September 2002 Term
IN RE: KRISTOPHER E. AND KENNETH C. E.
______________________________________________________
Appeal from the Circuit Court of Preston County
REVERSED AND REMANDED WITH DIRECTIONS
Submitted: September 17, 2002
Melinda L. Russell, Esq.
The Opinion of the Court was delivered PER CURIAM.
Per Curiam:
This is an appeal by Kenneth E., the natural father of two minors, Kristopher
E. and Kenneth C. E., from an order of the Circuit Court of Preston County adjudicating him
an abusive and neglectful parent. On appeal, Kenneth E. claims that the evidence fails to
show that he has been abusive and neglectful and that, consequently, the decision of the
circuit court is erroneous.
In the years following the divorce, the two children demonstrated severe
behavioral problems. For instance, when they were eight and nine years old, they burglarized
a house in Maryland. They were also involved in a number of incidents of destroying
property and of terrorizing animals. On one occasion, they stoned a cow until it was
unconscious. They also had numerous behavioral problems at school.
In 1996, the appellant married for a second time and moved to West Virginia.
Following the marriage, Kenneth C. E. engaged in attention-seeking behavior. Among other
things, he urinated on bathroom walls; he shoved pencils down a dryer; and he destroyed
furniture with an ice pick and cut his clothes with scissors.
In 1998, the appellant became concerned over Kenneth C. E. after he began
starting fires in the home and in the woods. He consequently had Kenneth C. E. admitted to
Chestnut Ridge Hospital for a 30-day psychiatric examination. The examination resulted in
the conclusion that Kenneth C. E. was immature and would outgrow certain of his problems.
Problems continued at home and Kristopher E. began pushing his stepmother
around and bruising her. The situation reached the point where the appellant and his wife
slept in a locked, downstairs bedroom at night to protect themselves from the children. They
also locked their bedroom door during the day to prevent destruction of their property.
In May 2001, the appellant, who was in the National Guard, traveled to
California for training. In his absence, the children continued to act up, and on May 23,
2001, their stepmother requested that the Prosecuting Attorney institute juvenile proceedings
against them. The Prosecuting Attorney refused to do so. Subsequently, on May 24, 2001,
the children's stepmother called the hotline at the Department of Health and Human
Resources and suggested that she was going to beat or switch Kristopher E. if he remained
in the home. The appellant was contacted in California and asked why the children should
not be removed from the home, and he said that he could not answer that question and that,
perhaps, the children should be removed. As a consequence, both children were removed
from the home on May 24, 2001, and the abuse and neglect petition instituting the present
proceeding was filed on the same day.
A preliminary hearing was held in the matter on May 31, 2001, and at that
hearing the court found that there was probable cause for the emergency removal of the
children. At a subsequent hearing, the appellant, who had been charged with calling the
children abusive names (tub of lard, etc.), admitted that he had used the names on several
occasions and that he had sent the children to bed without dinner on four occasions. The
events justifying their being sent to bed without dinner were two food fights at the table, a
school incident involving a female classmate, and Kristopher E. lying about a note from
school.
As the proceeding developed, the appellant executed an agreement with the
Department of Health and Human Resources in which he agreed voluntarily to surrender
custody of the children to the Department.
It is from the court's ruling that the appellant now appeals. In appealing, he
does not object to the children being removed from his custody, but he believes that the
removal should occur pursuant to his agreement with the Department of Health and Human
Resources. He claims that the evidence fails to prove that he was an abusive and neglectful
parent, and he claims that the circuit court erred in holding that he was.
In Syllabus Point 1 of In the Interest of: Tiffany Marie S., 196 W. Va. 223, 470
S.E.2d 177 (1996), this Court stated:
As has previously been stated, the circuit court apparently based its ultimate
decision to terminate custody on the conclusion that the children faced a threat at home,
rather than on actual physical abuse or neglect which had occurred prior to the filing of the
petition.
The circuit court rendered its decision in the case on November 1, 2001. At
the time, there was some question in the law as to whether a trial court had authority in an
abuse and neglect proceeding to accept a voluntary relinquishment of parental rights in an
abuse and neglect proceeding and to terminate parental rights without ruling on the final
question of abuse and neglect.
Subsequent to the circuit court's entering its final order, this Court, in the case
of In re: James G. and Emmett M. L., III, ___ W. Va. ___, ___ S.E.2d ___ (No. 30039,
June 13, 2002), recognized that a court could accept a parent's voluntary relinquishment of
parental rights and dispose of an abuse and neglect proceeding without adjudicating the
abuse and neglect question.
In reviewing the facts of the present case, the Court believes that it is a very
close question as to whether the circuit court's decision was clearly erroneous. As indicated
in In the Interest of: Tiffany Marie S., id., a finding should be deemed clearly erroneous if
the reviewing court on the entire evidence is left with the definite and firm conviction that
a mistake has been committed. In the present case, the facts show that the appellant and his
wife, although plainly disappointed and profoundly upset by the children's long misbehavior,
had gone to extraordinary means to cope with the misbehavior in a socially accepted manner.
Although they had selectively withheld meals from the children, there was no evidence that
they had actually physically harmed the children in the past. The fact that the appellant's
wife sought governmental intervention rather than actually beating the children militates
against the conviction that she would have carried out her threats. By the time the appellant
himself was contacted, the State had already intervened, suggesting that the children were,
in fact, protected from his wife's threats.
Although dealing with a very close case, this Court, after reviewing the
evidence, comes away with the firm conviction that the trial court's conclusion is erroneous.
The Court also senses that the trial court might have ruled otherwise if it had been plain that
it could have accepted the voluntary relinquishment without reaching the ultimate
abuse/neglect question.
In light of the foregoing, the Court believes that the judgment of the circuit
court adjudicating the appellant an abusive and neglectful parent should be reversed. The
Court, however, also believes that, given the overall facts of the case, the appellant's parental
rights have been relinquished in accord with the agreement into which the appellant
voluntarily entered, and that the trial court should so adjudicate.
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No. 30444
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Honorable Lawrence S. Miller, Jr., Judge
Civil Action Nos. 01-JA-5 and 01-JA-6
_____________________________________________________
Filed: November 4, 2002
Gail Vorhees, Esq.
Public Defender Corporation
Kingwood, West Virginia
Attorney for Kenneth E., Father, Appellant
Morgantown, West Virginia
Guardian ad Litem for Kristopher E.
and Kenneth C. E.
Darrell V. McGraw, Jr.
Attorney General
Charleston, West Virginia
C. Carter Williams
Assistant Attorney General
Petersburg, West Virginia
Attorneys for West Virginia Department
of Health & Human Resources, Appellee
Although conclusions of law reached by a circuit court are subject to de novo
review, when an action, such as an abuse and neglect case, is tried upon the facts without a
jury, the circuit court shall make a determination based upon the evidence and shall make
findings of fact and conclusions of law as to whether such child is abused or neglected.
These findings shall not be set aside by a reviewing court unless clearly erroneous. A finding
is clearly erroneous when, although there is evidence to support the finding, the reviewing
court on the entire evidence is left with the definite and firm conviction that a mistake has
been committed. However, a reviewing court may not overturn a finding simply because it
would have decided the case differently, and it must affirm a finding if the circuit court's
account of the evidence is plausible in light of the record viewed in its entirety. Syllabus
Point 1, In the Interest of: Tiffany Marie S., 196 W. Va. 223, 470 S.E.2d 177 (1996).
The appellant in this proceeding, Kenneth E., is the natural father of Kristopher
E., who was born on January 1, 1987, and Kenneth C. E., who was born on March 8, 1988.
The appellant and the children's mother were divorced shortly after the birth of Kenneth
C. E., in the course of the divorce, their mother voluntarily surrendered custody of the
children to the appellant.
The appellant made concerted efforts to deal with the children's problems. For
instance, in 1992, the appellant consulted the Krieger Institute, an institution dealing with
child behavioral problems, about the problems. He arranged counseling for the children at
the Institute, and he himself took a parenting class. He later took and completed STEP
parenting courses, and attended additional parenting classes provided by an agency in
Maryland.
The court found the voluntary surrender agreement appropriate, but apparently
concluded that it could not properly make the disposition without adjudicating the appellant
an abusive and neglectful parent. The court, therefore, proceeded to rule that the evidence
adduced showed that the appellant was an abusive and neglectful parent.
Although conclusions of law reached by a circuit court are
subject to de novo review, when an action, such as an abuse and
neglect case, is tried upon the facts without a jury, the circuit
court shall make a determination based upon the evidence and
shall make findings of fact and conclusions of law as to whether
such child is abused or neglected. These findings shall not be
set aside by a reviewing court unless clearly erroneous. A
finding is clearly erroneous when, although there is evidence to
support the finding, the reviewing court on the entire evidence
is left with the definite and firm conviction that a mistake has
been committed. However, a reviewing court may not overturn
a finding simply because it would have decided the case
differently, and it must affirm a finding if the circuit court's
account of the evidence is plausible in light of the record viewed
in its entirety.
In reaching the conclusion that the appellant had abused and neglected
Kristopher E. and Kenneth C. E., it appears that the trial court in the present case relied
principally upon evidence that on May 24, 2001, the children's stepmother had told a Child
Protective Services worker that she was going to beat or switch Kristopher E. unless he was
removed from the home. The court found that when the appellant, who was then in
California, was advised of the situation, he did not disagree with the threats made by his wife,
but told the social worker handling the case to remove the children from the home. The court
noted that the appellant further refused to accept services designed to prevent the removal.
The court found:
The father and stepmother have occasionally used the
withholding of meals as punishment for the children, for such
offenses as failure to complete chores, to the extent that the
children felt that they had to earn their food. While such
practice by no means rose to the level of nutritional deprivation,
when coupled with other improper disciplinary approaches, it
contributed to emotional abuse of the children.
Finally, the court noted that there was testimony by the children suggesting that
they had occasionally been physically corrected. The court concluded:
The evidence shows that for many years, [the appellant] . . . .
attempted to provide all of the necessities of life to both
children, including seeking out mental health services for them;
. . . [t]he evidence shows that, in many ways, [the appellant] . . .
tried to properly parent the Infant Children; . . . [r]egardless of
the number of [the appellant's] . . . previous efforts to properly
parent the children, his refusal to intervene on their behalf on
May 24, 2001 constitutes neglect of the Infant Children. . . .
After reviewing the circuit court's decision, this Court cannot find that the
court's factual findings were clearly erroneous. There was evidence that the children's
stepmother had threatened to beat or switch Kristopher E. on May 24, 2001, and there was
also evidence that the appellant had indicated to the Child Protective Service worker
handling the case that he did not disagree with his wife's threats and that he refused to accept
services designed to prevent removal.
For the reasons stated, the judgment of the Circuit Court of Preston County is
reversed, and this case is remanded to the circuit court with directions that the circuit court
dispose of the case consistent with this opinion.