Richard E. Rowe
James
D. McQueen
Suzanne Jett Trowbridge
Lynnette
S. Simon
Goodwin & Goodwin
McQueen,
Harmon & Murphy
Charleston, West Virginia
Charleston,
West Virginia
Attorneys for the Appellant
Attorneys
for the Appellee,
Wal-Mart
Stores, Inc.
JUSTICE DAVIS delivered the Opinion of the Court.
JUSTICES STARCHER and MAYNARD concur
and reserve the right to file concurring opinions.
1. Pursuant
to West Virginia statutory and common law, a person is disqualified from sitting
on a jury in a case in which he/she has an interest in the outcome of the litigation.
Therefore, if, during jury selection, it becomes apparent that a potential juror
has such an interest, the trial court must strike the juror for cause. Failure
to so strike an interested potential juror constitutes reversible error. 2. It is improper for counsel
to make arguments to the jury regarding a party's omission from a lawsuit
or suggesting that the absent party is solely responsible for the plaintiff's
injury where the evidence establishing the absent party's liability has not
been fully developed. 3. An expert witness may
testify about facts he/she reasonably relied upon to form his/her opinion
even though such facts would otherwise be inadmissible as hearsay if the trial
court determines that the probative value of allowing such testimony to aid
the jury's evaluation of the expert's opinion substantially outweighs its
prejudicial effect. If a trial court admits such testimony, the jury should
be instructed that the otherwise inadmissible factual evidence is not being
admitted to establish the truth thereof but solely for the limited purpose
of informing the jury of the basis for the expert's opinion.
Davis, Justice:
Thereafter, on February
1, 1995, Ms. Doe filed the instant action against Wal-Mart Stores, Inc., appellee/defendant
below (hereinafter referred to as Wal-Mart).
(See footnote 3) The complaint charged Wal-Mart
with breaching the duty to provide adequate security at the parking facility
where Ms. Doe was abducted. On September 1, 1995, the circuit court entered
an order dismissing the complaint for failure to state a cause of action upon
which relief could be granted. Ms. Doe filed an appeal to this Court challenging
the dismissal. We reversed the dismissal and remanded the case for trial in
Doe v. Wal-Mart Stores, Inc., 198 W. Va. 100, 479 S.E.2d 610 (1996). On remand, the case proceeded
to trial. The jury returned a verdict in favor of Wal-Mart. Ms. Doe timely
appealed the verdict. While the appeal was pending before this Court, Ms.
Doe moved to remand the case for posttrial discovery. In her remand request,
Ms. Doe alleged pretrial discovery abuses by Wal-Mart. By order entered June 3, 1999, this Court granted the motion for remand to conduct posttrial discovery. As a result of this Court's
remand, the trial court granted Ms. Doe ninety days to conduct posttrial discovery.
At the end of the discovery period, the parties presented to the trial court
three motions. Ms. Doe moved the court for an extension of time to conduct
further discovery which motion the trial court denied. Then, Wal-Mart presented
two motions: a motion for partial summary judgment as to the admissibility
of a previously undisclosed study and a motion for a protective order preventing
discovery of information pertaining to sanctions against Wal-Mart in other
jurisdictions. The trial court granted both of Wal-Mart's motions. As a result of these rulings,
Ms. Doe also appealed the trial court's posttrial discovery rulings. Therefore,
for appeal purposes, this Court consolidated the original appeal of the adverse
jury verdict with the appeal concerning the trial court's three posttrial
discovery rulings.
In reviewing such matters,
we have held that [t]he decision to grant a motion to strike a juror
for cause is within the sound discretion of the trial court. Wheeler
v. Murphy, 192 W. Va. 325, 331, 452 S.E.2d 416, 422 (1994). The appropriate
standard of review was fully outlined in State v. Miller, 197 W. Va.
588, 600-01, 476 S.E.2d 535, 547-48 (1996), as follows:
Under the common law there
were several grounds for which a person was per se disqualified from serving
on a jury. Those grounds were: As illustrated above, under
the common law and by statute, a person is disqualified from sitting on a
jury in a case in which he or she has an interest in the outcome. Therefore,
we hold that pursuant to West Virginia statutory and common law, a person
is disqualified from sitting on a jury in a case in which he/she has an interest
in the outcome of the litigation. Therefore, if, during jury selection, it
becomes apparent that a potential juror has such an interest, the trial court
must strike the juror for cause. Failure to so strike an interested potential
juror constitutes reversible error. See Chestnut v. Ford Motor Co.,
445 F.2d 967, 971 (4th Cir. 1971) (That a stockholder in a company which is party to an action is incompetent to sit as a juror is so well settled
as to be black letter law.); In re Asbestos Litig., 626 A.2d
330, 332 (Del. Super. Ct. 1993) ([T]his Court holds that all jurors
who own any amount of stock in any party to an action must be removed from
the panel for cause.); Thompson v. Sawnee Elec. Membership Corp.,
278 S.E.2d 143, 145 (Ga. Ct. App. 1981) ([W]e conclude that the members
of an electric membership corporation are disqualified from service as jurors
in the trial of a case in which damages are sought from the corporation.);
Alston v. Black River Elec. Coop., 548 S.E.2d 858, 862 (S.C. 2001) ([W]e
hold that when a cooperative is a party to a lawsuit, a cooperative member
has an inherent pecuniary interest in the case. Thus, the bias of a cooperative
member shall be presumed--just as a corporate stockholder's is when the corporation
is a party.). In the instant proceeding,
the juror owned stock in Wal-Mart and her husband was employed by defendant
Wal-Mart.
(See footnote 5) Clearly, whether expressed or not, the
juror had an interest in the case and should have been removed for cause.
The fact that Ms. Doe eventually struck the juror is of no consequence. Ms.
Doe was entitled to exercise her peremptory strikes from a jury panel consisting
of qualified, impartial and unbiased jurors. See Davis v. Wang,
184 W. Va. 222, 226 n.7, 400 S.E.2d 230, 234 n.7 (1990) ([T]he fact that the jurors in question were eventually removed
from the jury panel by the use of peremptory strikes is not relevant to the
decision.). Thus, we conclude that she is entitled to a new trial. Although
we have found that a new trial is warranted, we must nevertheless address
other assignments of error that could impact on the new trial.
1. Defendant's Instruction
No. 14. Ms. Doe argues that Instruction No. 14 submitted by Wal-Mart,
was an incorrect statement of the law.
(See footnote 6) To support the instruction, Wal-Mart contends that any infirmity with the instruction was
waived because Ms. Doe failed to object to the instruction. Rule 51 of the
West Virginia Rules of Civil Procedure provides that [n]o party may
assign as error the giving or the refusal to give an instruction unless the
party objects thereto before the arguments to the jury are begun, stating
distinctly, as to any given instruction, the matter to which the party objects
and the grounds of the party's objection[.] See Syl. pt. 5, Page
v. Columbia Natural Resources, Inc., 198 W. Va. 378, 480 S.E.2d 817 (1996).
Based upon our review of
the record, we conclude that Ms. Doe objected to Instruction No. 14 as originally
submitted. However, the trial court amended the instruction to conform to
the objection. Thereafter, Ms. Doe did not object to the amended instruction.
A litigant may not silently acquiesce to an alleged error, or actively
contribute to such error, and then raise that error as a reason for reversal
on appeal. Syl. pt. 1, Maples v. West Virginia Dep't. of Commerce,
197 W. Va. 318, 475 S.E.2d 410 (1996).
(See footnote 7) We therefore conclude that
Ms. Doe waived any objections to the instruction.
(See footnote 8)
Instruction No. 8 was a
correct statement of the law. The instruction tracks the language of Syllabus
point 3 of Andrick v. Town of Buckhannon, 187 W. Va. 706, 421 S.E.2d
247 (1992)
The record reveals that
Wal-Mart properly interjected comments during trial regarding the lease between
B.C. Associates and Wal-Mart. However, Wal-Mart violated the mandate of Syllabus
point 2 of Groves when it made the following argument to the jury:
1. Limitation of
geographic area. The trial court ruled that Ms. Doe could only
discover information of similar criminal assaults at Wal-Mart stores within
a geographic area encompassing parts of South Eastern Ohio, Southern Western
Virginia, South Western Virginia and Eastern Kentucky.
(See footnote 12) Wal-Mart argues that the
trial court limited the geographic area because a nationwide report would
be unduly burdensome, and because geographic and cultural differences, and
frequency and predictability of the commission of crime, differs substantially
between various areas of the country. As a result, Wal-Mart suggests that
information regarding the commission of crimes at other Wal-Marts across the
country would not be helpful to the trier of fact charged with considering
similar criminal assaults in Beckley, West Virginia. Our cases have held that 2. Limiting meaning
of similar incidents. Ms. Doe also asserts that the trial court impermissibly
limited the definition of similar incidents of criminal assaults
at Wal-Mart stores to mean the incident had to be reported to Wal-Mart
within three days and it had to involve a person who had just been or was
patronizing a Wal-Mart store. Based upon this limitation, Wal-Mart responded
that no similar incident occurred at stores within the geographic limitations
imposed by the trial court. While we believe the trial
court was correct in limiting similar incidents to mean crimes committed on
persons that were patronizing Wal-Mart stores, we are unable to find a rational
basis for the three day reporting limitation. Therefore, on remand, the trial
court must permit Ms. Doe to discover information from Wal-Mart regarding
criminal assaults on patrons at Wal-Mart stores, within the previously discussed
limited geographic area, regardless of when such incidents were reported.
1. Testimony regarding
other crimes. Ms. Doe's expert, Dr. George Kirkman, relied upon thirty-eight
incidents of crimes at other shopping center parking lots in areas around
the Beckley Crossings Shopping Center to formulate his opinion that Wal- Mart
was on notice for the need to provide security at its parking lot. However,
prior to trial, the court limited Dr. Kirkman's testimony and excluded crimes
that were not the same type of crimes committed against Ms. Doe. Upon this Court's examination
of the various crimes committed at shopping centers in the area of the Beckley
Crossings Shopping Center, we are not persuaded that the trial court properly
excluded such evidence. Those crimes involved robbery, sexual assault, purse
snatching, vehicle break-in, assault and battery, and auto theft. We noted in Syllabus point 2 of Mayhorn v. Logan Medical Foundation, 193 W.
Va. 42, 454 S.E.2d 87 (1994), that:
The parties have not properly
framed this particular legal issue. Rather the question we must ultimately
decide is whether an expert may testify to presumably inadmissible facts that
helped form the basis of his legal opinion. This issue requires this us to
examine Rule 703 of West Virginia Rules of Evidence, which provides: Assuming, without deciding, that testimony pertaining to the nine lawsuits
is generally inadmissible, the question remains as to whether Dr. Kirkman
may nevertheless be allowed to present such testimony to the jury.
(See footnote 14)
A leading commentator considering this query has suggested: In a similar manner, federal
courts have resolved the issue of admitting an expert's inadmissible underlying
facts by amending Rule 703 of the Federal Rules of Evidence in April of 2000.
Amended Federal Rule 703 provides: In light of the above authorities,
we hold that an expert witness may testify about facts he/she reasonably relied
upon to form his/her opinion even though such facts would otherwise be inadmissible
as hearsay if the trial court determines that the probative value of allowing
such testimony to aid the jury's evaluation of the expert's opinion substantially
outweighs its prejudicial effect. If a trial court admits such testimony,
the jury should be instructed that the otherwise inadmissible factual evidence
is not being admitted to establish the truth thereof but solely for the limited purpose
of informing the jury of the basis for the expert's opinion. During the proceedings underlying
the case sub judice, Dr. Kirkman was prepared to testify specifically
about nine other cases against Wal-Mart. The testimony was being offered as
part of the basis for his opinion as to Wal-Mart's awareness of the potential
for parking lot crimes and the need for adequate security. In view of the
admissibility test announced herein, we reverse the trial court's exclusion
of this testimony. On remand, should Ms. Doe again seek to have Dr. Kirkman
testify regarding the nine previous lawsuits, the trial court must utilize
the test formulated this opinion to determine whether such testimony is admissible.
are committed to the discretion of the trial court. Absent a few exceptions,
this Court will review evidentiary . . . rulings of the circuit court under
an abuse of discretion standard. On appeal, Wal-Mart asserts
that the evidence was properly excluded under Rule 407 of the West Virginia
Rules of Evidence as evidence of subsequent remedial measures.
(See footnote 16)
By contrast, Ms. Doe argues that, at trial Wal-Mart contended that the
crime in this case could not have been prevented. Therefore, Ms. Doe suggests
that Mr. Gorman's article was admissible to contradict Wal-Mart's claim by showing
the reduction of crime at its stores through the use of roving golf cart patrols.
In essence, Ms. Doe asserts that the article was admissible for impeachment
purposes. Wal-Mart further intimates
that it did not present evidence regarding the feasibility of using roving
golf cart patrols at the Beckley Crossings Shopping Center. Therefore, Rule
407's feasibility exception was not triggered. The problem with Wal- Mart's
contention in this respect is that under Rule 407, feasibility is only one
of a few examples of how evidence of subsequent remedial measures may be admitted
into evidence. Professor Franklin D. Cleckley has demonstrated that another
exception to Rule 407 is impeachment. See Franklin D. Cleckley, 1 Handbook
on Evidence for West Virginia Lawyers § 4-7(D) (1994). See also
Muzyka v. Remington Arms Co., Inc., 774 F.2d 1309, 1313 (5th Cir. 1985)
(But we are persuaded that in light of the posture of the defense, and
the manner in which the evidence unfolded, especially in light of defense
counsel's opening statement and closing argument, evidence of the design-change
should have been permitted for purposes of impeachment. That allowance would
have been consistent with both the letter and spirit of Fed. R. Evid. 407.);
Demos v. Ferris-Shell Oil Co., 740 N.E.2d 9, 18-19 (Ill. App. Ct. 2000)
(Subsequent remedial measures may be admitted into evidence to show
ownership or control where disputed by the defendant, to prove feasibility
of precautionary measures where disputed by the defendant and for impeachment purposes.); Ellsworth v. Hotel Corp. of America,
600 N.W.2d 129, 132 (Mich. App. Ct. 1999) (It is well established that
evidence of a subsequent remedial measure is admissible as impeachment when
the opposing party has denied making a repair.); Ielouch v. The Missouri
Highway & Transp. Comm's., 972 S.W.2d 563, 566 (Mo. Ct. App. 1998)
([A]lthough evidence of subsequent remedial measures is inadmissible
as proof of antecedent negligence, the evidence may be admissible to prove
ownership or control, to establish the feasibility of precautionary measures
when the issue is in dispute, and for use for impeachment or rebuttal.);
Duchess v. Langston Corp., 769 A.2d 1131, 1146 (Pa. 2001) (As noted,
Rule 407's general prohibition is expressly inoperable in relation to remedial
measures evidence offered 'for impeachment or to prove other controverted
matters, such as ownership, control, or feasibility of precautionary measures.').
While it is clear that impeachment
is an exception to Rule 407, we are mindful that evidence of subsequent remedial
measures is not admissible to prove negligence or culpable conduct in connection
with the event. The purpose of the rule is to exclude evidence of a
party's subsequent remedial measures so as not to discourage them from taking
such safety measures. Huckaby v. A.G. Perry & Son, Inc.,
20 S.W.3d 194, 207 (Tex. Ct. App. 2000). Consequently, it is appropriate for
trial courts to consider the public policy concern behind Rule 407 in balancing
the probative value of this evidence against its potential prejudicial effect. In this way, the court can
prevent the impeachment exception from swallowing the rule. Cyr v.
J.I. Case Co., 652 A.2d 685, 694 (N.H. 1994). Moreover, [i]f it
appears that a party is seeking the introduction of evidence of subsequent
remedial measures to imply culpability under the guise of impeachment or any
other purpose, certainly the trial court should disallow the evidence.
Watson v. Navistar, 827 P.2d 656, 677 (Idaho 1992). Appropriate guidelines
in this regard were set out in Herzog v. Lexington Township, 657 N.E.2d
926, 933 (Ill. 1995) as follows: In the instant proceeding
we find that, under the test announced herein, Dr. Gorman's article was admissible
as impeachment evidence, and it was error for the trial court to have excluded
it. On remand, should Wal-Mart again defend this case on the basis that the
crime which occurred could not have been prevented because no greater care
was possible, Ms. Doe may be permitted to impeach such defense through Dr.
Gorman's article.
(See footnote 17)
4. Pursuant to West Virginia
Rules of Evidence Rule 407, evidence of subsequent remedial measures may be
introduced for purposes of impeachment (1) when inferences other than the defendant's
prior negligence may be drawn therefrom or (2) when the defendant introduces
evidence to prove that the condition alleged to have caused the plaintiff's
injury was as safe as the circumstances would permit, and (3) the probative
value of such evidence outweighs its potential prejudicial effect.
Jane Doe, appellant/plaintiff
below (hereinafter referred to as Ms. Doe), appeals an adverse jury
verdict from the Circuit Court of Raleigh County.
(See footnote 1) Ms. Doe has assigned error
to rulings by the trial court that involve: (1) the failure to disqualify a
potential juror for cause; (2) erroneous jury instructions; (3) the empty chair
closing argument; (4) the limitation of discovery; (5) the exclusion of expert
testimony; (6) the exclusion of an article by David Gorman; and (7) posttrial
sanctions. After considering the briefs, reviewing the record and listening
to the arguments of the parties, we reverse the jury verdict in this case and
grant a new trial.
On February 23, 1994, Ms. Doe
was abducted from the Beckley Crossings Shopping Center in Raleigh County, West
Virginia by Billy Jo Hampton (hereinafter referred to as Mr. Hampton).
At the time of the abduction, Mr. Hampton was being pursued by Virginia law
enforcement officials for attempted murder. Mr. Hampton forced Ms. Doe into
her car. He then drove the car to a remote area of Summers County where he sexually
assaulted Ms. Doe. After the sexual assault, Mr. Hampton fled. Mr. Hampton left Ms. Doe alive at the crime scene.
(See footnote 2)
When reviewing a trial court's rulings, we typically
employ a three-part standard of review.
In reviewing
challenges to the findings and conclusions of the circuit court, we apply a
two-prong deferential standard of review. We review the final order and the
ultimate disposition under an abuse of discretion standard, and we review the
circuit court's underlying factual findings under a clearly erroneous standard.
Questions of law are subject to a de novo review.
Syl. pt. 2, Walker v. West Virginia Ethics Comm'n, 201 W. Va. 108,
492 S.E.2d 167 (1997). Given the diversity of Ms. Doe's assignments of error,
however, additional standards of review pertaining to specific issues are also
applicable to this proceeding. Therefore, where such additional standards are
pertinent, we will incorporate such methods of review into our discussion of
the corresponding assigned errors.
Ms. Doe first asserts that the
trial court committed error in failing to strike a potential juror for cause.
She claims that during voir dire of the jury panel, she learned that one juror,
Tammy Rae Hylton, and her husband owned stock in Wal-Mart. During voir dire, Ms. Doe further discovered that Ms. Hylton's husband was employed
as a produce manager by Wal-Mart in one of its Virginia stores. Ms. Doe moved
the trial court to strike Ms. Hylton for cause. However, the trial court denied
the motion after Ms. Hylton stated during individual voir dire that she could
fairly and impartially decide the issues in the case based upon the evidence.
Therefore, Ms. Doe used one of her two peremptory strikes to remove Ms. Hylton
from the jury.
In
reviewing the qualifications of a jury to serve in a criminal [or civil] case,
we follow a three-step process. Our review is plenary as to legal questions
such as the statutory qualifications for jurors; clearly erroneous as to whether
the facts support the grounds relied upon for disqualification; and an abuse
of discretion as to the reasonableness of the procedure employed and the ruling
on disqualification by the trial court.
A trial court's determination as to whether to strike a juror for cause will
be reverse[d] only where actual prejudice is demonstrated. Miller,
197 W. Va. at 605, 476 S.E.2d at 552 (citation omitted).
In Syllabus point 7 of State
v. Neider, 170 W. Va. 662, 295 S.E.2d 902 (1982), this Court indicated that
[t]he true test as to whether a juror is qualified to serve on the panel
is whether without bias or prejudice he can render a verdict solely on the evidence
under the instructions of the court. We have also cautioned that
the mere statement of a prospective juror that he or she is not biased with
respect to a particular cause may not be sufficient for the trial court to conclude
that no such bias exists. West Virginia Dep't. of Highways v. Fisher,
170 W. Va. 7, 11, 289 S.E.2d 213, 218 (1982). We believe that the fact that
the juror owned stock in Wal-Mart and that her husband was employed by Wal-Mart
constituted grounds for per se disqualification of the juror.
(1)
Kinship to either party within the ninth degree; (2) was arbitrator on either
side; (3) that he has an interest in the cause; (4) that there is an
action pending between him and the party; (5) that he has taken money for
his verdict; (6) that he was formerly a juror in the same case; (7) that he
is the party's master, servant, counseller, steward, or attorney, or of the
same society or corporation with him; and causes of the same class or founded
upon the same reason should be included.
State v. Riley, 151 W. Va. 364, 383, 151 S.E.2d 308, 320 (1966) (internal
quotation marks omitted) (emphasis added)
(See footnote 4) . Grounds for disqualification
from serving on a jury are also contained in W. Va. Code § 56-6-12 (1923) (Repl. Vol. 1997) as
follow:
Either
party in any action or suit may, and the court shall on motion of such party,
examine on oath any person who is called as a juror therein, to know whether
he is a qualified juror, or is related to either party, or has any interest
in the cause, or is sensible of any bias or prejudice therein; and the
party objecting to the juror may introduce any other competent evidence in
support of the objection; and if it shall appear to the court that such person
is not a qualified juror or does not stand indifferent in the cause, another
shall be called and placed in his stead for the trial of that cause. And in
every case, unless it be otherwise specially provided by law, the plaintiff
and defendant may each challenge four jurors peremptorily.
(Emphasis added).
Ms. Doe also assigns error to
certain jury instructions which were given. She also claims that it was erroneous
for the trial court to refuse certain proffered jury instructions. This Court
addressed the standard of review for jury instructions in Syllabus point 6 of
Tennant v. Marion Health Care Foundation, Inc., 194 W. Va. 97, 459 S.E.2d
374 (1995),as follows:
The
formulation of jury instructions is within the broad discretion of a circuit
court, and a circuit court's giving of an instruction is reviewed under an abuse
of discretion standard. A verdict should not be disturbed based on the formulation
of the language of the jury instructions so long as the instructions given as
a whole are accurate and fair to both parties.
We have also held that [a]s a general rule, the refusal to give a requested
jury instruction is reviewed for an abuse of discretion. Syl. pt. 1, in
part, State v. Hinkle, 200 W. Va. 280, 489 S.E.2d 257 (1996). Of
course, our review of the legal propriety of the trial court's instructions
is de novo. Skaggs v. Elk Run Coal Co., Inc., 198 W. Va.
51, 63, 479 S.E.2d 561, 573 (1996) (citation omitted). In Syllabus point 4 of
State v. Guthrie, 194
W. Va. 657, 461 S.E.2d 163 (1995), we observed:
A
trial court's instructions to the jury must be a correct statement of the
law and supported by the evidence. Jury instructions are reviewed by determining
whether the charge, reviewed as a whole, sufficiently instructed the jury
so they understood the issues involved and were not misle[d] by the law. A
jury instruction cannot be dissected on appeal; instead, the entire instruction
is looked at when determining its accuracy. A trial court, therefore, has
broad discretion in formulating its charge to the jury, so long as the charge
accurately reflects the law. Deference is given to a trial court's discretion
concerning the specific wording of the instruction, and the precise extent
and character of any specific instruction will be reviewed only for an abuse
of discretion.
Within the confines of these principles, we shall examine each jury instruction
issue presented by Ms. Doe.
2. Plaintiff's Instruction
No. 8. Ms. Doe additionally argues that the trial court committed
error in refusing her Instruction No. 8.
(See footnote 9) Wal-Mart, in an indirect way,
contends that even if the instruction was proper, the error in refusing this
instruction was not reversible error. In support of its argument, Wal-Mart relies upon language
in Syllabus point 11 of State v. Derr, 192 W. Va. 165, 451 S.E.2d 731(1994),
wherein we indicated that [a] trial court's refusal to give a requested
instruction is reversible error only if . . . it concerns an important point
in the trial so that the failure to give it seriously impairs a defendant's
ability to effectively present a given defense.
Where
the operator of a business obtains the right for its customers to park in
an adjoining lot owned by another and invites them to do so, the operator
has a duty of reasonable care to protect its invitees from defective or dangerous
conditions existing in the parking area which the operator knows or reasonably
should know exist.
Therefore, if Instruction No. 8 is proffered again during the new trial, it
should be given.
Ms. Doe's next assignment of
error concerns the trial court's denial of her motion to preclude Wal-Mart from
presenting a closing argument which blamed B.C. Associates for the incident.
(See footnote 10)
In Syllabus point 2, in part, of Groves v. Compton, 167 W. Va. 873, 280 S.E.2d 708 (1981), we held that [i]n the absence
of a written stipulation by the parties, the better rule is to leave the question
of the manner of . . . informing the jury that [a] party has been dismissed
from the lawsuit . . . to the sound discretion of the trial court. We
also noted in Groves that it is improper for counsel to argue
to the jury why a party has not been brought into the lawsuit or that an absent
party is solely responsible for the accident since the evidence surrounding
such absent party's liability has not been fully developed. Groves,
167 W. Va. at 879, 280 S.E.2d at 712.
Counsel
for Wal-Mart: . . . [W]hy is Wal-Mart the party to this lawsuit? Why isn't
it Cato, why isn't it -- where is B.C. Associates, why isn't it B.C. Associates?
This argument allows for inappropriate speculation by the jury regarding B.C.
Associates' role in the case. Groves specifically prohibits Wal-Mart
from making such an argument. We therefore find that the trial court erred
by not limiting Wal-Mart's references concerning B.C. Associates.
(See footnote 11)
While we find this issue constituted error, we need not determine whether such error, standing alone, is sufficient to warrant a
new trial because we have determined that a new trial is necessitated on other
grounds.
Ms. Doe additionally contends
that the trial court committed error by limiting her discovery request pertaining
to similar criminal assaults at other Wal-Mart stores throughout the nation.
With respect to a trial court's ruling on discovery matters, we have held that:
A trial
court is permitted broad discretion in the control and management of discovery,
and it is only for an abuse of discretion amounting to an injustice that we
will interfere with the exercise of that discretion. A trial court abuses its
discretion when its rulings on discovery motions are clearly against the logic
of the circumstances then before the court and so arbitrary and unreasonable
as to shock our sense of justice and to indicate a lack of careful consideration.
Syl. pt. 1, B.F. Specialty Co. v. Charles M. Sledd Co., 197 W. Va. 463,
475 S.E.2d 555 (1996).
[u]nder
Rule 26(b)(1)(iii) of the West Virginia Rules of Civil Procedure, a trial
court may limit discovery if it finds that the discovery is unduly burdensome
or expensive, taking into account the needs of the case, the amount in controversy, limitations on the parties' resources, and the importance of the issues
at stake in the litigation.
Syl. pt. 2, State Farm Mut. Auto. Ins. Co. v. Stephens, 188 W. Va.
622, 425 S.E.2d 577 (1992). See generally State ex rel. Allstate
Ins. Co. v. Gaughan, 203 W. Va. 358, 508 S.E.2d 75 (1998). Because Wal-Mart
is a national chain and because of the differing crime rates throughout the
nation, we agree that the trial court did not abuse its discretion by limiting
Ms. Doe's geographic area of discovery.
Ms. Doe further assigns error
to the trial court's exclusion of certain expert testimony. This Court has held
that [t]he admissibility of testimony by an expert witness is a matter
within the sound discretion of the trial court, and the trial court's decision
will not be reversed unless it is clearly wrong. Syl. pt. 6, Helmick
v. Potomac Edison Co., 185 W. Va. 269, 406 S.E.2d 700 (1991).
Rule
703 of the West Virginia Rules of Evidence allows an expert to base his opinion
on (1) personal observations; (2) facts or data, admissible in evidence, and
presented to the expert at or before trial; and (3) information otherwise
inadmissible in evidence, if this type of information is reasonably relied
upon by experts in the witness' field.
Wal-Mart does not contend that the thirty-eight crimes in question are not
of the type relied upon by security consultants like Dr. Kirkman. Instead,
Wal-Mart argues that the probative value [of such evidence] is substantially
outweighed by the danger of prejudice it creates[.] We disagree. While
this evidence may be prejudicial to Wal-Mart, such prejudice does not outweigh
its probative value in allowing the jury to fairly assess the validity of
Dr. Kirkman's expert opinion. We therefore conclude that the trial court should
have permitted Dr. Kirkman to testify regarding the thirty-eight crimes in
areas around the Beckley Crossing Shopping Center that helped to formulate
his opinion.
(See footnote 13)
2. Testimony concerning
expert's prior experience with Wal-Mart. During the trial of this case,
Ms. Doe sought to introduce Dr. Kirkman's testimony regarding his involvement
in nine other lawsuits against Wal-Mart in other parts of the country. Such
evidence was introduced to show that Wal-Mart's experience as a company
was relevant to its duty to provide security in this case. The trial court
precluded such testimony. Here, Wal-Mart contends that the probative value of
the evidence relating to the parking lot crimes in nine other lawsuits was substantially
outweighed by its prejudicial impact. Therefore, the trial court was correct
in excluding such testimony.
The facts or data in the particular
case upon which an expert bases an opinion or inference may be those perceived
by or made known to the expert at or before the hearing. If of a type reasonably
relied upon by experts in the particular field in forming opinions or inferences
upon the subject, the facts or data need not be admissible in evidence.
Under Rule 703, an expert
may base an opinion on inadmissible evidence.
[a]n expert often should be
allowed to disclose to the jury the basis for an opinion because otherwise
the opinion is left unsupported with little way for evaluation of its correctness.
In those situations, the expert may testify to evidence even though it is
inadmissible under the hearsay rule, but allowing the evidence to be received
for this purpose does not mean it is admitted for its truth. It is received
only for the limited purpose of informing the jury of the basis of the expert's
opinion and therefore does not constitute a true heresay exception.
John W. Strong, McCormick on Evidence § 324, at 356 (5th ed. 1999).
The
facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known
to the expert at or before the hearing. If of a type reasonably relied upon
by experts in the particular field in forming opinions or inferences upon
the subject, the facts or data need not be admissible in evidence in order
for the opinion or inference to be admitted. Facts or data that are otherwise
inadmissible shall not be disclosed to the jury by the proponent of the opinion
or inference unless the court determines that their probative value in assisting
the jury to evaluate the expert's opinion substantially outweighs their prejudicial
effect.
(Emphasis added). Under Federal Rule 703, the trial court must undertake a
balancing test to determine whether to allow an expert to testify to inadmissible
facts that helped formed the basis of his or her opinion. See Katt
v. City of New York, 151 F. Supp. 2d 313, 356 n.36 (S.D.N.Y. 2001) (The
2000 Amendments to Rule 703 limit this long-standing rule (excluding hearsay),
by allowing such reliance on hearsay only when 'the court determines that
their probative value in assisting the jury to evaluate the expert's opinion
substantially outweighs their prejudicial effect.').
Ms. Doe similarly complains
of the trial court's exclusion of an article written by David Gorman, Wal-Mart's
Vice President of Loss Prevention. In Syllabus point 9, in part, of Tudor
v. Charleston Area Medical Center, Inc., 203 W. Va. 111, 506 S.E.2d 554
(1997), we set forth our standard of review regarding a circuit court's decision
to admit or exclude evidence:
The
West Virginia Rules of Evidence . . . allocate significant discretion to the
trial court in making evidentiary . . . rulings. Thus, rulings on
the admission of evidence . . .
Mr. Gorman's article, published
in 1996 in Security Management Magazine, indicated that, according to a 1994
survey, 80% of all Wal-Mart crimes occurred in its parking lots. The article
reported that a trial use of roving golf cart patrols in parking
lots at certain Wal-Mart stores in Florida reduced crime in those parking
lots. (See
footnote 15) Moreover, the article indicated that Wal-Mart
had used these vehicles in 250 stores.
Where
the impeachment value rests on inferences other than prior negligence, such
evidence may be admitted where its probative value outweighs the prejudice
to defendant. . . . Similarly, where the defendant goes beyond stating that
the original condition was safe or adequate, and attempts to make exaggerated
claims that the condition was the safest possible, fairness may
require that conduct inconsistent with these claims be admitted. In such a
situation, the defendant has gone beyond simply stating that he was not negligent
prior to the accident and claimed that no greater care was possible. Any subsequent
remedial measure taken by the defendant is directly impeaching of this claim
without an inference of prior negligence.
Thus, we hold that pursuant
to West Virginia Rules of Evidence Rule 407, evidence of subsequent remedial
measures may be introduced for purposes of impeachment (1) when inferences
other than the defendant's prior negligence may be drawn therefrom or (2)
when the defendant introduces evidence to prove that the condition alleged
to have caused the plaintiff's injury was as safe as the circumstances would
permit, and (3) the probative value of such evidence outweighs its potential prejudicial effect.
In Wal-Mart I, 198 W.
Va. 100, 479 S.E.2d 610, this Court remanded the case to the trial court for
posttrial discovery. After the posttrial discovery had been conducted, the trial
court concluded that Wal-Mart had concealed information and misrepresented facts
during pretrial discovery of Mr. Gorman's study.
(See footnote 18) Ms. Doe now argues that the
trial court improperly refused to impose sanctions for the discovery violation. In contrast, Wal-Mart contends that the issue is not properly
before this Court because the trial court has not refused to impose sanctions.
We agree with Wal-Mart. From, our review of the record, it appears that the
trial court has not ruled upon the imposition of posttrial sanctions. Instead,
the trial court's order indicates that if sanctions are imposed, they would
not be severe because Mr. Gorman's study was not admissible at trial.
(See footnote 19)
Since we have determined that Mr. Gorman's study and article were admissible,
the trial court may, upon remand, revisit the issue in light of the Court's
ruling in this regard. See Syl. pt. 2, Sands v. Security Trust Co.,
143 W. Va. 522, 102 S.E.2d 733 (1958) (This Court will not pass on a
nonjurisdictional question which has not been decided by the trial court in
the first instance.).
In view of the foregoing, the
judgment awarding a verdict for Wal-Mart is reversed. This case is remanded
for a new trial and further proceedings consistent with this opinion.
Reversed
and Remanded.
Footnote: 1
The plaintiff must establish by a preponderance of the evidence that Wal-Mart owed her a duty and that it breached the duty owed. Wal-Mart's duty, if any, as to the common areas is defined by the terms of the Lease Agreement between Wal-Mart and B.C. Associates. Therefore, if you find that the Lease Agreement does not require Wal-Mart to provide security for the Beckley Crossings parking lot or to take any other action to prohibit criminal activity then you may find in favor of Wal-Mart.
If
the defendant Wal-Mart knew or had reason to know, that its patrons regularly
used the parking lot in connection with its business, then Wal-Mart owed the
plaintiff Ms. Doe a duty of reasonable care for her protection as to hazards
of which it was aware or by the exercise of ordinary diligence should have
been aware.
Therefore,
if you find by a preponderance of the evidence that the defendant Wal-Mart
knew or had reason to know that its customers were subject to an attack by
a criminal in its parking lot and failed to take steps as would likely deter
the possible criminal attacks, or that the steps taken by it were negligent,
than you may return a verdict for Ms. Doe against Wal-Mart as you are hereinafter
instructed.
Doe did not have to object during closing arguments because the trial court denied her motion in limine on this exact issue. See Syl. pt. 1, Wimer v. Hinkle, 180 W. Va. 660, 379 S.E.2d 383 (1989) (An objection to an adverse ruling on a motion in limine to bar evidence at trial will preserve the point, even though no objection was made at the time the evidence was offered, unless there has been a significant change in the basis for admitting the evidence.). As we held in Syllabus point 4, in part, of Tennant v. Marion Health Care Foundation, Inc., 194 W. Va. 97, 459 S.E.2d 374 (1995), [o]nce a trial judge rules on a motion in limine, that ruling becomes the law of the case unless modified by a subsequent ruling of the court. See also Syl. pt. 4, Honaker v. Mahon, ___ W. Va. ___, ___ S.E.2d ___ (No. 28460, May 25, 2001).
subject to challenge as inadmissible facts relied upon by Dr. Kirkman in forming his expert opinion. To the extent that our assumption is incorrect, the determination of the admissibility of all the crimes relied upon by Dr. Kirkman should be governed by the principles set fourth in Section III, E. 2, infra.
The expert may testify in terms of opinion or inference and give reasons therefor without first testifying to the underlying facts or data, unless the court requires otherwise. The expert may in any event be required to disclose the underlying facts or data on cross-examination.