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674 S.E.2d 207
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2008 Term
_____________
No. 33851
_____________
THE COMMITTEE TO REFORM HAMPSHIRE COUNTY
GOVERNMENT, MICHAEL HASTY, VERA ANDERSON,
ROBERT SHILLING, FRANK WITTACRE, KAY DAVIS,
ROBERT WALKER, SHIRLEY CARNAHAN, and MARVIN HOTT
Plaintiffs Below, Appellees,
V.
THE HONORABLE RICHARD THOMPSON,
Speaker of the West Virginia House of Delegates, and
THE HONORABLE EARL RAY TOMBLIN,
President of the West Virginia Senate
Defendants Below, Appellants,
______________________________________________________
Appeal from the Circuit Court of Kanawha County
The Honorable Paul Zakaib, Jr., Judge
Civil Action No. 05-C-1910
REVERSED
_____________________________________________________
Submitted: October 7, 2008
Filed: December 11, 2008
Rita Pauley
West Virginia State Senate
Charleston, West Virginia
and
Ray Ratliff
West Virginia State Senate
Charleston, West Virginia
and
Joe Altizer
West Virginia House of Delegates
Charleston, West Virginia
Attorneys for Appellants
|
Robert M. Bastress
Morgantown, West Virginia
Attorney for Appellees |
JUSTICE BENJAMIN delivered the opinion of the Court.
JUSTICE ALBRIGHT not participating.
SENIOR STATUS JUSTICE MCHUGH sitting by temporary assignment.
JUSTICE STARCHER dissents.
SYLLABUS BY THE COURT
1. Questions of constitutional construction are in the main governed by
the same general rules applied in statutory construction. Syllabus point 1,
Winkler v. State
School Building Authority, 189 W. Va. 748, 434 S.E.2d 420 (1993).
2. . 'Where a provision of a constitution is clear in its terms and of plain
interpretation to any ordinary and reasonable mind, it should be applied and not construed.'
Syl. pt. 3,
State ex rel. Smith v. Gore, 150 W. Va. 71, 143 S.E.2d 791 (1965). Syllabus
point 1,
State ex rel. City of Princeton v. Buckner, 180 W. Va. 457, 377 S.E.2d 139 (1988).
3. Courts are not concerned with the wisdom or expediencies of
constitutional provisions, and the duty of the judiciary is merely to carry out the provisions
of the plain language stated in the constitution. Syllabus point 3,
State ex rel. Casey v.
Pauley, 158 W. Va. 298, 210 S.E.2d 649 (1975).
4. Article 9, section 13 of the state constitution, providing for the
reformation, alteration or modification of the county commission, clearly anticipates that
when the Legislature responds by the enactment process to a communication of a county
commission to the effect that ten percent of the voters of the county have requested by
petition an alternative form of county government, it has an obligation to see that the act
upon which the people of the county will vote embodies the substance, spirit and intent of
the petition. Syllabus,
Taylor County Commission v. Spencer, 169 W. Va. 37, 285 S.E.2d
656 (1981).
5. Article IX, Section 13 of the
Constitution of West Virginia does not
require the Legislature to enact legislation enabling the reformation of county government
upon receipt of a petition for reformation. Receipt of a request from a county commission
to act upon a petition signed by ten percent of that county's voters to reform the county's
government simply triggers the legislative process. The Legislature retains its discretion to
approve or reject a bill authorizing a county-wide election on the requested reformation.
6. If a petition for reformation of county government is presented to the
Legislature pursuant to Article IX, Section 13 of the
Constitution of West Virginia and the
legislative process does not result in the enactment of enabling legislation prior to the end
of the legislative session, then, in order for a subsequent Legislature, during its two year
term, to address the issue, a new petition must be submitted.
Benjamin, Justice: (See footnote 1)
The instant matter requires this Court to determine the scope of the
Legislature's constitutional duty to act upon a petition to reform the county government of
Hampshire County, West Virginia, which was presented to the Legislature in May 2003,
pursuant to the provisions of Article IX, Section 13, of the Constitution of West Virginia.
In a declaratory judgment action seeking an order directing the West Virginia Legislature
to pass legislation enabling an election on a proposed reform of the government of
Hampshire County, the Circuit Court of Kanawha County, West Virginia declared in an
April 4, 2007, order that: (1) the Legislature has a constitutional duty to process enabling
legislation permitting Hampshire County voters to vote on the proposed reform of the
government of Hampshire County; and (2) that [t]he proposed reform of the government
of Hampshire County, including the creation of a tribunal of members elected from and by
each of the County's election districts, would be constitutionally valid if and when it is
approved by the voters of Hampshire County. For the reasons set forth herein, we reverse
the circuit court's determination.
I.
FACTUAL AND PROCEDURAL HISTORY
In 2003, Appellees, the Committee to Reform Hampshire County Government,
Michael Hasty, Vera Anderson, Robert Shilling, Frank Whitacre, Kay Davis, Robert Walker,
Shirley Carnahan and Marvin Hott (hereinafter collectively Appellees)
(See footnote 2) circulated a
Petition seeking to reform the form of county government in Hampshire County, West
Virginia pursuant to the provisions of Article IX, Section 13 of the
Constitution of West
Virginia (hereinafter Petition).
(See footnote 3) The Petition provided, in its entirety:
Petition for a Hampshire County Tribunal
We, the undersigned voters of Hampshire County, West
Virginia, petition the West Virginia Legislature to cause to
happen the creation of a Tribunal to replace the current
Hampshire County Commission.
Tribunal Membership
The Tribunal shall be made up of one member from each
Hampshire County voting district; only the registered voters in
their respective district elect their member.
Term of Office
The term of each member shall be for a period of six years.
Members' terms shall be staggered. Initially, the members first
elected shall be required to draw lots to determine which two
members shall serve 2-year terms, which three shall serve 4-
year terms, which three shall serve 6-year terms.
Compensation
Each member shall be compensated $250.00 per Tribunal
meeting attended and be reimbursed for expenses incurred while
performing official duties as sanctioned by the Tribunal. No
other benefits shall be awarded members.
Effective Date of Authority
The Tribunal, when elected and seated, shall replace the present
Hampshire County Commission, whose terms of office shall
expire immediately.
County Administrator
Following a national search, a county administrator shall be
hired by the Tribunal to carry out the day-to-day business of the
county as prescribed by the Tribunal. Said county administrator
shall be an employee of and answerable to the Tribunal.
Upon obtaining signatures from ten percent (10%) of the registered voters in Hampshire
County, Appellees presented the Petition to the Hampshire County Commission on March
21, 2003. By letter dated May 20, 2003, the Hampshire County Commission then requested
the Legislature, pursuant to Article IX, Section 13, to enact enabling legislation permitting
the citizens of Hampshire County to vote on the proposal and, if approved by the majority
of voters, to implement the change.
During the 2004 legislative session, the next regular legislative session after
the County Commission's request, the Senate passed an enabling bill, Senate Bill 727,
allowing the matters contained in the Petition to be placed before the citizens of Hampshire
County for a vote during the 2004 primary election. If approved by the majority of
Hampshire County voters during that election, Senate Bill 727 provided that the requested
Tribunal set forth in the Petition would replace the Hampshire County Commission on
January 1, 2005, as the governing body of Hampshire County, West Virginia. Section 2 of
Senate Bill 727 authorized the matters contained in the Petition and provided that, if
reformation was approved by the voters during the 2004 primary election, the Tribunal
members were to be elected during the 2004 general election. Finally, Senate Bill 727
contained a provision expressing serious reservation regarding the constitutionality of the
form of government requested in the Petition, but noting that this Court's decision in
Taylor
County Commission v. Spencer, 169 W. Va. 37, 285 S.E.2d 656 (1981), precluded the
Legislature from modifying the Petition's substance. Accordingly, Senate Bill 727 also
contained a provision directing the Attorney General to institute a declaratory judgment
action regarding the constitutionality of the Tribunal set forth in the Petition. However,
neither Senate Bill 727 nor a similar bill introduced in the House of Delegates, House Bill
4396, passed the House of Delegates during the 2004 Regular Session of the West Virginia
Legislature. Subsequent bills to enact the requested enabling legislation likewise failed
during the 2005 and 2006 regular legislative sessions.
On August 23, 2005, Appellees filed a complaint for declaratory relief in the
Circuit Court of Kanawha County seeking a declaration that the defendants must process
enabling legislation permitting Hampshire County voters to vote on the proposed reform of
the government of Hampshire County and a declaration that the proposed reform of the
government of Hampshire County, including the creation of a tribunal of members elected
from and by each of the County's election districts, would be constitutionally valid[.] The
defendants below and Appellants herein, the Honorable Richard Thompson
(See footnote 4) , Speaker of the
West Virginia House of Delegates, and the Honorable Earl Ray Tomblin, President of the
West Virginia Senate, (hereinafter collectively Appellants) responded by arguing that the
circuit court lacked constitutional authority to order the Legislature to enact specific
legislation and that the circuit court should hold that the Legislature may enact, not enact
or modify a petition received from a county commission which on its face proposes an
unconstitutional form or election of a county commission or tribunal[.] On cross-motions
for judgment on the pleadings, the Appellants further argued that Article IX, Section 13 does
not impose a mandatory duty upon the Legislature to automatically enact a bill to reform a
county commission, that all members of the Legislature have the inherent right and duty to
exercise judgment on all proposals before the Legislature, that legislative prerogative is not
negated by the provisions of Article IX, Section 13 and that the Legislature may examine the
constitutional parameters of any legislation before it. Additionally, the Appellants
maintained that the Petition was submitted to the Seventy-Sixth Legislature and once that
legislative term expired, a new petition must be re-submitted to a subsequent Legislature due
to changes in the legislative composition and the numbers of Hampshire County voters.
By order entered April 4, 2007, the circuit court granted the declarations
sought by Appellees. In this order, the circuit court concluded, as a matter of law, that the
Legislature had a mandatory duty under Article IX, Section 13 to enact the enabling
legislation requested in the petition and that this duty does not expire with the end of a
legislative term. Further, the circuit court found that a county may alter its county
commission by creating a tribunal whose members are elected only by the voters within each
member's district. The circuit court also held that the citizens of each county have a
constitutional right, guaranteed by Article III, Section 3
(See footnote 5) and Article IX, Section 13 of the
Constitution of West Virginia to alter and reform their mode of county governance into any
democratically elected form. This appeal follows.
(See footnote 6)
II.
STANDARD OF REVIEW
The primary question presented herein involves the appropriate construction
of Article IX, § 13 of the Constitution of West Virginia. We have previously held that
[q]uestions of constitutional construction are in the main governed by the same general rules
applied in statutory construction. Syl. pt. 1, Winkler v. State School Bldg. Auth., 189 W. Va.
748, 434 S.E.2d 420 (1993). As such, our review of the circuit court's decision herein is
plenary. See, Syl. pt. 1, Crystal R.M. v. Charlie A.L., 194 W. Va. 138, 459 S.E.2d 415 (1995)
(Where the issue on appeal from the circuit court is clearly a question of law or involving
an interpretation of a statute, we apply a de novo standard of review.).
III.
DISCUSSION
The fundamental question to be resolved herein is what requirements, if any,
are imposed upon the Legislature by Article IX, Section 13 of the
Constitution of West
Virginia to act upon a petition to reform a county government. Article IX, Section 13
provides, in its entirety:
The Legislature shall, upon the application of any
county, reform, alter or modify the county commission
established by this article in such county, and in lieu thereof,
with the assent of a majority of the voters of such county voting
at an election, create another tribunal for the transaction of the
business required to be performed by the county commission
created by this article. Whenever a county commission shall
receive a petition signed by ten percent of the registered voters
of such county requesting the reformation, alteration or
modification of such county commission, it shall be the
mandatory duty of such county commission to request the
Legislature, at its next regular session thereafter, to enact an act
reforming, altering or modifying such county commission and
establishing in lieu thereof another tribunal for the transaction
of the business required to be performed by such county
commission, such act to take effect upon the assent of the voters
of such county, as aforesaid. Whenever any such tribunal is
established, all of the provisions of this article in relation to the
county commission shall be applicable to the tribunal
established in lieu of said commission. When such tribunal has
been established, it shall continue to act in lieu of the county
commission until otherwise provided by law.
W. Va. Const. art. IX, § 13.
Before this Court, Appellants argue that the circuit court erred in failing to
acknowledge the Legislature's inherent authority to exercise discretion in the enactment
process by finding that Article IX, Section 13 imposes a mandatory duty upon the
Legislature to perform a purely ministerial act. The exercise of this discretion includes,
according to the Appellants, the Legislature's duty to uphold our Constitution, a duty which
is not superceded by the citizens of West Virginia's right to reform government as
guaranteed by the provisions of Article IX, Section 13. Appellants further argue that the
Tribunal proposed in the Petition would be unconstitutional and that the circuit court erred
by finding that the Legislature had a constitutional duty to enact unconstitutional legislation. (See footnote 7) Finally, Appellants argue that the circuit court erred in finding that the Legislature's duty
under Article IX, Section 13 does not expire at the end of the legislative session in which a
petition for reformation is received because bills not passed during a legislative session must
be re-introduced in subsequent sessions and the Legislature's composition changes every
two years.
In response, Appellees argue that the Legislature has a mandatory duty, under
Article IX, Section 13 to enact enabling legislation to permit the voters of Hampshire County
to vote on the proposed alternative form of government set forth in the Petition. (See footnote 8) Appellees
rely heavily on this Court's opinion in Taylor County Commission v. Spencer, 169 W. Va.
37, 285 S.E.2d 656 (1981), in support of their argument that the Legislature had a non-
discretionary duty to enact enabling legislation which would submit the Petition's proposed
alternative form of government to the voters of Hampshire County unaltered. In response
to arguments that a court cannot order the Legislature to enact specific legislation, Appellees
maintain that a court may interpret our Constitution to determine a legislative duty without
intruding upon legislative prerogative. (See footnote 9) Appellees respond to the arguments regarding the
constitutionality of the proposed reform by arguing that it is their indefeasible right to
reform, alter or abolish their government into any democratically elected form. In essence,
Appellees argue that to require the alternative form of government to comply with
constitutional provisions governing county commissions negates their right to alter or reform
their government in the manner they see fit. Finally, Appellees argue that the Legislature's
duty under Article IX, Section 13 does not expire at the end of the legislative term because
this Court has previously enforced constitutional duties on the Legislature that have
extended past the existence of a single Legislature. (See footnote 10)
Thus, we are squarely presented with the question of the duties imposed upon
the Legislature by Article IX, Section 13. It is axiomatic that in every case involving the
application or interpretation of a constitutional provision, analysis must begin with the
language of the constitutional provision itself. State ex rel. Mountaineer Park, Inc. v.
Polan, 190 W. Va. 276, 283, 438 S.E.2d 308, 315 (1993). In State ex rel. City of Princeton
v. Buckner, 180 W. Va. 457, 377 S.E.2d 139 (1988), this Court discussed at length the
principles governing the construction of constitutional provisions. Therein we explained:
that .[t]he fundamental principle in constitutional construction
is that effect must be given to the intent of the framers of [the
constitutional amendment] and of the people who ratified and
adopted it.. State ex rel. Brotherton v. Blankenship, 157 W. Va.
100, 108, 207 S.E.2d 421, 427 (1973); see also syl. pt. 4, State
ex rel. Smith v. Kelly, 149 W. Va. 381, 141 S.E.2d 142 (1965);
syl. pt. 4, State ex rel. Morgan v. O'Brien, 134 W. Va. 1, 60
S.E.2d 722 (1948). . . .
Questions of constitutional construction are governed by
the same general rules as those applied in statutory construction. State ex rel. Brotherton v. Blankenship, 157 W. Va. 100, 108,
207 S.E.2d 421, 427 (1973). It is a well established principle of
constitutional construction that .[w]here a provision of a
constitution is clear in its terms and of plain interpretation to
any ordinary and reasonable mind, it should be applied and not
construed.. Syl. pt. 3, State ex rel. Smith v. Gore, 150 W. Va.
71, 143 S.E.2d 791 (1965). See also Ray v. McCoy, 174 W. Va.
1, 3, 321 S.E.2d 90, 92 (1984).
Moreover, a cardinal rule of statutory construction,
which of course applies to the construction of constitutional
provisions as well, is that a statute, or in this case a
constitutional amendment, must be considered in its entirety,
with effect given, if possible, to every word or phrase within the
provision. Diamond v. Parkersburg-Aetna Corp., 146 W. Va.
543, 553-54, 122 S.E.2d 436, 443 (1961). A constitutional
amendment will supersede any inconsistent portions of
antecedent constitutional or statutory provisions, as . .the latest
expression of the will of the people.. . State ex rel. Kanawha
County Building Commission v. Paterno, 160 W. Va. 195, 203,
233 S.E.2d 332, 337 (1977). (citation omitted)
Buckner, 180 W. Va. at 461-2, 377 S.E.2d at 143-4. In examining the language of our
Constitution, [c]ourts are not concerned with the wisdom or expediencies of constitutional
provisions, and the duty of the judiciary is merely to carry out the provisions of the plain
language stated in the constitution. Syl. pt. 3, State ex rel. Casey v. Pauley, 158 W. Va.
298, 210 S.E.2d 649 (1975).
Thus, we must begin with the language of the first two sentences which
comprise Article IX, Section 13. The first sentence of this constitutional provision states:
The Legislature shall, upon the application of any county,
reform, alter or modify the county commission established by
this article in such county, and in lieu thereof, with the assent of
a majority of the voters of such county voting at an election,
create another tribunal for the transaction of the business
required to be performed by the county commission created by
this article.
(Emphasis added). Under the clear and unambiguous language contained in this first
sentence, the only mandatory duty imposed on the Legislature by Article IX, Section 13 is
the duty to create another tribunal in lieu of the current county commission after a majority
of voters in the county have assented to the same - something which has not happened here.
A preceding petition for reformation alone does not trigger this directive for legislative
action under the plain language of this constitutional provision. Rather, the petition seeking
reformation is an initial step in a process which may lead to such an election. The process
which may lead to the triggering election is set forth in the second sentence of Article IX,
Section 13. This second sentence governs the submission of a petition for reformation and
action thereon. This sentence provides:
Whenever a county commission shall receive a petition signed
by ten percent of the registered voters of such county requesting
the reformation, alteration or modification of such county
commission, it shall be the mandatory duty of such county
commission to request the Legislature, at its next regular
session thereafter, to enact an act reforming, altering or
modifying such county commission and establishing in lieu
thereof another tribunal for the transaction of the business
required to be performed by such county commission, such act
to take effect upon the assent of the voters of such county, as
aforesaid.
(Emphasis added). The only mandatory duty clearly imposed by this sentence is imposed
upon the county commission, not the Legislature. The county commission is required, upon
receipt of a petition from ten percent of the registered voters of the county to request the
Legislature at its next regular session to enact enabling legislation which would take effect
upon the assent of the majority of registered voters. Thus, the receipt of the petition by the
Legislature is plainly deemed only to be a request to act.
The term request is defined, when used as a verb as to ask or beg (someone)
to do something and the act of asking for something to be given or done, esp. as a favor
or courtesy; solicitation or petition when used as a noun. 1636 Random House Webster's
Unabridged Dictionary (2d. Ed. 1998). Thus, it follows that the person or entity being
requested to do something must have the discretion as to whether or not to act. Article IX,
Section 13's use of the term request demonstrates in a plain and simple manner that the
Legislature retains its discretion to act or not to act upon the request being made and that the
submission alone of a petition for reformation does not compel a ministerial act on the part
of the Legislature. Further, even if such request would impose a duty on the Legislature to
do something, that duty is limited to commencing the legislative process with respect to the
matters set forth within a petition for reformation. Accordingly, when the Legislature
receives a request to act upon a Petition to reform a county government, only the legislative
deliberative process is triggered. If this second sentence was intended to mean that the
Legislature has a non-discretionary duty to enact legislation in accordance with the terms of
the Petition, different language would have been used. For example, the second sentence
could have stated that upon receipt of petition for reformation of county government, the
Legislature shall enact enabling legislation in accordance with the terms set forth in the
petition with such legislation to become effective upon the assent of the majority of
registered voters of the county. However, it does not. Likewise, if Article IX, Section 13
imposed a purely ministerial duty upon the Legislature to enact legislation authorizing the
matters set forth in a petition for reformation, it would also have imposed a like duty on the
Governor to sign any such bill passed by the Legislature into law. It does not.
Pursuant to the second sentence of Article IX, Section 13, a request to act upon
a petition for reformation of county government triggers the legislative process. This
deliberative process necessarily includes an examination of the proposal to verify
compliance with constitutional provisions in light of the third sentence of Article IX, Section
13 which provides, [w]henever any such tribunal is established, all of the provisions of this
article in relation to the county commission shall be applicable to the tribunal established in
lieu of said commission. To find that the Legislature has no discretion in deliberating
whether to enact enabling legislation to authorize the reform of county government upon
receipt of a petition, including whether the matters set forth in the petition would be
constitutional, would lead to bizarre and unacceptable results. For example, suppose the
requisite ten percent of voters of Hampshire County approved a petition to reform their
county commission to be comprised solely of white males owning no less than 100 acres of
property within the county. Under Article IX, Section 13, the county commission must then
request the Legislature to enact appropriate enabling legislation. Should the Legislature be
required to enact legislation enabling such blatantly unconstitutional reformation? We think
not and cannot find Article IX, Section 13 was ever intended to create such an absurd result.
In the instant matter, the Hampshire County Commission complied with the
provisions of Article IX, Section 13 by presenting the Petition to the Legislature and
requesting legislative action, thereby triggering the legislative process. Incumbent in the
legislative process was the examination of the proposal to determine whether it may have
had constitutional deficiencies. The Legislature did so. Indeed, the third sentence of Article
IX, Section 13 recognizes that the constitutional provisions applicable to county
commissions shall also apply to any tribunal created thereunder.
Nor do we find that our decision in Spencer compels the Legislature to pass
legislation enabling a reformation when presented with a petition for reformation of county
government. In Spencer, we stated that Article IX, Section 13:
contemplates the reorganization of the county government upon
petition by, and with the approval of, the voters of a county. The legislative process is set in motion upon the filing of a
proper petition, signed by ten percent of the voters of the
county, with the county commission requesting the reformation
of that body. The county commission is required by the
constitution to submit the reformation petition to the Legislature
and request the enactment of enabling legislation which will
permit the voters of the county to cast their ballots either for or
against the proposal.
* * *
When requested by the voters of the county, the Legislature may
depart from the constitutional model for county government in
a limited fashion so as to give a degree of flexibility to the
county structure and to allow the citizens of the county to
exercise a measure of local control over their government.
* * *
Article 9, section 13 clearly anticipates that when the
Legislature responds by the enactment process to a
communication from a county commission that ten percent of
the voters of the county have requested by petition an
alternative form of county government, it has an obligation to
see that the act upon which the people of the county will vote
embodies the substance, spirit and intent of the petition. The
use of the word .shall. connotes a mandatory duty on the part
of the Legislature. Its role in the reformation process is to
expedite, within constitutional parameters, the will of the
citizens of the county by producing enabling legislation which
reflects the stated preference of the petitioning voters and
provides the other voters of the county an opportunity to
approve or to reject that alternative to the existing form of
government. In effect, the Legislature is obliged by the
constitution to vindicate the desires and designs of the voters of
the county. This it is constitutionally required to do and beyond
this it cannot act.
Spencer, 169 W. Va. at 43-5, 285 S.E.2d at 660-1. Spencer makes clear that the receipt of
a request for reformation triggers the legislative process. Id. at 43-4, 285 S.E.2d at 660-1.
The legislative process necessarily includes submission of a bill, deliberation in committee,
a vote on the bill by both houses of the Legislature and, if the bill obtains the approval of the
majority of members of both houses of the Legislature, submission of the bill to the governor
for his approval or veto. It is only after a bill has passed both houses and been endorsed by
the governor that it becomes law. A bill may fail at any point in the legislative process.
The circuit court apparently found, as noted by Appellants and argued by
Appellees, that the language from Spencer cited above imposes a mandatory duty upon the
Legislature to enact legislation authorizing the reformation set forth in the petition as
presented effective upon the assent of the majority of voters of Hampshire County.
However, our holding in Spencer was not so broad. It is well settled in this state that the
holdings of this Court are set forth in the syllabus of our opinions. Syl. pt. 13, State ex rel.
Medical Assurance v. Recht, 213 W. Va. 457, 583 S.E.2d 80 (2003); Syl. pt. 2, Walker v.
Doe, 210 W. Va. 490, 558 S.E.2d 290 (2001). The sole syllabus point of Spencer states:
Article 9, section 13 of the state constitution, providing for the
reformation, alteration or modification of the county
commission, clearly anticipates that
when the Legislature
responds by the enactment process to a communication of a
county commission to the effect that ten percent of the voters of
the county have requested by petition an alternative form of
county government, it has an obligation to see that the act upon
which the people of the county will vote embodies the
substance, spirit and intent of the petition.
Syl.,
Spencer, 169 W. Va. 37, 285 S.E.2d 656 (emphasis added). This holding does not state
that the Legislature is required to respond with a specific legislative result. To the contrary,
it states that when the Legislature responds by the enactment process to a request for
reformation that the enactment upon which the particular county's voters will ultimately vote
must embody the substance, spirit and intent of the petition initially presented to the
Legislature.
(See footnote 11) Our holding in
Spencer confirms that the Legislature retains its discretion to
refuse to enact enabling legislation, but finds that when the Legislature does enact enabling
legislation, such legislation must conform to the petition initially presented. To the extent
the
dicta contained in
Spencer may be read to impose a mandatory duty upon the Legislature
to enact legislation upon the mere presentation of a petition for reformation, it is hereby
clarified.
Spencer does not require that the Legislature enact enabling legislation, only that
if the Legislature chooses to enact enabling legislation, the enabling legislation must
conform to the substance, spirit and intent of the petition for reformation initially presented.
To read Article IX, Section 13 as imposing a mandatory duty upon the Legislature to enact
whatever is presented to it in a petition to reform county government thwarts the legislative
process and the fundamentals of our system of government.
When read together, the first and second sentences of Article IX, Section 13
evidence a clear intention that the Legislature's mandatory duty to create a tribunal
in lieu
of the constitutionally established county commission is triggered
after legislation enabling
a county election on the proposed reformation has passed, the election takes place
and a
majority of the county's voters agree to the proposed reformation. Until all three steps of
this process are complete, no mandatory, non-discretionary duty can exist. The necessity of
the prior assent of a majority of the county's voters is emphasized by the repetition in both
sentences that the creation of a tribunal
in lieu of the constitutionally created county
commission does not take effect until such vote has occurred. The language of the first and
second sentences of this constitutional provision provides that once the Legislature responds
by enacting legislation authorizing a county's citizens to vote on a petition for reformation,
it must authorize the changes proposed in the petition for reformation upon the assent of the
majority of the county's voters.
Accordingly, we now hold that Article IX, Section 13 of the
Constitution of
West Virginia does not require the Legislature to enact legislation enabling the reformation
of county government upon receipt of a petition for reformation. Receipt of a request from
a county commission to act upon a petition signed by ten percent of that county's voters to
reform the county's government simply triggers the legislative process. The Legislature
retains its discretion to approve or reject a bill authorizing a county-wide election on the
requested reformation. As such, we find that upon receipt of a petition for reformation of
county government pursuant to the provisions of Article IX, Section 13 of the
Constitution
of West Virginia, the Legislature may not be compelled to approve legislation authorizing
a county-wide election on the reformation proposed in the petition where the Legislature
concludes that the proposed reformation would violate the
Constitution of West Virginia.
Finally, we hold that the circuit court erred in finding that a petition for
reformation does not expire at the end of a legislative term. Article IX, Section 13
specifically references the presentation of a petition for reformation to the Legislature at its
next regular session[.] Under our law, legislative sessions occur annually, the composition
of the Legislature may change every two years and bills do not automatically carry over from
legislative session to legislative session. W. Va. Const. art. 6, §§ 2, 3, and 18; House Rule
92a. The framers were aware of this system at the time Article IX, Section 13 was enacted.
As such, inclusion of the phrase at its next regular session indicates an intent that the same
Legislature that is in power at the time a petition for reformation of county government is
authorized will be the Legislature which determines whether the requested reformation
should be presented to the voters. Indeed, the numbers of registered voters in a county may
change from legislative term to legislative term impacting the validity of the petition
presented. Recognizing the impact of changes in legislative membership and voter numbers
would have on a petition, a finding that a petition is valid for only the term of the Legislature
in which it is initially presented is required both by the language of Article IX, Section 13
itself and by practical realities.
(See footnote 12) As such, we now hold that if a petition for reformation of
county government is presented to the Legislature pursuant to Article IX, Section 13 of the
Constitution of West Virginia and the legislative process does not result in the enactment of
enabling legislation prior to the end of the legislative session, then, in order for a subsequent
Legislature, during its two year term, to address the issue, a new petition must be submitted.
IV.
CONCLUSION
For the reasons set forth herein, the April 4, 2007, order entered by the Circuit
Court of Kanawha County is reversed.
Pursuant to an administrative order entered on September 11, 2008, the Honorable
Thomas E. McHugh, Senior Status Justice, was assigned to sit as a member of the Supreme
Court of Appeals commencing September 12, 2008, and continuing until the Chief Justice
determines that assistance is no longer necessary, in light of the illness of Justice Joseph P.
Albright.
Footnote: 2
The Committee to Reform Hampshire County Government is an association of
citizens who seek to alter and reform the government of Hampshire County pursuant to the
provisions of Article IX, Section 13 of the
Constitution of West Virginia. The individual
Appellees are citizens and residents of Hampshire County who are affiliated with the
Committee to Reform Hampshire County Government.
Footnote: 3
The entire text of this constitutional provision is set forth in Section III,
infra.
Footnote: 4
The underlying action was initially instituted against Robert S. Kiss, the then-Speaker
of the House of Delegates. Richard Thompson has since succeeded Mr. Kiss as Speaker of
the House of Delegates and is now the named party herein.
Footnote: 5
This constitutional provisions provides:
Government is instituted for the common benefit, protection and
security of the people, nation or community. Of all its various
forms that is the best, which is capable of producing the greatest
degree of happiness and safety, and is most effectually secured
against the danger of maladministration; and when any
government shall be found inadequate or contrary to these
purposes, a majority of the community has an indubitable,
inalienable, and indefeasible right to reform, alter or abolish it
in such manner as shall be judged most conducive to the public
weal.
W. Va. Const. art. III, § 3.
Footnote: 6
An April 24, 2007, resolution was passed by the Hampshire County Commission
declaring the Petition void due to an increase in the number of Hampshire County voters
such that the Petition no longer represented the constitutionally required ten percent (10%)
of registered voters. Upon receipt of the April 24, 2007, resolution, Appellants sought relief
from the April 4, 2007 order. By order dated August 16, 2007, the circuit court denied the
motion for relief from judgment, dissolved a previously granted stay in the period to appeal
the April 4, 2007, order and directed that all appeals be filed by October 9, 2007.
Footnote: 7
Appellants question the constitutionality of the Petition's provision for Tribunal
members to serve terms less than six years and to be elected by district rather than by county-
wide election. Appellants additionally question the constitutionality of the Petition's
provision that Tribunal members be elected from each voting district. The Petition does
not define what constitutes a voting district and our law defines several different types of
voting districts. Appellees respond that the Petition contemplated the referenced voting
districts to coincide with those created by W. Va. Code § 3-1-9(d) (2007) for the purpose
of electing political party executive committees. We agree with Appellants that there is
absolutely no way to know that the Petition contemplated such a definition of voting district
from the language contained in the Petition itself. Though not raised by Appellants, another
potential constitutional deficiency in the Petition is the provision that the terms of the initial
Tribunal members would not be determined until after their election through the process of
drawing lots at the first Tribunal meeting. Under such a procedure, a voter would be forced
to cast a vote for a tribunal member without knowledge of the length of the term the member
would serve.
Footnote: 8
However, Appellees also state in their brief before this court that [t]he Legislature
can certainly rely on its judgment that a proposed reform is unconstitutional as a basis to
refuse to submit it to a county's voters. The concession that the Legislature can rely upon
its judgment to reject an unconstitutional reform contradicts the circuit court's finding that
the Legislature has a mandatory duty to enact enabling legislation. A mandatory, ministerial
duty to enact enabling legislation, as advocated by Appellees and found by the circuit court,
negates any element of legislative discretion.
Footnote: 9
It is important to note that in the cases Appellees rely upon, this Court discussed the
parameters of constitutional provisions but in no instance ordered the Legislature to perform
a specific act.
See, e.g.,
Crain v. Bordenkircher, 180 W. Va. 246, 248, 376 S.E.2d 140, 142
(1988),
modified by Crain v. Bordenkircher, 187 W. Va. 596, 420 S.E.2d 732 (1992),
modified by Crain v. Bordenkircher, 191 W. Va. 583, 447 S.E.2d 275 (1994) (per curiam)
(ordering that the state penitentiary at Moundsville be closed due to unconstitutional
conditions in the hopes that the closure order will set in motion the procedures that will
eliminate the unconstitutional conditions. We can only hope that with the beginning of a new
legislative session and the election of a new executive, action will be taken to construct a
new facility that will meet constitutional standards.);
West Virginia Education Assoc. v. The
Legislature of the State of West Virginia, 179 W. Va. 381, 383, 369 S.E.2d 454, 456 (1988)
(We do not today order the Governor to do any act. We do not today order the Legislature
to do any act. The law presumes the Governor to know his duty when faced with an
unconstitutional budget. The law presumes the Legislature to know its duty too.) (footnotes
omitted);
Pauley v. Kelley, 162 W. Va. 672, 707, 718-19, 255 S.E.2d 859, 878, 883-4 (1979)
(finding that in light of the constitutional duty to provide a thorough and efficient education,
the educational financing system cannot be discriminatory and ordering the addition of
legislative leaders as party defendants in the underlying litigation so that the record could be
fully developed as to whether the financing system at issue is constitutionally valid). In none
of these cases did this Court order the passage of specific legislation.
Footnote: 10
In
Spencer, the enabling enactment differed materially from the reformation petition
initially presented.
Footnote: 12
Though not impacting the matter currently before this Court, we recognize that
during the 2008 regular legislative session, the West Virginia Legislature enacted Senate Bill
784 which sets forth guidelines governing the contents of petitions for reformation, the
timing of their presentation and the scope of legislative review.