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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2010 Term
__________
No. 34889
___________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
v.
KEVIN B. PAYNE,
Defendant Below, Appellant
______________________________________________________
Appeal from the Circuit Court of Morgan County
Honorable Gina Marie Groh, Judge
Civil Action No. 06-F-60
AFFIRMED
____________________________________________________
Submitted: March 9, 2010
Filed: May 6, 2010
B. Craig Manford
Darrell V. McGraw, Jr.
Martinsburg, West Virginia Attorney General
Counsel for the Appellant Robert D. Goldberg
Assistant Attorney General
Charleston, West Virginia
Counsel for the Appellee
JUSTICE McHUGH delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. The action of a trial court in admitting or excluding evidence in the
exercise of its discretion will not be disturbed by the appellate court unless it appears that
such action amounts to an abuse of discretion. Syl. Pt. 10, State v. Huffman, 141 W.Va. 55,
87 S.E.2d 541 (1955), overruled on other grounds by State ex rel. R.L. v. Bedell, 192 W.Va.
435, 452 S.E.2d 893 (1994).
2. A trial court's evidentiary rulings, as well as its application of the Rules
of Evidence, are subject to review under an abuse of discretion standard.Syl. Pt. 4, State
v. Rodoussakis, 204 W. Va. 58, 511 S.E.2d 469 (1998).
3. 'Rulings on the admissibility of evidence are largely within a trial court's
sound discretion and should not be disturbed unless there has been an abuse of discretion.' State v. Louk, 171 W.Va. 639, 301 S.E.2d 596, 599 (1983). Syl. Pt. 2, State v. Peyatt, 173
W.Va. 317, 315 S.E.2d 574 (1983).
4. The two-part test set for admitting hearsay statements pursuant to
W.Va.R.Evid. 803(4) is (1) the declarant's motive in making the statements must be
consistent with the purposes of promoting treatment, and (2) the content of the statement
must be such as is reasonably relied upon by a physician in treatment or diagnosis. Syl. Pt.
5, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
5. When a social worker, counselor, or psychologist is trained in play therapy
and thereafter treats a child abuse victim with play therapy, the therapist's testimony is
admissible at trial under the medical diagnosis or treatment exception to the hearsay rule,
West Virginia Rule of Evidence 803(4), if the declarant's motive in making the statement is
consistent with the purposes of promoting treatment and the content of the statement is
reasonably relied upon by the therapist for treatment. The testimony is inadmissible if the
evidence was gathered strictly for investigative or forensic purposes. Syl. Pt. 9, State v.
Pettrey, 209 W.Va. 449, 549 S.E.2d 323 (2001), cert denied, 534 U.S. 1142 (2002).
6. When a child sexual abuse or assault victim is examined by a forensic nurse
trained in sexual assault examination, the nurse's testimony regarding statements made by
the child during the examination is admissible at trial under the medical diagnosis or
treatment exception to the hearsay rule, West Virginia Rule of Evidence 803(4), if the
declarant's motive for making the statement was consistent with the purposes of promoting
treatment and the content of the statement was reasonably relied upon by the nurse for
treatment. In determining whether the statement was made for purposes of promoting
treatment, such testimony is admissible if the evidence was gathered for a dual medical and
forensic purpose, but it is inadmissible if the evidence was gathered strictly for investigative
or forensic purposes.
7. A statement is not hearsay if the statement is offered against a party and
is his [or her] own statement, in either his [or her] individual or a representative capacity.
W.Va.R.Evid. 801(d)(2)(A). Syl. Pt. 1, Heydinger v. Adkins, 178 W.Va. 463, 360 S.E.2d
240 (1987).
8. This Court may, on appeal, affirm the judgment of the lower court when
it appears that such judgment is correct on any legal ground disclosed by the record,
regardless of the ground, reason or theory assigned by the lower court as the basis for its
judgment. Syl. Pt. 3, Barnett v. Wolfolk, 149 W.Va. 246, 140 S.E.2d 466 (1965).
9. A criminal defendant challenging the sufficiency of the evidence to support
a conviction takes on a heavy burden. An appellate court must review all the evidence,
whether direct or circumstantial, in the light most favorable to the prosecution and must
credit all inferences and credibility assessments that the jury might have drawn in favor of
the prosecution. The evidence need not be inconsistent with every conclusion save that of
guilt so long as the jury can find guilt beyond a reasonable doubt.... [A] jury verdict should
be set aside only when the record contains no evidence, regardless of how it is weighed, from
which the jury could find guilt beyond a reasonable doubt. Syl. Pt. 3, in part, State v.
Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
10. Sentences imposed by the trial court, if within statutory limits and if not
based on some [im]permissible factor, are not subject to appellate review. Syl. Pt. 4, State
v. Goodnight, 169 W.Va. 366, 287 S.E.2d 504 (1982).
McHugh, Justice:
This is an appeal by Kevin Payne (hereinafter Appellant) from a conviction
in the Circuit Court of Morgan County. Following a two-day jury trial, the Appellant was
convicted of two counts of Second Degree Sexual Assault (Counts I and III); one count of
First Degree Sexual Abuse (Count II); and, one count of Third Degree Sexual Abuse (Count
IV). The trial court sentenced the Appellant to consecutive sentences of ten to twenty-five
years on Count I; one to five years on Count II; ten to twenty-five years on Count III; and
ninety days on Count IV. The Appellant contends that the trial court erred by (1) admitting
the testimony of a forensic nurse; (2) admitting the Appellant's own statement to police
officers; (3) failing to direct a verdict for the Appellant; (4) committing cumulative error; and
(5) imposing a sentence disproportionate to the crimes.
(See footnote 1)
I. Factual and Procedural History
The Appellant and his girlfriend, Tamela Younker, lived with Ms. Younker's
twelve-year-old daughter, T.F.
(See footnote 2) and several male siblings in a Berkeley County home.
According to evidence submitted at trial, the Appellant, Ms. Younker, and T.F. were playing
cards in their home on February 26, 2006, and were allegedly drinking alcohol. Disputed
evidence was presented on the issue of whether the child victim had been allowed to
consume alcohol on that evening.
(See footnote 3)
The testimony indicated that the victim went to sleep on the couch later that
night. She awakened to discover that her shorts had been pulled down, and the Appellant's
mouth was on her vaginal area. She kicked the Appellant, apparently convincing him to
return to his own bedroom. The Appellant later returned to the victim and attempted to pull
her pants down again. The victim kicked the Appellant again and began to cry. Although
the Appellant attempted to calm her, she yelled for her mother. When Ms. Younker
awakened, she and the victim went in the bathroom and shut the door. During the ensuing
conversation, the victim informed her mother of the Appellant's actions. Later that
afternoon, when the Appellant had left the house, the victim again discussed the incident
with her mother.
Ms. Younker subsequently took the victim to the Berkeley County Sheriff's
Office and was advised by Deputy Sheriff Tony Link to take the victim to a Winchester,
Virginia, hospital for medical treatment and examination. A Family Protection Order
(See footnote 4) was
also obtained from the Family Court, and a deputy removed the Appellant from the family
home. While exiting the home, the Appellant told the deputy that he should ask the victim's
mother about what she allowed the victim to drink on the night in question.
On February 28, 2006, the victim underwent an examination and interview by
forensic nurse, Cynthia Leahy, trained as an R.N. and a forensic nurse examiner, at
Winchester Medical Center. Nurse Leahy obtained the victim's full medical history to
determine if she was at risk for pregnancy, sexually transmitted diseases, or other injuries
requiring medical treatment. In procuring information relevant to her inquiry, Nurse Leahy
obtained details about the underlying incident. Based upon the absence of pain or bleeding,
as well as the absence of penile contact or ejaculation, Nurse Leahy concluded that the
victim was at minimal risk for sexually transmitted diseases or traumatic injury.
On March 1, 2006, Deputy Link interviewed the victim at the Children's
Advocacy Center in Martinsburg, West Virginia. Her description of the incident to Deputy
Link was consistent with the information she had provided to her mother and Nurse Leahy.
Furthermore, the victim informed Deputy Link that the Appellant had begun touching her
inappropriately soon after her eleventh birthday. The victim described that the Appellant
had used his hands and mouth to touch her vagina and breasts. The victim specified one
incident which had occurred after a pool party in the summer of 2005. She had been
permitted to drink beer at that party, and she indicated that the Appellant had sexually
assaulted her when they returned from the party as she attempted to sleep in her room. She
had chosen not to tell her mother about that incident, fearing that her mother would not
believe her.
At trial, the defense claimed that T.F.'s allegations of sexual abuse were
fabricated and that she simply wanted to move away from her mother's home to what was
portrayed to be the less restrictive environment of her father's home. In examining the issue
of admissibility of testimony from Nurse Leahy, the trial court ruled that the examination
included a large medical component and was therefore admissible under West Virginia Rule
of Evidence 803(4). The Appellant was found guilty on January 25, 2008. He now appeals
that conviction.
II. Standard of Review
This Court has consistently held that [t]he action of a trial court in admitting
or excluding evidence in the exercise of its discretion will not be disturbed by the appellate
court unless it appears that such action amounts to an abuse of discretion. Syl. Pt. 10, State
v. Huffman, 141 W.Va. 55, 87 S.E.2d 541 (1955), overruled on other grounds by State ex
rel. R.L. v. Bedell, 192 W.Va. 435, 452 S.E.2d 893 (1994). Syllabus point four of State v.
Rodoussakis, 204 W. Va. 58, 511 S.E.2d 469 (1998), also instructs: A trial court's
evidentiary rulings, as well as its application of the Rules of Evidence, are subject to review
under an abuse of discretion standard. Likewise, in syllabus point two of State v. Peyatt,
173 W.Va. 317, 315 S.E.2d 574 (1983), this Court stated: 'Rulings on the admissibility of
evidence are largely within a trial court's sound discretion and should not be disturbed unless
there has been an abuse of discretion.' State v. Louk, 171 W.Va. 639, 301 S.E.2d 596, 599
(1983). Subject to these standards, we evaluate the Appellant's assignments of error.
III. Discussion
A. Admissibility of Testimony of Forensic Nurse
The Appellant contends that the trial court erroneously admitted hearsay
testimony from forensic nurse Cynthia Leahy under the medical testimony exception to the
hearsay rule.
(See footnote 5) The Appellant maintains that Nurse Leahy was not a medical provider and
that the victim was referred to Nurse Leahy by Deputy Link solely for forensic purposes.
The State, however, maintains that the evaluation had a pronounced medical component and
is admissible under what has been described as a dual purpose, comprising both medical
and forensic purposes.
In
State v. Edward Charles L., 183 W. Va. 641, 398 S.E.2d 123 (1990), this
Court addressed the admissibility of statements made by children during treatment with a
psychologist and found that such statements were admissible under certain circumstances.
In syllabus point five, this Court articulated the two-part test for admitting hearsay
statements pursuant to West Virginia Rule of Evidence 803(4), as follows:
The two-part test set for admitting hearsay statements
pursuant to W.Va.R.Evid. 803(4) is (1) the declarant's motive
in making the statements must be consistent with the purposes
of promoting treatment, and (2) the content of the statement
must be such as is reasonably relied upon by a physician in
treatment or diagnosis. Consistent with that framework, this Court in Edward Charles L. found that the statements
made by the victims of child sexual abuse to a treating psychologist did have a motive
consistent with promoting treatment because the mother had presented the children to the
psychologist for the purpose of treatment even before a criminal action was contemplated.
Further, the statements were such that they would have been reasonably relied upon by the
psychologist in diagnosis and treatment.
In
State v. Pettrey, 209 W.Va. 449, 549 S.E.2d 323 (2001), this Court
examined Rule 803(4) in the context of testimony from a play therapist regarding allegations
of sexual abuse disclosed during play therapy. Utilizing the reasoning of
Edward Charles
L., this Court addressed the issue of play therapy and held as follows in syllabus point nine
of
Pettrey:
When a social worker, counselor, or psychologist is
trained in play therapy and thereafter treats a child abuse victim
with play therapy, the therapist's testimony is admissible at trial
under the medical diagnosis or treatment exception to the
hearsay rule, West Virginia Rule of Evidence 803(4), if the
declarant's motive in making the statement is consistent with
the purposes of promoting treatment and the content of the
statement is reasonably relied upon by the therapist for
treatment. The testimony is inadmissible if the evidence was
gathered strictly for investigative or forensic purposes.
The Pettrey Court concluded that the statements at issue in that case, made by a child abuse
victim during play therapy treatment, were admissible under Rule 803(4). 209 W.Va. at 460,
549 S.E.2d at 334.
This Court also addressed the application of Rule 803(4) in
Misty D.G. v.
Rodney L.F., 221 W.Va. 144, 650 S.E.2d 243 (2007). This Court explained that the
evaluation of whether a child's statement to a therapist or counselor is admissible requires
an examination of the child's motive in originally making the statement, rather than the use
ultimately made of the child's statement. 221 W.Va. at 150-51, 650 S.E.2d at 249-50. The
Misty D.G. Court found that a child's statement to a sexual abuse counselor regarding
alleged sexual abuse was admissible in child custody modification proceedings under the
medical diagnosis or treatment exception to the hearsay rule. Although the counselor
initially evaluated the case in a forensic manner, this investigation was accomplished with
the intent of gathering information necessary for evaluation and subsequent treatment over
the course of numerous counseling sessions. Thus, the information was not gathered
strictly for investigative or forensic purposes and was therefore deemed admissible.
(See footnote 6)
Other jurisdictions encountering the question of admissibility of forensic nurse
testimony in child sexual abuse cases have also focused upon the purpose for which the
information was gathered. In
State v. Anderson, 864 A.2d 35 (Conn. App. 2005),
cert.
denied, 871 A.2d 1031, the Connecticut appellate court held that testimony from a certified
nurse practitioner regarding information provided by a victim of sexual assault was
admissible under the medical exception to the hearsay rule. 864 A.2d at 51. The defendant
in that case had argued that because the victim went to the nurse practitioner at the
suggestion of the police, rather than simply for medical care, the medical exception to the
hearsay rule was not applicable.
Id. at 47. The court disagreed, explaining that [t]he key
on which the issue of admissibility of the victim's statements turns is the purpose of the
examination and that the victim had believed she was seeing the nurse to be examined for
injuries she may have sustained.
Id. at 50. Thus, the court found that the testimony was
admissible because the purpose of the examination was not investigatory but, rather, was for
medical treatment.
Id. at 51.
Building upon that rationale, the Connecticut appellate court again addressed
the issue in
State v. Martin M., 971 A.2d 828 (Conn. App. 2009). In that case, the defendant,
having been charged with sexually abusing a minor victim, maintained that the forensic
nurse practitioner was not in the chain of medical treatment and that the victim had been
referred to the nurse by the police. 971 A.2d at 835. The victim had waited nine months to
visit the nurse, and the police had referred the victim to this nurse. The court found that the
victim here believed [the nurse's] examination was for medical purposes. Accordingly, the
court properly admitted [the nurse's] testimony of the victim's statements under the medical
exception to the hearsay rule.
Id.
Similarly, in
State v. Williams, 154 P.3d 322 (Wash. App. 2007), the
Washington Appellate Court found that testimony regarding a victim's statements to a
forensic nurse was admissible due to the fact that the statements were obtained for a
combination of purposes, both medical and forensic. 154 P.3d at 328. Referencing
guiding precepts very similar to those utilized by this Court in
Edward Charles L. and
Pettrey, the
Williams court stated as follows:
A party demonstrates a statement to be reasonably
pertinent when (1) the declarant's motive in making the
statement is to promote treatment, and (2) the medical
professional reasonably relied on the statement for purposes of
treatment. State v. Butler, 53 Wash.App. 214, 220, 766 P.2d
505 (1989).
Id. The court in Williams explained that the forensic nurse indicated as follows:
[T]he purpose of the questionnaire was two-fold: to gather
evidence and to identify treatable describe. [The nurse]
examined [the victim] based on the history she obtained and,
after the examination, provided [the victim] with information on
sexually transmitted diseases and the risk of pregnancy. She
also used the questionnaire to determine what kind of follow-up
referrals were necessary or helpful.
Id.
Interestingly, the factual scenarios in two cases from Maryland demonstrate
the differences between circumstances warranting admission of forensic nurse testimony and
those warranting exclusion. In Webster v. State, 827 A.2d 910 (Md. App. 2003), the court
permitted the testimony of a sexual assault nurse regarding the child victim's statements to
her. The court, based upon reasoning very similar to that described above, found that the
victim perceived the visit to be of a medical nature. Additionally, the actual examination
was for the dual purpose of both medical and forensic evaluation. The court opined that
[t]he rationale for admitting this type of hearsay - that statements in contemplation of
medical diagnosis or treatment are inherently reliable - may still exist in such
circumstances. 827 A.2d at 920. The court explained that [i]f the challenged statement
has some value in diagnosis or treatment, the patient would still have the requisite motive
for providing the type of 'sincere and reliable' information that is important to that diagnosis
and treatment. Id. (citation omitted). In permitting the challenged testimony, the court
stated that [t]his rationale applies in the context of this case, when a hospital nurse trained
in both emergency care and sexual assault forensic examination treats and forensically
examines a child immediately following a sexual assault, and in doing so solicits a
description of the incident. Id.
Four years later, in Coates v. State, 930 A.2d 1140 (Md. Ct. App. 2007), the
Court of Special Appeals of Maryland encountered a situation in which the timing of the
examination was extremely remote, the victim having been examined fourteen months after
the alleged sexual abuse. Thus, the court found testimony of the pediatric nurse practitioner
to be inadmissible since it could not be considered an examination for a medical purpose due
to the remoteness in time. 930 A.2d at 1163. A similar result was reached in State v.
Ortega, 175 P.3d 929 (N.M. App. 2007) cert denied, 175 P.3d 307, wherein testimony of a
sexual assault nurse examiner was held inadmissible where the examination was conducted
after the alleged victim had already participated in formal legal proceedings and the medical
needs of the alleged victim were not a primary object of the examination. 175 P.3d at 933.
Thus, where evidence exists to support a finding that a statement by a sexual
assault victim to a forensic nurse was obtained for dual medical and forensic purposes, the
testimony has consistently been ruled admissible. See also North Carolina v. Isenberg, 557
S.E.2d 568, 574-75 (2001), cert. denied, 561 S.E.2d 268 (2002) (finding no error in
admitting statements made to hospital nurse and physician who had dual medical and
forensic purposes for examination and interview); State v. Janda, 397 N.W.2d 59, 63 (N. D.
1986) (finding no error in admitting statement made to hospital nurse on duty when victim
arrived for examination because the purpose of an examination of the kind involved here
is not just the preservation of evidence, but diagnosis and treatment as well); Torres v.
Texas, 807 S.W.2d 884, 886-87 (Tex. Ct. App. 1991) (finding no error in admitting
statements made to emergency room nurse who engaged in a dual role of collecting
evidence and providing medical service).
Consistent with the reasoned authority of the precedent referenced above, this
Court holds that when a child sexual abuse or assault victim is examined by a forensic nurse
trained in sexual assault examination, the nurse's testimony regarding statements made by
the child during the examination is admissible at trial under the medical diagnosis or
treatment exception to the hearsay rule, West Virginia Rule of Evidence 803(4), if the
declarant's motive for making the statement was consistent with the purposes of promoting
treatment and the content of the statement was reasonably relied upon by the nurse for
treatment. In determining whether the statement was made for purposes of promoting
treatment, such testimony is admissible if the evidence was gathered for a dual medical and
forensic purpose, but it is inadmissible if the evidence was gathered strictly for investigative
or forensic purposes.
In the case sub judice, Nurse Leahy explained during her testimony that the
evaluation included a medical component. Specifically, she stated as follows:
Well, we actually perform some of the screening. For example,
in sexual abuse cases we need to obtain a certain amount of
medical information to make a determination on whether the
patient is at any type of risk for pregnancy or sexually
transmitted illnesses or other injuries that may require further
medical evaluation so we are involved in that plan with the
physician.
She continued by explaining that we obtain their health history, their surgical history, some
of their sexual history from the patient and the parent.
T.F. testified that she did not know what a forensic nurse was, and with
specific regard to Nurse Leahy, T.F. stated, I just know she is a nurse. In commenting on
the decision to take T.F. to Winchester, T.F.'s mother stated that she took T.F. to
Winchester Hospital to be checked.
In ruling on the Appellant's objection to the introduction of Nurse Leahy's
testimony, the trial court stated as follows:
It appears to the Court from the testimony of [the nurse]
that there is a large medical component to what she does and
that the conversations she had with the alleged victim of this
matter were based on evidence she was gathering for purposes
of medical diagnosis and treatment which even extended
beyond the immediate issue to whether or not there were any
diseases that needed to be checked out and things of that nature.
The Court does find that the information was given by
this alleged victim to [the nurse] for purpose of medical
diagnosis and treatment which does fall . . . within a firmly
routed hearsay exception, and it has adequate indicia of
reliability, therefore, the Court is going to permit this line of
inquiry.
Based upon the evidence of record, this Court finds no abuse of discretion in the trial court's
decision to admit the testimony of Nurse Leahy regarding her examination of T.F. and the
information provided during that examination.
(See footnote 7)
B. Hearsay: Appellant's Statement to Police
As referenced in the factual recitation above, while the Appellant was being
escorted out of the family home, he told police that they should ask the victim's mother
about allowing the victim to drink alcohol. When the State attempted to introduce this
comment into evidence at trial through the testimony of the police officer, the Appellant
objected on the basis of hearsay. The trial court permitted the introduction of such evidence
over the Appellant's objection.
On appeal, the State contends that a party's own statement may be used against
him, pursuant to Rule 801(d)(2)(A) of the West Virginia Rule of Evidence. That rule
provides as follows: Statements which are not hearsay: Admission by Party-Opponent. The
statement is offered against a party and is (A) the party's own statement, in either an
individual or a representative capacity. . . .
Indeed, consistent with the argument of the State in this case, this Court has
recognized that a statement is not hearsay if such statement is offered against a party and is
his own statement, in either his individual or representative capacity. Southern v. Burgess,
198 W.Va. 518, 482 S.E.2d 135 (1996); State v. Delaney, 187 W.Va. 212, 417 S.E.2d 903
(1992). In syllabus point one of Heydinger v. Adkins, 178 W.Va. 463, 360 S.E.2d 240
(1987), this Court explained that [a] statement is not hearsay if the statement is offered
against a party and is his [or her] own statement, in either his [or her] individual or a
representative capacity. W.Va.R.Evid. 801(d)(2)(A). The Heydinger Court stated as
follows:
Rule 801(d) of the West Virginia Rules of Evidence removes certain categories of evidence from the definition of
hearsay, notwithstanding the fact that in each instance the
category of evidence fits within the language of the hearsay
definition found in W.Va.R.Evid. 801(c), and allows such
evidence to be admitted at trial. See F. Cleckley, Handbook on
Evidence for West Virginia Lawyers § 8.4, at 466 (2d ed. 1986).
178 W.Va. at 468, 360 S.E.2d at 245. The Heydinger Court also explained that the rule is
sensible from a practical standpoint.
The theory underlying this evidentiary rule is that if a
person's own statements are offered against him, he cannot be
heard to complain that he was denied an opportunity for
cross-examination. An additional justification supporting the
admissibility of this class of evidence is the fact that it is
inherently trustworthy. [citation omitted] Presumably, a party
would not admit or state anything against his or her interest
unless it was true; nevertheless, if the statement is inaccurate,
the party may deny it altogether or explain why he/she made it.
178 W.Va. at 468, 360 S.E.2d at 245.
Notably, the trial court in this case also evaluated this admissibility issue under
Rule 804(b)(3) of the West Virginia Rules of Evidence, as a statement against interest.
Recognizing that the language of the rule designates this section as applicable only where
a declarant is unavailable, we do not premise our conclusions on any application of this rule.
As previously contemplated in a myriad of contexts, [t]his Court may, on appeal, affirm the
judgment of the lower court when it appears that such judgment is correct on any legal
ground disclosed by the record, regardless of the ground, reason or theory assigned by the
lower court as the basis for its judgment. Syl. Pt. 3, Barnett v. Wolfolk, 149 W.Va. 246, 140
S.E.2d 466 (1965).
One of the primary issues raised at trial in this matter was whether the victim
was permitted and/or encouraged to consume alcoholic beverages immediately prior to one
of the instances of sexual abuse. This matter was the subject of disputed testimony, the
mother having testified that the child was not permitted to drink and the child testifying
otherwise. Thus, we find that testimony referencing statements made by the Appellant as
he exited the family home is permissible as an admission by a party opponent. We premise
our conclusion upon application of Rule 801(d)(2)(A) of the West Virginia Rule of
Evidence, finding that the evidence was properly admitted as the Appellant's own statement
offered against him. We conclude that the lower court did not abuse its discretion in
permitting the testimony at issue.
C. Additional Assignments of Error
The Appellant also contends that the evidence against him was insufficient to
sustain the jury verdict, even when viewed in a light most favorable to the State. The
Appellant argues that the trial court should have directed a verdict in favor of the Appellant.
However, the trial court specifically found that the victim's own testimony would have been
sufficient, even if standing alone, to justify the guilty verdict. In addition to the victim's
testimony, the mother, the forensic nurse, and Deputy Link all testified regarding the
incidents of abuse.
As this Court has previously articulated, a defendant asserting insufficiency
of evidence faces a difficult task. This Court explained as follows in pertinent part of
syllabus point three of State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995):
A criminal defendant challenging the sufficiency of the
evidence to support a conviction takes on a heavy burden. An
appellate court must review all the evidence, whether direct or
circumstantial, in the light most favorable to the prosecution and
must credit all inferences and credibility assessments that the
jury might have drawn in favor of the prosecution. The evidence
need not be inconsistent with every conclusion save that of guilt
so long as the jury can find guilt beyond a reasonable doubt. . .
. [A] jury verdict should be set aside only when the record
contains no evidence, regardless of how it is weighed, from
which the jury could find guilt beyond a reasonable doubt.
Upon review by this Court, we find no merit in the Appellant's assertion that the evidence
was insufficient to sustain the guilty verdict against him. Extensive and credible evidence
was presented, including the testimony of the victim, her mother, the forensic nurse, and the
police officer investigating the matter.
The Appellant also contends that the trial court erred in imposing a
disproportionate sentence upon the Appellant. The trial court sentenced the Appellant to
consecutive sentences of ten to twenty-five years on Count I; one to five years on Count II;
ten to twenty-five years on Count III; and ninety days on Count IV. In establishing this
sentence, the trial court considered arguments of counsel, defense witness testimony, the
Appellant's psychological examination, and the pre-sentence report. The trial court cited the
Appellant's inability to admit guilt, his petit larcenies, and his conviction for animal cruelty.
According to defense counsel, the Appellant indicated that he did not have a specific
recollection of those [crimes] but admitted them.
The State maintains that the sentence imposed by the trial court in this matter
was appropriate and within statutory limits. In syllabus point four of State v. Goodnight, 169
W.Va. 366, 287 S.E.2d 504 (1982), this Court explained that [s]entences imposed by the
trial court, if within statutory limits and if not based on some [im]permissible factor, are not
subject to appellate review. This Court has also clearly enunciated that it will review
sentencing orders under a deferential abuse of discretion standard. State v. Lucas, 201
W.Va. 271, 276, 496 S.E.2d 221, 226 (1997).
In the present case, the trial court examined all the evidence introduced at trial,
observed the demeanor of the witnesses, and reviewed all records of prior criminal history.
The Appellant's crimes constituted predatory abuse of his girlfriend's daughter, he refused
to admit his culpability, and he was reported to be quite defensive during psychological
testing. The psychological report also indicated that he attempted to minimize and deny his
sexual behavior, and the trial court observed that Dr. Kradel points out that the defendant
answered test questions and responded to test stimuli in a manner highly similar to that of
men who have sexually molested a child under 18 years of age who deny having committed
this behavior. The trial court also observed the fact that the Appellant's family was in
denial of his crimes, and the court stated that it has no optimism or expectation, in fact, that
the family would guard against his contact with young female potential victims in this matter
under the age of 18. The trial court also noted that the Appellant had been on probation for
his prior crimes and that apparently probation did not act as a deterrence for the commission
of other crimes. . . . The trial court summarized its findings as follows:
Looking at this matter and looking at all the findings that
the Court has rendered thus far, the Court believes in
consideration of the defendant's criminal history that he will
commit another crime even if it's not a crime of this nature.
However, it appears likely to this Court that the community may
be at risk for him to commit another crime of this nature
because he has failed to accept responsibility for this. He
denied that it happened. And, therefore, as previously stated, he
is not going to be able to have the benefit of any rehabilitative
counseling or program.
In this matter, the community interest demands
incarceration for two reasons. Both to punish this defendant for
his actions and also to prevent the commission of future crimes
to protect the safety of other young women in our community.
Upon review, this Court finds that the trial court thoroughly and insightfully
evaluated the sentencing component of this case. We find no error in the trial court's
sentencing determinations.
(See footnote 8)
IV. Conclusion
Based upon the foregoing, this Court affirms the judgment of the Circuit Court
of Morgan County.
Affirmed.
Footnote: 1
The four counts upon which the Appellant was convicted included the
following:
1. Sexual Assault in 2nd degree, pursuant to W.Va. Code § 61-
8B-4, based upon a February 26, 2006, incident during which
the Appellant placed his mouth on the victim's vagina.
2. Sexual Abuse in 1st degree, pursuant to W.Va. Code § 61-8B-
7, based upon the Appellant touching the victim's vagina and
breast between April 2004 and April 2005.
3. Sexual Assault in 2nd degree, pursuant to W.Va. Code § 61-
8B-4, based upon an incident during which the Appellant placed
his mouth on the victim's vagina between April 2004 and April
2005.
4. Sexual Abuse in 3rd degree, pursuant to W.Va. Code §61-8B-
9, based upon a February 26, 2006, incident.
Footnote: 2
The victim was twelve years of age at the time of the February 2006 incident.
Consistent with our past practice in juvenile and domestic relations cases which involve
sensitive facts, we use initials in place of the last names of the parties.
See In the matter of
Jonathan P., 182 W. Va. 302, 303 n. 1, 387 S.E.2d 537, 538 n. 1 (1989).
Footnote: 3
Ms. Younker testified that she drank two Kahluas, and she claimed that she
had prepared a non-alcoholic Kahlua and cream for the victim. The Appellant consumed
beer, Kahlua, and Jagermeister. The victim stated that she had been given a glass of Kahlua
and a shot of alcohol. She further stated that the Appellant had continued to offer her
alcohol, but she declined.
Footnote: 4
In the application for the protection, Ms. Younker indicated that she suspected
that sexual abuse by the Appellant had previously occurred. She testified that she had
walked into T.F.'s room to find the Appellant on the bed with T.F. One of T.F.'s legs was
on the Appellant's leg, and one leg was wrapped around the Appellant's back. T.F. later
testified that the Appellant did not assault her on that occasion. Ms. Younker dropped the
Family Protection Plan on March 16, 2006, and permitted the Appellant to move back into
the home with her, their two sons, and another son of Ms. Younker from a prior relationship.
The victim moved to the home of her biological father.
Footnote: 5
W. Va. R. Evid. 803(4) provides, in pertinent part, as follows: Rule 803(4)
provides: The following are not excluded by the hearsay rule, even though the declarant is
available as a witness. . . . (4) statements for purposes of medical diagnosis or treatment.
Statements made for purposes of medical diagnosis or treatment and describing medical
history, or past or present symptoms, pain, or sensations, or the inception or general
character of the cause or external source thereof insofar as reasonably pertinent to diagnosis
or treatment.
Footnote: 6
Professor Cleckley also commented on the scope of Rule 803(4) in his treatise
on the rules of evidence as follows:
Statements, to qualify under the rule, need not be made
specifically to a physician. The statement may be directed to
such personnel as nurses, technicians, or even family members
as long as the purpose of the statement is for diagnosis or
treatment. It is the motive to promote diagnosis and treatment,
and not the fact as to whom the statements were made, that
gives such statements their indicia of trustworthiness.
Franklin D. Cleckley, Vol. 2, Handbook on Evidence for West Virginia Lawyers, §
8-3(B)(4), at 8-129 (2000).
Footnote: 7
The Appellant also suggests that his right to confrontation was violated by the
admission of the testimony of Nurse Leahy. In rejecting that assertion, we note that both
T.F. and the nurse were available witnesses, and the Appellant availed himself of ample
opportunity to question them. In syllabus point six of
State v. Mechling, 219 W.Va. 366, 633
S.E.2d 311 (2006), this Court explained as follows: Pursuant to
Crawford v. Washington,
541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), the Confrontation Clause contained
within the Sixth Amendment to the United States Constitution and Section 14 of Article III
of the West Virginia Constitution bars the admission of a testimonial statement by a witness
who does not appear at trial, unless the witness is unavailable to testify and the accused had
a prior opportunity to cross-examine the witness. 219 S.E.2d at 368, 633 S.E.2d at 313
(emphasis supplied). We find no Confrontation Clause violation in this case.
Footnote: 8
The Appellant also asserts cumulative error. We find no merit to this claim,
based upon our evaluation of the Appellant's other contentions.