. As indicated by the above text,
the appellee did not pay any support to the appellant at this time.
By the time the family law master heard the child support issue in
August 1991, Chad had moved back in with the appellant after having
difficulties with his father, so both children are living with
their mother, the appellant, and visit their father, if at all,
every other weekend.
Footnote: 5 Although not dispositive, it is worth noting that in the
June 29, 1990 order, the typewritten section designated for the
date reads: "ENTERED this ___ day of ________________ 1988."
"1988" is crossed through, and 1990 is handwritten over it. This
indicates that the order was prepared following the September 1,
1988 waiver of the ten-day appeal to the circuit court, in
anticipation of entry to follow shortly thereafter.
Footnote: 6 Syllabus point 1 to Lowe, which addresses a custody
award when the divorce is initially ordered, provides: "Under West
Virginia Code § 48-2-15 (1986 Replacement Vol.), a circuit court
may, in the divorce order, provide for joint custody of minor
children when the parties so agree and when, in the discretionary
judgment of the circuit court, such an agreement promotes the
welfare of the child."
Footnote: 7 In light of our opinion with respect to the circuit
court's error in relieving the appellee of his child support
obligation, we need not address any issue concerning the arrearages
that have been accruing on the difference between the proper amount
of child support and the amount actually ordered by the court.