Karen B. Kostol, Esq.
Daniel L. Stickler, Esq.
John L. McFerrin, Esq.
Erin Magee Condaras, Esq.
Beckley, West Virginia
Jackson & Kelly, PLLC
Attorneys for Jerry Shelton
Charleston, West Virginia
Attorneys for Performance Coal Co.
& A. T. Massey Coal Co.
JUSTICE MAYNARD delivered the Opinion of the Court.
JUSTICE MCGRAW dissents and reserves the right to file a dissenting opinion.
1.
Prohibition lies only to restrain inferior courts from proceeding in causes over which they have no jurisdiction, or, in which, having jurisdiction, they are exceeding their legitimate powers and may not be used as a substitute for [a petition for appeal] or certiorari. Syllabus Point 1, Crawford v. Taylor, 138 W.Va. 207, 75 S.E.2d 370 (1953).
3. In
the absence of compelling evidence of irremediable prejudice, a writ of prohibition
will not lie to bar trial based upon the judge's pretrial ruling on a matter
of evidentiary admissibility. Syllabus Point 2, State ex rel. Williams
v. Narick, 164 W.Va. 632, 264 S.E.2d 851 (1980).
4.
2. In determining whether to entertain and issue the writ of prohibition
for cases not involving an absence of jurisdiction but only where it is claimed that the lower
tribunal exceeded its legitimate powers, this Court will examine five factors: (1) whether the
party seeking the writ has no other adequate means, such as direct appeal, to obtain the
desired relief; (2) whether the petitioner will be damaged or prejudiced in a way that is not
correctable on appeal; (3) whether the lower tribunal's order is clearly erroneous as a matter
of law; (4) whether the lower tribunal's order is an oft repeated error or manifests persistent
disregard for either procedural or substantive law; and (5) whether the lower tribunal's order
raises new and important problems or issues of law of first impression. These factors are
general guidelines that serve as a useful starting point for determining whether a
discretionary writ of prohibition should issue. Although all five factors need not be satisfied,
it is clear that the third factor, the existence of clear error as a matter of law, should be given
substantial weight. Syllabus Point 4, State ex rel. Hoover v. Berger, 199 W.Va. 12, 483
S.E.2d 12 (1996).
5. A writ of prohibition will not issue to prevent a simple abuse of
discretion by a trial court. Syllabus Point 2, in part, State ex rel. Peacher v. Sencindiver,
160 W.Va. 314, 233 S.E.2d 425 (1977).
7.
Maynard, Justice:
The relator and plaintiff below, Jerry Shelton, seeks a writ of prohibition to
prevent the Circuit Court of Raleigh County from admitting evidence of offers of settlement,
which he or his counsel made, in the relator's discrimination trial against the respondents and
defendants below, Performance Coal Company and A.T. Massey Coal Company. For the
reasons set forth below, we deny the writ.
The relator and plaintiff below, Jerry Shelton, was employed as a beltman for
the respondent and defendant below, Performance Coal Company (Performance), when
he injured his right shoulder and arm on November 4, 1997. Specifically, the relator tore the
rotator cuff in his right shoulder and biceps tendon in his right arm. He underwent surgery
in December 1997 and received workers' compensation temporary total disability benefits
from November 5, 1997, his last day of work, through October 28, 1998.
Our general rule provides
that [p]rohibition is ordinarily inappropriate in matters involving
a trial court's pretrial ruling on . . . the admissibility of evidence.
Policarpio v. Kaufman, 183 W.Va. 258, 261, 395 S.E.2d 502, 505 (1990).
We find no compelling reason
why the general rule set forth above should not apply to the facts of this case.
We have recognized specifically that the decision of whether to admit evidence of
compromise offers for a purpose other than to 'prove liability for or invalidity of the claim
or its amount,' W.Va.R.Evid. 408, is within the sound discretion of the circuit court. Lively
v. Rufus, 207 W.Va. 436, 447, 533 S.E.2d 662, 673 (2000), citing 1 Franklin D. Cleckley,
Handbook on Evidence for West Virginia Lawyers § 4-8(F), at 402 (3d ed. 1994). Therefore,
if the circuit court's ruling in the instant case is wrong, it amounts to a simple abuse of
discretion which is not correctable by a writ of prohibition. Further, it is preferable
that this Court review the circuit court's ruling when we have the full trial
record before us. As this Court has previously recognized, Finally, there is a significant
practical reason for not allowing challenges, by use of the writ of prohibition,
to every pre-trial discretionary evidentiary ruling made by trial courts.
Such use of the writ would effectively delay trials interminably while parties
rushed to this Court for relief every time they disagree with a pre-trial
ruling. The fact remains that [t]he piecemeal challenge of discretionary
rulings through writs of prohibition does not facilitate the orderly administration
of justice. Woodall, 156 W.Va. at 713, 195 S.E.2d at 721. Said
another way, writs of prohibition should not be issued nor used for
the purpose of appealing cases upon the installment plan. Wimberly
v. Imel, 358 P.2d 231, 232 (Okla.Crim.App. 1961).
(See footnote 3)
In sum, we find that prohibition is not appropriate in this case. A remedy by
appeal is both available and adequate. Also, at most, the circuit court's ruling involves a
simple abuse of discretion against which the writ will not lie. In addition, this Court can
better assess the propriety of discretionary evidentiary rulings when we have the entire record
available. Further, we are unable to conclude that the circuit court's ruling is a substantial,
clear-cut error. Finally, we believe that the piecemeal challenge to discretionary rulings
through writs of prohibition should be discouraged. Accordingly, for all of these reasons,
we deny the writ prayed for by the relator.
6. The
West Virginia Rules of Evidence . . . allocate significant discretion to the
trial court in making evidentiary . . . rulings. Thus, rulings on the admissibility
of evidence . . . are committed to the discretion of the trial court. Absent
a few exceptions, this Court will review evidentiary . . . rulings of the circuit
court under an abuse of discretion standard. Syllabus Point 1, in part,
McDougal v. McCammon, 193 W.Va. 229, 455 S.E.2d 788 (1995).
After his surgery, the relator never returned to work at Performance. The
evidence indicates that the relator continued to have difficulty raising his right arm above
shoulder level and lifting heavy objects. In a June 9, 1998, report, Employer Services
Corporation, a service company that handles workers' compensation matters for the
respondents, noted that, according to Performance, no alternative position was available for
the relator if he was unable to return to his pre-injury position. The relator was ultimately
granted a 21% workers' compensation permanent partial disability award and social security
disability benefits.
The general standard for issuance of the writ of prohibition is set forth in
W.Va. Code § 53-1-1 (1923) which states that [t]he writ of prohibition shall lie as a matter
of right in all cases of usurpation and abuse of power, when the inferior court has not
jurisdiction of the subject matter in controversy, or, having such jurisdiction, exceeds its
legitimate powers. This Court has held that [p]rohibition lies only to restrain inferior
courts from proceeding in causes over which they have no jurisdiction, or, in which, having
jurisdiction, they are exceeding their legitimate powers and may not be used as a substitute
for [a petition for appeal] or certiorari. Syllabus Point 1, Crawford v. Taylor, 138 W.Va.
207, 75 S.E.2d 370 (1953). The relator herein does not claim that the circuit court has no
jurisdiction but rather that it has exceeded its legitimate powers.
In determining whether to entertain and issue the
writ of prohibition for cases not involving an absence of
jurisdiction but only where it is claimed that the lower
tribunal exceeded its legitimate powers, this Court will
examine five factors: (1) whether the party seeking the
writ has no other adequate means, such as direct appeal,
to obtain the desired relief; (2) whether the petitioner will
be damaged or prejudiced in a way that is not correctable
on appeal; (3) whether the lower tribunal's order is
clearly erroneous as a matter of law; (4) whether the
lower tribunal's order is an oft repeated error or
manifests persistent disregard for either procedural or
substantive law; and (5) whether the lower tribunal's
order raises new and important problems or issues of law
of first impression. These factors are general guidelines
that serve as a useful starting point for determining
whether a discretionary writ of prohibition should issue.
Although all five factors need not be satisfied, it is clear
that the third factor, the existence of clear error as a
matter of law, should be given substantial weight.
Syllabus Point 4, State ex rel. Hoover v. Berger, 199 W.Va. 12, 483 S.E.2d 12 (1996). With
these precepts to guide us, we now consider the issue presented.
As noted above, the relator contends that evidence of prior negotiations to
settle a claim is excluded by Rule 408 of the West Virginia Rules of Evidence. According
to Rule 408:
Evidence of (1) furnishing or offering or
promising to furnish, or (2) accepting or offering or
promising to accept a valuable consideration in
compromising or attempting to compromise a claim
which was disputed as to either validity or amount is not
admissible to prove liability for or invalidity of the claim
or its amount. Evidence of conduct or statements made
in compromise negotiations is likewise not admissible.
This rule does not require the exclusion of any evidence
otherwise discoverable merely because it is presented in
the course of compromise negotiations. This rule also
does not require exclusion when the evidence is offered
is offered for another purpose, such as proving bias or
prejudice of a witness, negativing a contention of undue
delay, or proving an effort to obstruct a criminal
investigation or prosecution.
Essentially, the relator argues that the respondents intend to use evidence of settlement
negotiations to prove the invalidity of his claim, specifically, that he is unable to perform any
job that he requested. Therefore, says the relator, admission of the evidence would be a clear
error of law. Moreover, the relator avers that this Court should correct the legal error now,
by issuing the writ of prohibition, to prevent the inefficiency that would result from an appeal
and the award of a new trial.
Where prohibition is sought to restrain a trial
court from the abuse of its legitimate powers, rather than
to challenge its jurisdiction, the appellate court will
review each case on its own particular facts to determine
whether a remedy by appeal is both available and
adequate, and only if the appellate court determines that
the abuse of powers is so flagrant and violative of
petitioner's rights as to make a remedy by appeal
inadequate, will a writ of prohibition issue.
Under the particular facts of this case, a remedy by appeal is both available and adequate.
Our law plainly says that a writ of prohibition may not be used as a substitute for appeal.
In addition, we
have held that [a] writ of prohibition will not issue to prevent a simple
abuse of discretion by a trial court. Syllabus Point 2, in part, State
ex rel. Peacher v. Sencindiver, 160 W.Va. 314, 233 S.E.2d 425 (1977). The
relator is challenging the circuit court's ruling on the admissibility of evidence.
In Syllabus Point 1, in part, of McDougal v. McCammon, 193 W.Va. 229,
455 S.E.2d 788 (1995), this
Court held:
The West Virginia Rules of Evidence . . . allocate
significant discretion to the trial court in making
evidentiary . . . rulings. Thus, rulings on the
admissibility of evidence . . . are committed to the
discretion of the trial court. Absent a few exceptions,
this Court will review evidentiary . . . rulings of the
circuit court under an abuse of discretion standard.
III.
Writ denied.
Footnote: 1