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No. 35272 - State of West Virginia ex rel. Marshall County Commission and Marshall
County
Communication 911 v. Phyllis H. Carter, Administrative Law Judge,
West Virginia
Human Rights Commission and John R. Briggs
Workman, Justice, concurring:
The majority's decision is correct and well-reasoned. I write separately to
reiterate that the Separation of Powers Doctrine and a lengthy body of case law make it
absolutely clear that judicially-created rules relating to the function of the judicial branch of
government, such as the West Virginia Rules of Evidence, will always trump any
legislatively-created statutes.
The Separation of Powers Clause of the West Virginia Constitution provides,
in relevant part, that [t]he legislative, executive and judicial departments shall be separate
and distinct, so that neither shall exercise the powers properly belonging to either of the
others[.] W.Va. Const. art. 5, § 1. Moreover, in Syllabus Point 1 of State ex rel. Barker v.
Manchin, 167 W.Va. 155, 279 S.E.2d 622 (1981), this Court reiterated the principle that:
Article V, section 1 of the Constitution of West Virginia which prohibits any one
department of our state government from exercising the powers of the others, is not merely
a suggestion; it is part of the fundamental law of our State and, as such, it must be strictly
construed and closely followed. Furthermore, this Court has never hesitated to utilize the
doctrine where we felt there was a direct and fundamental encroachment by one branch of
government into the traditional powers of another branch of government. Appalachian
Power Co. v. PSC, 170 W.Va. 757, 759, 296 S.E.2d 887, 889 (1982). See, e.g., State ex rel.
West Virginia Citizens Action Group v. West Virginia Economic Dev. Grant Comm., 213
W.Va. 255, 580 S.E.2d 869 (2003) (finding statute that gave legislature a role in appointing
members of the West Virginia Economic Grant Committee violated Separation of Powers
Clause); State ex rel. Meadows v. Hechler, 195 W.Va. 11, 462 S.E.2d 586 (1995) (finding
statute which permitted administrative regulations to die if legislature failed to take action
violated Separation of Powers Clause); State ex rel. State Bldg. Comm'n v. Bailey, 151
W.Va. 79, 150 S.E.2d 449 (1966) (finding statute naming legislative officers to State
Building Commission violated Separation of Powers Clause).
It has long been well-settled that this Court shall have power to promulgate
rules for all cases and proceedings, civil and criminal, for all of the courts of the State
relating to writs, warrants, process practice and procedure, which shall have the force and
effect of law. W.Va. Const. art. 8, § 3. Likewise, [u]nder article eight, section three of our
Constitution, the Supreme Court of Appeals shall have the power to promulgate rules for all
of the courts of the State related to process, practice, and procedure, which shall have the
force and effect of law. Syllabus Point 1, Bennett v. Warner, 179 W.Va. 742, 372 S.E.2d
920 (1988).
In the instant case, the underlying issue surrounds a potential conflict between
a legislatively-created statute and rules on admissibility of evidence promulgated by this
Court in the Rules of Evidence and case law. That conflict is created by the Appellant
seeking to have this Court hold that the statute at issue trumps a judicial decision as to the
admissibility of evidence. Although the statute at issue here is valid and not in and of itself
intrusive into judicial powers, the interpretation which Petitioners seek to have this Court
adopt would violate the Separation of Powers. This Court has made it abundantly clear
through numerous prior decisions that statutes that conflict with rules and principles
promulgated by this Court as to the admissibility of evidence will be invalidated. See, e.g., Games-Neely ex rel. West Virginia State Police v. Real Property, 211 W.Va. 236, 565 S.E.2d
358 (2002) (invalidating a statute that was in conflict with Rule 60(b)); West Virginia Div.
of Highways v. Butler, 205 W.Va. 146, 516 S.E.2d 769 (1999) (invalidating a statute that was
in conflict with W. Va. R. Evid., Rule 702); Mayhorn v. Logan Med. Found., 193 W.Va. 42,
454 S.E.2d 87 (1994) (invalidating a statute that was in conflict with W. Va. R. Evid., Rule
702); Williams v. Cummings, 191 W.Va. 370, 445 S.E.2d 757 (1994) (invalidating a statute
that was in conflict with Trial Court Rule XVII); Teter v. Old Colony Co., 190 W.Va. 711,
441 S.E.2d 728 (1994) (invalidating a statute that was in conflict with W. Va. R. Evid., Rule
702); State v. Davis, 178 W.Va. 87, 357 S.E.2d 769 (1987), overruled on other grounds by State ex rel. R.L. v. Bedell, 192 W.Va. 435, 452 S.E.2d 893 (1994) (invalidating a statute that
was in conflict with W. Va. R.Crim. P., Rule 7); Hechler v. Casey, 175 W.Va. 434, 333
S.E.2d 799 (1985) (invalidating a statute that was in conflict with W. Va. R.App. P., Rule
23); State ex rel. Quelch v. Daugherty, 172 W.Va. 422, 306 S.E.2d 233 (1983) (holding that
legislature could not enact law regulating admission to practice and discipline of lawyers); Stern Bros., Inc. v. McClure, 160 W.Va. 567, 236 S.E.2d 222 (1977) (invalidating statutes
that conflicted with the Court's administrative rules setting out a procedure for the temporary
assignment of a circuit judge in the event of a disqualification of a particular circuit judge); Laxton v. National Grange Mut. Ins. Co., 150 W.Va. 598, 148 S.E.2d 725 (1966)
(invalidating a statute that conflicted with W. Va. R. Civ. P. Rule 11), overruled on other
grounds by Smith v. Municipal Mut. Ins. Co., 169 W.Va. 296, 289 S.E.2d 669 (1982); Montgomery v. Montgomery, 147 W.Va. 449, 128 S.E.2d 480 (1962) (invalidating a statute
that conflicted with W. Va. R. Civ. P., Rule 80); and Syllabus Point 5, State v. Wallace, 205
W.Va. 155, 517 S.E.2d 20 (1999) (The West Virginia Rules of Criminal Procedure are the
paramount authority controlling criminal proceedings before the circuit courts of this
jurisdiction; any statutory or common-law procedural rule that conflicts with these Rules is
presumptively without force or effect.).
The majority cites Syllabus Point 7 of State v. Derr, 192 W.Va. 165, 451
S.E.2d 731 (1994), which provides, in part, that [t]he West Virginia Rules of Evidence
remain the paramount authority in determining the admissibility of evidence in circuit
courts. Writing for the Court in Derr, Justice Franklin Cleckley, West Virginia's pre-eminent authority on evidence, stated: These rules constitute more than a mere refinement
of common law evidentiary rules; they are a comprehensive reformulation of them. Justice
Cleckley further explained:
As the United States Supreme Court declared in Daubert v.
Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, ----, 113
S.Ct. 2786, 2794, 125 L.Ed.2d 469, 479 (1993), the Federal
Rules occupy the field. (Citation omitted). A similar
construction has been given to the West Virginia Rules. See
Wilt v. Buracker, 191 W.Va. 39, 44, 443 S.E.2d 196, 201
(1993), cert. denied, 511 U.S. 1129, 114 S.Ct. 2137, 128
L.Ed.2d 867 (1994) (citing the United States Supreme Court's
determination that the Frye rule, Frye v. United States, 54
App.D.C. 46, 293 F. 1013 (1923), was inconsistent with Rule
702). Thus, the Rules of Evidence impliedly repeal prior
decisional admissibility rules that have not been codified.
192 W.Va. at 177-178, 451 S.E.2d at 743-744. The Court in Derr further provided:
Again, referring to the Federal Rules of Evidence, the United
States Supreme Court in United States v. Abel, 469 U.S. 45,
51-52, 105 S.Ct. 465, 469, 83 L.Ed.2d 450, 457 (1984), quoted
the Reporter's comment for the Advisory Committee which
drafted the Rules and stated: 'In principle, under the Federal
Rules no common law of evidence remains. All relevant
evidence is admissible, except as otherwise provided.... In
reality, of course, the body of common law knowledge continues
to exist, though in the somewhat altered form of a source of
guidance in the exercise of delegated powers.' [Citation
omitted].
Id.
In the case at hand, the dissent primarily focuses on the fact that W.Va. Code
§ 6-9a-5 (1999), does not allow for inspection of notes taken during executive session
meetings, and that the majority opinion essentially eviscerates a governing body's ability
to freely discuss anything_no matter how embarrassing it might be to a public
employee_behind closed doors. This, however, is not the result of the majority's opinion.
It is important to point out that the order complained of by the petitioners simply directs them
to produce for in camera inspection by the administrative law judge an audio recording of
an executive session meeting in which the petitioners discussed hiring an applicant to fill one
of two vacancies in the Marshall County Communication 911 Department. The ALJ did not
order that the audio recording be released to the public. The majority correctly explains that
nothing in its opinion impedes the purpose for which the Legislature enacted the executive
session exception to the Open Governmental Proceedings Act. The majority opinion simply
reaffirms the rights of litigants in civil actions to discover potentially relevant evidence of
unlawful conduct arising from an executive session of a government body. This decision
will have no bearing on the operation of executive sessions as governmental bodies will still
be able to freely discuss and consider all relevant and necessary information required to
conduct government business during a meeting which qualifies as an executive session
closed meeting under the law.
Therefore, in light of a very consistent and lengthy line of case law supporting
the judicial branch's authority as the final arbiters of the admissibility of evidence in a legal
proceeding, I respectfully concur.