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671 S.E.2d 438
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2008 Term
__________
No. 33701
__________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
v.
WILLIAM M. WOODSON,
Defendant Below, Appellant
__________________________________________________
Appeal from the Circuit Court of Kanawha County
The Honorable Louis H. Bloom, Judge
Case No. 05-F-303
AFFIRMED
__________________________________________________
Submitted: September 24, 2008
Filed: November 6, 2008
W. Jesse Forbes
Darrell V. McGraw, Jr.
Charleston, West Virginia
Attorney General
Counsel for the Appellant
Barbara Allen
Managing Deputy Attorney General
Robert D. Goldberg
Assistant Attorney General
Charleston, West Virginia
Counsel for the Appellee
The Opinion of the Court was delivered PER CURIAM.
JUSTICE ALBRIGHT not participating.
SENIOR STATUS JUSTICE McHUGH sitting by temporary assignment.
SYLLABUS BY THE COURT
1. To trigger application of the 'plain error' doctrine, there must be (1) an
error; (2) that is plain; (3) that affects substantial rights; and (4) seriously affects the fairness,
integrity, or public reputation of the judicial proceedings. Syl. Pt. 7,
State v. Miller, 194
W.Va. 3, 459 S.E.2d 114 (1995).
2. 'An unpreserved error is deemed plain and affects substantial rights only
if the reviewing court finds the lower court skewed the fundamental fairness or basic
integrity of the proceedings in some major respect. In clear terms, the plain error rule should
be exercised only to avoid a miscarriage of justice. The discretionary authority of this Court
invoked by lesser errors should be exercised sparingly and should be reserved for the
correction of those few errors that seriously affect the fairness, integrity, or public reputation
of the judicial proceedings.' Syllabus Point 7,
State v. LaRock, 196 W.Va. 294, 470 S.E.2d
613 (1996). Syl. Pt. 2,
State v, Scott, 206 W.Va. 158, 522 S.E.2d 626 (1999).
3. Generally, out-of-court statements made by someone other than the
declarant while testifying are not admissible unless: 1) the statement is not being offered for
the truth of the matter asserted, but for some other purpose such as motive, intent,
state-of-mind, identification or reasonableness of the party's action; 2) the statement is not
hearsay under the rules; or 3) the statement is hearsay but falls within an exception provided
for in the rules. Syl. Pt. 1,
State v. Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990).
4. There are three components of a constitutional due process violation under
Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and
State v.
Hatfield, 169 W.Va. 191, 286 S.E.2d 402 (1982): (1) the evidence at issue must be favorable
to the defendant as exculpatory or impeachment evidence; (2) the evidence must have been
suppressed by the State, either willfully or inadvertently; and (3) the evidence must have
been material, i.e., it must have prejudiced the defense at trial. Syl. Pt. 2,
State v.
Youngblood, 221 W.Va. 20, 650 S.E.2d 119 (2007).
5. A criminal defendant challenging the sufficiency of the evidence to
support a conviction takes on a heavy burden. An appellate court must review all the
evidence, whether direct or circumstantial, in the light most favorable to the prosecution and
must credit all inferences and credibility assessments that the jury might have drawn in favor
of the prosecution. The evidence need not be inconsistent with every conclusion save that
of guilt so long as the jury can find guilt beyond a reasonable doubt. Credibility
determinations are for a jury and not an appellate court. Finally, a jury verdict should be set
aside only when the record contains no evidence, regardless of how it is weighed, from
which the jury could find guilt beyond a reasonable doubt. Syl. Pt. 3, in part,
State v.
Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
6. 'Sentences imposed by the trial court, if within statutory limits and if not
based on some [im]permissible factor, are not subject to appellate review. Syl. pt. 4,
State
v. Goodnight, 169 W.Va. 366, 287 S.E.2d 504 (1982).' Syl. Pt. 2,
State v. Farmer, 193
W.Va. 84, 454 S.E.2d 378 (1994). Syl. Pt. 4,
State v. Murrell, 201 W.Va. 648, 499 S.E.2d
870 (1997).
7. In the West Virginia courts, claims of ineffective assistance of counsel are
to be governed by the two-pronged test established in
Strickland v. Washington, 466 U.S.
668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984): (1) Counsel's performance was deficient under
an objective standard of reasonableness; and (2) there is a reasonable probability that, but
for counsel's unprofessional errors, the result of the proceedings would have been different.
Syl. Pt. 5,
State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995).
8. In reviewing counsel's performance, courts must apply an objective
standard and determine whether, in light of all the circumstances, the identified acts or
omissions were outside the broad range of professionally competent assistance while at the
same time refraining from engaging in hindsight or second-guessing of trial counsel's
strategic decisions. Thus, a reviewing court asks whether a reasonable lawyer would have
acted, under the circumstances, as defense counsel acted in the case at issue. Syl. Pt. 6,
State
v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995).
9. 'It is the extremely rare case when this Court will find ineffective
assistance of counsel when such a charge is raised as an assignment of error on a direct
appeal. The prudent defense counsel first develops the record regarding ineffective
assistance of counsel in a habeas corpus proceeding before the lower court, and may then
appeal if such relief is denied. This Court may then have a fully developed record on this
issue upon which to more thoroughly review an ineffective assistance of counsel claim.'
Syl. Pt. 10,
State v. Triplett, 187 W.Va. 760, 421 S.E.2d 511 (1992). Syl. Pt. 10,
State v.
Hutchinson, 215 W.Va. 313, 599 S.E.2d 736 (2004).
Per Curiam:
(See footnote 1)
This is an appeal by Appellant William Woodson from his conviction in the
Circuit Court of Kanawha County, West Virginia, of first degree robbery and malicious
wounding. Appellant raises numerous assignments of error which he alleges occurred at trial
and sentencing. Appellant also alleges that he was denied effective assistance of counsel at
trial.
This Court has carefully considered the petition for appeal, all matters of
record and the briefs and argument of counsel. For the reasons discussed herein, we find no
error below and, accordingly, we affirm Appellant's convictions of first degree robbery and
malicious wounding and the sentences imposed.
I. Factual and Procedural Background
In the evening hours of December 5, 2004, Timothy Barkey (hereinafter
victim) rode his bicycle from his apartment on Brooks Street in the East End area of
Charleston to a convenience store to purchase cigarettes. The victim rode to the East End
Market only to learn that it was closed. He then rode across the street to another
convenience store where he purchased a pack of cigarettes. Upon leaving the store, the
victim had approximately $6.00 and some change in his pocket.
When he began his ride home, the victim again rode through the East End
Market parking lot. The victim testified that he rode through the parking lot on his way to
Washington Street and from there he intended to ride to his apartment on Brooks Street.
According to the victim, even though there were a number of street people who often
frequented Washington Street, he felt safer taking that route because it had better lighting
and had more cars driving on it compared to the other streets that also led back to his home.
It was in the parking lot that the victim was stopped by Edward Brown, who had crossed
the street in order to approach him. According to the victim, Brown asked him if he wanted
to buy drugs and if he had any money. Brown then stated to the victim, Well, you're in the
'hood now . . . [w]e're going to take your bike. While the victim was still sitting on the
bicycle, Brown pulled it towards one end of the parking lot to where Appellant was sitting
in his wheelchair. It was at that moment that the victim first became aware of Appellant's
presence. According to the victim, Appellant then stood up and, along with Brown, began
punching the victim repeatedly.
(See footnote 2)
The victim testified that the two men eventually got him
to the ground where Appellant, who was wearing heavy work boots, continuously kicked the
victim in the face.
The victim testified that, during the course of the attack, he heard a woman call
out from a nearby apartment building for Appellant and Brown to [l]eave him alone. In
response, the victim yelled out, Call 911. According to the victim, both men then
proceeded to kick him harder and more frequently. Prior to his trial testimony, the victim
had never mentioned the presence of this woman to police or to anyone else, including the
prosecuting attorney.
The victim testified that, finally, Brown reached into the victim's pocket and
took the small amount of money he had with him. The victim then heard Appellant say,
Well, that's all he's got, let him go. The victim's face was left bloodied by the attack and
his eyes were severely swollen. After riding home to clean himself up, the victim eventually
went to the emergency room where it was determined he had a fractured nose and other
injuries to his eyes and face.
Thereafter, the victim identified Appellant and Brown as his assailants.
Corporal James A. Rollins of the City of Charleston Police Department testified that, as
Appellant was being taken into custody, he stood up out of his wheelchair to get into the
patrol wagon. Corporal Rollins stated that Appellant stood up from the wheelchair without
assistance but that he held Appellant's arm to make sure he did not fall backwards.
According to Corporal Rollins, Appellant walked up two steps to get into the patrol wagon.
(See footnote 3)
Appellant testified in his own defense. According to Appellant, he was
confined to a wheelchair because he had a spinal injury he sustained from a gunshot wound
several years earlier. He stated that the right side of his body is stronger than his left and
that, although he is able to move his left arm and leg, they are very weak. Appellant further
testified that he is an alcoholic and that, on the day of the crime, he had been drinking vodka
all during the day. He initially testified that the victim was not attacked as far as I know.
He stated that he was sitting in the parking lot but did not see the victim get beaten up or
kicked. Moreover, Appellant declared that he did not have enough muscle in his legs to kick
anyone and that there was no way possible he stood up from his wheelchair and punched
the victim. Similarly, he stated it was not possible that he kicked the victim while sitting in
his chair. Finally, Appellant testified that I don't recall what transpired because I was
drunk, and that he did not receive any of the money taken from the victim.
On September 26, 2005, upon conclusion of the one-day trial, the jury
convicted Appellant of first degree robbery and malicious wounding. By order entered
October 31, 2005, Appellant was sentenced to a thirty-five year prison term on the robbery
conviction and a two-to-ten-year sentence on the malicious wounding conviction.
(See footnote 4)
The trial
court ordered these sentences to run consecutively.
(See footnote 5)
Following sentencing, Appellant's trial counsel filed a Notice of Intent to
Appeal. However, no appeal was filed. Following the death of his trial counsel, Appellant
was appointed new counsel. Counsel filed a Motion for Resentencing for the purpose of
restarting the time in which Appellant could appeal his conviction and/or sentence. By order
entered February 9, 2007, the motion for resentencing was granted and Appellant was
resentenced to the sentences originally imposed. It is from that order that Appellant now
appeals.
II. Discussion
In this appeal, Appellant raises a variety of assignments of error which he
argues occurred at trial, including (1) the admission of evidence of prior bad acts of
Appellant, which violated Rule 404(b) of the West Virginia Rules of Evidence; (2) the
admission of evidence showing that Appellant and Brown had a racially biased motive in
committing the crimes; (3) the introduction of hearsay statements by Brown, which violated
Appellant's Sixth Amendment right to confront witnesses; and (4) the failure of the State to
disclose a potentially exculpatory eyewitness. Appellant also argues that the evidence
elicited at trial was not sufficient to support his convictions and that the sentences imposed
by the trial court were excessive and, therefore, unconstitutional. Finally, Appellant
contends he received ineffective assistance of counsel at trial. We will address each of these
alleged errors in turn.
A.
In his first assignment of error, Appellant argues that evidence of prior bad
acts or wrongs were admitted at trial in violation of Rule 404(b) of the West Virginia Rules
of Evidence, other crimes, wrongs or acts, which provides as follows:
Evidence of other crimes, wrongs, or acts is not
admissible to prove the character of a person in order to show
that he or she acted in conformity therewith. It may, however,
be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident, provided that upon request by
the accused, the prosecution in a criminal case shall provide
reasonable notice in advance of trial, or during trial if the court
excuses pretrial notice on good cause shown, of the general
nature of any such evidence it intends to introduce at trial.
This Court has explained that,
When offering evidence under Rule 404(b) . . . the
prosecution is required to identify the specific purpose for
which the evidence is being offered and the jury must be
instructed to limit its consideration of the evidence to only that
purpose. It is not sufficient for the prosecution or the trial court
merely to cite or mention the litany of possible uses listed in
Rule 404(b). The specific and precise purpose for which the
evidence is offered must clearly be shown from the record and
that purpose alone must be told to the jury in the trial court's
instruction.
Syl. Pt. 1,
State v. McGinnis, 193 W.Va. 147, 455 S.E.2d 516 (1994).
See Syl. Pt. 3,
State
v. Scott, 206 W.Va. 158, 522 S.E.2d 626 (1999). The specific bad acts or wrongs which
Appellant alleges in this appeal are (1) testimony by the victim that Appellant was kicked
out of the victim's apartment building shortly after the victim moved in
(See footnote 6)
; (2) testimony that
Appellant used to bum change from the victim, thus portraying Appellant as a nearly
homeless man of the streets; (3) evidence that the area of town where the crimes occurred
was dangerous and prone to criminal activity, which, according to Appellant, attempt[ed]
to attribute society's ills as a whole against this one criminal defendant; and (4) evidence
that Brown asked the victim if he wanted to purchase drugs, which suggested Appellant was
associated with a drug dealer.
Evidence of the alleged prior bad acts which Appellant now assigns as error
were not objected to during the course of his trial. Ordinarily, this Court follows the general
principle that it 'will not pass on a nonjurisdictional question which has not been decided
by the trial court in the first instance.' Syl. Pt. 7,
State v. Garrett, 195 W.Va. 630, 466
S.E.2d 481 (1995).
See Syl. Pt. 3,
State v. Craft, 200 W.Va. 496, 490 S.E.2d 315 (1997).
However, in its discretion, this Court may review the issues under the plain error doctrine.
To trigger application of the 'plain error' doctrine, there must be (1) an error; (2) that is
plain; (3) that affects substantial rights; and (4) seriously affects the fairness, integrity, or
public reputation of the judicial proceedings. Syl. Pt. 7,
State v. Miller, 194 W.Va. 3, 459
S.E.2d 114 (1995). As further explanation of this doctrine, we have held that
[a]n unpreserved error is deemed plain and affects
substantial rights only if the reviewing court finds the lower
court skewed the fundamental fairness or basic integrity of the
proceedings in some major respect. In clear terms, the plain
error rule should be exercised only to avoid a miscarriage of
justice. The discretionary authority of this Court invoked by
lesser errors should be exercised sparingly and should be
reserved for the correction of those few errors that seriously
affect the fairness, integrity, or public reputation of the judicial
proceedings.
Syl. Pt. 2, Scott, 206 W.Va. 158, 522 S.E.2d at 626 (1999)(quoting Syl. Pt. 7, State v.
LaRock, 196 W.Va. 294, 470 S.E.2d 613 (1996).) See Syl. Pt. 2, State v. Thompson, 220
W.Va. 398, 647 S.E.2d 834 (2007) (declaring that plain error doctrine should be used
sparingly). As discussed in more detail below, we find that none of the evidence
Appellant describes constituted plain error.
First, we address whether it was plain error for the trial court to admit the
victim's testimony that Appellant had been kicked out of his apartment building. In
analyzing plain error, we must first determine whether this testimony, standing alone,
constitutes error if admitted into evidence. Miller, 194 W.Va. at 7, 459 S.E.2d at 118, syl.
pt. 7. Appellant argues the evidence of a prior wrong or bad act is improperly admitted to
prove character to show that he . . . acted in conformity therewith, in violation of Rule
404(b) of the West Virginia Rules of Evidence. Moreover, Appellant contends the State
failed to identify the specific purpose for which the evidence was being offered and the jury
was not given a corresponding limiting instruction. McGinnis, 193 W.Va. at 151, 455
S.E.2d at 520, syl. pt. 1.
The victim's testimony was an answer to a question regarding whether he
knew Appellant's name before the attack. The victim replied that Appellant once lived in
his apartment building, but was kicked out shortly after the victim moved in. The victim
does not explain the circumstances under which Appellant was kicked out, nor was he
asked to provide any further details about it. Indeed, the victim's testimony does not
provide, nor is it otherwise apparent from the record, whether Appellant was kicked out
for a benign reason or an illicit one. However, assuming, arguendo, that admission of this
testimony violated Rule 404(b) and the requirements of McGinnis, we shall determine if the
error was plain, affect[ing] substantial rights and seriously affect[ing] the fairness,
integrity, or public reputation of the judicial proceedings. Miller, 194 W.Va. at 7, 459
S.E.2d at 118, syl. pt. 7. We find that the error of admitting the victim's testimony, if indeed
it was error, does not rise to nearly such a level. Because we cannot conclude this testimony
resulted in a miscarriage of justice or skewed the fundamental fairness or basic integrity of
Appellant's trial in any major way, we find the plain error doctrine does not apply. See
Scott, 206 W.Va. at 459-60, 522 S.E.2d at 627-28, syl. pt. 2.
A second prior bad act Appellant argues was wrongly admitted was
testimony that Appellant used to bum change from the victim, which Appellant contends
portrayed him as a nearly homeless man of the streets. A review of the trial transcript
reveals that, in response to a question by defense counsel as to whether he had ever spoken
to Appellant before the attack, the victim testified, Right, unless he, you know, tried to bum
change off of me, but I don't even remember him doing that. It is clear that the victim
testified that, in fact, Appellant did not try to bum change from him. Furthermore,
Appellant himself testified that he had been homeless for approximately eight months.
Because Appellant does not explain how being portrayed as homeless constitutes a bad
act or wrong for purposes of Rule 404(b) and because Appellant himself testified to the fact
he had been homeless for a certain period in his life, we find no error in the admission of the
victim's testimony in this regard. Thus, further analysis under the plain error doctrine is not
warranted.
Next, we address whether it was plain error for the trial court to admit
testimony which described the area where the crime occurred as a dangerous part of town
prone to criminal activity, thereby attempting to attribute society's ills as a whole against
this appellant. We find this argument to be creative, but wholly without merit. The victim
testified he felt safer riding his bicycle on certain streets in the area because they had better
lighting and more street traffic than others, even though these busier streets were frequented
by so-called street people. Importantly, the victim never characterized Appellant as one
of the street people. Furthermore, the purpose of the victim's description of the area was
to explain why he chose a certain route home that night and how he came to ride through the
East End Market parking lot (where he was attacked) on his way home from buying
cigarettes. Appellant's testimony in this regard explained and put into context the attack that
next transpired. Thus, we are not persuaded that the victim's testimony essentially put the
Appellant on trial for all criminal activity in the area where the crime occurred, as argued
by Appellant. Because we find no error in admission of this testimony, the plain error
doctrine does not apply.
Finally, we address whether admission of the victim's testimony that Brown
asked him if he wanted to buy drugs was plain error because it associated Appellant with a
drug dealer. A review of the trial transcript reveals this testimony to be an integral part
of the description of events that transpired just before the victim was attacked by Brown and
Appellant. The victim described how he was riding his bicycle home when Brown crossed
the street for the purpose of speaking with him, and then, along with Appellant, beating and
robbing him. When Brown first approached the victim, he claimed to be willing to sell him
drugs, but when the victim declined, he quickly asked for money. It was then that Brown
pulled the victim and his bicycle toward Appellant so that the two men could viciously beat
and punch him in order to take what little money he had. We find that the victim's testimony
that Brown offered to sell him drugs was relevant because it was inextricably intertwined
with the crimes that occurred immediately thereafter. Thus, we conclude the trial court did
not commit error, plain or otherwise, in admitting this testimony.
B.
In his second assignment of error, Appellant argues that evidence that
Appellant and Brown, both of whom are African American, had a racially-biased motive in
committing the crimes against the victim, who is Caucasian, was improperly admitted at
trial. Specifically, Appellant contends that the victim's testimony that Brown's remark,
you're in the 'hood now . . . [w]e're going to take your bike, clearly references the issue
of race because it described what type of neighborhood [the victim] was in. . . . [A] logical
. . . conclusion to the meaning of the statement is that the victim was claiming that Mr.
Brown indicated that he, a white man, was in the 'hood' and that 'We,' or African-
Americans in general, were going to take your bike for being in the wrong neighborhood.
According to Appellant, under syllabus point 9 of State v. Guthrie, 194 W.Va. 657, 461
S.E.2d 163 (1995),
Appellate courts give strict scrutiny to cases involving
the alleged wrongful injection of race, gender, or religion in
criminal cases. Where these issues are wrongfully injected,
reversal is usually the result. Where race, gender, or religion is
a relevant factor in the case, its admission is not prohibited
unless the probative value of the evidence is substantially
outweighed by the danger of unfair prejudice.
We note that, in the instant case, no objection was made to the victim's
testimony during trial. Therefore, this Court will determine if the plain error doctrine
applies. Miller, 194 W.Va. at 7, 459 S.E.2d at 118, syl. pt. 7; Scott, 206 W.Va. at 459-60,
522 S.E.2d at 627-28, syl. pt. 2.
We have carefully reviewed the victim's testimony in the context of the entire
proceeding below. It is clear that his testimony that Brown told him he was in the 'hood
now . . . [w]e're going to take your bike did not inject the issue of race. When Brown first
approached the victim to offer to sell him drugs and then ask for money, Brown was alone.
Brown then announced to the victim that he was in the 'hood now and we're going to
take your bike. It was at that moment that Brown deliberately pulled the victim and his bike
to where Appellant was waiting so that the two men could commence their violent attack.
During direct examination of the victim by the State, it was apparent that we referred to
Brown and Appellant:
Q: Now I want you to think about it, and be very specific. Did
he _ did Mr. Brown say, I'm going to take your bike? Or did he
say, We are going to take your bike?
A: He said, You're in the 'hood. We are going to take your
bike now.
Q: And after he told you that, and he had pulled your bike
toward the river side of the East End Mart parking lot, what did
you see?
A: Then I seen the Defendant in his wheelchair. He was either
sitting there by the phone, or had just rolled up by the phone.
Q: And this is right after the comment that Brown made about,
We are going to take your bike?
A: Yeah.
Crucially, Appellant points to no additional testimony or other evidence
elicited below which supports his claim that the issue of race played any part at all in the
proceedings. Indeed, our review of the trial transcript and the entire record in this case does
not reveal any statement or suggestion that either the state or the Appellant injected a
racially-biased motive into this case. Therefore, we find Appellant's contention that the
issue of racial bias was improperly introduced at trial to be without merit. Accordingly,
because there was no error, the plain error doctrine does not apply.
C.
Next, Appellant argues the trial court violated his Sixth Amendment right to
confront witnesses against him by allowing the victim to testify about a statement made by
Brown just before he and Appellant beat and robbed the victim in the parking lot.
Specifically, Appellant contends that the statement, we are going to take your bike was
inadmissible hearsay and violated his Sixth Amendment right to confront a witness against
him.
(See footnote 7)
Again, no objection to this testimony was made at trial. Thus, this Court will
determine if the plain error doctrine applies.
Hearsay is defined in Rule 801(c) of the West Virginia Rules of Evidence as
a statement, other than one made by the declarant while testifying at the trial or hearing,
offered in evidence to prove the truth of the matter asserted. In syllabus point one of
State
v. Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990), this Court held
Generally, out-of-court statements made by someone
other than the declarant while testifying are not admissible
unless: 1) the statement is not being offered for the truth of the
matter asserted, but for some other purpose such as motive,
intent, state-of-mind, identification or reasonableness of the
party's action; 2) the statement is not hearsay under the rules;
or 3) the statement is hearsay but falls within an exception
provided for in the rules.
See Syl. Pt. 6, State v. Dennis, 216 W.Va. 331, 607 S.E.2d 437 (2004); syl. pt. 2, State v.
Pettrey, 209 W.Va. 449, 549 S.E.2d 323 (2001), cert. denied, 534 U.S. 1142 (2002); syl. pt.
2, State v. Dillon, 191 W.Va. 648, 447 S.E.2d 583 (1994).
The victim's testimony did not constitute hearsay. The victim testified to
Brown's statement that [w]e're going to take your bike not to show that Brown and
Appellant were going to steal his bicycle _ that is, not to prove the truth of the matter
asserted. Rather, the purpose of the victim's testimony was to recount or explain the
sequence of events leading up to the two men's beating and robbing the victim of his money.
Brown's statement to the victim that [w]e're going to take your bike was an integral part
of that sequence. Because the victim did not testify to the statement to prove the truth of the
matter asserted, the statement was not hearsay. As we explained in Pettrey, 209 W.Va. at
456, 549 S.E.2d at 330, [s]tatements which are not offered for the truth of the matter
asserted do not implicate the Sixth Amendment right to confrontation. See Dillon, 191
W.Va. at 658, 447 S.E.2d at 593 (statements admitted for limited purpose of placing
statements in context and making them comprehensible to the jury are not offered to prove
the truth of the matter asserted and do not implicate the Sixth Amendment right to confront
witnesses). Thus, because the victim's testimony was not hearsay, it did not violate
Appellant's Sixth Amendment rights. Accordingly, given there was no error, the plain error
doctrine does not apply.
D.
Appellant's next assignment of error is that the State failed to disclose a
potentially exculpatory witness _ namely, the woman, according to the victim, who, during
the attack, yelled out to Appellant and Brown from a nearby apartment building to [l]eave
him [Appellant] alone. Appellant argues that failure to disclose this witness prior to trial
violated his due process rights under Article III, Section 14 of the West Virginia
Constitution, Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and
State v. Hatfield, 169 W.Va. 191, 286 S.E.2d 402 (1982). Because Appellant did not object
to this testimony below, we review it under the plain error doctrine.
The victim's testimony on direct examination that a woman yelled out during
the attack had never been mentioned prior to his trial testimony. The woman is not
mentioned again during the course of trial. Neither counsel for the State nor defense counsel
proceeded to ask the victim any questions about her. No details about her or her identity
were given or inquired about. The State correctly points out that she does not appear in the
report prepared by the investigating officer or in the victim's statement to police. In short,
there is no evidence that the State knew of this woman's existence until the victim's
testimony at trial.
In syllabus point two of State v. Youngblood, 221 W.Va. 20, 650 S.E.2d 119
(2007), this Court held that
[t]here are three components of a constitutional due
process violation under Brady v. Maryland, 373 U.S. 83, 83
S.Ct. 1194, 10 L.Ed.2d 215 (1963), and State v. Hatfield, 169
W.Va. 191, 286 S.E.2d 402 (1982): (1) the evidence at issue
must be favorable to the defendant as exculpatory or
impeachment evidence; (2) the evidence must have been
suppressed by the State, either willfully or inadvertently; and
(3) the evidence must have been material, i.e., it must have
prejudiced the defense at trial.
The first component to be addressed under syllabus point two of Youngblood
is whether the evidence at issue was favorable to Appellant as exculpatory evidence. As set
forth above, there is no evidence that either the prosecutor or the police knew of the
existence of the alleged eyewitness until the victim spoke of her during direct examination
at trial. As a result, it is impossible to determine the nature of this evidence. This woman
was never identified and never gave a statement to police regarding what she observed.
Appellant's characterization of her testimony as exculpatory or potentially so, is purely
guesswork. This Court has stated that any attempt to determine the level of exculpatory or
impeachment value [if any] of the evidence would be mere speculation. It is impossible for
this Court to ascertain whether the evidence would have been of an exculpatory or
impeachment nature. State v. Hawk, 222 W.Va. 248, ___, 664 S.E.2d 133, 136 (2008).
Because the evidence does not satisfy the first component of the Brady/Youngblood analysis,
Appellant's argument fails and the plain error doctrine does not apply.
E.
Appellant also argues that the evidence elicited at trial was not sufficient to
support his convictions of first degree robbery and malicious wounding. In syllabus point
three, in part, of State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995), this Court held:
A criminal defendant challenging the sufficiency of the
evidence to support a conviction takes on a heavy burden. An
appellate court must review all the evidence, whether direct or
circumstantial, in the light most favorable to the prosecution and
must credit all inferences and credibility assessments that the
jury might have drawn in favor of the prosecution. The
evidence need not be inconsistent with every conclusion save
that of guilt so long as the jury can find guilt beyond a
reasonable doubt. Credibility determinations are for a jury and
not an appellate court. Finally, a jury verdict should be set aside
only when the record contains no evidence, regardless of how
it is weighed, from which the jury could find guilt beyond a
reasonable doubt.
See State v. Rogers, 209 W.Va. 348, 547 S.E.2d 910 (2001).
In support of his argument that there was insufficient evidence to convict him
of first degree robbery, Appellant contends there is no evidence that he took or attempted to
take any money or anything of value from the victim. According to Appellant, the only
evidence adduced at trial was that Brown reached into the victim's pocket and took the little
money he had. Appellant maintains there was no evidence that he received any of the
money. We find Appellant's argument does not accurately represent the evidence presented
and, further, that his contention that the evidence does not support the convictions is without
merit.
First degree robbery was defined for the jury as when any person commits or
attempts to commit robbery by either (1) committing violence to another person, including,
but not limited to, partial strangulation or suffocation, or by striking or beating; or (2) uses
the threat of deadly force by the presenting of a firearm or other deadly weapon.
See W.Va.
Code § 61-2-12 (2000) (Repl. Vol. 2005). The trial court further instructed the jury that
two or more people may be charged with the commission of robbery, as principals in the first
degree, when one of the two persons was present, aiding and abetting the other in the
commission of the robbery; and that principals in the second degree are treated as principals
in the first degree.
(See footnote 8)
Viewing the evidence in the light most favorable to the prosecution, we find
the evidence clearly demonstrates Appellant actively participated in the robbery of the
victim. According to the victim, Appellant waited at one end of the parking lot as Brown
pulled the victim and his bicycle towards Appellant. Appellant then stood up from his
wheelchair and, along with Brown, proceeded to punch the victim. When the victim was
eventually brought to the ground, Appellant viciously kicked him while wearing heavy work
boots. The two men only ceased their attack when Brown finally reached into the victim's
pocket and stole his money. The fact that Brown and not Appellant retrieved the money is
of no consequence, nor is the fact that Appellant allegedly received none of the stolen
money. After the two men beat the victim to the point of fracturing his nose and causing
injury to his face, it was Appellant who stated, Well, that's all he's got, let him go.
Appellant clearly intended to take and receive the victim's money after brutally beating him
up to get it. We conclude, therefore, that viewing the evidence in the light most favorable
to the prosecution, a rational trier of fact could have found the elements of the crime of first
degree robbery proven beyond a reasonable doubt.
Appellant was also convicted of the crime of malicious wounding. Malicious
wounding is defined as when any person maliciously shoots, cuts, stabs, or wounds any
person, or by any means causes him bodily injury with the intent to maim, disfigure, disable
or kill. See W.Va. Code § 61-2-9 (2004) (Repl. Vol. 2005). The jury was also instructed
that malice is defined as an action flowing from anger, hatred, revenge, or any other wicked
or corrupt motive; an act done with wrongful intent, under circumstances that indicate a heart
and mind heedless of all social duty and fatally bent on mischief.
Appellant's contention that there was insufficient evidence to convict him of
this offense is completely without merit. From the moment Brown pulled the unsuspecting
victim on his bicycle to where Appellant was waiting in the parking lot, Appellant and
Brown repeatedly punched and then viciously and repeatedly kicked the victim in order to
disable or incapacitate him so one of them could reach into his pocket to take his money.
In past cases, this Court has indicated that the term malice can include not only anger,
hatred and revenge, but other unjustifiable motives. . . . It may be inferred from any
deliberate and cruel act done by the defendant without any reasonable provocation or excuse,
however sudden. State v. Bongalis, 180 W.Va. 584,588, 378 S.E.2d 449, 453 (1989). It is
clear from the evidence that the victim in no way provoked the attack which left him with
a fractured nose and caused his eyes to be swollen almost shut. Viewing the evidence in the
light most favorable to the State, a rational trier of fact could have found the elements of the
crime of malicious wounding proven beyond a reasonable doubt.
F.
Next, we address Appellant's argument that the sentences imposed are
disproportionate to both the crime and the sentence imposed upon Brown, the other
aggressor, and constitute cruel and unusual punishment, in violation of Article III, Section
5 of the West Virginia Constitution. The trial court sentenced Appellant to a thirty-five year
prison term for the first degree robbery conviction and a term of two-to-ten years for the
malicious wounding conviction. The terms were ordered to run consecutively. Appellant
argues that, compared to the sentence imposed upon Brown,
(See footnote 9)
who Appellant characterizes
as the principal aggressor, Appellant's sentence is excessive. Appellant further notes that
he is forty-nine years old, confined to a wheelchair, and in poor health. The sentences
imposed effectively incarcerate him for life.
It is well settled in this jurisdiction that '[s]entences imposed by the trial
court, if within statutory limits and if not based on some [im]permissible factor, are not
subject to appellate review. Syl. pt. 4,
State v. Goodnight, 169 W.Va. 366, 287 S.E.2d 504
(1982).' Syl. Pt. 2,
State v. Farmer, 193 W.Va. 84, 454 S.E.2d 378 (1994). Syl. Pt. 4,
State v. Murrell, 201 W.Va. 648 499 S.E.2d 870 (1997). At sentencing, the trial judge
explained the sentences imposed:
I feel that this is a very serious offense. I find that any
time someone preys on someone weaker, or somebody that they
have a head injury, as Mr. Barkey does, that it is very serious.
And the Prosecuting Attorney is correct, it makes no difference
whether [Appellant] received any of the Six Dollars, or not,
from a legal standpoint. So, I don't think that that is _ that is
not much of a defense in this case.
The testimony was that he repeatedly kicked Mr. Barkey
once he was down, and I'm totally _ I find this to be one of the
most significant and serious cases that I've heard as a judge.
I believe that [Appellant] is a threat to society, and that
he requires an appropriate sentence.
The trial judge's primary consideration in determining the sentences was the
fact that Appellant and Brown preyed upon a victim who previously suffered a traumatic
brain injury, had resulting physical and mental disabilities, and was obviously weaker than
his aggressors. Appellant and Brown repeatedly punched and then brutally kicked the victim
until they broke his nose and caused his eyes to be swollen almost shut. The victim in no
way provoked the attack. Moreover, it was revealed during the sentencing hearing that
Appellant has a lengthy criminal record of some assaults, including a conviction of first
degree sexual assault when he was twenty years old. Furthermore, defense counsel made
reference to the pre-sentence investigation report, in which Appellant admitted to join[ing]
in on the physical assault of the victim.
We find no error in the sentences imposed upon Appellant. The sentences are
within the limitations set forth by statute and there is no indication in the record that the trial
court considered any impermissible factors in imposing the sentences. Accordingly, we
affirm the sentences imposed by the trial court.
G.
The final assignment of error raised by Appellant is that he was denied
effective assistance of counsel at trial. In support of this claim, Appellant raises the
arguments discussed previously in this opinion. Additionally, Appellant contends that trial
counsel failed to adequately investigate whether he was physically capable of carrying out
the attack, considering he was partially confined to a wheelchair. Appellant argues he
should have been examined by a medical expert. He further maintains that he has a history
of alcohol and drug abuse and that he should have been examined by an appropriate expert
to determine if he was capable of forming the requisite intent to commit the crimes of which
he was convicted.
Moreover, Appellant argues trial counsel failed to adequately investigate
whether the victim, who had a traumatic brain injury, was capable of accurately recollecting
the events relating to the crime. Trial counsel did not engage an investigator or other
appropriate professional to interview the victim for this purpose. Likewise, Appellant states,
an adequate investigation would have revealed the woman from the nearby apartment
building as a crucial eyewitness to the crime. Appellant further contends that trial counsel
failed to strike two harmful jurors _ one of whom admitted during voir dire that she was a
former classmate of the investigating officer and another who stated she had been a victim
of domestic violence. Appellant asserts he requested that trial counsel strike these jurors but
counsel did not comply with his request. As additional support to his ineffective assistance
claim, Appellant avers that he was not adequately prepared to testify and was not properly
advised of his Fifth Amendment rights. Finally, Appellant contends trial counsel introduced
a prior statement the victim gave to police which was particularly damaging to Appellant's
defense.
The standard for determining whether an ineffective assistance claim is
meritorious has been set forth by this Court as follows:
In the West Virginia courts, claims of ineffective
assistance of counsel are to be governed by the two-pronged test
established in Strickland v. Washington, 466 U.S. 668, 104 S.Ct.
2052, 80 L.Ed.2d 674 (1984): (1) Counsel's performance was
deficient under an objective standard of reasonableness; and (2)
there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceedings would have
been different.
Syl. Pt. 5, State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995). See Syl. Pt. 1, State v. Frye,
221 W.Va. 154, 650 S.E.2d 574 (2006); and Syl. Pt. 1, State ex rel. Daniel v. Legursky, 195
W.Va. 314, 465 S.E.2d 416 (1995). Moreover,
[i]n reviewing counsel's performance, courts must apply
an objective standard and determine whether, in light of all the
circumstances, the identified acts or omissions were outside the
broad range of professionally competent assistance while at the
same time refraining from engaging in hindsight or
second-guessing of trial counsel's strategic decisions. Thus, a
reviewing court asks whether a reasonable lawyer would have
acted, under the circumstances, as defense counsel acted in the
case at issue.
Miller, 194 W.Va. at 6-7, 459 S.E.1d at 117-18, syl. pt. 6.
See Frye, 221 W.Va. at 155, 650
S.E.2d at 575, syl. pt. 2.
In a direct appeal, however, it is often difficult, if not impossible, for this Court
to determine whether the attorney's performance below was ineffective or merely the result
of trial strategy.
State v. Bess, 185 W.Va. 290, 293, 406 S.E.2d 721, 724 (1991). In past
cases, this Court has cautioned that [i]neffective assistance claims raised on direct appeal
are presumptively subject to dismissal.
State v. Miller, 197 W.Va. 588, 611, 476 S.E.2d
535, 588 (1996).
See City of Phillipi v. Weaver, 208 W.Va. 346, 351, 540 S.E.2d 563, 568
(2000). Such claims are more properly raised in a post-conviction collateral proceeding to
promote development of a factual record sufficient for effective review.
Miller, 197 W.Va.
at 611, 476 S.E.2d at 558. We have explained that [i]t is the extremely rare case when this Court will find
ineffective assistance of counsel when such a charge is raised as
an assignment of error on a direct appeal. The prudent defense
counsel first develops the record regarding ineffective assistance
of counsel in a habeas corpus proceeding before the lower court,
and may then appeal if such relief is denied. This Court may
then have a fully developed record on this issue upon which to
more thoroughly review an ineffective assistance of counsel
claim.
Syl. Pt. 10,
State v. Hutchinson, 215 W.Va. 313, 599 S.E.2d 736 (2004) (
quoting Syl. Pt. 10,
State v. Triplett, 187 W.Va. 760, 421 S.E.2d 511 (1992)). Therefore, we decline to reach
the merits of Appellant's ineffective assistance claim because the record on appeal is
inadequate for such a review.
See State v. Bess, 185 W.Va. at 293, 406 S.E.2d at 724. If he
so chooses, Appellant may reassert the ineffective assistance claim in a petition for writ of
habeas corpus so that a full development of the record may be made before the trial court.
See Miller, 197 W.Va. at 611, 476 S.E.2d at 558;
Bess, 185 W.Va. at 293, 406 S.E.2d at
724.
(See footnote 10)
III. Conclusion
Based upon the foregoing, we affirm Appellant's convictions and sentences.
Pursuant to an administrative order entered on September 11, 2008, the
Honorable Thomas E. McHugh, Senior Status Justice, was assigned to sit as a member of
the Supreme Court of Appeals of West Virginia commencing September 12, 2008, and
continuing until the Chief Justice determines that assistance is no longer necessary, in light
of the illness of Justice Joseph P. Albright.
Footnote: 2 The victim testified that, several years earlier, he was in an automobile
accident and suffered a traumatic brain injury. It is apparent from the record that, as a result,
the victim suffers from physical and mental disabilities.
Footnote: 3 Detective Rollins apparently was familiar with Appellant. He testified that he
asked [Appellant] when did he get into the wheelchair, because the last time I saw him he
was walking, and he said he had good days and bad days.
Footnote: 4 During the sentencing hearing conducted on October 24, 2005, Appellant
admitted to physically assaulting the victim. However, he repeated his contention that he
did not receive any of the money taken from the victim during the assault.
Footnote: 5 According to Appellant, Brown pled guilty to second degree robbery. He was
sentenced to five to eighteen years in prison.
Footnote: 6 The victim testified that he did not have personal knowledge of this fact, but
was told by the building's manager. Thus, Appellant argues the victim's testimony was also
inadmissible hearsay.
Footnote: 7 See W.Va. Code § 61-11-6 (1923) (Repl. Vol. 2005), in part. (In the case
of every felony, every principal in the second degree, and every accessory before the fact,
shall be punishable as if he were the principal in the first degree.)
Footnote: 9 As previously indicated, Brown pled guilty to second degree robbery. He was
sentenced to a term of five-to-eighteen years for that offense, as provided for in W.Va. Code
§ 61-2-12(b).
Footnote: 10 Though trial counsel in this case is deceased, not all of the issues raised in
Appellant's ineffective assistance claim depend entirely on trial counsel's explanation of
'the motive and reason behind his . . . trial behavior.' State ex re. Watson v. Hill, 200
W.Va. 201, 204, 488 S.E.2d 476, 479 (1997) (quoting Miller, 194 W.Va. at 14-15, 459
S.E.2d at 125-26). By way of example, it is not required that trial counsel be interviewed
regarding whether he should have engaged appropriate experts to determine whether
Appellant had the physical and mental capabilities to commit the crimes or whether the
victim, given his traumatic head injury, had the mental ability to accurately recount the
attack and Appellant's role in it.