Submitted: November 13, 2002
Filed: December 5, 2002
LaVerne Sweeney, Esq. Michael Bonasso, Esq.
Grafton, West Virginia
William J. Hanna, Esq.
Attorney for the Appellant Robert P. Lorea, Esq.
Flaherty, Sensabaugh & Bonasso, P.L.L.C.
Charleston, West Virginia
Attorneys for the Appellee
The Opinion of the Court was delivered PER CURIAM.
JUSTICE McGRAW dissents and reserves the right to file a dissenting opinion.
2. In this jurisdiction the general test for establishing strict liability in tort
is whether the involved product is defective in the sense that it is not reasonably safe for its
intended use. The standard of reasonable safeness is determined not by the particular
manufacturer, but by what a reasonably prudent manufacturer's standards should have been
at the time the product was made. Syllabus Point 4, Morningstar v. Black and Decker Mfg.
Co., 162 W.Va. 857, 253 S.E.2d 666 (1979).
3. Circumstantial evidence may be sufficient to make a prima facie case
in a strict liability action, even though the precise nature of the defect cannot be identified,
so long as the evidence shows that a malfunction in the product occurred that would not
ordinarily happen in the absence of a defect. Moreover, the plaintiff must show there was
neither abnormal use of the product nor a reasonable secondary cause for the malfunction.
Syllabus Point 3, Anderson v. Chrysler Corp., 184 W.Va. 641, 403 S.E.2d 189 (1991).
4. Pursuant to the evidentiary rule of res ipsa loquitur, it may be inferred
that harm suffered by the plaintiff is caused by negligence of the defendant when (a) the
event is of a kind which ordinarily does not occur in the absence of negligence; (b) other
responsible causes, including the conduct of the plaintiff and third persons, are sufficiently
eliminated by the evidence; and (c) the indicated negligence is within the scope of the
defendant's duty to the plaintiff. Syllabus Point 4, Foster v. City of Keyser, 202 W.Va. 1,
501 S.E.2d 165 (1997).
Per Curiam:
In this appeal from the Circuit Court of Monongalia County, we are asked to
review an order granting summary judgment to a defendant in a products liability action. As
set forth below, we affirm the circuit court's order.
The appellant stated that he was driving the van at approximately 40 miles per
hour when he heard a metal to metal noise, and then immediately lost control of the ability
to steer the van. He contends that the steering wheel spun through a 3/4 turn, and that the
van did not fishtail on the highway but turned straight into the guardrail.
The appellant exited the van and discovered that the drag link, a mechanism which controls the steering of the vehicle, was severely damaged. He contends that the drag link broke due to some inherent manufacturing or design defect by appellee Ford.
Appellee Ford, however, contends that other factors were involved in the
appellant's collision. The police accident report reflects that, at the time of the accident, it
was raining and the roadway was wet. The police officer who investigated the accident
concluded it was caused by the appellant's failure to maintain control of his vehicle and
slippery pavement. Two experts later employed by Ford concluded that the drag link was
broken as a result of the impact forces during the accident, and was not a cause of the
accident, and also concluded that the appellant's description of the accident and the supposed
vehicle movements was inconsistent with the drag link malfunctioning.
The appellant filed the instant action asserting, inter alia, claims of strict
products liability and negligence under the theory of res ipsa loquitur. During the course of
discovery, the appellant proffered himself as an expert, and relying on his training and
experience as a mechanic, indicated that the drag link that connects the pittman arm broke
and it should not have done such. The appellant indicated that he had never known of this
problem to happen on another vehicle. The appellant proffered no other evidence regarding
the drag link.
Ford subsequently filed a motion for summary judgment, asserting that the
appellant did not point to evidence that would circumstantially prove the elements of either
a strict products liability claim or a negligence claim. In an order dated September 26, 2001,
the circuit court granted the motion, and concluded after a meticulous discussion of the law
and evidence of record that there were no genuine issues of material fact.
The appellant now appeals the circuit court's summary judgment order.
In reviewing summary judgment, this Court will apply the same test that the
circuit court should have used initially, and must determine whether it is clear that there is
no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clarify
the application of the law. Syllabus Point 3, Aetna Casualty & Surety Co. v. Federal
Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963). As with the circuit
court, we must draw any permissible inference from the underlying facts in the light most
favorable to the party opposing the motion, that is, the appellant. Painter v. Peavy, 192
W.Va. at 192, 451 S.E.2d at 758.
The appellant argues that the circuit court erred in granting summary judgment
because questions of fact exist regarding whether, under strict products liability theory, the
Ford van was not reasonably safe for its intended use _ and therefore, whether the van was
defective. Alternatively, the appellant argues that a broken drag link is an event which
ordinarily does not occur in the absence of negligence _ and therefore, under the evidentiary
rule of res ipsa loquitur, the appellant asserts the issue of whether Ford was negligent is one
for the jury to consider.
We adopted a cause of action for strict products liability in Morningstar v.
Black and Decker Mfg. Co., 162 W.Va. 857, 253 S.E.2d 666 (1979). We held in Syllabus
Point 3 of Morningstar that the cause of action is designed to relieve the plaintiff from
proving that the manufacturer was negligent in some particular fashion during the
manufacturing process and to permit proof of the defective condition of the product as the
principal basis of liability. The general test of whether a product is defective was
established in Syllabus Point 4, where we held:
In this jurisdiction the general test for establishing strict
liability in tort is whether the involved product is defective in
the sense that it is not reasonably safe for its intended use. The
standard of reasonable safeness is determined not by the
particular manufacturer, but by what a reasonably prudent
manufacturer's standards should have been at the time the
product was made.
A plaintiff is not required
to establish a strict products liability cause of action by identifying the
specific defect that caused the loss, but instead may do so by circumstantial
evidence. We have held that a fact finder may infer a breach of the standard
of reasonable safeness where it is shown that an accident simply would not
have occurred unless the product was defective. A plaintiff must, however,
show three things in order to make a prima facie case of strict products
liability through the use of circumstantial evidence. We
stated in Syllabus Point 3 of Anderson v. Chrysler Corp., 184 W.Va. 641, 403 S.E.2d 189
(1991):
Circumstantial evidence may be sufficient to make a prima facie
case in a strict liability action, even though the precise nature of
the defect cannot be identified, so long as the evidence shows
that a malfunction in the product occurred that would not
ordinarily happen in the absence of a defect. Moreover, the
plaintiff must show there was neither abnormal use of the
product nor a reasonable secondary cause for the malfunction.
We therefore must consider whether the appellant in the instant case showed
that the drag link would not ordinarily have broken in the absence of a defect;
showed that there was no abnormal use of the product; and showed that there
was no reasonable secondary cause for the malfunction.
After examining the record,
we conclude that the appellant in the instant case failed to demonstrate that
the broken drag link would not ordinarily happen in the absence of a defect.
Aside from the appellant's assertion that, in his years as a mechanic, he
had never seen a broken drag link, there is nothing to exclude the reasonable
possibility that the broken drag link happened as a result of some other cause
_ such as fracturing in the collision. While there is no evidence to show
that the van was being used abnormally at the time of the collision, there
is also no evidence to show the vehicle was used properly during its lifetime.
(See footnote 1) Lastly,
the appellant failed to exclude from consideration other reasonable
secondary causes for the appellant's loss of control of the van, such as the possibility that the
appellant lost control due to a rain-soaked roadway and that the drag link was broken in the
subsequent impacts with the guardrails.
The appellant had the burden
of proffering the circumstantial evidence that is required by Anderson
v. Chrysler Corp and thereby demonstrating that a legitimate jury
question, i.e. a genuine issue of material fact, [was] present. Syllabus
Point 1, Jividen v. Law, 194 W.Va. 705, 461 S.E.2d 451 (1995). We believe
the circuit court correctly found that the appellant did not identify sufficient
circumstantial evidence to establish a prima facie case of strict products
liability.
The appellant alternatively contends that he proffered sufficient circumstantial
evidence to prove that appellee Ford was negligent. The appellant asserts, under the
evidentiary rule of res ipsa loquitur, that a jury could infer from the record that Ford was
negligent because drag links just do not break in the absence of negligence, and he asserts
that all other possible causes of the accident, including the conduct of the plaintiff and third
parties, are eliminated by the evidence.
The appellee, however, contends that the evidence could not lead to a reasonable inference of negligent conduct on the part of the appellee, but would only lead to mere speculation by a jury as to any negligent conduct by the appellee.
Under the rule of res ipsa loquitur, we have held that in the absence of
evidence to the contrary, in res ipsa loquitur cases, the mere fact that a damage-causing event
occurs . . . suffices for liability. . . . Peneschi v. National Steel Corp., 170 W.Va. 511, 517,
295 S.E.2d 1, 7 (1982). [W]hen the essentials of [the doctrine of res ipsa loquitur] are
present, evidence of negligence is supplied. Royal Furniture Co. v. City of Morgantown,
164 W.Va. 400, 405-406, 263 S.E.2d 878, 882 (1980). It is, however, clearly an incorrect
statement of the law to say that res ipsa loquitur dispense[s] with the requirement that
negligence must be proved by him who alleges it. Peneschi, 170 W.Va. at 520, 295 S.E.2d
at 10.
In Foster v. City of Keyser, 202 W.Va. 1, 501 S.E.2d 165 (1997), we set forth
the following standard in Syllabus Point 4 for the application of the rule of res ipsa loquitur:
Pursuant to the evidentiary rule of res ipsa loquitur, it may be
inferred that harm suffered by the plaintiff is caused by
negligence of the defendant when (a) the event is of a kind
which ordinarily does not occur in the absence of negligence;
(b) other responsible causes, including the conduct of the
plaintiff and third persons, are sufficiently eliminated by the
evidence; and (c) the indicated negligence is within the scope
of the defendant's duty to the plaintiff.
In applying this rule, we stated that:
It is the function of the court to determine whether the
inference may reasonably be drawn by the jury, or whether it
must necessarily be drawn. It is the function of the jury to
determine whether the inference is to be drawn in any case
where different conclusions may reasonably be reached.
Foster, 202 W.Va. at 21, 501 S.E.2d at 185. In other words, the test set forth in Foster
allows a trial court to make a preliminary determination that the evidence that a plaintiff
intends to present is indeed circumstantial evidence that will lead to reasonable inferences
by the jury, and is not simply evidence which would force the jury to speculate in order to
reach its conclusion.
In applying the Foster test to the evidence in the case at bar, it is apparent that
the appellant failed to meet the first two elements of the test. First, there is a substantial
possibility that the rain-soaked highway and/or the appellant's carelessness in operating the
van may have been, at the very least, a contributing factor to the accident. Accordingly, the
appellant has not shown that the accident was of a kind that ordinarily would not have
occurred in the absence of the appellee's negligence.
Second, other responsible causes, including the conduct of the appellant and
third persons, was not sufficiently eliminated by the evidence. The record shows it was not
clear how the van had been operated or maintained over the many miles that the van had accumulated, suggesting that the conduct of unknown third persons could
have caused the accident. The appellant therefore failed to satisfy this element
as well. (See
footnote 2)
We therefore find that the circuit court correctly held that the appellant failed
to show a genuine question of material fact regarding whether the appellee was negligent
through the application of res ipsa loquitur. The appellant's evidence could not lead to a
reasonable inference that the appellee was negligent, and any such conclusion by a jury
would be based on mere speculation.
Furthermore, the van was owned by the appellant's employer and the appellant had only driven the vehicle for several days prior to the accident. Accordingly, the van's prior history of use, damage, maintenance or repairs was unknown.