Davis, J., concurring in part and dissenting in part: The trial court granted
a new trial to Dr. Sakhai on the ground that counsel for the plaintiff improperly
stated a damage target amount to the jury during closing arguments.
The majority opinion concluded that the trial court committed error in granting
a new trial. Additionally, Dr. Sakhai filed a cross-appeal arguing that the
trial court should have granted his new trial based upon remarks by counsel
for the plaintiff that were violative of a motion in limine. The majority opinion rejected this argument
by Dr. Sakhai. I dissent from the latter two rulings by the majority opinion.
In rendering its decision, the majority opinion has manipulated long-standing
principles of law to reinstate the jury verdict in this case.
To begin, counsel for the
plaintiff made the following statement to the jury during closing arguments:
(Emphasis added). Clearly, counsel for plaintiff went beyond the trial court's
instruction and informed the jury that a million dollars was the target.
In a case filed this term,
Lamphere v. Consolidated Rail Corporation, ___ W. Va. ___, ___ S.E.2d
___ (No. 29691 November 30, 2001) (per curiam), this Court affirmed the decision
of the trial judge in granting a new trial to the plaintiff after the
jury returned a defense verdict. In affirming the trial court's decision in
Lamphere, we recognized in syllabus point 1 of the opinion the longstanding
principle of law that '[a] trial judge's decision to award a new trial
is not subject to appellate review unless the trial judge abuses his or her
discretion.' Quoting Syl. pt. 3, in part, In re State Pub. Bldg.
Asbestos Litig., 193 W. Va. 119, 454 S.E.2d 413 (1994). See also
Lively v. Rufus, 207 W. Va. 436, 440-441, 533 S.E.2d 662, 666-667 (2000);
Tennant v. Marion Health Care Foundation, 194 W. Va. 97, 104, 459 S.E.2d
374, 381 (1995); Syl. pt. 4, Sanders v. Georgia-Pacific Corp., 159
W. Va. 621, 225 S.E.2d 218 (1976). No abuse of discretion was shown in the instant proceeding to justify the majority's decision to
reverse the new trial awarded in this case.
Prior to the trial in this
case, the circuit court granted a motion in limine tendered by Dr. Sakhai.
The motion in limine precluded any evidence or discussion to the jury regarding
punitive damages. As grounds for his cross-appeal, Dr. Sakhai argued that
the motion in limine order was violated. Consequently, the trial court should
have granted his motion for a new trial. The majority opinion, after distorting
what took place at trial, concluded that no basis existed for granting a new
trial on this ground. A review of the actual violation
of the motion in limine order clearly established that a new trial should
have been granted. The following occurred during closing argument by counsel
for plaintiff.
On May 25, 2001, this Court
filed the opinion of Honaker v. Mahon, 210 W. Va. 53, 552 S.E.2d
788 (2001). Honaker carved out principles of law relating to motions
in limine. In Honaker, the plaintiff appealed an adverse jury verdict.
One issue presented by the plaintiff on appeal was that the defendant introduced
evidence in violation of the trial judge's ruling on a motion in limine. This
Court crafted two syllabus points on the issue of a violation of a motion
in limine order: In the instant proceeding,
Dr. Sakhai, as a defendant, now seeks the protection of Honaker.
The majority opinion denied to Dr. Sakhai the well-reasoned principles of
Honaker. Clearly, Dr. Sakhai has satisfied Honaker. The trial
court issued a motion in limine order precluding evidence or argument to the
jury on the issue of punishing Dr. Sakhai with a punitive verdict. Counsel
for the plaintiff not only once, but twice, violated that order. The
jury returned a verdict in an amount that can only be justified as punitive.
In spite of this, the majority opinion has concluded that Dr. Sakhai, as a
defendant, is not entitled to the benefits of Honaker. Our law must
apply with equal force to both plaintiffs and defendants. We should not have
two sets of rules -- one set of rules for plaintiffs and a different set of rules for defendants. Based upon the foregoing,
I respectfully concur in part and dissent in part. I am authorized to state
that Justice Maynard joins me in this concurring and dissenting opinion.
Two of the three rulings in
the majority opinion are simply wrong. Therefore, I concur in part and dissent
in part. Before discussing the grounds upon which I dissent, I note that the
defendant in this case, Dr. Hossein Sakhai, initially argued that this appeal
should be denied because it was appealed from an order granting a new trial,
which was not a final order for appeal purposes. The majority
opinion has disagreed and, based upon this Court's constitutional authority,
determined that an order granting a new trial, while interlocutory, is an
appealable order. I concur with the majority opinion on this procedural issue.
However, I depart from the majority with respect to its resolution of two
substantive issues raised by this appeal.
Dr. Sakhai argued that the trial
judge was correct in granting a new trial because counsel for the plaintiff
improperly stated that a million dollars for noneconomic damages was the target
amount for the jury. The majority opinion rejected the argument after concluding
that the jury was adequately instructed to understand that the million
dollar figure represented an absolute upper limit, and not a 'target.'
This conclusion by the majority opinion is wrong. Furthermore, the majority
opinion distorted what actually occurred.
Counsel
for Plaintiff: The vision would certainly be included in loss of enjoyment
of life, mental anguish, the fright he had to go through with the second surgery,
and the Court has instructed that whatever those items you have, a million
dollars is the total. It cannot be above a million dollars, so that's the
target[.]
Immediately after plaintiff's
counsel concluded his closing argument, defense counsel moved for a mistrial.
The following exchange occurred at the bench.
Judge:
Well, I'm not going to declare a mistrial. I may have to take this up in--What
concerned me, quite frankly, more was the discussion of the statutory limit
of a million dollars and saying, That's the target. That suggests
an amount, and that does bother me.
Counsel
for Plaintiff: Did I say, That's the target.?
Judge:
Yes, you did.
Counsel
for Plaintiff: Did I correct it? Did I not--
Judge:
No. You didn't correct it.
The evidence illustrates that
counsel for the plaintiff misstated the trial judge's instruction on the million
dollar cap and informed the jury that the sum was the target. Counsel
for the plaintiff even tried to argue that he was not aware that he spoke those
words and questioned whether he clarified his words to the jury. In spite of
the blatant evidence of what actually took place, the majority opinion concluded
that counsel for the plaintiff did not state a target amount for
the jury. I simply cannot accept the majority's decision to distort the record
in order to reinstate a plaintiff verdict.
Our law is clear. Stating a
target amount for a jury to return for noneconomic damages is reversible
error where the verdict is obviously influenced by such statement. Syl.
pt. 7, in part, Bennett v. 3 C Coal Co., 180 W. Va. 665, 379 S.E.2d 388
(1989). In the instant case, the trial court denied the motion for mistrial
because it wanted to see if the improper target statement had prejudiced the
jury. After the jury returned a verdict of $800,000, the trial court recognized
that the remark was prejudicial and therefore granted the motion for a new trial.
The trial court's decision was consistent with the law in this state and should
not have been reversed.
Counsel for Plaintiff: Do
something in this case to compensate the Foster family. Do something to send
a message--
Counsel for Defendant: Objection.
Judge: Your objection?
Counsel for Defendant: It
is a send a message.
Counsel for Plaintiff: May
I finish?
Judge: Yes, but if you're going
to finish the sentence, don't pause in the middle of it quite so long.
Counsel for Plaintiff: Do something--Compensate
the Foster family and do something [to] send the message to Dr. Sakhai.
Counsel for Defendant: Objection,
Your Honor.
Judge: Sustained. That's improper.
Clearly, counsel for plaintiff
violated the motion in limine order by expressly suggesting to the jury to return
a verdict that would send a message.
5.
A deliberate and intentional violation of a trial court's ruling on a motion
in limine, and thereby the intentional introduction of prejudicial evidence
into a trial, is a ground for reversing a jury's verdict. However, in order
for a violation of a trial court's evidentiary ruling to serve as the basis
for a new trial, the ruling must be specific in its prohibitions, and the
violation must be clear.
6.
In deciding whether to set aside a jury's verdict due to a party's violation
of a trial court's ruling on a motion in limine, a court should consider whether the evidence excluded by the court's
order was deliberately introduced or solicited by the party, or whether the
violation of the court's order was inadvertent. The violation of the court's
ruling must have been reasonably calculated to cause, and probably did cause,
the rendition of an improper judgment. A court should also consider the inflammatory
nature of the violation such that a substantial right of the party seeking
to set side the jury's verdict was prejudiced, and the likelihood that the
violation created jury confusion, wasted the jury's time on collateral issues,
or otherwise wasted scarce judicial resources. The court may also consider
whether the violation could have been cured by a jury instruction to disregard
the challenged evidence.
Syl. pts. 5 & 6, Honaker. In Honaker, we applied the above
principles and reversed the adverse jury verdict and granted the plaintiff
a new trial.