IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 1992 Term
___________
No. 21124
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HAZEL HELDRETH AND WILLIAM HELDRETH,
Plaintiffs Below, Appellants
v.
ANTHONY R. MARRS AND MARY J. CLARK,
Defendants Below, Appellees
___________________________________________________
Appeal from the Circuit Court of Mercer County
Honorable David W. Knight, Judge
Civil Action No. 88-C-1342-K
REVERSED AND REMANDED
___________________________________________________
Submitted: September 16, 1992
Filed: December 14, 1992
Anthony R. Veneri
Princeton, West Virginia
Attorney for the Appellant
Wade T. Watson
Sanders, Watson & White
Attorney for the Appellees
CHIEF JUSTICE McHUGH delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. A defendant may be held liable for negligently
causing a plaintiff to experience serious emotional distress, after
the plaintiff witnesses a person closely related to the plaintiff
suffer critical injury or death as a result of the defendant's
negligent conduct, even though such distress did not result in
physical injury, if the serious emotional distress was reasonably
foreseeable. To the extent that Monteleone v. Co-Operative Transit
Co., 128 W. Va. 340, 36 S.E.2d 475 (1945), is inconsistent with our
holding in cases of plaintiff recovery for negligent infliction of
emotional distress, it is overruled.
2. A plaintiff's right to recover for the negligent
infliction of emotional distress, after witnessing a person closely
related to the plaintiff suffer critical injury or death as a
result of defendant's negligent conduct, is premised upon the
traditional negligence test of foreseeability. A plaintiff is
required to prove under this test that his or her serious emotional
distress was reasonably foreseeable, that the defendant's negligent
conduct caused the victim to suffer critical injury or death, and
that the plaintiff suffered serious emotional distress as a direct
result of witnessing the victim's critical injury or death. In
determining whether the serious emotional injury suffered by a
plaintiff in a negligent infliction of emotional distress action
was reasonably foreseeable to the defendant, the following factors
must be evaluated: (1) whether the plaintiff was closely related
to the injury victim; (2) whether the plaintiff was located at the
scene of the accident and is aware that it is causing injury to the
victim; (3) whether the victim is critically injured or killed; and
(4) whether the plaintiff suffers serious emotional distress.
McHugh, Chief Justice:
The plaintiff, William Heldreth, appeals the order of the
Circuit Court of Mercer County granting summary judgment in favor
of the defendants, Anthony R. Marrs and Mary J. Clark, in a
negligence action in which the plaintiff sought to recover, among
other things, damages for negligent infliction of emotional
distress. For reasons set forth herein, we conclude that the award
of summary judgment should be reversed, and that this case should
be remanded for further proceedings.
I.
On January 9, 1987, Mr. and Mrs. Heldreth were shopping
at the Hill's Department Store in Mercer County, West Virginia.
Upon leaving the store, Mr. and Mrs. Heldreth walked to their
automobile which was located in the parking space closest to the
store. While Mr. Heldreth, who preceded Mrs. Heldreth to their
automobile, was placing his package into the trunk, Mrs. Heldreth
stepped off the sidewalk toward their automobile. When she was
approximately half way between the sidewalk and the automobile,
Mrs. Heldreth was struck by another vehicle. When the vehicle hit
Mrs. Heldreth, she screamed. The impact of the vehicle caused Mrs.
Heldreth to be thrown into the air, and then to the ground.
When Mr. Heldreth heard his wife scream and realized that
she had been hit by the car, he began to chase that car in an
attempt to stop it as it left the parking lot. After failing to
stop the vehicle, Mr. Heldreth returned to his wife. Mrs. Heldreth
remained on the pavement of the parking lot for approximately five
to ten minutes, until an ambulance arrived to take her to the
hospital. While the ambulance transported Mrs. Heldreth to the
hospital, Mr. Heldreth remained at the scene of the accident to
take the names and addresses of witnesses. Mr. Heldreth then drove
his automobile to the hospital and went to the emergency room to
find his wife.
Upon arriving at the emergency room, Mr. Heldreth began
experiencing chest pain and was hospitalized for suffering a heart
attack.See footnote 1 Mr. Heldreth later underwent a cardiac catheterization
on February 9, 1987, and a triple by-pass operation on March 4,
1987.
Mr. and Mrs. Heldreth initiated this action against the
defendants alleging that their negligence caused Mrs. Heldreth to
suffer soft tissue injuries, physical discomfort, extreme emotional
distress and loss of consortium. The complaint also alleges that
as a result of the defendants' negligence, Mr. Heldreth suffered
extreme emotional distress which proximately caused him to have a
heart attack.
Following the defendants' motion for summary judgment
with regard to Mr. Heldreth's claims, all parties agreed that the
circuit court should certify to this Court the question of whether
a plaintiff may state a cause of action for emotional distress and
resulting physical injury caused by negligent conduct affecting a
person closely related to the plaintiff where the plaintiff is at
or near the accident but not in the "zone of danger." This Court,
however, refused to grant the certified question. The circuit
court ultimately granted the defendants' motion for summary
judgment with respect to Mr. Heldreth's claims on the ground that
West Virginia does not recognize a cause of action for negligent
infliction of emotional distress. Mr. and Mrs. Heldreth appeal
that decision.
II.
The primary issues to be addressed in this case are
whether a plaintiff should be allowed to recover for the negligent
infliction of emotional distress from witnessing or having some
sensory observationSee footnote 2 of a person closely related to the plaintiff,
suffer critical injury or death as a result of the defendant's
negligence, and if so, what factors should be considered in
determining whether it was reasonably foreseeable.
In prior decisions, this Court's view on the issue of
plaintiff recovery for the negligent infliction of emotional
distress has never been fully developed. In Monteleone v. Co-Operative Transit Co., 128 W. Va. 340, 36 S.E.2d 475 (1945), this
Court held that there can be no recovery in tort for emotional and
mental trouble alone without ascertainable physical injuries
arising therefrom, when the defendant's negligent conduct has
caused no impact resulting in substantial bodily injury. Relying
upon Monteleone, we stated, in Johnson v. West Virginia University
Hospitals, Inc., 186 W. Va. 648, 651, 413 S.E.2d 889, 892 (1991)
that, "[a]s a general rule, absent physical injury, there is no
allowable recovery for negligent infliction of emotional distress."
(emphasis added) We also expressed a reluctance in Funeral
Services by Gregory, Inc. v. Bluefield Community Hospital, 186 W.
Va. 424, 429, 413 S.E.2d 79, 84 (1991) to permit recovery for
emotional distress absent an intentional tort. However, we noted
in Belcher v. Goins, 184 W. Va. 395, 408, 400 S.E.2d 830, 843
(1990) and in Harless v. First National Bank, 169 W. Va. 673, 689,
289 S.E.2d 692, 702 (1982), although not central to the decision in
those cases, that a cause of action for negligent infliction of
emotional distress may lie where the plaintiff witnesses a physical
injury to a closely related person, suffers mental anguish that
manifests itself as a physical injury and is "within the zone of
danger."See footnote 3
The reason for allowing a plaintiff to recover for the
negligent infliction of emotional distress was succinctly stated by
the New Jersey Supreme Court in Portee v. Jaffee, 417 A.2d 521, 526
(N.J. 1980):
No loss is greater than the loss of a loved
one, and no tragedy is more wrenching than the
helpless apprehension of the death or serious
injury of one whose very existence is a
precious treasure. The law should find more
than pity for one who is stricken by seeing
that a loved one has been critically injured
or killed.See footnote 4
The arguments given for not allowing a plaintiff to
recover for negligent infliction of emotional distress were
persuasively criticized by the Supreme Court of Pennsylvania in
Sinn v. Burd, 404 A.2d 672 (Pa. 1979).See footnote 5 The Pennsylvania court
identified five policy arguments as to why plaintiff recovery
should not be allowed: (1) the difficulty of medical science to
prove causation between claimed damages and alleged fright; (2) the
fear of fraudulent or exaggerated claims; (3) the concern that to
allow such a recovery will precipitate a flood of litigation; (4)
the problem of unlimited and unduly burdensome liability; and (5)
the difficulty of reasonably circumscribing the area of liability.
404 A.2d at 678.
In finding each of the foregoing arguments unconvincing,
the Pennsylvania Supreme Court pointed out that the advancement of
medical and psychiatric science had diminished the problems of
proof associated with emotional distress cases through the
development of psychiatric and diagnostic tests. 404 A.2d at 678-79. The Court further explained that the court system has the
responsibility of weeding out fraudulent claims and that the mere
fear of a flood of litigation was not sufficient to deny access to
the courts. 404 A.2d at 679-81. The Court, relying on Leong v.
Takasaki, 520 P.2d 758, 764 (Haw. 1974), also pointed out that the
concern for unlimited liability could be alleviated by limiting
recovery only to those plaintiffs who experience very serious
emotional distress. 404 A.2d at 683. Finally, the Court
recognized that the area of liability could be reasonably
circumscribed by adopting factors to determine the limits of
plaintiff recovery. 404 A.2d at 681-85.
This Court believes that a plaintiff who witnesses or has
a sensory observation of a person closely related to the plaintiff
suffer critical injury or death as a result of the defendant's
negligence should be allowed to bring an action for negligent
infliction of emotional distress. In order for this court to adopt
a standard for establishing the degree of mental distress necessary
to sustain a cause of action for negligent infliction of emotional
distress, however, we must first reconcile our holding in
Monteleone, supra, with the trend of other courts which have
abandoned the rule prohibiting recovery absent physical injury.
The rule stated in Monteleone, as it relates to this case, is,
quite simply, outdated. The Monteleone court, relying on a case
decided in 1899,See footnote 6emphasized that "[a]nxiety of mind and mental
torture are too refined and too vague in their nature to be the
subject of pecuniary compensation in damages, except where, as in
case of personal injury, they are so inseparably connected with the
physical pain that they cannot be distinguished from it, and are
therefore considered a part of it[.]" 128 W. Va. at 351, 36 S.E.2d
at 480 (emphasis in original).See footnote 7 However, the Monteleone court, in
1945, did not fully envision the advancements that were ultimately
made in the medical and psychiatric sciences, which have been
recognized by other courts, that have enabled physicians to
diagnose serious emotional distress and identify malingers. See
Sinn v. Burd, 404 A.2d at 678-79; David J. Leibson, Recovery of
Damages for Emotional Distress Caused by Physical Injury to
Another, 15 J. Fam. L. 163 (1976-77). Reliable medical evidence is
available to weed out the fraudulent and trivial claims about which
the Monteleone court was obviously concerned.See footnote 8
Therefore, we conclude that a defendant may be held
liable for negligently causing a plaintiff to experience serious
emotional distress, after the plaintiff witnesses a person closely
related to the plaintiff suffer critical injury or death as a
result of the defendant's negligent conduct, even though such
distress did not result in physical injury, if the serious
emotional distress was reasonably foreseeable. To the extent that
Monteleone v. Co-Operative Transit Co., 128 W. Va. 340, 36 S.E.2d
475 (1945), is inconsistent with our holding in cases of plaintiff
recovery for negligent infliction of emotional distress, it is
overruled. The ability of a plaintiff to recover for this cause of
action will be limited by certain factors which will be discussed
infra.
III.
Although this Court has never discussed what factors must
be shown in order for a plaintiff to maintain a cause of action for
negligent infliction of emotional distress, this issue has been the
subject of much debate in other jurisdictions. See, e.g., Thing v.
La Chusa, 771 P.2d 814 (Cal. 1989); Williams v. Baker, 572 A.2d
1062 (D.C. Ct. App. 1990); Culbert v. Sampson's Supermarkets Inc.,
444 A.2d 433 (Me. 1982); Dziokonski v. Babineau, 380 N.E.2d 1295
(Mass. 1978); James v. Lieb, 375 N.W.2d 109 (Neb. 1985); Corso v.
Merrill, 406 A.2d 300 (N.H. 1979); Bovsun v. Sanperi, 461 N.E.2d
843 (N.Y. 1984); Portee v. Jaffee, supra. From our review of cases
in other jurisdictions which have allowed a plaintiff to recover
damages for negligent infliction of emotional distress, we have
found five factors which have been considered by courts in
establishing a test to determine whether a plaintiff may recover
under this theory:
(1) whether the plaintiff is closely related to the
injury victim;
(2) whether the plaintiff is present at the scene of the
injury-producing event at the time it occurs and is then aware that
it is causing injury to the victim;
(3) whether the victim is seriously or fatally injured;
(4) whether the plaintiff suffers emotional distress
beyond that which would be anticipated in a disinterested witness;
and
(5) whether the plaintiff was in the zone of danger so as
to be subject of unreasonable risk of bodily harm created by
defendant's negligent conduct.
In formulating our test to determine whether a plaintiff
may recover for negligent infliction of emotional distress, we
shall separately weigh the merits of each of the foregoing factors
and consider the reasoning of courts in other jurisdictions which
have adopted such tests.
A.
PLAINTIFF'S RELATIONSHIP TO THE VICTIM
One factor which courts agree must be included in the
test is whether the plaintiff has a close relationship with the
injury victim.See footnote 9 Courts have recognized that the relationship
between the plaintiff and the injury victim is valuable in
determining foreseeability, and therefore is an essential element
in establishing liability. James v. Lieb, supra; Portee v. Jaffee,
supra; D'Ambra v. United States, 338 A.2d 524 (R.I. 1975).
In James v. Lieb,See footnote 10 the Supreme Court of Nebraska, in
discussing the importance of the marital or familial relationship
between the plaintiff and the injury victim, recognized that
"medical authorities are generally in agreement that a mere
bystander who has no significant relationship with the victim will
not suffer the profound, systematic mental and emotional reaction
likely to befall a close relative as a result of witnessing or
learning of the victim's death." 375 N.W.2d at 115. To satisfy
this element of the test, the James court chose not to require a
relationship within a certain degree of "consanguinity,"See footnote 11 but
instead decided to require that a marital or close familial
relationship exist between the plaintiff and the injury victim.
Id. The James court pointed out that although their decision would
not exclude aunts, uncles and grandparents of an injury victim from
bringing such actions, they would have a heavier burden of proving
a significant attachment. Id.
We agree with the Supreme Court of Nebraska and other
courts which have held that the plaintiff must have a close marital
or familial relationship with the injury victim. Clearly, a
plaintiff who witnesses a closely related person severely injured
or killed by the negligence of another will experience a more
profound emotional trauma than a plaintiff who has no relationship
with the injury victim. It is the very nature of the relationship
between the plaintiff and the victim which makes the emotional
reaction experienced by the plaintiff so poignant. We shall
therefore require, as one element of the test, that a close marital
or familial relationship exist between the plaintiff and the
victim.
B.
LOCATION OF PLAINTIFF AT THE TIME OF THE ACCIDENT
The location of the plaintiff at the time of the accident
has been identified by courts as another essential element of the
plaintiff test. See, e.g., Dziokonski v. Babineau, 380 N.E.2d at
1302; Versland v. Caron Transport, 671 P.2d 583, 586 (Mont. 1983);
James v. Lieb, 375 N.W.2d at 115-16; Corso v. Merrill, 406 A.2d at
307-08.See footnote 12 See generally P.G. Guthrie, Annotation, Right to Recover
Damages in Negligence for Fear of Injury to Another, or Shock or
Mental Anguish at Witnessing Such Injury, 29 A.L.R.3d 1337 § 6.5
(Supp. 1992). In fact, the physical location of the plaintiff at
the time of the accident has been deliberated by the Supreme Court
of California in two precedential decisions, Dillon v. Legg, 441
P.2d 912 (Cal. 1968) and Thing v. La Chusa, 771 P.2d 814 (Cal.
1989).
The case of Dillon v. LeggSee footnote 13 involved an action for
emotional distress brought by a mother who witnessed a driver of a
vehicle strike and kill her infant daughter. The Supreme Court of
California, in reversing the lower court's order granting summary
judgment against the mother, adopted a three-factor test for
determining foreseeability: (1) whether the plaintiff was located
near the scene of the accident as contrasted with one who is far
away; (2) whether the shock resulted from a direct emotional impact
upon plaintiff from the sensory and contemporaneous observation of
the accident, as contrasted with learning of the accident from
others after its occurrence; and (3) whether the plaintiff and
victim were closely related. 441 P.2d at 920. The Court explained
the importance of the plaintiff's location at the time of the
accident with respect to the issue of foreseeability:
[O]bviously defendant is more likely to
foresee that a mother who observes an accident
affecting her child will suffer harm than to
foretell that a stranger witness will do so.
Similarly, the degree of foreseeability of the
third person's injury is far greater in the
case of his contemporaneous observance of the
accident than that in which he subsequently
learns of it. The defendant is more likely to
foresee that shock to the nearby, witnessing
mother will cause physical harm than to
anticipate that someone distant from the
accident will suffer more than a temporary
emotional reaction.
441 P.2d at 921. The Dillon court anticipated that the limits of
negligent infliction of emotional distress actions would be further
defined in later cases.
The Dillon court, however, did not anticipate the
uncertainty that was created by later decisions, especially with
respect to the issue of the location of the plaintiff at the time
of the accident. Later decisions expanded the Dillon guidelines,
for example, by not requiring the plaintiff to "visually" perceive
the accident. Nazaroff v. Superior Court, 145 Cal. Rptr. 657 (Cal.
Ct. App. 1978); Krouse v. Graham, 562 P.2d 1022 (Cal. 1977);
Archibald v. Braverman, 79 Cal. Rptr. 723 (Cal. Ct. App. 1969).
The uncertainty created by these later cases prompted the Supreme
Court of California to clarify the rights to recover for negligent
infliction of emotional distress in Thing v. La Chusa, 771 P.2d 814
(Cal. 1989).
The Thing court reevaluated the concept of
contemporaneous observance of the accident, and adopted the
requirement that the plaintiff be present at the scene of the
accident and aware that it is causing injury to the victim. The
Court gave the following explanation for this modification:
The impact of personally observing the injury-producing event in most, although concededly
not all, cases distinguishes the plaintiff's
resultant emotional distress from the emotion
felt when one learns of the injury or death of
a loved one from another, or observes pain and
suffering but not the traumatic cause of the
injury. Greater certainty and a more
reasonable limit on the exposure to liability
for negligent conduct is possible by limiting
the right to recover for negligently caused
emotional distress to plaintiffs who
personally and contemporaneously perceive the
injury-producing event and its traumatic
consequences.
771 P.2d at 828. The Thing court then held that the plaintiff in
the case, whose child was injured by an automobile, could not
recover damages for emotional distress from the driver of the
vehicle which struck the child because she was not present at the
scene of the accident and was not aware that her son was being
injured.
Having the benefit of the Thing court's hindsight, we too
adopt the requirement that a plaintiff in a negligent infliction of
emotional distress action is present at the scene of the injury-producing event at the time it occurs and is aware that it is
causing injury to the victim.
C.
INJURY TO VICTIM
The fourth factor which has been considered by courts in
establishing the proof necessary to maintain a cause of action for
negligent infliction of emotional distress is whether the victim is
critically injured or killed. Courts have required that the victim
suffer a critical injury or death before a plaintiff can bring a
cause of action for negligent infliction of emotional distress.
See, e.g., James v. Lieb, 375 N.W.2d at 116; Ramirez v. Armstrong,
673 P.2d 822 (N.M. 1983); Portee v. Jaffee, 417 A.2d at 527-28.
The importance of the requirement that the victim suffer
critical injury or death was articulately explained by the Supreme
Court of New Jersey in Portee v. Jaffee, supra. In adopting the
requirement that the victim suffer a critical injury or death, the
Supreme Court of New Jersey recognized the trauma which accompanies
the plaintiff's observation of the death or serious injury of a
person closely related to the plaintiff:
While any harm to a spouse or a family member
causes sorrow, we are here concerned with a
more narrowly confined interest in mental and
emotional stability. When confronted with
accidental death, 'the reaction to be expected
of normal persons,' . . . is shock and fright.
. . . [T]he observation of either death or
this type of serious injury is necessary to
permit recovery. Since the sense of loss
attendant to death or serious injury is
typically not present following lesser
accidental harm, perception of less serious
harm would not ordinarily result in severe
emotional distress. Thus, the risk of an
extraordinary reaction to less serious injury
is not sufficient to result in liability. To
impose liability for any emotional consequence
of negligent conduct would be unreasonable; it
would also be unnecessary to protect a
plaintiff's basic emotional stability.
Therefore, a cause of action for emotional
distress would require the perception of death
or serious physical injury.
417 A.2d at 528 (citation omitted).
We believe that the Supreme Court of New Jersey's reasons
for this requirement are sound. Although minor injuries to a
closely related person may evoke feelings of concern, such emotions
do not rise to the level of the anguish and disbelief that a
plaintiff may experience after witnessing the critical injury to or
death of one to whom the plaintiff is closely related. Therefore,
in addition to the other factors stated above, we hold that the
emotional trauma alleged by a plaintiff must be the direct result
of either the critical injury to or death of a person closely
related to the plaintiff.
D.
DEGREE OF PLAINTIFF'S EMOTIONAL DISTRESS
Another crucial element of the test is the requirement
that the plaintiff experience emotional distress beyond that which
would be anticipated in a disinterested witness. There is
disagreement among courts, however, as to whether some physical
injury must result from the emotional distress. See, e.g., Leong
v. Takasaki, 520 P.2d 758, 762 (Haw. 1974) (physical injury
requirement is "artificial" and should be used only to show degree
of emotional distress);See footnote 14 Barnhill v. Davis, 300 N.W.2d at 107-08
(physical manifestations of distress required); Lejeune v. Rayne
Branch Hospital, 556 So. 2d 559, 570 (La. 1990) (recovery should be
allowed only where the emotional injury is both severe and
debilitating); Culbert v. Sampson's Supermarkets Inc., 444 A.2d at
438 (proof of physical manifestations of the mental injury is no
longer required); Corso v. Merrill, 406 A.2d at 304 (harm for which
plaintiff seeks to recover must be susceptible to some form of
objective medical determination and proved through qualified
medical witnesses); Folz v. State, 797 P.2d 246, 259 (N.M. 1990)
(physical manifestation should not be the sine qua non by which to
establish damages resulting from emotional trauma); Paugh v. Hanks,
451 N.E.2d 759, 765 (Ohio 1983) (examples of serious emotional
distress should include traumatically induced neurosis, psychosis,
chronic depression, or phobia); Reilly v. United States, 547 A.2d
894 (R.I. 1988) (plaintiff must suffer physical symptomatology to
recover for negligent infliction of emotional distress).
In Barnhill v. Davis, supra, the Supreme Court of Iowa
discussed the importance of ensuring that a plaintiff's claim for
emotional distress is serious. The court believed that "every
minor disturbance to a person's mental tranquillity" cannot be
compensated. 300 N.W.2d at 107. Instead, the court reasoned that
"[w]hile . . . mental distress may exist without objective physical
symptoms, compensable mental distress should ordinarily be
accompanied with physical manifestations of the distress." 300
N.W.2d at 107-08.
The Supreme Court of Ohio in Paugh v. Hanks, however,
found that the physical injury rule was too inflexible, and that
the standard of "serious" emotional distress was a more reliable
safeguard. The Supreme Court of Ohio explained what it meant by
using the term "serious":
By the term 'serious,' we of course go beyond
trifling mental disturbance, mere upset or
hurt feelings. We believe that serious
emotional distress describes emotional injury
which is both severe and debilitating. Thus,
serious emotional distress may be found where
a reasonable person, normally constituted,
would be unable to cope adequately with the
mental distress engendered by the
circumstances of the case.
451 N.E.2d at 765 (emphasis added).
The Paugh court further stated that "a rigid requirement
which prevents a plaintiff from recovering from serious emotional
harm except where a physical injury manifestation has ensued,
completely ignores the advances made in modern medical and
psychiatric science[.]" 451 N.E.2d at 765. The court further
pointed out that "[s]erious emotional distress can be as severe and
debilitating as physical injury and is no less deserving of
redress." Id. Finally, the court, relying on Molien v. Kaiser
Foundation Hospitals, 616 P.2d 813, 823 (Cal. 1980), gave examples
of serious emotional distress such as traumatically induced
neurosis, psychosis, chronic depression, or phobia. Id.
We believe that the points made by the Supreme Court of
Ohio in Paugh v. Hanks cannot be overlooked. Serious emotional
distress which results from witnessing a closely related person
critically injured or killed can be, in some cases, as debilitating
and as severe as a physical injury. More importantly, serious
emotional distress can be diagnosed even in the absence of any
physical manifestation, and can be proven with medical and
psychiatric evidence. Furthermore, any physical injury resulting
from the emotional distress is further evidence of the degree of
emotional distress suffered. Paugh v. Hanks, 451 N.E.2d at 765.
As a final point, we believe, in determining the
"seriousness" of the emotional distress, consideration should also
be given to whether the particular plaintiff is a "reasonable
person, normally constituted." More specifically, we recognize
that the Paugh court found that "serious emotional distress may be
found where a reasonable person, normally constituted, would be
unable to cope adequately with the mental distress engendered by
the circumstances of the case." 451 N.E.2d at 765 (citations
omitted) (emphasis added); see also Molien v. Kaiser Foundation
Hospitals, supra.See footnote 15 A "reasonable person," in this context, has
been found to be an "ordinarily sensitive person and not the
supersensitive, 'eggshell psyche' plaintiff." Salley v. Childs,
541 A.2d 1297, 1300 n. 4 (Me. 1988); Gammons v. Osteopathic
Hospital of Maine, Inc., 534 A.2d 1282, 1285 (Me. 1987). The
Supreme Judicial Court of Maine in Theriault v. Swan, 558 A.2d 369,
372 (Me. 1989)See footnote 16 explained what a plaintiff must demonstrate
regarding the "ordinarily sensitive person" standard:
In order to recover for either negligent
or reckless infliction of emotional distress,
a plaintiff must demonstrate that the harm
alleged reasonably could have been expected to
befall the ordinarily sensitive person.
Gammons v. Osteopathic Hospital of Maine,
Inc., 534 A.2d 1282, 1285 (Me. 1987). When
the harm reasonably could affect only the hurt
feelings of the supersensitive plaintiff-the
eggshell psyche-there is no entitlement to
recovery. Id. If, however, the harm
reasonably could have been expected to befall
the ordinarily sensitive person, the
tortfeasor must take his victim as he finds
her, extraordinarily sensitive or not.
Restatement (Second) of Torts § 461 (1975).
The reasonableness of the plaintiff's reaction to the
event will normally be a jury question, as recognized by the
Supreme Court of Washington in Hunsley v. Giard, 553 P.2d 1096,
1103 (Wash. 1976):See footnote 17
Fear, fright or distress for the peril of
another poses a troublesome problem, yet
provides another safeguard against boundless
liability. We decline to draw an absolute
boundary around the class of persons whose
peril may stimulate the mental distress. This
usually will be a jury question bearing on the
reasonable reaction to the event unless the
court can conclude as a matter of law that the
reaction was unreasonable.
As we pointed out earlier in this opinion, a defendant
may be held liable for negligently causing a plaintiff to
experience serious emotional distress, after the plaintiff
witnesses a person closely related to the plaintiff suffer a
critical injury or death as a result of the defendant's negligent
conduct, even though such distress did not result in physical
injury, if the serious emotional distress was reasonably
foreseeable. We emphasize, however, that in addition to showing
that the plaintiff's emotional distress was reasonably foreseeable,
and that a cause and effect relationship between the emotional
distress and the accident existed, the plaintiff must also prove
the seriousness of the emotional distress through the use of
medical and psychiatric evidence. The plaintiff will also have to
demonstrate that the harm alleged reasonably could have been
expected to befall the ordinarily reasonable person. Moreover, in
addition to the serious nature of the emotional distress, the
plaintiff will also have to prove the other factors outlined in
this opinion. Finally, our holding is limited to those cases
involving a plaintiff's recovery for negligent infliction of
emotional distress after witnessing or contemporaneously observing
the critical injury or death of a person closely related to the
plaintiff.
E.
ZONE OF DANGER RULE
The most controversial factor adopted by some courts is
the rule requiring that the plaintiff be in the zone of physical
danger of the defendant's negligent conduct. Proponents of the
zone of danger ruleSee footnote 18 assert that such a rule is an objective test
and provides clear limits on the liability to the plaintiff. See,
e.g., Keck v. Jackson, 593 P.2d 668, 669-70 (Ariz. 1979); Williams
v. Baker, 572 A.2d at 1067-68; Asaro v. Cardinal Glennon Memorial
Hospital, 799 S.W.2d 595, 599 (Mo. 1990); Bovsun v. Sanperi, 461
N.E.2d at 846-49. However, critics of the zone of danger rule
regard it as arbitrary, restrictive and unfair. See, e.g., Dillon
v. Legg, 441 P.2d at 915; Barnhill v. Davis, 300 N.W.2d at 107;
Culbert v. Sampson's Supermarkets Inc., 444 A.2d at 436; Corso v.
Merrill, 406 A.2d at 306; Sinn v. Burd, 404 A.2d at 677-78.
The zone of danger rule was best described by the Court
of Appeals of New York in Bovsun v. Sanperi, 461 N.E.2d at 847:See footnote 19
It is premised on the traditional negligence
concept that by unreasonably endangering the
plaintiff's physical safety the defendant has
breached a duty owed to him or her for which
he or she should recover all damages sustained
including those occasioned by witnessing the
suffering of an immediate family member who is
also injured by the defendant's conduct.
Recognition of this right to recover for
emotional distress attributable to observation
of injuries suffered by a member of the
immediate family involves a broadening of the
duty concept but--unlike the Dillon approach--
not the creation of a duty to a plaintiff to
whom the defendant is not already recognized
as owing a duty to avoid bodily harm. In so
doing it permits recovery for an element of
damages not heretofore allowed. Use of the
zone-of-danger rule thus mitigates the
possibility of unlimited recovery[.]
However, not all courts agree with the Court of Appeals
of New York's characterization of the effectiveness of the zone of
danger rule. For example, the Supreme Court of Pennsylvania, after
adopting the zone of danger rule in Niederman v. Brodsky, 261 A.2d
84 (Pa. 1970), abandoned it in Sinn v. Burd, and sharply criticized
the harshness of the rule:
[E]xperience has taught us that the zone of
danger requirement can be unnecessarily
restrictive and prevent recovery in instances
where there is no sound policy basis
supporting such a result. It has
unquestionably not been effective in every
instance of assuring that one may 'seek
redress for every substantial wrong.' The
restrictiveness of the zone of danger test is
glaringly apparent where it is allowed to deny
recovery to a parent who has suffered
emotional harm from witnessing a tortious
assault upon the person of his or her minor
child. A majority of the commentators and a
growing number of jurisdictions have
considered this problem in recent years and
have concluded that it is unreasonable for the
zone of danger requirement to exclude recovery
in such cases.
This new awareness of the unfairness of
the zone of danger requirement in these cases
is based upon the implicit acceptance that the
emotional impact upon a parent witnessing the
killing of a minor child is at least as great
and as legitimate as the apprehension that is
inspired by a plaintiff being personally
within the zone of danger.
404 A.2d at 677 (footnotes omitted).
The Sinn court further asserted that the zone of danger
requirement "creates the very evil that the test was designed to
eliminate, i.e., arbitrariness." 404 A.2d at 678. The court
pointed out that recovery under the rule depends upon the location
of the plaintiff at the time of the accident, and "ignores that the
emotional impact was most probably influenced by the event
witnessed--serious injury to or death of the child--rather than the
plaintiff's awareness of personal exposure to danger." Id.
Instead of using the zone of danger requirement to avoid
unlimited liability or fraudulent or trivial claims, the Supreme
Court of Pennsylvania and other courts, following the direction of
the Dillon court,See footnote 20 premised the plaintiff's right of recovery on
the traditional test of foreseeability. Under this traditional
negligence test, a plaintiff is required to prove that his or her
injury was foreseeable, that the defendant's negligence caused the
critical injury to or death of the victim, and that the plaintiff
suffered serious emotional distress as a direct result of observing
the critical injury to or death of the victim. See Corso v.
Merrill, 406 A.2d at 306. The factors set forth in Dillon for
determining foreseeability and liability were used as a model for
those courts which rejected the zone of danger requirement.
We too reject the zone of danger requirement as
restrictive and harsh. In these types of cases, the plaintiff's
serious emotional distress is usually not caused by the plaintiff's
fear for his or her own personal safety, but by witnessing a person
closely related to the plaintiff suffer critical injury or death as
a result of the defendant's negligent act. To require that the
plaintiff must be within the zone of physical danger of the
defendant's negligent conduct and fear for his or her own safety in
order to recover for the serious emotional distress blatantly
ignores the very cause of the plaintiff's emotional distress.
Public policy compels us to reject a requirement which would deny
liability solely on the basis that a plaintiff is not within the
zone of physical danger. In rejecting the zone of danger
requirement in this context, we find that basing recovery in
negligent infliction of emotional distress cases on our traditional
negligence principles of duty and foreseeabilitySee footnote 21 will reasonably
restrict a defendant's liability in such cases.
In summary, we hold that, a plaintiff's right to recover
for the negligent infliction of emotional distress, after
witnessing a person closely related to the plaintiff suffer
critical injury or death as a result of defendant's negligent
conduct, is premised upon the traditional negligence test of
foreseeability. A plaintiff is required to prove under this test
that his or her serious emotional distress was reasonably
foreseeable, that the defendant's negligent conduct caused the
victim to suffer critical injury or death, and that the plaintiff
suffered serious emotional distress as a direct result of
witnessing the victim's critical injury or death. In determining
whether the serious emotional injury suffered by a plaintiff in a
negligent infliction of emotional distress action was reasonably
foreseeable to the defendant, the following factors must be
evaluated: (1) whether the plaintiff was closely related to the
injury victim; (2) whether the plaintiff was located at the scene
of the accident and is aware that it is causing injury to the
victim; (3) whether the victim is critically injured or killed; and
(4) whether the plaintiff suffers serious emotional distress.
III.
We shall briefly summarize the deposition testimony in
the present case that relates to the factors which must be shown to
establish a cause of action for negligent infliction of emotional
distress. To begin with, Mr. Heldreth stated that his condition of
health before his wife's accident was good, although he was taking
medication for his heartSee footnote 22 and his arthritis. At the time Mr.
Heldreth's wife was struck by the car, he stated that he was
closing the trunk of his car after placing a package in it. When
he heard his wife scream, he turned around and saw her "hit the
pavement." Mr. Heldreth then proceeded to run after the car that
struck his wife for approximately twenty feet, and when he was
unable to stop the car, he returned to his wife. Mr. Heldreth
drove his own car to the hospital a few minutes after the ambulance
arrived to transport his wife. Mr. Heldreth stated that he felt
chest pain and pressure building up in his heart, and experienced
a heart attack upon arriving at the hospital.
Mrs. Heldreth stated in her deposition that the car
struck her left hip area, knocked her in the air and turned her
around onto her right side. She did not see the car before it
struck her. Mrs. Heldreth did not suffer any fracture or critical
physical injury from being struck by the car, but she stated that
she has experienced back pain ever since the accident.
After Mr. Heldreth's examination in the emergency room
following his wife's accident, he was admitted to the hospital
under the care of his regular physician, who then contacted Anil B.
Agarwal, M.D., a cardiologist, for a consultation. In his
deposition, Dr. Agarwal stated that, prior to his wife's accident,
Mr. Heldreth suffered from coronary artery disease.See footnote 23 Dr. Agarwal
stated that he believed Mr. Heldreth's heart attack was caused by
witnessing his wife being struck by a car, and that Mr. Heldreth's
subsequent heart surgery "was necessitated by the heart attack."
Dr. Agarwal also acknowledged on cross-examination that the
subsequent surgery Mr. Heldreth underwent after the accident "would
relieve his symptoms of angina, and it may decrease, to some
degree, his chances of having another heart attack."
We cannot say that, based upon the evidence summarized
above, that Mr. Heldreth can satisfy the elements of the test for
negligent infliction of emotional distress we adopt in this
opinion. However, the circuit court, in reaching its decision in
the case now before us, did not have the benefit of the standards
we adopted herein and therefore, we conclude that the summary
judgment awarded the appellees was improper. Thus, we reverse the
order of the circuit court and remand this case with directions
that the circuit court follow the principles set forth in this
opinion.
Reversed and remanded.
Footnote: 1 Mr. Heldreth had previously suffered a mild heart attack
in 1979, another heart attack in 1983 and was taking medication for
angina pectoris at the time of his wife's accident.
Footnote: 2 By using the term "sensory observation," this Court is
taking into account those cases where the plaintiff is present at
the scene of the injury-producing accident and is aware that it is
causing serious injury to or the death of the victim.
Footnote: 3 We will discuss the merits of the zone of danger rule in
section E, infra.
Footnote: 4 The New Jersey Supreme Court's observation was also
quoted by the Supreme Court of Nebraska in James v. Lieb, 375
N.W.2d 109, 113 (Neb. 1985).
Footnote: 5 See also Culbert v. Sampson's Supermarkets Inc., 444
A.2d 433, 436-37 (Me. 1982).
Footnote: 6 Davis v. Western Union Telegraph Co., 46 W. Va. 48, 53,
32 S.E. 1026, 1028 (1899).
Footnote: 7 The court acknowledged that it was committed to the
doctrine adopted in Lambert v. Brewster, 97 W. Va. 124, 125 S.E.
244 (1924) which states that "a nervous shock without impact
followed by harmful physical disturbances may be the basis of a
recovery" in cases involving a defendant's wrongful or unlawful
conduct.
Footnote: 8 We will discuss the issue of serious emotional distress
further in section D, infra.
Footnote: 9 For a collection of cases addressing the issue of the
relationship between the bystander and the victim, see John S.
Herbrand, Annotation, Relationship Between Victim and Plaintiff-Witness as Affecting Right to Recover Damages in Negligence for
Shock or Mental Anguish at Witnessing Victim's Injury or Death, 94
A.L.R.3d 486 (1979).
Footnote: 10 In James v. Lieb, a boy and his sister were riding their
bicycles when the sister was struck and killed by a garbage truck.
As a result of watching his sister's death, the boy became
physically ill, and began suffering mental anguish and emotional
distress. His parents brought an action on his behalf against the
driver of the truck and the truck's owner.
Footnote: 11 In reaching its decision "not to require a relationship
within a certain degree of consanguinity," the Supreme Court of
Nebraska cited the holding of the Iowa Supreme Court in Barnhill v.
Davis, 300 N.W.2d 104 (Iowa 1981). 375 N.W.2d at 115. In Barnhill
v. Davis, the Iowa Supreme Court held, as one of four elements of
a bystander's claim, that "[t]he bystander and the victim were
husband and wife or related within the second degree of
consanguinity or affinity." 300 N.W.2d at 108.
Footnote: 12 We note that these cases were decided prior to the
Supreme Court of California's decision in Thing v. La Chusa, 771
P.2d 814 (Cal. 1989), discussed infra, and that they rely on the
sensory and contemporaneous observation rule established in Dillon
v. Legg, 441 P.2d 912 (Cal. 1968), infra.
Footnote: 13 In Dillon v. Legg, the Supreme Court of California was
the first to abandon the zone of danger rule, which it had adopted
in Amaya v. Home Ice, Fuel & Supply Co., 379 P.2d 513 (Cal. 1963),
for a three-factor test to determine foreseeability.
Footnote: 14 The Leong court attempted to adopt an objective standard
by recognizing a rule that serious emotional distress may be
properly found where a reasonable person "normally constituted,
would be unable to adequately cope with the mental stress
engendered by the circumstances" of the case. 520 P.2d at 764.
Footnote: 15 Some commenters have taken issue with the Molien
formulation (whether a reasonable person, normally constituted,
would be unable to cope with the mental distress engendered by the
circumstances of the case), which they believe suggests that the
"thin skull plaintiff" rule applicable to physical injury should be
abandoned when it comes to emotional injury. Ochoa v. Superior
Court, 703 P.2d 1, 15 n. 2 (Cal. 1985) (Grodin, J., concurring),
citing Virginia E. Nolan & Edmund Ursin, Negligent Infliction of
Emotional Distress: Coherence Emerging from Chaos, 33 Hastings L.
J. 583, 616-17 n. 188 (1982).
Footnote: 16 We note that Theriault involved an action for property
damage and reckless and negligent infliction of emotional distress.
Footnote: 17 In Hunsley, the plaintiff brought a cause of action to
recover for physical heart damage allegedly resulting from
emotional distress inflicted by the defendant's car striking and
invading plaintiff's home outside of her immediate presence and
without immediate physical impact to her. The court held that the
issue of whether the plaintiff's reaction was that of a reasonable
person, normally constituted was a question of fact for the jury.
Footnote: 18 The zone of danger rule was adopted by the Restatement
(Second) of Torts § 313 (1965).
Footnote: 19 The Bovsun case involved two appeals. In the first
case, the parents and sister of an injured child brought a
negligence action to recover for their physical injuries and also
for the emotional trauma they suffered as the result of their
child's injuries and death. The other case involved a mother and
daughter who only suffered minor injuries in the accident and filed
suit to recover for emotional distress they suffered when the
father was seriously injured in the same accident. The court held
that where a defendant negligently exposes a plaintiff to an
unreasonable risk of bodily injury or death, the plaintiff may
recover damages for injuries suffered in consequence of the
observation of the serious injury or death of a member of
plaintiff's family if the defendant's negligence was a substantial
factor in bringing about the injury or death.
Footnote: 20 See section B, supra.
Footnote: 21 In Robertson v. LeMaster, 171 W. Va. 607, 301 S.E.2d 563
(1983), we reviewed our traditional analysis of a negligence action
and also discussed Dillon v. Legg, supra. See also James G. v.
Caserta, 175 W. Va. 406, 414 n. 17, 332 S.E.2d 872, 880 n. 17
(1985).
Footnote: 22 Mr. Heldreth testified that, from 1983 until the time
of the accident, he suffered from angina and wore a nitroglycerin
patch for chest pain.
Footnote: 23 Dr. Agarwal testified that Mr. Heldreth suffered from
angina pectoris.