___________
_______________________________________________________
William E. Kiger, Esq.
Parkersburg, West Virginia
Attorney for Appellant
The Opinion of the Court was delivered PER CURIAM.
2. Rule 404(a)(2) of the West Virginia Rules of Evidence essentially
codifies the common law rules on the admission of character evidence of the victim of a
crime. In particular, under our traditional rule, a defendant in a homicide, malicious
wounding, or assault case who relies on self-defense or provocation, may introduce evidence
concerning the violent or turbulent character of the victim including prior threats or attacks
on the defendant. This is reflected by State v. Louk, 171 W.Va. 639, 301 S.E.2d 596 (1983):
'In a prosecution for murder, where self-defense is relied upon to excuse the homicide, and
there is evidence showing, or tending to show, that the deceased was at the time of the
killing, making a murderous attack upon the defendant, it is competent for the defense to
prove the character or reputation of the deceased as a dangerous and quarrelsome man, and
also to prove prior attacks made by the deceased upon him, as well as threats made to other
parties against him; and, if the defendant has knowledge of specific acts of violence by the
deceased against other parties, he should be allowed to give evidence thereof.' (Citations
omitted). Syl. pt. 2, State v. Woodson, 181 W.Va. 325, 382 S.E.2d 519 (1989). Syllabus
Point 2, Dietz v. Legursky, 188 W.Va. 526, 425 S.E.2d 202 (1992).
Per Curiam:
3. In a homicide case, malicious wounding, or assault where the
defendant relies on self-defense or provocation, under Rule 404(a)(2) and Rule 405(a) of the
West Virginia Rules of Evidence, character evidence in the form of opinion testimony may
be admitted to show that the victim was the aggressor if the probative value of such evidence
is not outweighed by the concerns set forth in the balancing test of Rule 403. Syllabus Point
3, Dietz v. Legursky, 188 W.Va. 526, 425 S.E.2d 202 (1992)
.
This case is before the Court upon the appeal of Brenda Katherine Mitchell.
On April 26, 2002, Ms. Mitchell was convicted by a jury in the Circuit Court of Wood
County of the felony offenses of unlawful assault and wanton endangerment involving a
firearm.
On July 8, 2002, she was sentenced concurrently to a term of not less than one year
nor more than five years for unlawful assault and to a term of four years for wanton
endangerment involving a firearm. This Court has reviewed the petition for appeal, all
matters of record, and briefs of the parties. We are of the opinion that reversible error was
made with regard to the circuit court's denial of Ms. Mitchell's right to present evidence
concerning the victim's general reputation for being a violent person and accordingly, reverse
the decision of the circuit court.
Ms. Mitchell testified that although she tried to avoid Mr. Woollard that
morning, he grabbed her, threw her onto the couch, and began choking her. It was at this
point that Ms. Mitchell determined she was finally going to leave Mr. Woollard. Soon
afterward, she noticed that Mr. Woollard had appeared to be passed out on the couch. She
proceeded to gather her crutches and four or five small grocery bags packed with clothing
and supplies necessary for the attachment and removal of her prosthetic leg.
(See footnote 1)
As Ms.
Mitchell proceeded outside, she discovered that the air had been let out of the front tires of
her vehicle making it impossible for her to leave the residence. Ms. Mitchell then went back
inside and called a taxi before going back outside to wait for it to arrive.
Ms. Mitchell later testified that Mr. Woollard came outside, seized her
crutches, and said, [y]ou're not taking these f---ing crutches nowhere. If you want to get
around, you can crawl. You're not taking these. Mr. Woollard then took her crutches and
her grocery bags and walked toward the residence. Ms. Mitchell claims that it was at this
point when she actually told Mr. Woollard that she was leaving him to which he replied I'll
shoot you first as he entered the home.
As Mr. Woollard came out of the residence again, Ms. Mitchell testified that she feared for her safety and reached into her purse, removed a pistol, and shot towards his legs to put him down in order to escape. Mr. Woollard was shot once in the thigh and once in the buttocks. Ms. Mitchell admitted that she intended to shoot Mr. Woollard, but denied trying to kill him. She claims that she didn't have a choice as it would have been difficult getting away from him without her crutches.
At
trial, Ms Mitchell claimed she acted in self-defense. Ms.
Mitchell testified that when she initially began her relationship with Mr.
Woollard it was non-abusive, but that
it was not long before she became aware of his alcohol and history of abusing
other women. She testified that in fact it was Mr. Woollard and his mother
who told her of many of his
violent acts toward other women.
(See footnote 2)
She further conveyed that Mr. Woollard had threatened to kill her and committed various
acts of violence upon her throughout their relationship. (See
footnote 3) She described herself as being
physically and emotionally trapped as personified by her avowal that Mr.
Woollard told her [t]here's nowhere you can go. You can't hide. You
can't get away from me.
As sometimes happens in such
trials, Mr. Woollard denied and contradicted much of Ms. Mitchell's testimony.
He said he had a high tolerance for alcohol and maintained that he was not intoxicated
on the day he was shot despite his night of drinking Vodka and the fact that
after he was shot, his blood alcohol content measured .321. Mr. Woollard further
denied having an abusive relationship with Ms. Mitchell or with any woman. He
admitted that he struck Ms. Mitchell only once during their entire relationship
and that was out of reflex after she had kicked him. He denied ever choking, making
threats to hurt or kill her, or dragging Ms. Mitchell around the house. With regard to police
photographs of Ms. Mitchell taken on the day of the shooting showing visible injuries on her
arms, Mr. Woollard stated, She had bruises on her all the time anyway where she run into
stuff and slip and . . . . That one bruise, I think she said the back screen door shut on her
arm.
Mr. Woollard further denied arguing with Ms. Mitchell the day of the shooting and
contradicted testimony that he had taken her crutches while she was waiting for the taxi.
(See footnote 4)
Mr. Woollard states that while he did let the air out of Ms. Mitchell's tires, he did so out of
concern for her safety as he did not want her to leave and get into an accident. He asserts that
Ms. Mitchell was the one screaming and cussing the morning of the shooting and further
contended that this was consistent with her violent behavior during other times in their
relationship.
(See footnote 5)
In Syllabus Point 1 of State v. Paynter, 206 W.Va. 521, 526 S.E.2d 43 (1999),
we held, Where the issue on an appeal from the circuit court is clearly a question of law or
involving an interpretation of a statute, we apply a de novo standard of review. Syllabus
Point 1, Chrystal R.M. v. Charlie A.L., 194 W.Va. 138, 459 S.E.2d 415 (1995). We have
further indicated that a circuit court's final order and ultimate disposition are reviewed under
the abuse of discretion standard. State ex rel. Hechler v. Christian Action Network, 201
W.Va. 71, 491 S.E.2d 618 (1997).
We have also explained that we afford great deference to evidentiary rulings
made by a trial court. 'The action of a trial court in admitting or excluding evidence in the
exercise of its discretion will not be disturbed by the appellate court unless it appears that
such action amounts to an abuse of discretion.' Syllabus Point 10, State v. Huffman, 141
W.Va. 55, 87 S.E.2d 541 (1955), overruled on other grounds, State ex rel. R.L. v. Bedell, 192
W.Va. 435, 452 S.E.2d 893 (1994). Syllabus Point 1, State v. Calloway, 207 W.Va. 43, 528
S.E.2d 490 (1999).
Our principal concern in this appeal is Ms. Mitchell's argument that the circuit
court abused its discretion by refusing to allow her to present evidence concerning Mr.
Woollard's general reputation for being a quarrelsome and violent individual by finding that
her testimony was strictly limited to what she knew at the time of the alleged offense . . .
[and could not] go beyond incidents that were known to Ms. Mitchell at the time of the
alleged offense. Ms. Mitchell contends the circuit court's ruling unduly and improperly
limited her from making the jury fully aware of Mr. Woollard's history of violence and
apparent hostile attitude toward women in general and further notes that such evidence is
specifically allowed by West Virginia Rule of Evidence 404(a)(2).
(See footnote 6)
Conversely, the State declares that Ms. Mitchell misunderstands the profound distinction between reputation and opinion evidence on the one hand and evidence of specific instances of conduct on the other and further notes that the circuit court did not err in excluding this evidence as it was inadmissable character evidence. The State maintains that the circuit court correctly instructed the jury to disregard testimony of two of Ms. Mitchell's witnesses concerning events for which Ms. Mitchell did not have specific knowledge at the time of the shooting.
Having reviewed the record in this case, we believe that the issue is governed
by the interaction between Rules 404(a)(2) and 405.
(See footnote 7)
During trial, Ms. Mitchell's counsel,
Mr. White,
(See footnote 8)
was precluded from introducing evidence of Mr. Woollard's character or
reputation as a dangerous and quarrelsome man. At an April 19, 2002, preliminary hearing,
Ms. Mitchell's counsel expressly stated that he wished to introduce both evidence of specific
acts and evidence of Mr. Woollard's reputation to which the assistant prosecutor, Ms.
Boylen, indicated that reputation evidence was inadmissible. The following excerpt from
that preliminary hearing supports this contention.
At trial, Mr. White called Dee Toothman and Lisa Smith, both of whom had
prior relationships with Mr. Woollard. After their testimony, the circuit court suggested that
Mr. White went far beyond the scope as outlined by the April 19, 2002 preliminary hearing.
The State then requested a mistrial which was denied by the circuit court. Nonetheless, the
circuit court imposed a limiting instruction with regard to witness testimony and directed
jurors to only consider specific acts of violence against third parties by [Mr. Woollard] that
[Ms. Mitchell] had knowledge of at the time of the shooting. Mr. White objected to the
circuit court's characterization that he had exceeded the scope of examination of Ms.
Toothman and Ms. Smith. He further expressed that because of the circuit court's limitation
with regard to reputation evidence he was hamstrung in his defense of Ms. Mitchell. He
further argued to the circuit court that the jury needs to understand what a dangerous and
violent and threatening and abusive man Bob Woollard was, because otherwise, her claim
of self defense exists in a vacuum that doesn't give her a fair trial.
THE COURT: They can't elicit anything else, they can't give
a long list of complaints about him.
MR. WHITE: That's clearly inappropriate, your Honor,
however, they can testify about his reputation as a dangerous
and quarrelsome man, about his reputation_ that's reputation
evidence, not specific acts.
MS. BOYLEN: No, they can't.
MR. WHITE: They can talk about specific acts that my client
knew about and they can talk about his reputation in the
community as a dangerous and quarrelsome man.
THE COURT: What case is that from?
MR. WHITE: I don't even remember the evidence code, your
Honor. That's just general_well, that's in that same case.
That's in State vs. Steele, citing State vs. Hardin, 91 W.Va. 149,
a 1922 case. It is competent for the Defendant to prove the
character of_character or reputation of the deceased as a
dangerous and quarrelsome man. That's just reputation
evidence, your Honor. That's always admissible.
THE COURT: Okay. Anything else on this issue?
The law of self-defense in West Virginia is well settled. [A] defendant who
is not the aggressor and has reasonable grounds to believe, and actually does believe, that he
is in imminent danger of death or serious bodily harm from which he could save himself only
by using deadly force against his assailant has the right to employ deadly force in order to
defend himself. State v. W.J.B., 166 W.Va. 602, 606, 276 S.E.2d 550, 553 (1981). It
follows that where a defendant relies on self-defense in a homicide, a malicious wounding,
or an assault prosecution, the defendant may introduce evidence concerning violent or
turbulent character of the victim, including prior threats or attacks on defendant and to show
that the victim was the aggressor. See State v. Richards, 190 W.Va. 299, 438 S.E.2d 331
(1993).
(See footnote 9)
Moreover,
It is quite well established that, where self-defense is
relied upon to excuse a homicide, and there is evidence tending
to establish that defense, it is competent to show the character of
the deceased party for violence, and especially is this true when
the person charged with the crime has knowledge of such traits
of character, for the evidence, not only to some extent
characterizes the acts of the deceased, but also has a tendency to
show the mental state in which the defendant was at the time to
the homicide.
State v. Hardin
In Syllabus Point 2 of Dietz v. Legursky, 188 W.Va. 526, 425 S.E.2d 202 (1992), we said:
Rule 404(a)(2) of the West Virginia Rules of Evidence essentially codifies the common law rules on the admission of character evidence of the victim of a crime. In particular, under our traditional rule, a defendant in a homicide, malicious wounding, or assault case who relies on self-defense or provocation, may introduce evidence concerning the violent or turbulent character of the victim including prior threats or attacks on the defendant. This is reflected by State v. Louk, 171 W.Va. 639, 301 S.E.2d 596 (1983): 'In a prosecution for murder, where self-defense is relied upon to excuse the homicide, and there is evidence showing, or tending to show, that the deceased was at the time of the killing, making a murderous attack upon the defendant, it is competent for the defense to prove the character or reputation of the deceased as a dangerous and quarrelsome man, and also to prove prior attacks made by the deceased upon him, as well as threats made to other parties against him; and, if the defendant has knowledge of specific acts of violence by the deceased against other parties, he should be allowed to give evidence thereof.' (Citations
omitted). Syl. pt. 2, State
v. Woodson, 181 W.Va. 325, 382 S.E.2d 519 (1989).
In Syllabus Point 3 of Legursky,
we further explained that although such evidence may be relevant, it must also
survive the balancing test set forth in Rule 403. (See
footnote 10)
In
a homicide case, malicious wounding, or assault where the defendant relies on
self-defense or provocation, under Rule 404(a)(2) and Rule 405(a) of the West
Virginia Rules of Evidence, character evidence in the form of opinion testimony
may be admitted to show that the victim was the aggressor if the probative value
of such evidence is not outweighed by the concerns set forth in the balancing
test of Rule 403.
We also expounded that:
The text
of our Rule 404(a)(2), as well as its federal counterpart, does not use the term
'self-defense,' but refers to the concept of the victim as 'the first aggressor.'
The notes of the Advisory Committee on the Federal Rules make it plain that this
rule covers several situations, i.e., 'evidence of a violent disposition to prove
that the person was the aggressor in an affray' or 'an accused may introduce
pertinent evidence of the character of the victim, as in support of a claim of
self-defense to a charge of homicide.' This is essentially the same as our preexisting
evidentiary rules.
Legursky, 188 W.Va. at 531, 425 S.E.2d at 207. We also provided that '[c]learly, under
Rule 404(a)(2) the accused in a criminal case may initially introduce character evidence to
prove that the victim was the first aggressor.' Franklin D. Cleckley, Handbook on Evidence
for West Virginia Lawyers § 6.2(F)(1)(a) (1986). See also 2 Jack B. Weinstein and Margaret
A. Berger, Weinstein's Evidence ¶ 404[06] (1992). Legursky, 188 W.Va. at 532, 425 S.E.2d
at 208.
Additionally, we interpreted Rule 404, wherein this Court stated:
Importantly, 'the admission of reputation evidence of the
victim's character under Rules 404(a)(2) and 405(a) renders
knowledge of the character by the defendant unnecessary, since
the evidence is offered merely to permit a jury to
circumstantially infer that the victim was the aggressor.'
Cleckley, Sec. 6.2(F)(1) (1986, 1992 Supp.) (Emphasis
supplied). See also Weinstein and Berger, ¶ 404[06], at 404-41-
42 ('Even if the accused was unaware of deceased's reputation,
evidence of it may be introduced pursuant to Rule 404(a)(2).').
Legursky, 188 W.Va. at 532, 425 S.E.2d at 208.
Considering the facts of this case, the evidence concerning Mr. Woollard's
general reputation for being a violent person was relevant and admissible evidence. The
testimony of Dee Toothman and Lisa Smith with regard to Mr. Woollard's reputation may
have shed light on an issue at the very heart of this case with regard to who was the first
aggressor in this altercation. Presentation of such evidence with regard to his reputation
during previous relationships may have left the jurors more capable of making a fully
educated decision. It was even more important given that Mr. Woollard's testimony was
that Ms. Mitchell was the first aggressor on the day of the shooting, as well
as during the other
altercations between the two prior to the shooting.
Given the facts here, the evidence of Mr.
Woollard's reputation during other situations where he behaved violently was justified to
demonstrate a consistency with how he may have acted on the day that Ms. Mitchell shot
him. It was relevant to demonstrate to the jury that his violent conduct was consistent with
his past behavior and that Ms. Mitchell therefore had a reasonable apprehension for imminent
fear of serious bodily harm or death. We find that the circuit court abused its discretion by
refusing to allow Ms. Mitchell and her trial counsel to present evidence concerning Mr.
Woollard's general reputation for being a violent person.
Ms. Mitchell raises several additional assignments of error. However, we find
none of them merit any extended discussion or constitute reversible error.
Initially, we specifically find that there was sufficient evidence to sustain the
convictions under the sufficiency of the evidence test contained in Syllabus Point 1 of State
v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995). Ms. Mitchell expressly admits that she
intentionally shot Mr. Woollard in order to disable him. Under the evidence that was
presented to the jury, we believe the jury could rationally have rejected Ms. Mitchell's self-
defense claim.
(See footnote 11)
Ms. Mitchell also contends that the trial court made various other improper
evidentiary or trial rulings. We note that she undertakes a significant burden in showing
error in this regard as:
Ms. Mitchell claims that the trial court allowed stipulations to be admitted to
the record although these stipulations were not in writing as required by W.Va. Tr. Ct. R.
42.05. (Unless otherwise ordered, stipulations must be in writing, signed by the parties
making them or their counsel, and promptly filed with the clerk.). The stipulations occurred
during the pre-trial hearing on April 19, 2002 in the presence of Ms. Mitchell and Ms.
Mitchell was thoroughly questioned by the circuit court about the stipulations. Neither she
nor her counsel objected to them. In such circumstances, we find the lack of a writing
memorializing the stipulations to be, at best harmless error, or at worst, invited error, given
the presence and cooperation of Ms. Mitchell at the pre-trial hearing. See Syllabus Point 1,
State v. Redden, 199 W.Va. 660, 487 S.E.2d 318 (1997) (holding that even though W.Va. R.
Crim. P. 23(a) requires a defendant's waiver of a jury trial to be in writing when an on the
record review shows a defendant otherwise knowingly, voluntarily and intelligently waives
the right, the failure to have the waiver in writing does not invalidate the waiver).
The action of a trial court in admitting or excluding evidence
in the exercise of its discretion will not be disturbed by the
appellate court unless it appears that such action amounts to an
abuse of discretion. Syllabus point 10, State v. Huffman, 141
W.Va. 55, 87 S.E.2d 541 (1955), overruled on other grounds,
State ex rel. R.L. v. Bedell, 192 W.Va. 435, 452 S.E.2d 893
(1994).
Syllabus Point 1, State v. Calloway, 207 W.Va. 43, 528 S.E.2d 490 (1999).
Ms. Mitchell claims that the trial court erred in excluding Mr. Woollard's
employment records. As discussed earlier, character evidence in the form of opinion
testimony may be admitted to show that the victim was the aggressor if the probative value
of such evidence is not outweighed by the concerns set forth in the balancing test of Rule
403. Syllabus Point 2, Dietz v. Legursky, 188 W.Va. 526, 425 S.E.2d 202 (1992). Our
review of the record convinces us that the circuit court did not abuse its discretion in finding
that the employment records were irrelevant because Ms. Mitchell sought introduction of
them simply to show that Mr. Woollard was a bad person and that, in any event, any
probative value they might have would be substantially outweighed by their prejudicial
effect. (See footnote 12)
Ms. Mitchell further argues that she was prejudiced by the State's cross-
examining of her regarding her misuse of prescription drugs. She contends that such
information injected an issue into the trial that was totally irrelevant. We note that under
Rule 401, relevant evidence is evidence having any tendency to make the existence of any
fact that is of consequence to the determination of the action more probable or less probable
than it would be without the evidence. Here, Mr. Woollard testified that the reason that he
let the air out of Ms. Mitchell's tires was because he feared that she would take her
prescription medications and attempt to drive_threatening herself and others. The
introduction of testimony relating to Ms. Mitchell's abuse of prescription drugs was
introduced to show that in the past she had misused those prescription drugs or took too
many at some time, [which caused her to] f[a]ll asleep evidencing the basis for Mr.
Woollard's justification for letting the air out of her tires. We think this line of questioning
was arguably relevant to give the jury the background regarding why Mr. Woollard behaved
as he did on the day he was shot.
Ms. Mitchell next claims her trial counsel was ineffective for failing to request
a jury instruction on the lesser-included offense of brandishing a weapon. However, Ms.
Mitchell claims she was entitled to such an instruction based on Syllabus oint 5 of State v.
Bell, 211 W.Va. 308, 565 S.E.2d 430 (2002) where we held that [t]he offense of brandishing
as defined by West Virginia Code § 61-7-11 is a lesser included offense within the definition
of wanton endangerment under West Virginia Code § 61-7-12. However, we decided Bell
on May 24, 2002, while the circuit court held its jury instruction conference in Ms. Mitchell's
case on April 25, 2002. We cannot say Ms. Mitchell's trial counsel was ineffective in failing
to ask for a lesser included jury instruction especially in light of the fact that the case
recognizing the right to such an instruction would not be handed down until a month after
the jury instruction conference. Effective assistance of counsel requires a reasonable
standard of professional competence; it does not require clairvoyance. See, e.g., United
States v. Gonzalez-Lerma, 71 F.3d 1537, 1542 (10th Cir. 1995) (footnote omitted)
([C]lairvoyance is not a required attribute of effective representation.).
(See footnote 13)
Finally, Ms. Mitchell contends that the circuit court erred in sentencing her to
incarceration rather than allowing her to discharge a sentence via electronically-monitored
home incarceration. Nowhere in Ms. Mitchell's brief does she cite or quote the record to
show where the circuit court engaged in any conduct that would be remotely indicative of an
abuse of discretion by the circuit court. This Court has previously adhered to the rule that
[a]lthough we liberally construe briefs in determining issues presented for review, issues
which are not raised, and those mentioned only in passing but are not supported with
pertinent authority, are not considered on appeal. State v. LaRock, 196 W.Va. 294, 302, 470
S.E.2d 613, 621 (1996). Accord State v. Allen, 208 W.Va. 144, 162, 539 S.E.2d 87, 105
(1999); State v. Easton, 203 W.Va. 631, 642 n.19, 510 S.E.2d 465, 476 n.19 (1998); State
v. Lilly, 194 W.Va. 595, 605 n.16, 461 S.E.2d 101, 111 n.16 (1995). Ms. Mitchell's
argument is not supported with pertinent authority, and is consequently considered to be
abandoned.
For the reasons stated above, we reverse Ms. Mitchell's conviction and remand
for a new trial.
Reversed and remanded.
Footnote: 1
(a)
Character evidence generally. Evidence of a person's character or a trait
of character is not admissible for the purpose of proving that he or she
acted in conformity therewith on a particular occasion, except:
. . . .
(2) Character of the victim of
a Crime Other than a Sexual Conduct Crime. Evidence of a pertinent trait of character
of the victim of the crime, other than a crime consisting of sexual misconduct,
offered by an accused, or by the prosecution to rebut the same, or evidence of
a character trait of peacefulness of the victim offered by the prosecution in
a homicide case to rebut evidence that the victim was the first aggressor;
. . . .
Footnote:
7