Rebecca L. Stafford, Esq.
Harry
G. Deitzler, Esq.
Prosecuting Attorney
Hill,
Peterson, Carper, Bee & Deitzler
Ripley, West Virginia
Charleston, West Virginia
Attorney for Plaintiff Below, Appellee
Attorney
for Defendant Below, Appellant
JUSTICE MAYNARD delivered the Opinion of the Court.
1. The
function of an appellate court when reviewing the sufficiency of the evidence
to support a criminal conviction is to examine the evidence admitted at trial
to determine whether such evidence, if believed, is sufficient to convince
a reasonable person of the defendant's guilt beyond a reasonable doubt. Thus,
the relevant inquiry is whether, after viewing the evidence in the light most
favorable to the prosecution, any rational trier of fact could have found
the essential elements of the crime proved beyond a reasonable doubt.
Syllabus Point 1, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
2. A
criminal defendant challenging the sufficiency of the evidence to support
a conviction takes on a heavy burden. An appellate court must review all the
evidence, whether direct or circumstantial, in the light most favorable to
the prosecution and must credit all inferences and credibility assessments
that the jury might have drawn in favor of the prosecution. The evidence need
not be inconsistent with every conclusion save that of guilt so long as the
jury can find guilt beyond a reasonable doubt. Credibility determinations
are for a jury and not an appellate court. Finally, a jury verdict should
be set aside only when the record contains no evidence, regardless of how
it is weighed, from which the jury could find guilt beyond a reasonable doubt.
To the extent that our prior cases are inconsistent, they are expressly overruled.
Syllabus Point 3, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
3. Where
a defendant is convicted of a particular substantive offense, the test of the
sufficiency of the evidence to support the conviction necessarily involves consideration
of the traditional distinctions between parties to offenses. Thus, a person
may be convicted of a crime so long as the evidence demonstrates that he acted
as an accessory before the fact, as a principal in the second degree, or as
a principal in the first degree in the commission of such offense. Syllabus
Point 8, State v. Fortner, 182 W.Va. 345, 387 S.E.2d 812 (1989).
4. An
accessory before the fact is a person who being absent at the time and place
of the crime, procures, counsels, commands, incites, assists or abets another
person to commit the crime, and absence at the time and place of the crime is
an essential element of the status of an accessory before the fact. Syllabus
Point 2, State ex rel. Brown v. Thompson, 149 W.Va. 649, 142 S.E.2d 711
(1965), overruled on other grounds by State v. Petry, 166 W.Va. 153,
273 S.E.2d 346 (1980).
5. In
order for the State to prove a conspiracy under W.Va. Code, 61-10- 31(1),
it must show that the defendant agreed with others to commit an offense against
the State and that some overt act was taken by a member of the conspiracy to
effect the object of that conspiracy. Syllabus Point 4, State v. Less,
170 W.Va. 259, 294 S.E.2d 62 (1981).
6. Generally,
out-of-court statements made by someone other than the declarant while testifying
are not admissible unless: 1) the statement is not being offered for the truth
of the matter asserted, but for some other purpose such as motive, intent, state-of-mind, identification or reasonableness of the party's action; 2) the statement
is not hearsay under the rules; or 3) the statement is hearsay but falls within
an exception provided for in the rules. Syllabus Point 1, State v.
Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990).
7. The
mission of the Confrontation Clause found in the Sixth Amendment to the United
States Constitution and Section 14 of Article III of the West Virginia Constitution
is to advance a practical concern for the accuracy of the truth- determining
process in criminal trials, and the touchstone is whether there has been a
satisfactory basis for evaluating the truth of the prior statement. An essential
purpose of the Confrontation Clause is to ensure an opportunity for cross-examination.
In exercising this right, an accused may cross-examine a witness to reveal
possible biases, prejudices, or motives. Syllabus Point 1, State
v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
8. The
two central requirements for admission of extrajudicial testimony under the
Confrontation Clause contained in the Sixth Amendment to the United States
Constitution are: (1) demonstrating the unavailability of the witness to testify;
and (2) proving the reliability of the witness's out-of-court statement.
Syllabus Point 2, State v. James Edward S., 184 W.Va. 408, 400 S.E.2d
843 (1990), modified by State v. Kennedy, 205 W.Va. 224, 517 S.E.2d
457 (1999).
9. We
modify our holding in James Edward S., 184 W.Va. 408, 400 S.E.2d 843
(1990), to comply with the United States Supreme Court's subsequent pronouncements
regarding the application of its decision in Ohio v. Roberts, 448 U.S.
56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980), to hold that the unavailability prong
of the Confrontation Clause inquiry required by syllabus point one of James
Edward S. is only invoked when the challenged extrajudicial statements
were made in a prior judicial proceeding. Syllabus Point 2, State
v. Kennedy, 205 W.Va. 224, 517 S.E.2d 457 (1999).
10. When
ruling upon the admission of a narrative under Rule 804(b)(3) of the West
Virginia Rules of Evidence, a trial court must break the narrative down and
determine the separate admissibility of each single declaration or remark.
This exercise is a fact-intensive inquiry that requires careful examination
of all the circumstances surrounding the criminal activity involved.
Syllabus Point 7, State v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
11. To
satisfy the admissibility requirements under Rule 804(b)(3) of the West Virginia
Rules of Evidence, a trial court must determine: (a) The existence of each
separate statement in the narrative; (b) whether each statement was against
the penal interest of the declarant; (c) whether corroborating circumstances
exist indicating the trustworthiness of the statement; and (d) whether the
declarant is unavailable. Syllabus Point 8, State v. Mason, 194
W.Va. 221, 460 S.E.2d 36 (1995).
12. Absent
a showing of particularized guarantees of trustworthiness, the admission of
a third-party confession implicating a defendant violates the Confrontation
Clause found in the Sixth Amendment to the United States Constitution and
Section 14 of Article III of the West Virginia Constitution. The burden is
squarely upon the prosecution to establish the challenged evidence is so trustworthy that adversarial
testing would add little to its reliability. Furthermore, unless an affirmative
reason arising from the circumstances in which the statement was made provides
a basis for rebutting the presumption that a hearsay statement is not worthy
of reliance at trial, the Confrontation Clause requires exclusion of the out-of-court
statement. Syllabus Point 9, State v. Mason, 194 W.Va. 221, 460
S.E.2d 36 (1995).
13. To
trigger application of the 'plain error' doctrine, there must be (1) an error;
(2) that is plain; (3) that affects substantial rights; and (4) seriously
affects the fairness, integrity, or public reputation of the judicial proceedings.
Syllabus Point 7, State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995).
14. Assuming
that an error is 'plain,' the inquiry must proceed to its last step and a
determination made as to whether it affects the substantial rights of the
defendant. To affect substantial rights means the error was prejudicial. It
must have affected the outcome of the proceedings in the circuit court, and
the defendant rather than the prosecutor bears the burden of persuasion with
respect to prejudice. Syllabus Point 9, State v. Miller, 194
W.Va. 3, 459 S.E.2d 114 (1995).
15. Generally,
in criminal trials, trial courts should exercise the utmost caution prior
to admitting hearsay testimony pursuant to Rule 804 of the West Virginia Rules
of Evidence when the declarant's unavailability under that rule is due to
the fact that his or her lawyer is a State legislator or designated employee
of the Legislature, the Legislature is then in regular session, and the legislator or designated employee of the
Legislature is exempt from attending to matters pending before tribunals pursuant
to W.Va. Code § 4-1-17. Trial courts should make every reasonable accommodation,
including modification of the trial schedule, to ensure the availability at
trial of the lawyer and his client who is a prospective witness. Judges must
be mindful of the important duties and responsibilities of members of the
Legislature and endeavor to make schedules which are practical and reasonable
and which allow legislators to both attend to court duties and serve in the
Legislature.
16. Failure
to observe a constitutional right constitutes a reversible error unless it
can be shown that the error was harmless beyond a reasonable doubt.
Syllabus Point 5, State ex rel. Grob v. Blair, 158 W.Va. 647, 214 S.E.2d
330 (1975). 17. The
admissibility of photographs over a gruesome objection must be determined
on a case-by-case basis pursuant to Rules 401 through 403 of the West Virginia
Rules of Evidence. Syllabus Point 8, State v. Derr, 192 W.Va.
165, 451 S.E.2d 731 (1994).
18. Rule
401 of the West Virginia Rules of Evidence requires the trial court to determine
the relevancy of the exhibit on the basis of whether the photograph is probative
as to a fact of consequence in the case. The trial court then must consider
whether the probative value of the exhibit is substantially outweighed by
the counterfactors listed in Rule 403 of the West Virginia Rules of Evidence.
As to the balancing under Rule 403, the trial court enjoys broad discretion.
The Rule 403 balancing test is essentially a matter of trial conduct, and
the trial court's discretion will not be overturned absent a showing of clear abuse. Syllabus Point 10, State v. Derr, 192 W.Va. 165, 451 S.E.2d
731 (1994).
19. When
offering evidence under Rule 404(b) of the West Virginia Rules of Evidence,
the prosecution is required to identify the specific purpose for which the
evidence is being offered and the jury must be instructed to limit its consideration
of the evidence to only that purpose. It is not sufficient for the prosecution
or the trial court merely to cite or mention the litany of possible uses listed
in Rule 404(b). The specific and precise purpose for which the evidence is
offered must clearly be shown from the record and that purpose alone must
be told to the jury in the trial court's instruction. Syllabus Point
1, State v. McGinnis, 193 W.Va. 147, 455 S.E.2d 516 (1994).
20. Searches
conducted outside the judicial process, without prior approval by judge or
magistrate, are per se unreasonable under the Fourth Amendment and
Article III, Section 6 of the West Virginia Constitution -- subject only to
a few specifically established and well-delineated exceptions. The exceptions
are jealously and carefully drawn, and there must be a showing by those who
seek exemption that the exigencies of the situation made that course imperative.
Syllabus Point 1, State v. Moore, 165 W.Va. 837, 272 S.E.2d 804 (1980),
overruled in part on other grounds by State v. Julius, 185 W.Va. 422,
408 S.E.2d 1 (1991).
21. There
are three generally recognized exceptions to the exclusionary rule: (1) where
evidence sought to be introduced has an independent source, (2) where the
evidence would inevitably have been discovered, and (3) where the connection
between unconstitutional police conduct and the discovery of the evidence is so
attenuated as to remove any taint of the original illegality. Syllabus
Point 2, State v. Hawkins, 167 W.Va. 473 , 280 S.E.2d 222 (1981).
22. The
general rule is that the voluntary consent of a person who owns or controls
premises to a search of such premises is sufficient to authorize such search
without a search warrant, and that a search of such premises, without a warrant,
when consented to, does not violate the constitutional prohibition against
unreasonable searches and seizures. Syllabus Point 8, State v. Plantz,
155 W.Va. 24, 180 S.E.2d 614 (1971), overruled in part on other grounds
by State ex rel. White v. Mohn, 168 W.Va. 211, 283 S.E.2d 914 (1981).
23. A
curator of an estate, appointed pursuant to W.Va. Code § 44-1-5, who
has lawful control of the decedent's premises, is authorized to consent to
a search of the premises of the estate and the search of such premises, without
a warrant, when consented to by the curator, does not violate the constitutional
prohibition against unreasonable searches and seizures.
24. Prosecutorial
disqualification can be divided into two major categories. The first is where
the prosecutor has had some attorney-client relationship with the parties
involved whereby he obtained privileged information that may be adverse to
the defendant's interest in regard to the pending criminal charges. A second
category is where the prosecutor has some direct personal interest arising
from animosity, a financial interest, kinship, or close friendship such that his objectivity and impartiality are called into question.
Syllabus Point 1, Nicholas v. Sammons, 178 W.Va. 631, 363 S.E.2d 516
(1987).
25. Several
basic rules exist as to cross-examination of a witness. The first is that
the scope of cross-examination is coextensive with, and limited by, the material
evidence given on direct examination. The second is that a witness may also
be cross- examined about matters affecting his credibility. The term 'credibility'
includes the interest and bias of the witness, inconsistent statements made
by the witness and to a certain extent the witness' character. The third rule
is that the trial judge has discretion as to the extent of cross-examination.
Syllabus Point 4, State v. Richey, 171 W.Va. 342, 298 S.E.2d 879 (1982).
26. A
defendant is not entitled to relief from prejudicial joinder pursuant to Rule
14 of the West Virginia Rules of Criminal Procedures when evidence of each
of the crimes charged would be admissible in a separate trial for the other.
Syllabus Point 2, State v. Milburn, 204 W.Va. 203, 511 S.E.2d 828 (1998).
Maynard, Justice:
The defendant, Robin Ladd,
appeals her convictions in the Circuit Court of Jackson County of first degree
murder and two counts of conspiracy to commit murder. She was sentenced to
life in the penitentiary without mercy for the murder conviction and two consecutive
indeterminate terms of one to five years for the conspiracy convictions. After
careful consideration of the issues, we reverse and remand.
Buddy Jarrell was subsequently convicted of first degree murder and conspiracy to commit murder for the death of Richard Ladd. Jill Hodge pled guilty to second degree murder and was sentenced to ten to forty years in prison. Charlie Hodge, Jill's father, pled guilty to voluntary manslaughter and received a sentence of three to fifteen years.
Robin Ladd, Richard Ladd's wife, defendant below and appellant herein, was
charged, in the first count of the indictment, with first-degree murder. The
second count of the indictment alleged an agreement between the defendant,
Charlie Hodge, Jill Hodge, and Buddy Jarrell to kill Richard Ladd. The third
count alleged an agreement for the same purpose between the defendant and
Allen Mitchell, an acquaintance of the defendant.
The defendant's trial occurred
over several days in March 2000. The State's theory of the case was that the
defendant and Charlie Hodge were lovers who planned to kill Richard Ladd so
that the defendant would acquire her husband's farm and life insurance proceeds
which amounted to in excess of $800,000.00. To carry out the plan, the defendant
and Charlie Hodge allegedly hired Charlie Hodge's daughter, Jill, and her
friend Buddy Jarrell, for $5000.00 each. The defendant, her two children,
Anna, nine years of age, and Matthew, fourteen years of age, and Charlie Hodge
were in Parkersburg watching a movie when the murder occurred. Charlie Hodge
discovered Richard Ladd's body when he, the defendant, and the children arrived
back at the Ladd residence late that evening.
In order to prove the first
two counts of the indictment, first degree murder and the agreement with the
Hodges and Jarrell, the State presented the testimony of Charlie Hodge and
Jill Hodge who claimed that the defendant participated with them in the plan
to kill her husband. Beth Burgess, Jill Hodge's paramour, testified that she
witnessed a conversation between the defendant, Charlie Hodge, and Jill Hodge, in which
they discussed killing Richard Ladd.
Allen Mitchell was not a
witness at the defendant's trial. Instead, the State was permitted to introduce
a written statement that Mitchell gave to law enforcement officers, to present
the in court testimony of these officers as to the contents of Mitchell's
statement, and to play the audiotape interview in which Mitchell gave his
statement. Mitchell's statement indicated that he and the defendant had been
involved in a sexual relationship and that they had devised several plans
to kill the defendant's husband. The State also produced a home- made silencer
seized from Mitchell's residence and test results indicating that marks on
the silencer matched those found on a bench vice located on the Ladd farm.
Finally, the State introduced an out-of-court statement of Linda Ankeney,
Allen Mitchell's first cousin, in which Ankeney stated that Mitchell disclosed
to her his and the defendant's plans to kill Richard Ladd.
The defendant testified
and denied any involvement in her husband's murder. Specifically, she characterized
her relationship with Charlie Hodge as that of father- daughter.
She admitted a brief sexual relationship with Allen Mitchell, but denied that
they planned to kill her husband.
At the close of the evidence,
the jury found the defendant guilty of the first degree murder of Richard Ladd,
as alleged in the first count of the indictment, conspiracy to commit the felony
offense of murder with Charlie Hodge, Jill Hodge, and Buddy Jarrell, as alleged
in the second count of the indictment, and conspiracy to commit the felony offense
of murder with Allen Mitchell, as alleged in the third count of the indictment.
By order of April 3, 2000, the trial court denied the defendant's motion for
acquittal and for a new trial, and sentenced the defendant to life in the penitentiary,
without mercy, on the murder conviction, and two consecutive terms of one to
five years on the conspiracy convictions. The defendant now appeals to this
Court.
Syllabus Point 1, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
Further,
[a]
criminal defendant challenging the sufficiency of the evidence to support
a conviction takes on a heavy burden. An appellate court must review all the
evidence, whether direct or circumstantial, in the light most favorable to
the prosecution and must credit all inferences and credibility assessments
that the jury might have drawn in favor of the prosecution. The evidence need
not be inconsistent with every conclusion save that of guilt so long as the
jury can find guilt beyond a reasonable doubt. Credibility determinations
are for a jury and not an appellate court. Finally, a jury verdict should
be set aside only when the record contains no evidence, regardless of how
it is weighed, from which the jury could find guilt beyond a reasonable doubt.
To the extent that our prior cases are inconsistent, they are expressly overruled.
Syllabus Point 3, id.
First-degree murder is a willful,
deliberate and premeditated killing. W.Va. Code § 61-2-1 (1991).
Evidence at trial indicated that Buddy Jarrell willfully, deliberately, and
premeditatedly killed Richard Ladd. Our law says that every accessory
before the fact[] shall be punish[ed] as if he were the principal in the first
degree[.] W.Va. Code § 61-11-6 (1923). This Court has stated:
Where
a defendant is convicted of a particular substantive offense, the test of
the sufficiency of the evidence to support the conviction necessarily involves
consideration of the traditional distinctions between parties to offenses.
Thus, a person may be convicted of a crime so long as the evidence demonstrates
that he acted as an accessory before the fact, as a principal in the second degree, or as a principal in the first degree in the commission of
such offense.
Syllabus Point 8, State v. Fortner, 182 W.Va. 345, 387 S.E.2d 812 (1989).
Therefore, a person found to be an accessory before the fact to a first degree
murder may be convicted of first degree murder.
An
accessory before the fact is a person who being absent at the time and place
of the crime, procures, counsels, commands, incites, assists or abets another
person to commit the crime, and absence at the time and place of the crime
is an essential element of the status of an accessory before the fact.
Syllabus Point 2, State ex rel. Brown v. Thompson, 149 W.Va. 649, 142
S.E.2d 711 (1965), overruled in part on other grounds by State v. Petry,
166 W.Va. 153, 273 S.E.2d 346 (1980).
Charlie Hodge and Jill Hodge
testified that the defendant asked Charlie Hodge to find someone to kill her
husband, and that Charlie Hodge approached Jill Hodge with this request. As
a result, Jill Hodge procured Buddy Jarrell to perform the killing. In return
for the killing, the defendant offered to pay money to Jill Hodge and Buddy
Jarrell. The Hodges further testified that the defendant discussed the proposed
killing on several occasions and helped plan it. Finally, the evidence indicated
that the defendant was not present during the killing, but was in Parkersburg
watching a movie. We believe that a rational trier of fact could have found from this evidence the essential elements of accessory
before the fact to first degree murder which, as stated above, permits the
defendant to be found guilty of first degree murder.
Concerning the conspiracy
conviction in count two, we have held:
In
order for the State to prove a conspiracy under W.Va. Code, 61-10-31(1),
it must show that the defendant agreed with others to commit an offense against
the State and that some overt act was taken by a member of the conspiracy
to effect the object of that conspiracy.
Syllabus Point 4, State v. Less, 170 W.Va. 259, 294 S.E.2d 62 (1981).
The testimony of Charlie Hodge, Jill Hodge, and Beth Burgess indicated that
the defendant agreed with Charlie Hodge, Jill Hodge, and Buddy Jarrell to
kill Richard Ladd. The evidence also indicated that several overt acts
(See footnote 3)
were taken to effect the killing of Mr. Ladd and that, in fact, Mr. Ladd
was killed as a result of the agreement. Accordingly, we find that a rational
trier of fact could find from this evidence the essential elements of a conspiracy,
of which the defendant was a part, to murder Richard Ladd.
The defendant contends, however,
that the testimony of Charlie Hodge and Jill Hodge is not credible because they
both received plea bargains and their testimony was contradictory. We do not
believe that these facts alone render their testimony insufficient to support
the verdict as a matter of law. The plea bargains were revealed to the jury,
and defense counsel cross-examined Charlie Hodge and Jill Hodge at length and
brought out the discrepancies in their testimony. Our rule says that credibility
determinations are for the jury and not an appellate court. See Syllabus
Point 3, State v. Guthrie, supra. The jury obviously viewed all of the
testimony and evidence and chose to believe the testimony of Charlie Hodge and
Jill Hodge over that of the defendant. Accordingly, we find that the defendant's
assignment of error based on insufficiency of the evidence is meritless.
The defendant next alleges
that the trial court committed reversible error in admitting the out-of-court
statements of Allen Mitchell and Linda Ankeney in violation of the Confrontation
Clause. Mitchell and Ankeney were found to be unavailable during the defendant's
trial due to the fact that their respective attorneys were either State legislators
or employees of the Legislature and were exempt, along with their clients,
under W.Va. Code § 4-1-17 (1997) from appearing at trial because the
timing of the trial conflicted with the business of the Legislature.
(See footnote 4) During oral argument before
this Court, the State confessed that the admission of Mitchell's and Ankeney's
out-of-court statements constituted plain error and, because this was the
only evidence supporting the defendant's conspiracy with Mitchell, the defendant's
conviction on the third count of the indictment must be reversed.
This Court has held:
Generally,
out-of-court statements made by someone other than the declarant while testifying
are not admissible unless: 1) the statement is not being offered for the truth
of the matter asserted, but for some other purpose such as motive, intent,
state-of-mind, identification or reasonableness of the party's action; 2)
the statement is not hearsay under the rules; or 3) the statement is hearsay but falls within an exception provided for in the rules.
Syllabus Point 1, State v. Maynard, 183 W.Va. 1, 393 S.E.2d 221 (1990).
Clearly, Mitchell's and Ankeney's statements were offered for the truth of
what was asserted which was that Mitchell and the defendant conspired to kill
the defendant's husband. The statements were not exempt from being hearsay
under Rule 801(d) because they were not the prior statements of witnesses
at trial and they were not admissions of party-opponents.
(See footnote 5) Therefore, Mitchell's and
Ankeney's out-of-court statements are hearsay. As a basis for admitting the
statements, the trial court ruled that they fall under the statement
against interest hearsay exception found in Rule 804(b)(3) of the West
Virginia Rules of Evidence.
We have previously recognized
that the admission of hearsay statements as direct and substantive evidence
presents the additional problem of conflicting with the defendant's constitutional
guarantee of confronting adverse witnesses. See State v. Mason, 194
W.Va. 221, 460 S.E.2d 36 (1995). Concerning the importance of the confrontation
clause and its purpose, this Court has explained:
The
mission of the Confrontation Clause found in the Sixth Amendment to the United
States Constitution and Section 14 of Article III of the West Virginia Constitution is to advance
a practical concern for the accuracy of the truth-determining process in criminal
trials, and the touchstone is whether there has been a satisfactory basis
for evaluating the truth of the prior statement. An essential purpose of the
Confrontation Clause is to ensure an opportunity for cross-examination. In
exercising this right, an accused may cross-examine a witness to reveal possible
biases, prejudices, or motives.
Syllabus Point 1, State v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
Initially, we held that [t]he two central requirements for admission
of extrajudicial testimony under the Confrontation Clause contained in the
Sixth Amendment to the United States Constitution are: (1) demonstrating the
unavailability of the witness to testify; and (2) proving the reliability
of the witness's out-of-court statement. Syllabus Point 2, State
v. James Edward S., 184 W.Va. 408, 400 S.E.2d 843 (1990). Recently, this
holding was amended.
We
modify our holding in James Edward S., 184 W.Va. 408, 400 S.E.2d 843
(1990), to comply with the United States Supreme Court's subsequent pronouncements
regarding the application of its decision in Ohio v. Roberts, 448 U.S.
56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980), to hold that the unavailability
prong of the Confrontation Clause inquiry required by syllabus point one of
James Edward S. is only invoked when the challenged extrajudicial statements
were made in a prior judicial proceeding.
Syllabus Point 2, State v. Kennedy, 205 W.Va. 224, 517 S.E.2d 457 (1999).
Because Mitchell's and Ankeney's out-of-court statements were not made in
a prior judicial proceeding, Syllabus Point 1 of James Edward S. is
not invoked, and the State had to prove only the reliability of the statements.
[T]he Confrontation Clause contained in the Sixth Amendment to the United States Constitution mandates the exclusion of evidence
that does not bear adequate indicia of reliability. Reliability can usually
be inferred where the evidence falls within a firmly rooted hearsay exception.
Syllabus Point 5, in part, James Edward S.
This Court has strongly intimated
that Rule 804(b)(3) is not a firmly rooted hearsay exception. See State
v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
(See footnote 6) We have also said that an
independent inquiry into the reliability of out-of-court statements is required
for the admission of statements under Rule 804(b)(3).
When
ruling upon the admission of a narrative under Rule 804(b)(3) of the West
Virginia Rules of Evidence, a trial court must break the narrative down and
determine the separate admissibility of each single declaration or remark.
This exercise is a fact-intensive inquiry that requires careful examination
of all the circumstances surrounding the criminal activity involved.
Syllabus Point 7, State v. Mason, 194 W.Va. 221, 460 S.E.2d 36 (1995).
Further,
To
satisfy the admissibility requirements under Rule 804(b)(3) of the West Virginia
Rules of Evidence, a trial court must determine: (a) The existence of each
separate statement in the narrative; (b) whether each statement was against
the penal interest of the declarant; (c) whether corroborating circumstances
exist indicating the trustworthiness of the statement; and (d) whether the
declarant is unavailable.
Syllabus Point 8, State v. Mason. Concerning whether the Confrontation
Clause prohibits the admission of an out-of-court statement, we have opined:
Absent
a showing of particularized guarantees of trustworthiness, the admission of
a third-party confession implicating a defendant violates the Confrontation
Clause found in the Sixth Amendment to the United States Constitution and Section
14 of Article III of the West Virginia Constitution. The burden is squarely
upon the prosecution to establish the challenged evidence is so trustworthy
that adversarial testing would add little to its reliability. Furthermore, unless
an affirmative reason arising from the circumstances in which the statement
was made provides a basis for rebutting the presumption that a hearsay statement
is not worthy of reliance at trial, the Confrontation Clause requires exclusion
of the out- of-court statement.
Syllabus Point 9, State v. Mason.
It cannot be said
that Mitchell's and Ankeney's statements fall within a firmly rooted hearsay
exception. Further, the record indicates that the statements were not broken
down into separate declarations, and a determination was not made that corroborating
circumstances existed indicating the trustworthiness of each declaration as
is required prior to admitting statements under Rule 804(b)(3). Finally, there
were no showings of particularized guarantees of trustworthiness as required
by the Confrontation Clause. Accordingly, we find that the circuit court erred
in admitting the out-of-court statements of Mitchell and Ankeney.
This Court has previously stated:
Only
two reasons keep us from reversing when the Confrontation Clause is violated.
First, testimony admitted over a defendant's valid Confrontation Clause objection
is subject to a harmless error analysis. . . .
Second,
if a defendant fails to object to the admission of evidence in violation of
his Confrontation Clause rights, it is ground for reversal only if it constitutes
plain error. Plain error warrants reversal 'solely in those circumstances
in which a miscarriage of justice would otherwise result.' State v.
Miller, 194 W.Va. 3, 18, 459 S.E.2d 114, 129 (1995), quoting United States
v. Frady, 456 U.S. 152, 163 n. 14, 102 S.Ct. 1584, 1592 n. 14, 71 L.Ed.2d
816, 827 n. 14 (1982).
State v. Mason, 194 W.Va. at 227 n. 6, 460 S.E.2d at 42 n. 6 (citations
omitted). The defendant asserts that her counsel made a valid Confrontation
Clause objection to the admission of Mitchell's and Ankeney's out-of-court statements.
The State disagrees, and asserts that while defense counsel objected on hearsay
grounds, he failed to invoke the Confrontation Clause.
The defendant, in her brief,
cites several specific portions of the record in which her counsel allegedly
made valid Confrontation Clause objections to Mitchell's out-of- court statement.
At one point defense counsel objected because [t]he state intends to
introduce evidence in the form of a hearsay statement from [Mitchell].
Defense counsel characterized his motion in opposition to the admission of
the statement as either a motion for a continuance or a motion to exclude
any hearsay declarations from Allen Mitchell alternatively. He further commented, I don't mind if they proceed
to trial as long as they don't introduce any hearsay from this witness, because
I can't call the witness and they can't call the witness. Again, I
do preserve my objection to all hearsay related to statements made by Allen
Mitchell, and the documents contain hearsay. Further, that's why
I made my motion for continuance so we could have the witnesses here, Judge.
In addition, I had previously objected to the admission of hearsay statements
from Allen Mitchell, and I'd like to preserve that objection, but I don't
want to keep renewing it in front of the jury. At another point, defense
counsel remarked, I think she's going to ask about statements of Mitchell
which is okay if when [sic] she establishes he is not available. They haven't
yet put him on the stand to say he's not available. Later, defense counsel
defended remarks he made during his closing argument in regards to the unavailability
of Mitchell and Ankeney by saying, It was occasioned. We did everything
we could to get them here. We asked for a continuance.
After reviewing the above
objections, this Court agrees with the State that defense counsel failed to
make a valid Confrontation Clause objection to the introductions of Mitchell's
statement. Rather, counsel objected on the basis that Mitchell's out-of-court
statement cannot be admitted under Rule 804(b)(3) unless the State proves
Mitchell's unavailability to testify. Objections to evidence based on hearsay,
however, are simply not the same as objections based on the Confrontation
Clause. Defense counsel failed to alert the trial court that the admission of Mitchell's statement as evidence of
a conspiracy involving the defendant implicated the Confrontation Clause and
required, prior to their admission, an additional showing that the statement
was reliable.
Time and again, we have
reiterated that [t]o preserve an issue for appellate review, a party
must articulate it with such sufficient distinctiveness to alert a circuit
court to the nature of the claimed defect. Syllabus Point 2, State
ex rel. Cooper v. Caperton, 196 W.Va. 208, 470 S.E.2d 162 (1996). We have
further explained:
The
rule in West Virginia is that parties must speak clearly in the circuit court,
on pain that, if they forget their lines, they will likely be bound forever
to hold their peace. . . . It must be emphasized that the contours for appeal
are shaped at the circuit court level by setting forth with particularity
and at the appropriate time the legal ground upon which the parties intend
to rely.
Id., 196 W.Va. at 216, 470 S.E.2d at 170 (citation omitted). Trial
courts should not have to guess the nature of claimed defects. Further, this
Court should not have to examine with a fine tooth comb the lines of trial
transcripts to discern the true meaning of objections made at trial. If defense
counsel meant to make a Confrontation Clause objection below, he should have
done so instead of making a hearsay objection.
(See footnote 7)
In light of defense counsel's
failure to make a valid Confrontation Clause objection to the admission of Allen
Mitchell's out-of-court statement, we will only reverse the defendant's conviction
of conspiring with Mitchell to commit murder if the statement's admission constituted
plain error that was prejudicial to the defendant. To trigger application
of the 'plain error' doctrine, there must be (1) an error; (2) that is plain;
(3) that affects substantial rights; and (4) seriously affects the fairness,
integrity, or public reputation of the judicial proceedings. Syllabus
Point 7, State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995).
The State has conceded that
the introduction of the out-of-court Mitchell statement was plain error. Plain
is synonymous with clear. State v. Miller, 194 W.Va. at
18, 459 S.E.2d at 129. The introduction of Mitchell's out-of-court
statement clearly violated the defendant's right to confront witnesses against
her. Further, this clear error affected the defendant's substantial rights
because it affected rights guaranteed by the Confrontation Clause of the Federal
and State Constitutions. Our final inquiry on this issue is whether the plain error seriously affects the fairness, integrity,
or public reputation of the judicial proceedings.
Assuming
that an error is plain, the inquiry must proceed to its last step
and a determination made as to whether it affects the substantial rights of
the defendant. To affect substantial rights means the error was prejudicial.
It must have affected the outcome of the proceedings in the circuit court,
and the defendant rather than the prosecutor bears the burden of persuasion
with respect to prejudice.
Syllabus Point 9, id. Therefore, the dispositive issue is whether the
inadmissible evidence was prejudicial to the defendant or affected the outcome
of the trial on the third count of the indictment.
As noted above, the State
confessed that the admission of Mitchell's and Ankeney's out-of-court statements
constituted plain error and, because this was the only evidence supporting
the defendant's conviction of conspiring with Mitchell, the State conceded
that the defendant's conviction on the third count of the indictment must
be reversed. We agree with the State. Accordingly, we reverse the defendant's
conviction on count three of the indictment.
This Court further believes
that a lawyer who is a legislator or designated employee of the Legislature
must share in this duty of reasonable accommodation. W.Va. Code § 4-1-17
is a very broadly worded statute that exempts legislators and designated legislative
employees from attendance at tribunals not only during regular sessions of
the Legislature but also for the ten-day time period immediately before any
regular or extraordinary session; the thirty-day time period immediately following
the adjournment sine die of any regular or extraordinary session; the four-day
time period before any interim meetings of any committee of the Legislature
or before any party caucus; the time period during any interim meetings of
the Legislature or any party caucus; or the four-day time period following
the conclusion of any interim meetings of any committee of the Legislature
or party caucus. Thus, a lawyer who is a legislator or a designated employee
of the legislator could be exempt from attendance at trials for potentially
substantial amounts of time resulting in significant disruption to the justice
system as well as great inconvenience to a large number of people. W.Va. Code
4-1-17(f) provides that a member or a designated employee of the Legislature
may waive his or her exemption and make an appearance or attend to a matter
that would otherwise be stayed. As officers of the court, lawyers who are
legislators or designated employees of the Legislature should be mindful of
their duty both to their clients and the court, and strive to accommodate
the needs of trial courts by waiving their exemption under W.Va. Code §
4-1-17 when possible and when their presence in the Legislature is not required.
We determined above that
there is sufficient evidence to convince impartial minds of the defendant's
guilt beyond a reasonable doubt on the first two counts of the indictment.
Therefore, the issue is whether the improper admission of the Mitchell and
Ankeney statements had any prejudicial effect on the jury in its findings
of guilt on the first two counts of the indictment. We conclude that it did.
Failure to observe
a constitutional right constitutes reversible error unless it can be shown
that the error was harmless beyond a reasonable doubt. Syllabus Point
5, State ex rel. Grob v. Blair, 158 W.Va. 647, 214 S.E.2d 330 (1975).
The record indicates that after the jury retired to deliberate, it sent two
inquiries to the trial judge. The first was, Is there any possibility
of our hearing testimony from A. Mitchell? The second inquiry was Did
Jill [Hodge] and Charlie [Hodge] read a Mitchell statement? Or how much did
they know about it before they changed their original statements?
(See footnote 8)
The jury's first inquiry indicates that it placed significant weight
on Mitchell's out-of-court statement. The jury's second inquiry indicates
that Mitchell's out-of-court statement affected the way in which it assessed
the testimony of Charlie Hodge and Jill Hodge.
Absent the testimony of
Charlie Hodge and Jill Hodge, a jury could not have found the defendant guilty
of the first two counts of the indictment. The guilt or innocence of the accused
came down to the essential question of whose testimony to believe, the testimony
of Charlie Hodge and Jill Hodge or the testimony of the defendant. The jury's
second inquiry to the trial court suggests that Mitchell's out-of-court statement
was a factor in the jury's credibility assessments of the testimony of the
Hodges and the defendant. In other words, it appears that the fact that the
Hodges' testimony was consistent on several points with Mitchell's out-of-court
statement bolstered the credibility of the Hodges' testimony. Therefore, we are unable to conclude beyond a reasonable doubt
that the improper admission of Mitchell's out-of-court statement was harmless
to the jury's determinations on the first and second counts of the indictment.
Accordingly, we reverse the defendant's convictions on the first and second
counts of the indictment. Due to the possibility of retrial upon remand, we
find it necessary to address some of the other assignments of error alleged
by the defendant in order to provide guidance to the trial court upon remand.
In addition, the defendant
claims that the trial court erred in admitting evidence that the defendant
sought to have her stepfather, John Hutsenpiller, killed. The State responds
that the trial court held a hearing, issued a ruling on the evidence, and
gave a limiting instruction. The State's specific legal basis for introducing
the challenged evidence and the trial court's basis for its admission are
not clear from the record. At trial, the State said that the evidence was
introduced to show malice, intent, approach or plan. The trial
court's instruction concerning the evidence stated, in relevant part,
Any
evidence of alleged conduct or other acts of which the defendant is not charged
in this indictment is admitted for the limited purpose only and may be considered
by you only for the purpose of demonstrating the defendant's motive, intent,
preparation, plan, the identity of Richard O. Ladd's killer and absence of
mistake or accident.
We find that both the State's and the trial court's statements are insufficient
under our law to support the admission of the challenged evidence.
This Court has held:
When
offering evidence under Rule 404(b) of the West Virginia Rules of Evidence,
the prosecution is required to identify the specific purpose for which the evidence
is being offered and the jury must be instructed to limit its consideration
of the evidence to only that purpose. It is not sufficient for the prosecution
or the trial court merely to cite or mention the litany of possible uses listed
in Rule 404(b). The specific and precise purpose for which the evidence is offered
must clearly be shown from the record and that purpose alone must be told to
the jury in the trial court's instruction.
Syllabus Point 1, State v. McGinnis, 193 W.Va. 147, 455 S.E.2d 516 (1994).
In the instant case, the State and the trial court simply mentioned the litany
of possible uses, and not the specific and precise purpose for the introduction
of the evidence.
Further, we are at a loss as to how the defendant's desire or plan to kill her stepfather is relevant to any of the litany of purposes mentioned by the State and the trial court. There was evidence that the defendant expressed a desire to have her stepfather, John Hutsenpiller, killed because he received the defendant's deceased mother's estate and because he remarried within a year of the death of the defendant's mother. There was additional evidence that the defendant and Allen Mitchell devised a plan for Mitchell to kill the defendant's stepfather and that she supplied Mitchell with keys to her stepfather's house. It appears to us that this evidence in no way demonstrates the motive, intent, preparation, plan, identity of the killer, absence of mistake or accident in the death of Richard Ladd.
While the evidence may show the defendant's greed, cold-heartedness, willingness
to murder, or lack of respect for human life, this is exactly the type of
evidence that Rule 404(b) prohibits. Evidence of other crimes, wrongs,
or acts is not admissible to prove the character of a person in order to show
that he or she acted in conformity therewith. W.Va.R.Evid. 404(b), in
part. Therefore, the admission of the defendant's alleged plan to kill John
Hutsenpiller was error.
Next, the defendant challenges
the State's production of evidence obtained from warrantless searches of the
Ladd residence on October 20 and 21, 1998 and on April 19, 1999. The defendant
argues that any evidence discovered during these warrantless searches was
inadmissible because it violated the defendant's rights under the Fourth Amendment
to the United States Constitution.
The record shows that officers seized several items from the Ladd residence during a search on October 20 and 21, 1998, and did not obtain a search warrant until the following day. The trial court held a hearing on the defendant's motion to suppress the evidence seized during the warrantless search and ruled that the evidence was admissible pursuant to the independent source rule which says that evidence obtained through inadmissible means may be admitted if a subsequent search warrant is obtained and the grounds on which the warrant is issued is not based on information from the illegal search.
The trial court reasoned that the warrant acquired on the day following
the warrantless search was based on the fact that Richard Ladd's body was
found in the residence, and not on the evidence discovered during the warrantless
search.
Under our law:
Searches
conducted outside the judicial process, without prior approval by judge or
magistrate, are per se unreasonable under the Fourth Amendment and
Article III, Section 6 of the West Virginia Constitution -- subject only to
a few specifically established and well-delineated exceptions. The exceptions
are jealously and carefully drawn, and there must be a showing by those who
seek exemption that the exigencies of the situation made that course imperative.
Syllabus Point 1, State v. Moore, 165 W.Va. 837, 272 S.E.2d 804 (1980),
overruled in part on other grounds by State v. Julius, 185 W.Va. 422,
408 S.E.2d 1 (1991). Further, [t]he burden rests on the State to show
by a preponderance of the evidence that the warrantless search falls within
an authorized exception. Syllabus Point 2, State v. Moore.
There
are three generally recognized exceptions to the exclusionary rule: (1) where
evidence sought to be introduced has an independent source, (2) where the
evidence would inevitably have been discovered, and (3) where the connection
between unconstitutional police conduct and the discovery of the evidence
is so attenuated as to remove any taint of the original illegality.
Syllabus Point 2, State v. Hawkins, 167 W.Va. 473, 280 S.E.2d 222 (1981).
There is no murder scene exception to the Fourth Amendment. See
State v. Cook, 175 W.Va. 185, 332 S.E.2d 147 (1985); Mincey v. Arizona, 437 U.S. 385, 98 S.Ct. 2408,
57 L.Ed.2d 290 (1978). Accordingly, in order to save the challenged evidence
seized by the officers' warrantless search, the State must show that the warrantless
search falls within one of the three recognized exceptions set forth above.
We find the trial court's
ruling that the warrantless search falls within the independent source rule
to be erroneous. In the context of challenged searches and seizures, the independent
source rule is generally utilized to preserve the admissibility of evidence
seized pursuant to a search warrant when it is alleged that the probable cause
supporting the warrant was based on information acquired during a previous
illegal search. For example in State v. Peacher, 167 W.Va. 540, 280
S.E.2d 559 (1981), troopers performed a warrantless search of the defendant's
residence. During a subsequent search conducted pursuant to a search warrant,
a deputy sheriff recovered a shirt that proved to be a key piece of evidence
at the defendant's trial. The defendant challenged the admission of the shirt,
and alleged that information in the application for the search warrant was
derived from the initial illegal entry. This Court reiterated its holding
in Syllabus Point 2 of State v. Stone, 165 W.Va. 266, 268 S.E.2d 50
(1980), overruled in part on other grounds by State v. Julius, 185
W.Va. 422, 408 S.E.2d 1 (1991), that [p]roperty observed during an illegal
or improper search cannot be subsequently seized pursuant to a lawful search
warrant which was based solely upon observations made during the illegal search.
Although the Court found that the initial entry was illegal, it concluded that the search warrant was valid under the independent
source rule. The Court reasoned that even with the exclusion of the information
in the application for the warrant that was derived from the illegal entry,
there were sufficient facts stated in the affidavit upon which an impartial
magistrate could have found probable cause. The Court held in Syllabus Point
9 of State Peacher:
An
affidavit in support of an application for a search warrant which contains
information that antedates, and is totally independent of, information learned
from an unconstitutional search, as well as information from the unconstitutional
search, may still be the basis upon which a valid search warrant may issue,
if the information in the affidavit, excluding that information attributable
to the unconstitutional search, is sufficient to justify a finding of probable
cause.
Likewise, in State v. Davis,
176 W.Va. 454, 345 S.E.2d 549 (1986), the defendant assigned as error
the trial court's failure to suppress, as fruit of the poisonous tree, clothing
seized from his home pursuant to a search warrant obtained following a warrantless
search of the premises. The Court found no error, and reasoned:
the
police officer's affidavit [in support of a search warrant], containing absolutely
no indicia of the existence of a previous search, corroborated his testimony
that he was totally unaware of any search that had allegedly taken place on
the date of the robbery. Absolutely no link was established by the appellant
between the [illegal] search and the warrant which raised even a possibility
of exploitation of the initial search by the police.
Davis, 176 W.Va. at 462, 345 S.E.2d at 557.
In contrast, the defendant in
the instant case challenges the admission of the evidence seized during the
warrantless search, not the evidence recovered during the subsequent
searches conducted pursuant to a warrant. Under these circumstances, the independent
source rule cannot remove the illegality of the warrantless search. The illegal
search is the sole source of the challenged evidence, and there is no
independent source to purge the illegally seized evidence of its taint. While
the trial court specifically found that none of these [search] warrants
were issued based on information or evidence obtained from the warrantless search
of the house, this fact only renders admissible the evidence seized during
the subsequent searches conducted with a warrant, not the evidence seized during
the warrantless search. Therefore, the trial court's basis for admitting the
evidence seized during the warrantless search is incorrect.
As noted above, however,
another generally recognized exception to the exclusionary rule is the inevitable
discovery rule, which means that the evidence would have been discovered
pursuant to a properly executed search warrant. Because we have reversed on
other grounds, we need not decide whether the evidence seized during the warrantless
search could be properly admitted under the inevitable discovery rule. Rather,
this is a determination for the trial court on remand.
The defendant also complains
that on April 19, 1999, the defendant's residence was again searched, and several
items seized, in the absence of a warrant or a consent to search by the defendant.
During a suppression hearing, Sergeant Faber of the Jackson County Sheriff's
Department testified that Chris Morrison, the curator of the estate of Richard
Ladd, notified him of the discovery of a couple of long guns while
Mr. Morrison and his wife were cleaning the basement of the Ladd residence.
As a result, Sergeant Faber went to the Ladd residence, received a consent to
search the residence by Mr. Morrison, and seized a piece of drywall, a piece
of cardboard, and a scrap of two-by-ten lumber in addition to the guns. This
evidence was admitted at trial.
This Court has held:
The
general rule is that the voluntary consent of a person who owns or controls
premises to a search of such premises is sufficient to authorize such search
without a search warrant, and that a search of such premises, without a warrant,
when consented to, does not violate the constitutional prohibition against
unreasonable searches and seizures.
Syllabus Point 8, State v. Plantz, 155 W.Va. 24, 180 S.E.2d 614 (1971),
overruled in part on other grounds by State ex rel. White v. Mohn, 168
W.Va. 211, 283 S.E.2d 914 (1981). Said another way, [a] search or seizure
may be valid as against a particular person even if consent was obtained from
a third party rather than from that person. . . . Consent may generally be
given by . . . a person who controls the premises[.] 79 C.J.S. Searches
and Seizures § 113, p. 175 - 76 (1995) (footnotes omitted). Other courts have stated that [i]t
is accepted law that one with authority over premises may voluntarily permit
a warrantless search by police. This is true even if the authority is shared
with another and the complaining party was in police custody at the time.
State v. Greer, 39 Ohio St.3d 236, 240, 530 N.E.2d 382, 391 (1988)
(citation omitted).
In the instant case, the
State produced, at a suppression hearing, an attested copy of the appointment
of Mr. Morrison as curator of the estate of Richard Ladd as well as a consent
to search form signed by Mr. Morrison. A curator is [a] temporary guardian
or conservator appointed by the court to care for the property or person or
both [of another]. Black's Law Dictionary 381 (6th ed. 1990). According
to W.Va. Code § 44-1-5 (1923), in part:
The
curator shall take care that the estate is not wasted before the qualification
of an executor or administrator, or before such estate shall lawfully come
into possession of such executor or administrator. He may demand, sue for,
recover, and receive all debts due to the decedent, and all his other personal
estate, and when there is a will may, or if a will be in contest shall, with
respect to any real estate whereof the decedent or testator may have died
seized or possessed, exercise such rights as the executor or administrator
with the will annexed could exercise, including the collection of any rents
and profits of such real estate and the leasing of the same for a term not
exceeding the period of the curator's incumbency.
This Court has opined that W.Va. Code § 44-1-5,
contemplates
that, pending the [will] contest and pending the determination of the rights
of rival claimants, the administration of the estate is, by the appointment
of a curator, to be placed in competent hands that will be impartial and even-handed
as between the conflicting interests of the parties contesting the will.
Moore v. Thomas, 115 W.Va. 237, 240, 174 S.E. 876, 877 (1934).
The dispositive question
in determining whether the curator of Richard Ladd's estate could properly
consent to search of the premises is whether the curator had lawful control
of the premises at the time he consented to the search. W.Va. Code §
44-1-5 provides that generally a curator has the same powers as the personal
representative of the estate, whether the personal representative is an administrator
in a case of intestacy or the executor of a will. Therefore, in order to decide
whether a curator had control over the premises for the purpose of consenting
to a search, we must first determine whether the personal representative would
have such power.
It is the duty of personal
representatives to administer the personal estates of decedents. W.Va. Code
§ 44-1-15 (1923). Concerning a decedent's real estate, this Court said
a long time ago that,
The
real estate of an intestate in no wise, and for no purpose, goes into the
possession or control of the administrator, but the legal title to the same
descends directly to the legal heirs, subject, of course, to the just debts of the
intestate, in so far at least at [sic] the personalty falls short of paying
the same.
Syllabus Point 3 of Laidley v. Kline, 8 W.Va. 218 (1875). This rule,
however, does not settle the question whether a personal representative has
control over the premises for the purpose of consenting to a search of the
premises. More recently, the Legislature, in W.Va. Code § 44-1-14 (2001),
set forth the duty of personal representatives in regards to appraisement
of both real estate and probate personal property.
According to this code section,
personal representatives shall appraise all of the deceased's real estate,
identifying it with particularity and description, and all of the deceased's
personal probate property. This appraisement is a list of the items owned
by the decedent, or in which the decedent has an interest, accompanied by
the fair market value of the items at the date of the decedent's death. It
is prima facie evidence of the property received by the personal representative
as well as the value of the property listed. W.Va. Code § 44-1-14(c).
According to W.Va. Code § 44-1-14(d), any personal representative who
refuses or declines, without reasonable cause, to comply with the provisions
of this code section is guilty of a misdemeanor. In addition, a civil action
may be maintained against a personal representative in the event any part
of the estate is taken, wasted, damaged, or destroyed. W.Va. Code § 44-1-23
(1982).
It is obvious to this Court
that, although a personal representative does not control or possess the real
estate of a decedent in a legal sense, the personal representative of necessity
must have access to and some control of the premises of the decedent in order
to carry out his or her statutory obligations. Specifically, a personal representative
must have the power to enter the premises in order to inventory, appraise, and
secure the decedent's personal property. Also, while statutory law does not
grant to a personal representative the control or possession of a decedent's
real estate, a will, by its express terms, may grant to the executor the power
to manage, convey, or even possess real estate. W.Va. Code § 44-8-1 (1987);
Linton v. Linton, 114 W.Va. 711, 173 S.E. 778 (1934). Accordingly, we
hold that a curator of an estate, appointed pursuant to W.Va. Code § 44-1-5,
who has lawful control of the decedent's premises, is authorized to consent
to a search of the premises of the estate and the search of such premises, without
a warrant, when consented to by the curator, does not violate the constitutional
prohibition against unreasonable searches and seizures.
The question of whether
a curator has the authority to consent to a search of the decedent's premises
is a factual inquiry that must be made by the trial court. Of significance
are the circumstances in which the curator granted consent. If the curator
was exercising control of the premises for the purpose of appraising the property
of the decedent at the time he or she consented to a search of the premises,
the trial court may find that the curator had the authority to consent to
a search. Also, the specific provisions of a will may give the curator control or possession of the premises sufficient to consent
to a search. Because we are unable to make this determination from the record
before us, we remand this issue to the trial court.
The defendant further asserts
that the assistant prosecuting attorney, Leah Boggs, should have been disqualified
from participating in the trial. The defendant moved the trial court to disqualify
Ms. Boggs because of her marriage to Sergeant Boggs of the Jackson County
Sheriff's Department, an investigating officer who testified on behalf of
the State at the defendant's trial. The State opposed the motion. After a
hearing, the trial court denied the defendant's motion to disqualify Ms. Boggs.
The State subsequently moved in limine to suppress any mention at trial
of the marriage between the prosecuting attorney and the investigating officer,
and the trial court granted the State's motion. The defendant now argues that
the trial court's denial of her disqualification motion and the trial court's
granting of the State's motion in limine were error.
Prosecutorial
disqualification can be divided into two major categories. The first is where
the prosecutor has had some attorney-client relationship with the parties
involved whereby he obtained privileged information that may be adverse to
the defendant's interest in regard to the pending criminal charges. A second
category is where the prosecutor has some direct personal interest arising
from animosity, a financial interest, kinship, or close friendship such that
his objectivity and impartiality are called into question.
Syllabus Point 1, Nicholas v. Sammons, 178 W.Va. 631, 363 S.E.2d 516
(1987). The claim in the instant case concerns the second major category of disqualification,
i.e., that due to the assistant prosecutor's kinship with the investigating
officer, her objectivity and impartiality are called into question. Under
circumstances where it can reasonably be inferred that the prosecuting attorney
has an interest in the outcome of a criminal prosecution beyond ordinary dedication
to [her] duty to see that justice is done, the prosecuting attorney should
be disqualified from prosecuting the case. Syllabus Point 4, in part,
State v. Knight, 168 W.Va. 615, 285 S.E.2d 401 (1981). In determining
this issue, [t]he focus becomes whether the prosecutor's interest is
public or personal. State v. Pennington, 179 W.Va. 139, 147,
365 S.E.2d 803, 811 (1987).
The parties have presented
no case law squarely on point, and our research has not disclosed any. This
Court has found that a prosecutor held a personal interest in the outcome
of a prosecution where the defendant had previously instituted a civil action
against the prosecutor. Martin v. Leverette, 161 W.Va. 547, 244 S.E.2d
39 (1978). In State v. Knight, 168 W.Va. 615, 285 S.E.2d 401 (1981),
the defendant was charged with indecent exposure. Prior to trial, defense
counsel filed a motion to disqualify the prosecuting attorney because the
defendant had been convicted of stealing materials from the prosecutor's houseboat
and had failed to make court-ordered restitution to the prosecutor. Also,
the only State witness was the prosecutor's personal secretary. In holding
that it was reversible error for the prosecuting attorney not to recuse himself,
the Court observed that the prosecutor's former association with the appellant and his relationship with the only
state witness in the case combined to make the case appear to serve as a vendetta
of sorts.
(See footnote 9)
In the instant case, the
mere fact of the assistant prosecutor's marriage to an investigating officer
and witness does not indicate to us that the assistant prosecutor's interest
in convicting the defendant was personal. The defendant implies that the assistant
prosecutor was motivated by the knowledge that her failure to convict the
defendant on the third count of the indictment, the alleged conspiracy involving
Allen Mitchell, would embarrass her husband due to his extensive involvement
in the investigation of Allen Mitchell. We do not agree. Both Ms. Boggs and
Sergeant Boggs were involved in the trial solely in their professional capacities,
which is in contrast to the parties in Knight. Nothing in the facts
of this case gives rise to a reasonable inference that Ms. Boggs possessed
an interest in the outcome of the trial beyond ordinary dedication to her
duty.
We believe, however, that the
defendant should have been able to cross- examine Sergeant Boggs concerning
his relationship to the assistant prosecutor.
Several
basic rules exist as to cross-examination of a witness. The first is that the
scope of cross- examination is coextensive with, and limited by, the material
evidence given on direct examination. The second is that a witness may also
be cross-examined about matters affecting his credibility. The term credibility
includes the interest and bias of the witness, inconsistent statements made
by the witness and to a certain extent the witness' character. The third rule
is that the trial judge has discretion as to the extent of cross-examination.
Syllabus Point 4, State v. Richey, 171 W.Va. 342, 298 S.E.2d 879 (1982).
While Ms. Boggs's marriage to Sergeant Boggs does not compel her disqualification
under our rules, the fact that Sergeant Boggs presented extensive testimony
in a case prosecuted, in part, by his wife, and the fact that his wife conducted
the direct examination of Sergeant Boggs, make their marital relationship relevant
to any potential bias or interest which may have influenced Sergeant Boggs's
testimony. Therefore, we find that it was an abuse of discretion for the trial
court to exclude reference to the Boggses' marriage during the trial.
Finally, the defendant asserts
that the circuit court erred in denying her motion to bifurcate her trial in
order to try the charge in the third count of the indictment, the alleged conspiracy
with Mitchell, separately from the two other counts. According to the defendant, the State improperly used Mitchell's statement to prove the unrelated alleged
conspiracy between the defendant, Charlie Hodge, Jill Hodge, and Buddy Jarrell
when the State knew that the Mitchell evidence would be otherwise inadmissible.
West Virginia Rule of Criminal
Procedure 14(a) provides that [i]f it appears that a defendant . . .
is prejudiced by a joinder of offenses . . . for trial together, the court
may order . . . separate trials of the counts[.] In State v. Hatfield,
181 W.Va. 106, 110, 380 S.E.2d 670, 674 (1988), this Court explained that
the joinder of offenses promotes judicial efficiency and economy by avoiding
needless multiple trials and concluded that joinder is a generally appropriate
legal procedure. Even where joinder is proper, however, a defendant may move,
as the defendant in the instant case did, for severance of the counts pursuant
to Rule 14(a). The decision whether to grant a motion for separate trials
pursuant to Rule 14(a) rests in the sound discretion of the trial court. See
State v. Hatfield, 181 W.Va. at 110, 380 S.E.2d at 674.
In Syllabus Point
2 of State v. Milburn, 204 W.Va. 203, 511 S.E.2d 828 (1998), this Court
held that [a] defendant is not entitled to relief from prejudicial joinder
pursuant to Rule 14 of the West Virginia Rules of Criminal Procedures when
evidence of each of the crimes charged would be admissible in a separate trial
for the other. West Virginia Rule of Evidence 404(b) provides that evidence
of other crimes may be admissible to show proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident. In this case, we believe that evidence of
the defendant's sexual relationship with Mitchell, and its attendant circumstances,
would have been admissible to suggest the defendant's motive to murder her
husband. We further believe that evidence of the alleged conspiracy with Mitchell
was admissible under the rubric of common plan, scheme, or design. Accordingly,
we find no error in the circuit court's denial of the defendant's motion for
separate trials.
(See footnote 10)
cross examine her. Again, defense counsel asserted, [t]here's
a balancing test on that, Judge. We have a right to cross examine. My goodness.
As noted above, an essential purpose of the Confrontation Clause is to ensure
an opportunity for cross-examination. Although a valid Confrontation Clause
objection certainly could be stated in more detail, we believe that defense
counsel said enough to alert the trial court to the nature of the problem.
Accordingly, the admission of Linda Ankeney's out-of-court statement over
the defendant's Confrontation Clause objection would be subject to a harmless
error analysis. However, because we reverse on other grounds, such an analysis
is unnecessary.
[t]he
court has ruled that Linda Ankeny and Allen Mitchell were unavailable witnesses.
Both were were [sic] represented by counsel who claimed legislative immunity,
Chapter 4, Article 1, Section 17. Neither the state nor the defense were [sic]
responsible for their absence. Their statements therefore were admissible.
In
answer to your questions about Jill and Charlie, you must decide the case
upon the evidence you have before you. I am sending you a complete copy of
the court's charge.