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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2009 Term
__________
No. 34268
__________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee,
v.
TANYA D. HARDEN,
Defendant Below, Appellant.
_______________________________________________
Appeal from the Circuit Court of Cabell County
Honorable Alfred E. Ferguson, Judge
Criminal Action No. 05-F-44
VACATED and REMANDED
for JUDGMENT OF ACQUITTAL
_______________________________________________
Submitted: April 8, 2009
Filed: June 4, 2009
Darrell V. McGraw, Jr.
Russel S. Cook, Esq.
Attorney General
J.L. Hickok, Esq.
Robert D. Goldberg West Virginia Public Defender Services
Assistant Attorney General Charleston, West Virginia
Charleston, West Virginia
Attorneys for Appellant
Attorneys for Appellee
JUSTICE KETCHUM delivered the Opinion of the Court.
CHIEF JUSTICE BENJAMIN dissents and reserves the right to file a separate opinion.
SYLLABUS BY THE COURT
1. A reviewing court should not reverse a criminal case on the facts
which have been passed upon by the jury, unless the court can say that there is reasonable
doubt of guilt and that the verdict must have been the result of misapprehension, or passion
and prejudice. Syllabus Point 3,
State v. Sprigg, 103 W.Va. 404, 137 S.E. 746 (1927).
2. The function of an appellate court when reviewing the sufficiency of
the evidence to support a criminal conviction is to examine the evidence admitted at trial to
determine whether such evidence, if believed, is sufficient to convince a reasonable person
of the defendant's guilt beyond a reasonable doubt. Thus, the relevant inquiry is whether,
after viewing the evidence in the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime proved beyond a reasonable
doubt. Syllabus Point 1, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
3. Where a defendant has asserted a plea of self-defense, evidence showing
that the decedent had previously abused or threatened the life of the defendant is relevant
evidence of the defendant's state of mind at the time deadly force was used. In determining
whether the circumstances formed a reasonable basis for the defendant to believe that he or
she was at imminent risk of serious bodily injury or death at the hands of the decedent, the
inquiry is two-fold. First, the defendant's belief must be subjectively reasonable, which is
to say that the defendant actually believed, based upon all the circumstances perceived by
him or her at the time deadly force was used, that such force was necessary to prevent death
or serious bodily injury. Second, the defendant's belief must be objectively reasonable when
considering all of the circumstances surrounding the defendant's use of deadly force, which
is to say that another person, similarly situated, could have reasonably formed the same
belief. Our holding in Syllabus Point 6 of State v. McMillion, 104 W.Va. 1, 138 S.E. 732
(1927), is expressly overruled.
4. Where it is determined that the defendant's actions were not reasonably
made in self-defense, evidence that the decedent had abused or threatened the life of the
defendant is nonetheless relevant and may negate or tend to negate a necessary element of
the offense(s) charged, such as malice or intent.
5. An occupant who is, without provocation, attacked in his or her home,
dwelling or place of temporary abode, by a co-occupant who also has a lawful right to be
upon the premises, may invoke the law of self-defense and in such circumstances use deadly
force, without retreating, where the occupant reasonably believes, and does believe, that he
or she is at imminent risk of death or serious bodily injury. In determining whether the
circumstances formed a reasonable basis for the occupant to believe that he or she was at
imminent risk of death or serious bodily injury at the hands of the co-occupant, the inquiry
is two-fold. First, the occupant's belief must be subjectively reasonable, which is to say that
the occupant actually believed, based upon all the circumstances perceived by him or her at
the time deadly force was used, that such force was necessary to prevent death or serious
bodily injury. Second, the occupant's belief must be objectively reasonable when
considering all of the circumstances surrounding the occupant's use of deadly force, which
is to say that another person, similarly situated, could have reasonably formed the same
belief. Our decision in Syllabus Point 2, State v. Crawford, 66 W.Va. 114, 66 S.E. 110
(1909), is expressly overruled.
6. Once there is sufficient evidence to create a reasonable doubt that the
killing resulted from the defendant acting in self-defense, the prosecution must prove beyond
a reasonable doubt that the defendant did not act in self-defense. Syllabus Point 4, State v.
Kirtley, 162 W.Va. 249, 252 S.E.2d 374 (1978).
Ketchum, J.:
This case is before the Court upon the appeal of Tanya A. Harden (defendant)
from the final order of the Circuit Court of Cabell County sentencing the defendant to a term
of life imprisonment with the possibility of parole following defendant's conviction for first
degree murder.
The defendant, who asserted a claim of self-defense at trial, has submitted
several assignments of error in support of her appeal. After careful consideration of the
parties' arguments, the record, and relevant authorities, we find one of those assigned errors
to be dispositive. Specifically, we find that the State failed to prove beyond a reasonable
doubt that the defendant's actions were not made in self-defense. Accordingly, for the
reasons set forth in this opinion, we vacate the defendant's conviction and remand this matter
to the circuit court with directions to enter a judgment of acquittal.
I.
Background
On September 5, 2004, the defendant was arrested upon her admission to
having shot and killed her husband, Danuel Harden. At trial, the defendant asserted a claim
of self-defense, arguing that her actions precipitously followed a night of domestic terror
that ended only when the defendant shot and killed the decedent. The evidence adduced
(See footnote 1) at
the defendant's trial showed that the decedent, while drinking heavily (with a blood alcohol
count ultimately reaching 0.22% at the time of his death) subjected the defendant to a
several-hour-long period of physical and emotional violence. This violence included the
decedent brutally beating the defendant with the butt and barrel of a shotgun, brutally beating
the defendant with his fists, and sexually assaulting the defendant. An emergency room
physician at Cabell Huntington Hospital, who examined the defendant on the morning of the
shooting, testified that the defendant had contusions of both orbital areas, the right upper
arm, a puncture wound with a foreign body of the right forearm, contusions of her chest, left
facial cheek, the left upper lip and that X-rays done at the time demonstrated a nasal
fracture.
In addition to the physical violence summarized above, the evidence adduced
at trial also showed that the decedent repeatedly threatened to kill the defendant and the
defendant's nine-year-old son B.H.,
(See footnote 2) ten-year-old daughter A.H., and ten-year-old B.K. (a
friend of A.H.'s who had been invited for a sleep over). This evidence included testimony
from two of the children. B.H. testified to seeing and hearing the decedent say to the
defendant I am going to go get the gun and shoot you and that the decedent did, in fact, go
to a back room in the defendant's home and get a shotgun, and returned to the room with the
gun where the decedent subsequently struck the defendant with the butt of the gun in the
shoulders and arms while she was seated in a recliner. In addition to B.H.'s testimony, B.K.
also testified that she was frightened by what she could hear from her bedroom and had
difficultly falling asleep, and that after finally falling asleep, she was awakened by more
sounds of fighting, at one point over-hearing the defendant say to the decedent that she
didn't want to get killed with her two kids.
It is conceded by the State that the defendant suffered a night of domestic
terror. During its opening statement the State described the evening's violence as a knock-
down-drag-out fight. By the time of the State's closing argument, the State conceded to the
jury that Yes, she had a night of terror. In its brief to this Court, the State concedes that
the decedent's death followed an evening of physical and sexual abuse.
Notwithstanding the fact that it does not dispute that the defendant endured a
night of extreme violence at the hands of the decedent, the State nonetheless argues that the
defendant's claim of self-defense is untenable. In its closing argument, the State argued
to the jury that the law . . . on self-defense says that in order to use deadly force in
self-defense you must find that the apprehension existed at the time the defendant attacked,
or in this case shot, the [decedent]. In addition, the State maintained that the defendant did
not have a reasonable basis to apprehend any danger from the decedent at the time she used
deadly force against the decedent because there had been a cooling off period, and the
evidence showed that the decedent was lying down on a couch possibly asleep or,
alternately, possibly passed out drunk when the defendant shot him.
(See footnote 3) The State further
argued to the jury that the defendant's use of deadly force was not reasonable because the
defendant could have retreated from any danger posed by the decedent, evidenced by the fact
that the decedent is on that couch with a BAC of .22 and she has got control of that shotgun,
she . . . could have called the law, and she could have walked out of that trailer. Period. But
she didn't.
On appeal the defendant argues that the State failed to submit sufficient
evidence to prove beyond a reasonable doubt that her actions were not made in self-defense.
We have previously held that [a] reviewing court should not reverse a criminal case on the
facts which have been passed upon by the jury, unless the court can say that there is
reasonable doubt of guilt and that the verdict must have been the result of misapprehension,
or passion and prejudice. Syllabus Point 3, State v. Sprigg, 103 W.Va. 404, 137 S.E. 746
(1927). Accord Syllabus Point 1, State v. Easton, 203 W.Va. 631, 510 S.E.2d 465 (1998).
We have further held that:
The function of an appellate court when reviewing the
sufficiency of the evidence to support a criminal conviction is to
examine the evidence admitted at trial to determine whether
such evidence, if believed, is sufficient to convince a reasonable
person of the defendant's guilt beyond a reasonable doubt.
Thus, the relevant inquiry is whether, after viewing the evidence
in the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime
proved beyond a reasonable doubt.
Syllabus Point 1, State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
With these standards in mind, we turn to the issues presented.
III.
Discussion
Given the complexity of the issues raised in our analysis of whether the State
submitted sufficient evidence to prove, beyond a reasonable doubt, that the defendant's
actions were not made in self-defense, we will divide our discussion into three sections. In
Section III.1., we address the State's argument that the defendant's use of lethal force was
unreasonable because our law precludes an apprehension of danger previously entertained, i.e., prior threats of violence or acts of violence, as justifying the use of deadly force. In
Section III.2., we address the State's argument that the defendant's actions were
unreasonable because the defendant had a duty to retreat from her home in lieu of using
deadly force against the decedent. In Section III.3., we address the sufficiency of the State's
evidence.
III.1.
Apprehension of Danger
A long-standing tenet of our self-defense doctrine is that a defendant's use of
deadly force must be based upon a reasonable apprehension by the defendant that he or she
was at imminent peril of death or serious bodily injury. In Syllabus Point 8 of State v. Cain,
20 W.Va. 679 (1882), we held that:
In such a case as to the imminency of the danger, which
threatened the prisoner, and the necessity of the killing in the
first instance the prisoner is the judge; but he acts at his peril, as
the jury must pass upon his action in the premises, viewing said
actions from the prisoner's stand-point at the time of the killing;
and if the jury believe from all the facts and circumstances in the
case, that the prisoner had reasonable grounds to believe, and
did believe, the danger imminent, and that the killing was
necessary to preserve his own life or to protect him from great
bodily harm, he is excusable for using a deadly weapon in his
defense, otherwise he is not.
In the case before us, it is clear that the State does not believe that the
defendant had a reasonable basis to believe that she was in imminent danger of death or
serious bodily injury at the time she used deadly force against the decedent. The State
acknowledges that the decedent's death followed an evening of physical and sexual abuse
inflicted upon the defendant by the decedent, but argues notwithstanding this night of
terror a reasonable juror could have found that the defendant's use of lethal force was not
reasonable under our law.
The State's argument on this point is straightforward. Our law, the State
argues, requires that deadly force be employed only to repel an apprehension of death or
serious bodily injury existing at the time deadly force is used, and specifically excludes any
apprehension of danger previously entertained as justifying the use of deadly force. Under
the circumstances of the defendant's case, the State argues, the defendant did not have a
reasonable basis to apprehend any imminent danger from the decedent at the time she used
deadly force because the facts suggested that there had been a cooling off period after the
decedent's violent acts. Therefore, the State argues, because the decedent's violent acts had
ended, those violent acts constituted an apprehension of danger previously entertained and
could not justify the defendant's use of deadly force.
It is clear from the record that the State bases its arguments largely on Syllabus
Point 6 of our decision in State v. McMillion, 104 W.Va. 1, 138 S.E. 732 (1927)(emphasis
added), where we held that:
Under his plea of self-defense, the burden of showing the
imminency of the danger rests upon the defendant. No
apprehension of danger previously entertained will justify the
commission of the homicide; it must be an apprehension existing
at the time the defendant fired the fatal shot.
It is also clear that the State bases its argument on the trial court's self-defense instruction.
This self-defense instruction, which was offered by the State, contained the following
language relevant to the issue of the reasonableness of the defendant's belief that death or
serious bodily injury was imminent:
In order for the Defendant to have been justified in the
use of deadly force in self-defense, she must not have provoked
the assault on her or have been the aggressor. Mere words,
without more, do not constitute provocation or aggression.
Furthermore,
you must find that the apprehension existed at the
time that the defendant attacked the victim. No apprehension of
danger previously entertained will justify the commission of
homicide. (Emphasis added).
(See footnote 4)
It is obvious that the referenced portion of the trial court's self-defense
instruction was based entirely on Syllabus Point 6 of State v. McMillion, supra. The question
our review thus presents is whether Syllabus Point 6 of McMillion, and the State's argument
based thereon, conflicts with our more recent precedent holding that prior physical and
mental abuse by a decedent is relevant evidence on the issue of the reasonableness of a
defendant's belief that death or serious bodily injury were imminent. We find that it does.
We begin our analysis by noting that our precedent establishes that the
reasonableness of a defendant's belief that he or she was at imminent risk of death or
serious bodily injury is a two-part inquiry, with a subjective component and an objective
component. In Syllabus Point 8 of State v. Cain, supra, we described this inquiry as
requiring that the jury must pass upon [the defendant's] action in the premises, viewing said
actions from the [defendant's] stand-point at the time of the killing[.] We further held in
Syllabus Point 8 of State v. Cain that the jury must believe from all the facts and
circumstances in the case, that the [defendant] had reasonable grounds to believe, and did
believe, the danger imminent.
More recently, we addressed the reasonableness inquiry in State v. Cook, 204
W.Va. 591, 515 S.E.2d 127 (1999), where we concluded that the two-part inquiry required
a finding that a defendant actually believe that [she] is in danger and that belief must be a
reasonable one. State v. Cook, 204 W.Va. 591, 601, 515 S.E.2d 127, 137, citing State v.
Elam, 328 N.W.2d 314, 317 (Iowa 1982) ([T]he test of justification is both subjective and
objective. The actor must actually believe that he is in danger and that belief must be a
reasonable one.).
Plainly stated, the reasonableness inquiry is as follows. First, a defendant's
belief that death or serious bodily injury was imminent must be shown to have been
subjectively reasonable, which is to say that a defendant actually believed, based upon all the
circumstances perceived by him or her at the time deadly force was used, that such force was
necessary to prevent death or serious bodily injury. Second, that the defendant's belief must
be objectively reasonable when considering all of the circumstances surrounding the
defendant's use of deadly force, which is to say that another person, similarly situated, could
have reasonably formed the same belief.
Having thus briefly summarized the standard by which the reasonableness of
the defendant's actions are measured, we turn to the issue of McMillion's absolute
prohibition that no apprehension of danger previously entertained may be used to justify
a homicide as having been committed in self-defense.
Our precedent since McMillion clearly establishes that a defendant, who has
been the victim of domestic violence that tragically ends with the defendant's killing the
battering spouse, is entitled to elicit testimony about the prior physical beatings she received
in order that the jury may fully evaluate and consider the defendant's mental state at the time
of the commission of the offense. State v. Dozier, 163 W.Va. 192, 197-198, 255 S.E.2d
552, 555 (1979), citing State v. Hardin, 91 W.Va. 149, 112 S.E. 401 (1922) (defendant
entitled to introduce evidence that decedent was a quarrelsome man who had previously
attacked defendant and threatened defendant's life).
We have similarly held that evidence of prior threats and violence is relevant
to negate criminal intent. State v. Lambert, 173 W.Va. 60, 63-64, 312 S.E.2d 31, 35
(1984). In State v. Wyatt, 198 W.Va. 530, 542, 482 S.E.2d 147, 159 (1996), we explained
that a defendant's domestic abuse was relevant to establish either the lack of malice,
intention, or awareness, and thus negate or tend to negate a necessary element of one or the
other offenses charged. In State v. Plumley, 184 W.Va. 536, 540, 401 S.E.2d 469, 473
(1990)(citations omitted)(emphasis added), we further noted that:
the reasonableness of an individual's beliefs and actions in self-
defense must be . . . viewed in [the] light of the circumstances
in which he acted at the time and not measured by subsequently
developed facts. State v. Reppert, 132 W.Va. 675, 691, 52
S.E.2d 820, 830 (1949). Moreover, we have explained that the reasonableness of the conduct may depend upon past actions of
the decedent, including threats, violence, and general reputation.
[State v.]W.J.B., 166 W.Va. [602,] 614, 276 S.E.2d [550,] 556
[1981].
Finally, in State v. Summers, 118 W.Va. 118, 188 S.E. 873 (1936), we
addressed a trial court's self-defense instruction very similar to that given in the defendant's
case, and which also closely paralleled Syllabus Point 6 of our decision in McMillion. In Summers, the defendant (Mr. Summers) was convicted of murder and sentenced to life
imprisonment following trial. At trial, Mr. Summers had asserted a claim of self-defense.
The evidence showed that the decedent had on previous occasions threatened the life of both
Mr. Summers and his wife, and that the decedent had also on a prior occasion threatened to
rape Mr. Summers' wife. Mr. Summers testified that he shot the decedent through a screen
door, killing the decedent, after observing the decedent threatening his wife with a blackjack.
The State's witnesses, however, testified that the decedent came into the confectionery
through the side door without using force toward anyone; that Mrs. Summers was at the time
behind the counter waiting on the customers; and that [the decedent] did not get within reach
of [Mrs. Summers]. 118 W.Va. at 120, 188 S.E. at 874.
In reviewing the record of Mr. Summers' appeal, we concluded that the trial
court had committed plain error by giving the following instruction:
The court instructs the jury that in determining whether
the defendant at the time he shot the deceased was acting in the
lawful defense of his wife the jury must believe from the
evidence in the case that the circumstances at the time
surrounding the prisoner were such as gave him good cause to
believe, and did believe, that his wife was in imminent danger
of death or great bodily harm at the hands of the deceased, and
it was necessary to fire said shot to protect her from such
danger. The acts and conduct, if any, of the deceased at the time
and prior to the shooting may be considered by the jury in
determining whether the defendant had such cause to believe
and fired said shot under such belief, but no acts or conduct of
the deceased prior to that time would excuse the defendant for
shooting the deceased.
Summers, 118 W.Va. at 120-121, 188 S.E. at 875. (Emphasis added.)
In reversing the defendant's conviction in Summers, we concluded that the
instruction permitted the jury to consider the decedent's prior conduct only for the purpose of determining whether the defendant had cause to believe and did believe at the time of the
shooting that his wife was in imminent danger of death or great bodily harm at the hands of
the deceased. 118 W.Va. at 121, 188 S.E. at 875. We further concluded that the trial court
by so limiting the jury in its consideration of the evidence, committed plain error on the
basis that the jury should have been permitted to consider the evidence of the previous
conduct of decedent for the purpose of determining whether the homicide was murder or
manslaughter. Id.
It is clear to us that our precedent since McMillion provides that the decedent's
violent criminal acts and threats of death are relevant to the determination of the subjective
reasonableness of the defendant's belief that she was at imminent risk of death or serious
bodily injury. This is to say, under the facts of this case, the defendant's subjective belief
that death or serious bodily injury was imminent, and that deadly force was necessary to
repel that threat, necessarily included the fact that the decedent had, precipitously preceding
his death, physically and sexually assaulted the defendant and repeatedly threatened the life
of the defendant and the lives of the children.
We therefore hold that where a defendant has asserted a plea of self-defense,
evidence showing that the decedent had previously abused
(See footnote 5) or threatened the life of the
defendant is relevant evidence of the defendant's state of mind at the time deadly force was
used. In determining whether the circumstances formed a reasonable basis for the defendant
to believe that he or she was at imminent risk of serious bodily injury or death at the hands
of the decedent, the inquiry is two-fold. First, the defendant's belief must be subjectively
reasonable, which is to say that the defendant actually believed, based upon all the
circumstances perceived by him or her at the time deadly force was used, that such force was
necessary to prevent death or serious bodily injury. Second, the defendant's belief must be
objectively reasonable when considering all of the circumstances surrounding the defendant's
use of deadly force, which is to say that another person, similarly situated, could have
reasonably formed the same belief. Our holding in Syllabus Point 6 of
State v. McMillion,
104 W.Va. 1, 138 S.E. 732 (1927), is expressly overruled.
We further hold that where it is determined that the defendant's actions were
not reasonably made in self-defense, evidence that the decedent had abused or threatened the
life of the defendant is nonetheless relevant and may negate or tend to negate a necessary
element of the offense(s) charged, such as malice or intent.
Having thus concluded, we find the State's arguments above-described
unpersuasive.
III.2.
Duty to Retreat
In addition to its argument that the defendant's use of deadly force was
unreasonable because there had been a cooling off period, the State further argues that the
same cooling off period provided the defendant the opportunity to retreat from her home
so as to avoid further attacks. Our review of the record shows that during closing arguments
the State advanced this argument, telling the jury that the defendant could have walked out
of that trailer. Period. But she didn't. Implicit in this argument is that the defendant had
a duty to retreat from her home.
As a general proposition, our precedent in self-defense cases clearly state that
where an unlawful intrusion has occurred in the sanctity of one's home, an occupant of the
home has no duty to retreat. Generally described as the castle doctrine, castle rule or
home rule,
(See footnote 6) our precedent succinctly states that [a] man attacked in his own home by an
intruder may invoke the law of self-defense without retreating. Syllabus Point 4,
State v.
Preece, 116 W.Va. 176, 179 S.E. 524 (1935).
Accord Syllabus Point 1,
State v. W.J.B., 166
W.Va. 602, 276 S.E.2d 550 (1981).
The distinction of the present issue is that the decedent was not an intruder, but
instead a lawful co-occupant having equal entitlement with the defendant to be present
therein. In Syllabus Point 2, State v. Crawford, 66 W.Va. 114, 66 S.E. 110 (1909)(emphasis
added), we held that:
On a trial for murder, instructions to the jury asserting
defendant's right to stand his ground and not retreat, based on
the theory of a deadly attack by deceased on, and on defendant
in his dwelling, or castle, are inapplicable where the evidence
shows defendant and deceased were at the time of the homicide
jointly occupying the house where the killing occurred; the
ordinary rules as to self-defense, propounded in other
instructions given at the request of defendant, alone being
applicable.
Similarly, in State v. Boggs, 129 W.Va. 603, 615-616, 42 S.E.2d 1, 8 (1946), we held that a
defendant, who was a co-habitant of a house where the decedent and decedent's wife also
lived, was not entitled to an instruction on defendant's right to stand his ground and not
retreat on the grounds that the decedent was a co-occupant of the same dwelling.
The question that our decisions in Crawford, Boggs and other similar cases
present is whether we should continue to follow the proposition that an occupant of a home
has a duty to retreat when a co-occupant of the same home has attacked or otherwise placed
the occupant in danger of serious bodily injury or death. We conclude that we should not.
In reaching our conclusion, we have considered the decisions of other supreme
courts that have addressed a similar issue. Initially, we note that West Virginia is in the
apparent minority of jurisdictions who impose upon an occupant of a home the duty to retreat
from an attack by a co-occupant. In Weiand v. State, 732 So. 2d 1044 (Fla. 1999), the
Florida Supreme Court was asked to reconsider its earlier decision in State v. Bobbitt, 415
So.2d 724 (Fla.1982). In Bobbitt, the court made findings similar to those we made in Crawford, which is to say that both our decision in Crawford and the Florida court's decision
in Bobbitt held that an occupant of a home had a duty to retreat when attacked by a co-
occupant. In concluding that its decision in Bobbitt should be vacated, the Florida Supreme
Court initially noted that its decision in Bobbitt reflected a minority view on the duty of an
occupant's duty to retreat, and specifically noted that West Virginia was one of the
jurisdictions holding the minority view:
At the time of our decision in Bobbitt, of those
jurisdictions imposing a duty to retreat, only four states imposed
a duty to retreat when attacked in the home by a co-occupant or
invited guest. See Connecticut v. Shaw, 185 Conn. 372, 441
A.2d 561 (1981); Oney v. Kentucky, 225 Ky. 590, 9 S.W.2d 723
(1928); New Hampshire v. Grierson, 96 N.H. 36, 69 A.2d 851
(1949); West Virginia v. Crawford, 66 W.Va. 114, 66 S.E. 110
(1909). Since then, one more state has joined their ranks. See Rhode Island v. Ordway, 619 A.2d 819 (R.I. 1992).
Massachusetts, New Jersey and North Dakota have statutes
imposing a duty to retreat when attacked in the home by
someone with a legal right to be on the premises. See Mass.
Gen. Laws ch. 278, § 8A (1998); N.J. Stat. Ann. §
2C:3-4b(2)(b)(i) (West 1998); N.D. Cent.Code §
12.1-05-07(2)(b) (1997). However, the New Jersey Supreme
Court has expressed its strong disagreement with the statutorily
imposed duty to retreat from the home, and has recently urged
the New Jersey legislature to consider amending the statute. See New Jersey v. Gartland, 149 N.J. 456, 694 A.2d 564, 569-71
(1997).
After noting that its earlier decision in Bobbitt reflected a minority position,
the Weiand court went on to conclude that Bobbitt should be vacated, holding that:
There are two distinct reasons for our conclusion. First,
we can no longer agree with Bobbitt's minority view that relies
on concepts of property law and possessory rights to impose a
duty to retreat from the residence. 415 So.2d at 726. Second,
based on our increased understanding of the plight of victims of
domestic violence in the years since our decision in Bobbitt, we
find that there are sound policy reasons for not imposing a duty
to retreat from the residence when a defendant resorts to deadly
force in self-defense against a co-occupant. The more recent
decisions of state supreme courts confronting this issue have
recognized that imposing a duty to retreat from the residence has
a potentially damaging effect on victims of domestic violence
claiming self-defense.
. . .
It is now widely recognized that domestic violence
"attacks are often repeated over time, and escape from the home
is rarely possible without the threat of great personal violence or
death." [State v.]Thomas, 673 N.E.2d [1339,]1343 [(1997)]. As
quoted by the New Jersey Supreme Court:
Imposition of the duty to retreat on a battered woman
who finds herself the target of a unilateral, unprovoked
attack in her own home is inherently unfair. During
repeated instances of past abuse, she has retreated,
only to be caught, dragged back inside, and severely
beaten again. If she manages to escape, other hurdles
confront her. Where will she go if she has no money, no
transportation, and if her children are left behind in the
care of an enraged man?
....
What [the duty to retreat] exception means for a battered
woman is that as long as it is a stranger who attacks her
in her home, she has a right to fight back and labors
under no duty to retreat. If the attacker is her husband or
live-in partner, however, she must retreat. The threat of
death or serious bodily injury may be just as real (and,
statistically, is more real) when her husband or partner
attacks her in home, but still she must retreat. Gartland,
694 A.2d at 570-71 (quoting Maryanne E. Kampmann,
The Legal Victimization of Battered Women, 15
Women's Rts. L. Rep. 101, 112-113 (1993)).
Weiand, 732 So. 2d at 1051-1053.
In addition to the Florida Supreme Court's decision in Weiand, we have
considered the supreme court decisions of several other states. One early case of particular
note that we find very persuasive on the issue is an opinion written by then New York
Supreme Court Judge Cardozo in People v. Tomlins, 213 N.Y. 240, 243-244 (1914). In Tomlins, a father killed his son after his son attacked him in the father's home. At trial, the
father unsuccessfully claimed self-defense and was convicted of murder. On appeal, the
father assigned as error the trial court's instruction that the father had a duty to retreat from
his own home before using deadly force.
In reversing the defendant's conviction, Judge Cardozo concluded, in part, that:
It is not now, and never has been the law that a man
assailed in his own dwelling, is bound to retreat. If assailed
there, he may stand his ground, and resist the attack. He is
under no duty to take to the fields and the highways, a fugitive
from his own home. More than two hundred years ago it was
said by Lord Chief Justice HALE (1 Hale's Pleas of the Crown,
486): In case a man is assailed in his own house, he 'need not fly
as far as he can, as in other cases of se defendendo, for he hath
the protection of his house to excuse him from flying, for that
would be to give up the possession of his house to his adversary
by his flight. 'Flight is for sanctuary and shelter, and shelter, if
not sanctuary, is in the home. That there is, in such a situation,
no duty to retreat is, we think, the settled law in the United
States as in England. It was so held by the United States
Supreme Court in Beard v. United States (158 U. S. 550). In
that case there was a full review of the authorities, and the rule
was held to extend not merely to one's house but also to the
surrounding grounds. . . . The rule is the same whether the
attack proceeds from some other occupant or from an intruder.
It was so adjudged in Jones v. State (76 Ala. 8, 14). 'Why,it was
there inquired, 'should one retreat from his own house, when
assailed by a partner or co-tenant, any more than when assailed
by a stranger who is lawfully upon the premises? Whither shall
he flee, and how far, and when may he be permitted to return?'
We think that the conclusion there reached is sustained by
principle, and we have not been referred to any decision to the
contrary. The duty to retreat, as defined in the charge of the trial
judge, is one applicable to cases of sudden affray or chance
medley, to use the language of the early books. [Citations
omitted]. We think that if the situation justified the defendant as
a reasonable man in believing that he was about to be
murderously attacked, he had the right to stand his ground.
People v. Tomlins, 213 N.Y. at 243-244. (Emphasis added.)
Based on our review, we see no rational legal basis for imposing upon an
occupant of a home the duty to retreat from his or her home and to abandon it to a co-
occupant who, by his or her conduct, is engaged in such improper behavior as to place the
occupant in danger of death or serious bodily injury. In such circumstances the occupant
may use, without retreating, deadly force if the occupant reasonably believes such force to
be necessary to prevent his or her death or serious bodily injury presented by the co-
occupant's criminal behavior.
Accordingly, we hold that an occupant
(See footnote 8) who is, without provocation, attacked
in his or her home, dwelling or place of temporary abode, by a co-occupant who also has a
lawful right to be upon the premises, may invoke the law of self-defense and in such
circumstances use deadly force, without retreating, where the occupant reasonably believes,
and does believe, that he or she is at imminent risk of death or serious bodily injury.
(See footnote 9) In
determining whether the circumstances formed a reasonable basis for the occupant to believe
that he or she was at imminent risk of serious bodily injury or death at the hands of the co-
occupant, the inquiry is two-fold. First, the occupant's belief must be subjectively
reasonable, which is to say that the occupant actually believed, based upon all the
circumstances perceived by him or her at the time deadly force was used, that such force was
necessary to prevent death or serious bodily injury. Second, the occupant's belief must be
objectively reasonable when considering all of the circumstances surrounding the occupant's
use of deadly force, which is to say that another person, similarly situated, could have
reasonably formed the same belief. Our decision in Syllabus Point 2,
State v. Crawford, 66
W.Va. 114, 66 S.E. 110 (1909), is expressly overruled.
III.3.
Sufficiency of the Evidence
We begin our analysis of the sufficiency of the State's evidence by briefly
reviewing the required elements of our self-defense doctrine as it pertains to circumstances
where one occupant of a home has killed a co-occupant of the same home.
III.3.A.
Elements of Self-Defense
More than a century ago, this Court set forth the required elements of our self-
defense doctrine in Syllabus Point 7 of State v. Cain, 20 W.Va. 679 (1882), where we held
that:
When one without fault himself is attacked by another in
such a manner or under such circumstances as to furnish
reasonable grounds for apprehending a design to take away his
life, or to do him some great bodily harm, and there is reasonable
grounds for believing the danger imminent, that such design will
be accomplished, and the person assaulted has reasonable ground
to believe, and does believe, such danger is imminent, he may act
upon such appearances and without retreating, kill his assailant,
if he has reasonable grounds to believe, and does believe, that
such killing is necessary in order to avoid the apparent danger;
and the killing under such circumstances is excusable, although
it may afterwards turn out, that the appearances were false, and
that there was in fact neither design to do him some serious
injury nor danger, that it would be done. But of all this the jury
must judge from all the evidence and circumstances of the case.
In State v. Hughes, 197 W.Va. 518, 524, 476 S.E.2d 189, 195 (1996)(citations
omitted), we more succinctly stated the elements of our self-defense doctrine as follows:
[A] defendant who is not the aggressor and has
reasonable grounds to believe, and actually does believe, that he
is in imminent danger of death or serious bodily harm from
which he could save himself only by using deadly force against
his assailant has the right to employ deadly force in order to
defend himself.
Our holding in Syllabus Point 7 of
State v. Cain, and the numerous cases that
we have decided under its tenets, makes clear the specific elements and circumstances that
must exist before a person's use of deadly force is excusable under our law.
(See footnote 10) The first
required element is that a defendant show that he or she was not the aggressor and did not
provoke the attack. This requirement reflects the common law rule that one who is at fault
or who is the physical aggressor can not rely on self-defense.
State v. Smith, 170 W.Va.
654, 656, 295 S.E.2d 820, 822 (1982).
See,
e.g.,
State v. Brooks, 214 W.Va. 562, 591 S.E.2d
120 (2003)(defendant who forced her way into another person's home, then struck resident
of the dwelling, was aggressor and therefore not entitled to self-defense instruction even
though resident used force to repel defendant).
The second and third required elements are that a defendant show that the
circumstances of the attack formed a reasonable basis to believe, and that the defendant
did believe, that he or she was at imminent risk of death or serious bodily injury. As we
have held in Section III.1., of this Opinion, the reasonableness of a defendant's belief that
death or serious bodily injury was imminent is both a subjective and an objective inquiry.
The fourth required element is that a defendant must show that his or her
actions were proportionate to the danger. In State v. W.J.B., 166 W. Va. at 608, 276
S.E.2d at 554, (citations omitted), we noted that:
the amount of force that can be used in self-defense is that
normally one can return deadly force only if he reasonably
believes that the assailant is about to inflict death or serious
bodily harm; otherwise, where he is threatened only with non-
deadly force, he may use only non-deadly force in return.
An example of when the use of deadly force was not reasonable is that set forth in State v.
Wykle, 208 W.Va. 369, 540 S.E.2d 586 (2000), where we held that the defendant's stabbing
of an unarmed victim nine times with a knife was not self-defense, where the only
provocation was that the victim slapped the defendant's face during an argument.
The final element of our self-defense doctrine requires a defendant to present
sufficient evidence on all of the above elements before being entitled to a self-defense
instruction and shifting the burden of proof to the State. We have previously defined
sufficient evidence as being that which creates a reasonable doubt as to whether the
defendant acted in self-defense. Once there is sufficient evidence to create a reasonable
doubt that the killing resulted from the defendant acting in self-defense, the prosecution must
prove beyond a reasonable doubt that the defendant did not act in self-defense. Syllabus
Point 4, State v. Kirtley, 162 W.Va. 249, 252 S.E.2d 374 (1978).
III.3.B.
Application of Facts to the Law
Having thus briefly reviewed the elements of our self-defense doctrine, we
apply them to the facts of the defendant's case to determine, first, whether the evidence was
sufficient to create a reasonable doubt on the issue of self-defense, and second, whether the
State met its burden to prove beyond a reasonable doubt that the defendant's actions were
not self-defense.
III.3.C.
Whether the Defendant Submitted Sufficient Evidence
of her Claim of Self-defense
Provocation. There is no evidence in the record that the defendant did any
deed or act that provoked the attack upon her by the decedent. Accordingly, not only has the
defendant established sufficient evidence that she did not provoke the attack, but this element
is proven beyond a reasonable doubt as an uncontested issue.
Reasonableness. We next turn to the issue of whether the defendant submitted
sufficient evidence that she actually believed and had a reasonable basis to believe that she
was at risk of death or serious bodily injury as a result of the decedent's conduct. The record
is clear that the decedent brutally attacked the defendant during the hours immediately
preceding the decedent's death. The State concedes this point, acknowledging that the
defendant suffered an evening of physical and sexual abuse and night of terror at the
hands of the decedent. Evidence introduced at the defendant's trial regarding the evening
of physical and sexual abuse and night of terror is summarized as follows.
At trial the State called K.B. to testify as to her recollections of the evening of
her sleep over. K.B. testified that she recalled overhearing the defendant and decedent
arguing and that the argument appeared to be about the decedent's drinking. At some point
during the evening, K.B. testified that the defendant came to their room and told them to go
to bed. When asked if there was anything unusual about the defendant when she came to the
bedroom doorway, K.B. testified that She had, like, bruises on her eyes. Following the
defendant's instructions, K.B. and A.H. laid down to go to sleep, although K.B. could still
hear the defendant and decedent arguing and testified that she was frightened. Finally falling
asleep, K.B. testified that she was awakened by sounds of more arguing and, again becoming
frightened, woke A.H. to ask her about what was going on. A.H. told K.B. that her parents
were probably just tumbling around and not to worry about it. K.B., however, testified that
she had difficulty trying to get back to sleep, and at one point overheard the defendant say
to the decedent that she didn't want to get killed with her two kids.
After K.B.'s testimony was concluded, A.H. was called to testify as to her
recollections of the evening. A.H. testified that she also recalled being awakened by K.B.
and that K.B. asked her Are your parents fighting? and that I just figured they were
wrestling like we normally do. We used to wrestle all the time, so I told her not to worry
about it. A.H. also testified she could hear the defendant and decedent in the other room _
I just heard thumping. I heard thumping. When asked to describe the thumping sounds,
A.H. testified that it [j]ust sounded like they were stomping their feet or fell on the ground
or something. I just figured they were wrestling like we would normally do. After telling
K.B. not to worry, A.H. said she fell back to sleep only to be again awakened by K.B., who
informed her that B.H. was in the room. Upon seeing B.H. in the room, A.H. testified that
she hollered for mom or one of them to come and get him, and he went back to the living
room.
The defendant's youngest child, B.H., was also called to testify. A portion of
B.H.'s testimony is as follows:
Q. Did you see Dad hurt Mom that night?
A. I seen him hit her with a back end of a gun.
Q. . . . And when did you - - what else happened?
A. They just kept arguing and stuff.
Q. Where was Mom when that happened?
A. When what happened?
Q. When you saw - - when you saw Mom get hit with the gun - -
A. She was in a recliner.
Q. What kind of gun was it?
A. All I know is it was a black shotgun of some kind.
Q. Where did that gun come from?
A. Out of my dad's back room where he usually kept all of his guns and
computer and stuff.
. . .
Q. How did the gun get into the living room?
A. He [Dad] carried it.
Q. . . . Did you see him go get it?
A. Uh-huh.
Q. . . . Why did he go get it?
A. I heard him - - I heard them fighting and he said I am going to go get
the gun and shoot you, and that's really the reason I think he got it.
Q. Did you think he was going to shoot Mom?
A. Yeah. But I didn't really think he would have.
Q. Why didn't you think he would?
A. Well, because they - - they would fight before and they just get over it
and it would be fine the next morning.
When asked to further explain about what he saw and did when the decedent
went to get the shotgun, B.H. testified that I got on mom's lap and asked her, 'What's the
matter, Mommie? Is everything going to be okay?' And she said, 'Yeah, it's okay, Bubby.
Go back to sleep.' When asked about seeing the decedent hit the defendant with the gun,
B.H. testified that the decedent hit her with the gun in the arms and shoulders. B.H. was also
asked, Do you remember [saying] that you saw [the decedent] take the gun and point it to
[the defendant's] belly and asked her if she wanted to die? B.H. responded I might
remember that.
(See footnote 11)
Dr. Lori Bennet, an Emergency Room physician at Cabell Huntington Hospital,
was also called to testify. Dr. Bennet testified that she examined the defendant on the
morning of the shooting, and that the defendant informed her she was assaulted by her
husband and that the circumstances of the assault included that the decedent had struck her
about the head and back with the butt of a gun and threatened her with the gun and that she
was struck with a fist and gun during the altercation. When asked about what injuries the
defendant sustained, Dr. Bennet testified that she had contusions of both orbital areas, the
right upper arm, a puncture wound with a foreign body of the right forearm, contusions of
her chest, left facial cheek, the left upper lip and that X-rays done at the time demonstrated
a nasal fracture.
Photographic evidence of the defendant's injuries described by Dr. Bennet
were also introduced during the trial. These photographs depict the defendant with two very
large black eyes, a battered and swollen nose, bruised lips, multiple bruising on her breasts,
arms, legs, thighs and other parts of her body. A photograph of the shirt worn by the
defendant at the time of the decedent's brutal attack was also introduced, which depicted
copious amounts of blood on it.
The State Medical Examiner was also called to testify as to his findings. This
testimony included serology tests showing that the decedent had a blood alcohol level of
0.22%, which the Medical Examiner testified was nearly three times the 0.08% level where
a person would be presumed intoxicated in West Virginia. Also, the autopsy revealed that
the decedent had a small gash on his hand that could be consistent with the decedent having
struck the defendant in the face.
The defendant also testified on her own behalf. The defendant testified that the
decedent started drinking early in the evening and that the decedent started getting very,
very angry and as the evening wore on, the decedent became increasingly verbally abusive
and started making threats that he was going to kill her. When asked what she thought when
the decedent said he was going to kill her, the defendant testified [i]t was a change in him,
and I knew it was going to happen. At one point during the ordeal, the defendant testified
that her youngest child, B.H., ran over to her and climbed on her lap and asked her what was
going on. The defendant testified she told her son that everything would be okay and to go
back to sleep so he couldn't see nothing else.
The defendant further testified that the beating went on for hours, and it was
just a continuous beating and verbal abuse during which the decedent told the defendant he
was going to kill her, that she wasn't going to live to see the next day and that the children
wouldn't live. The defendant explained that I was so scared and I was scared for my life,
and not only mine but the three kids that was in my home and that the decedent even put
the shotgun to my son's head and said he was going to kill him.
When asked what happened after the decedent put the gun to their son's head,
the defendant said I started talking to him so that he would leave B.H. alone and he went
back to beating me. The defendant testified that she knew at this point that none of us was
going to walk out of the house.
As the evening wore on, the defendant testified that the decedent made me
have sex with him. (Crying). After he beat me. (Crying). Photographic evidence and trial
testimony from the State's blood spatter expert established that the decedent, at the time of
his death, was lying naked from the waist down on the living room couch (notwithstanding
that the three children were nearby) with one leg bent upwards and resting against the back
of the couch and the other leg sprawled alongside the edge of the couch.
Following the sexual assault, the defendant testified that the defendant
continued to be verbally and physically aggressive, and that the decedent started taunting her,
daring her to shoot him or that he would shoot her, and that it was at this point that she got
the decedent's shotgun and shot him. The defendant explained that I thought I was going
to die. I knew I was, and that the decedent would have killed them [the children], too
because the decedent said that nobody was going to walk out of the house that night.
It is clear to this Court that the evidence adduced at the defendant's trial, only
a portion of which we have briefly summarized above, was sufficient evidence that the
defendant did believe, and had a reasonable basis to believe, that her life was at risk of death
or serious bodily injury.
Imminency. We next consider whether the defendant submitted sufficient
evidence that she had reasonable grounds to believe, and did believe, that the danger of death
or serious bodily injury was imminent. The defendant's testimony established that
precipitously preceding the defendant's shooting the decedent, that the decedent sexually
assaulted the defendant and thereafter continued to threaten the defendant's life and the lives
of the children, as well as physically assault the defendant. Considered in context with the
evidence discussed above, and that the violence and threats had been ongoing for several
hours, it is clear that the defendant submitted sufficient evidence upon which she could have
reasonably believed, and did believe, that death or serious bodily injury were imminent.
Proportionality. The next element considered is whether the evidence showed
the defendant's actions to be proportionate to the danger. As we discussed above, the
evidence submitted sufficiently established that the decedent had threatened to kill the
defendant and the children. Further, the evidence sufficiently shows that the decedent beat
the defendant with a deadly weapon _ the shotgun _ as witnessed by B.H., and testified to
by the decedent, and as was further evidenced from the photographs depicting multiple
bruises on the defendant's body. In addition, the decedent had placed the shotgun against
B.H.'s head and threatened to shoot him. Further, the decedent had sexually assaulted the
defendant. Finally, the defendant testified that immediately preceding her shooting the
decedent, the decedent had again threatened her life, the lives of the children, and physically
assaulted her. This evidence, in the context of all the other evidence, would sufficiently
warrant the use of deadly force.
Sufficiency. The final element considered is whether the defendant met her
burden of proof. Our review of the record, discussed above, convinces us that the trial court
was correct in its decision to give a self-defense instruction based upon the evidence in this
case _ the evidence was clearly sufficient to create a reasonable doubt that the killing resulted
from the defendant acting in self-defense. Therefore, as we have previously stated, the
burden shifted to the State to prove beyond a reasonable doubt that the defendant did not act
in self defense. See Syllabus Point 4, State v. Kirtley, supra.
III.3.D.
Whether the State Met its Burden of Proof
Having determined that the defendant submitted sufficient evidence to create
a reasonable doubt as to the issue of whether her actions were made in self-defense, and that
the trial judge was correct that the defendant was entitled to a self-defense instruction, we
turn to the issue of whether the State met its burden to prove beyond a reasonable doubt that
the defendant's actions were not made in self-defense. Initially, we note that the defendant
argues that the State presented no rebuttal evidence in response to her case-in-chief and
therefore could not possibly have met its burden of proof. In State v. McClanahan, 193
W.Va. 70, 73, 454 S.E.2d 115, 118 (1994), we addressed a similar argument and noted that:
Legally there is a distinction between proof and evidence, and,
for this reason, the Court disagrees with the defendant's claim
that the State is under a burden to adduce rebuttal evidence. As
is stated in 1 F. Cleckley, Handbook on Evidence for West
Virginia Lawyers § 1-2(B) (1994):
Proof is all of the evidence before the trier of fact
relevant to a fact in issue which tends to establish the
existence or nonexistence of such fact. While evidence is defined as information received, proof is the
persuasion produced by a consideration of the evidence,
i.e., the effect of evidence.
Accordingly, the standard is not whether the State presented a rebuttal case, but whether the
evidence adduced at trial was sufficient to meet the State's burden of proof.
As we previously noted, but repeat herein for context, where the defendant has
challenged on appeal the sufficiency of the State's evidence, we view that evidence in the
light most favorable to the State. Syllabus Point 1, State v. Guthrie, 194 W.Va. 657, 461
S.E.2d 163 (1995). We are further mindful of our holding in Guthrie that:
A criminal defendant challenging the sufficiency of the
evidence to support a conviction takes on a heavy burden. An
appellate court must review all the evidence, whether direct or
circumstantial, in the light most favorable to the prosecution and
must credit all inferences and credibility assessments that the
jury might have drawn in favor of the prosecution. The evidence
need not be inconsistent with every conclusion save that of guilt
so long as the jury can find guilt beyond a reasonable doubt.
Credibility determinations are for a jury and not an appellate
court. Finally, a jury verdict should be set aside only when the
record contains no evidence, regardless of how it is weighed,
from which the jury could find guilt beyond a reasonable doubt.
To the extent our prior cases are inconsistent, they are expressly
overruled.
Syllabus Point 3, State v. Guthrie, supra.
While we clearly must, according to our precedent, construe the evidence in
the light most favorable to the State where a defendant challenges the sufficiency of the
evidence, this is not to say that we must abandon sound reasoning in so doing. Instead, we
construe the evidence in the light most favorable to the State, and then apply it to the relevant
legal standard. In this appeal, the relevant legal standard is proof beyond a reasonable doubt
that the defendant did not kill the decedent in self-defense. In State v. Goff, 166 W.Va. 47,
272 S.E.2d 457 (1980), we offered a standard jury instruction on the presumption of
innocence and burden of proof. This instruction, in part, defined proof beyond a reasonable
doubt to mean:
A reasonable doubt is a doubt based upon reason and
common sense_the kind of doubt that would make a reasonable
person hesitate to act. Proof beyond a reasonable doubt,
therefore, must be proof of such a convincing character that a
reasonable person would not hesitate to rely and act upon it.
The jury will remember that a defendant is never to be
convicted on mere suspicion or conjecture.
State v. Goff, 166 W.Va. at 54 n.9, 272 S.E.2d at 463 n.9.
Applying these standards, we consider the sufficiency of the State's evidence.
Initially, we note that the State candidly acknowledges that the defendant suffered an
evening of physical and sexual abuse and night of terrorat the hands of the decedent and
thereby concedes many of the facts of consequence in our analysis. However, the State
nonetheless maintains that notwithstanding the evening of physical and sexual abuse, the
evidence viewed in a light most favorable to the State suggests that the [decedent] was
sleeping when the [defendant] shot him and, therefore, that the defendant shot her unarmed
husband while he was lying on his couch from behind.
As we have noted in this Opinion, the State's argument is premised, in part,
upon the incorrect assumption that the decedent's conduct in the hours immediately
preceding his death were not relevant to the reasonableness of the defendant's use of deadly
force. The State's argument is also premised, in part, upon the incorrect assumption that the
defendant had a duty to retreat from her home before using deadly force. With these points
made, we examine the sufficiency of the State's evidence.
Having fully considered the record in this appeal, and construing the evidence
in the light most favorable to the State, we find that the State's evidence failed to prove
beyond a reasonable doubt that the defendant did not have a reasonable basis to believe, and
did not believe, that she was in imminent danger of death or serious bodily injury at the time
deadly force was used against the decedent. The mere fact that the decedent was found on
the couch after being shot creates only a suspicion or conjecture, State v. Goff, supra, that
the decedent might possibly have been asleep or possibly have been passed out drunk,
and that the brutal beatings, sexual assault, and threats to kill the defendant and the children
had ended.
The fact that even the State cannot say with any certainty the decedent's
disposition at the time of his death is compelling evidence of reasonable doubt on this issue.
Evidence that the decedent had sexually assaulted the defendant, and thereafter lay sprawled
naked from the waist down on the living room couch does not amount to proof beyond a
reasonable doubt that the defendant was asleep or passed out drunk; instead, it is equally
plausible that the decedent could have been doing exactly what the defendant testified he was
doing, which was renewing his threats to kill her and the children and again becoming
physically aggressive.
Reviewing the record, there is just no evidence, only conjecture, that the
defendant's night of terror had ended or that the defendant and the children in her care
were safe from death or serious bodily injury. As we have found in Section III.2., of this
Opinion, the defendant did not have a duty to retreat from her home before using deadly
force against her attacker. Our law entitled the defendant under the circumstances of this
case to her subjective belief that she was in imminent danger of death or serious bodily injury
and to abate that threat, without retreating, with the use of deadly force.
(See footnote 12) Under the
circumstances shown by the evidence in this case, the defendant's use of deadly force to
protect herself, without retreating, is subjectively reasonable.
Additionally, the overwhelming evidence demonstrates that any reasonable
person similarly situated would have believed that death or serious bodily injury were
imminent. Uncontested evidence from multiple witnesses and sources (e.g., the photographs
depicting the defendant's numerous injuries and that the decedent was naked from the waist
down), as discussed supra, established that the decedent's death precipitously followed the
decedent's having physically and sexually assaulted the defendant, as well as having
threatened _ on numerous occasions _ the life of the defendant and the lives of the children.
Uncontested evidence also established that the decedent was drinking heavily and had a
blood alcohol level of 0.22% _ nearly three times that where a person would be presumed
intoxicated in West Virginia. In this intoxicated state of mind, the uncontested evidence is
that the decedent's behavior immediately preceding his death was violent, unpredictable,
criminal and placed the defendant at risk of death or serious bodily injury. Under such
circumstances the defendant's use of deadly force to protect herself, without retreating, is
objectively reasonable. The State's evidence failed to prove otherwise. Supposition and
conjecture are not evidence.
In
State v. Cook, Justice Davis, writing for the Court, properly noted that while
we must be [m]indful of the jury's province over the evidence presented on the issue of
[self-defense], this Court will not permit an injustice to occur because a jury failed to
adequately understand the evidence presented at trial. We agree with that principle, and
conclude that [t]his is such a case.
State v. Cook, 204 W.Va. at 602, 515 S.E.2d at 138.
Accordingly, we hold that the State failed to prove beyond a reasonable doubt that the
defendant's actions were not made in self-defense and, therefore, the defendant's conviction
and sentence must be vacated and this matter remanded for immediate entry of a judgment
of acquittal.
(See footnote 13)
IV.
Conclusion
For the reasons set forth herein, we vacate the defendant's conviction and
sentence and remand this matter to the circuit court for entry of a judgment of acquittal on
the indictment returned against her in this action. The defendant is ordered released. The
Clerk of the Court shall issue our mandate forthwith, which shall direct the circuit court to
enter a judgement of acquittal immediately upon receipt of the mandate.
Vacated and Remanded for Judgement of Acquittal.
Footnote: 1
We discuss in significant detail the evidence adduced at the defendant's trial in
Section III,
infra. To minimize redundancy, we provide only a brief summary of this
evidence for purposes of a Background.
Footnote: 2
In keeping with our customary practice in cases involving the testimony of minor
children, we refer to the children in this appeal only by their initials.
Footnote: 3
In our discussion,
infra, of the State's duty to have proven beyond a reasonable doubt
that the defendant did not act in self-defense, the fact that the State resorts to suspicion and
conjecture when describing the decedent's disposition at the time he was shot has not
escaped us.
Footnote: 4
The entire instruction, as given, is as follows:
STATE'S INSTRUCTION NO. 12
(As Modified)
The Court instructs the jury that one of the questions to be
determined by you in this case is whether or not the Defendant acted in
self-defense so as to justify her acts. Under the laws of this State, if the
Defendant was not the aggressor,
and had reasonable grounds to believe
and actually did believe that she was in imminent danger of death or
serious bodily harm from which she could save herself only by using
deadly force against her assailant, then she had the right to employ
deadly force in order to defend herself. By deadly force is meant force
which is likely to cause death or serious bodily harm.
In order for the Defendant to have been justified in the use of
deadly force in self-defense, she must not have provoked the assault on
her or have been the aggressor. Mere words, without more, do not
constitute provocation or aggression. Furthermore, you must find that
the apprehension existed at the time that the defendant attacked the
victim. No apprehension of danger previously entertained will justify the
commission of homicide.
The circumstances under which she acted must have been such
as to produce in the mind of a reasonable prudent person, similarly
situated, the reasonable belief that the other person was then about to kill
her or to do her serious bodily harm. In addition, the defendant must
have actually believed that she was in imminent danger of death or
serious bodily harm and that deadly force must be used to repel it.
If evidence of self-defense is present, the State must prove
beyond a reasonable doubt that the Defendant did not act in self defense.
If you find that the State has failed to prove beyond a reasonable doubt
that the Defendant did not act in self-defense, you must find the
Defendant not guilty. In other words, if you have a reasonable doubt as
to whether or not the Defendant acted in self-defense, your verdict must
be not guilty.
Given As Modified:
Alfred E. Ferguson, Judge.
Footnote: 5
By way of analogy, our domestic violence statute,
W.Va. Code, 48-27-202 [2001],
defines Domestic violence or abuse to mean the occurrence of one or more of the
following acts between family or household members, as that term is defined in
W.Va. Code,
48-27-204: (1) attempting to cause or intentionally, knowingly or recklessly causing physical
harm to another with or without dangerous or deadly weapons; (2) placing another in
reasonable apprehension of physical harm; (3) creating fear of physical harm by harassment,
psychological abuse or threatening acts; (4) committing either sexual assault or sexual abuse
as those terms are defined W.Va.
Code, 61-8b-1,
et seq., and
W.Va. Code, 61-8d-1,
et seq.,
and (5) holding, confining, detaining or abducting another person against that person's will.
Footnote: 6
In
State v. W.J.B., 166 W.Va. at 607 n.3, 276 S.E.2d at 553 n.3, we noted that:
R. Perkins, Criminal Law 1022 n. 1 (2nd Ed. 1969), traces the
castle rule to this statement:
... 'the house of everyone is to him as his castle and fortress, as
well for his defence against injury and violence, as for his
repose; . . .' Semayne's Case, 5 Co.Rep. 91a, 91b, 77 Eng.Rep.
194, 195 (1620).).
Our review of other jurisdictions having addressed this issue leads us to conclude that
the
Weiand court's conclusion _ that our decision in
Crawford represents a minority position
_ is well grounded.
See,
e.
g.,
People v. McGrandy, 156 N.W.2d 48
(Mich.App. 1967)(Wife,
prosecuted for fatally stabbing her husband, was not obliged to retreat from spouses'
dwelling before using extreme resistance in self-defense.);
State v. Glowacki,
630 N.W.2d
392
(Minn., 2001)(There is no duty to retreat from one's own home when acting in
self-defense in the home, regardless of whether the aggressor is a co-resident. But the lack
of a duty to retreat does not abrogate the obligation to act reasonably when using force in
self-defense. Therefore, in all situations in which a party claims self-defense, even absent a
duty to retreat, the key inquiry will still be into the reasonableness of the use of force and the
level of force under the specific circumstances of each case.);
Commonwealth v. Derby, 678
A.2d 784, (Pa.Super., 1996.)(Husband and wife have equal right to occupy their home, and
wife did not have duty to retreat from marital home, even though safe retreat was possible,
before using deadly force against husband at whose hands wife feared death or serious bodily
injury.);
State v. Browning, 221 S.E.2d 375, 377 (N.C.App., 1976)(a person is not obliged
to retreat when he is assaulted while in his dwelling house or within the curtilage thereof,
whether the assailant be an intruder or another lawful occupant of the premises.);
Thomas
v. State, 583 S.W.2d 32, 37 (Ark., 1979) (occupant of house has no duty to retreat from co-
occupant, but cannot pursue assailant to continue fight.);
Baugh v. State, 112 So. 157, 159
(Ala., 1927)(A person attacked in his own dwelling, under conditions otherwise entitling
him to strike in self-defense, is not required to retreat although his assailant also resides in
the same dwelling. There is no place to which the law requires him to retreat.);
Gainer v.
State, 391 A.2d 856 (Md.App., 1978) (retreat not required even though the victim sometimes
spent the evening at the house);
People v. Lenkevich, 229 N.W.2d 298 (Mich.,
1975)(person assailed in his own dwelling is not bound to retreat but may stand his ground
and resist attack, whether the attack proceeds from some other occupant or from an
intruder.);
State v. Thomas, 673 N.E.2d 1339, 1343 (Ohio 1997)(same);
State v. Grantham,
77 S.E.2d 291 (S.C., 1953)(same);
State v. Leeper, 200 N.W. 732, 736 (Iowa 1924)(same).
Footnote: 8
While we use the terms occupant and co-occupant in our holding, these terms are
general in nature and not exclusive of other terms, such as roommates or co-tenants.
Footnote: 9
While we have today set out certain standards under which an occupant of a home,
dwelling or place of temporary does not have a duty to retreat when attacked by a co-
occupant of the same home, dwelling or place of temporary abode, we wish to clarify that
this standard is not equal to the standards that have been established for using deadly force
against an intruder into a dwelling. Indeed, we do not believe that the use of deadly force by
one occupant against a co-occupant presents the same nature of circumstances posed by an
intruder into a home. For example, under the law in West Virginia, the occupant of a
dwelling may respond with deadly force to an intruder who merely threatens physical
violence or the commission of a felony where the occupant reasonably believes that deadly
force is necessary. Given that heated exchanges may be commonplace between household
occupants, we believe that the greater threat of imminent death or serious bodily injury is
necessary to justify the use of deadly force between co-occupants. Therefore, we expressly
decline to extend to self-defense cases involving co-occupants our holding in Syllabus Point
2,
State v. W.J.B., 166 W.Va. 602, 276 S.E.2d 550 (1981), which provides that:
The occupant of a dwelling is not limited in using
deadly force against an unlawful intruder to the situation
where the occupant is threatened with serious bodily
injury or death, but he may use deadly force if the
unlawful intruder threatens imminent physical violence
or the commission of a felony and the occupant
reasonably believes deadly force is necessary.
Footnote: 10
The elements we set forth in Syllabus Point 7 of our decision in
State v. Cain can be
essentially divided into three categories. The first category sets forth the circumstances
which must be shown to have existed when deadly force was used before a person is entitled
to claim self-defense, the second category sets forth the actions a person is entitled to take
once the required circumstances exist and the third category sets forth how a fact finder
should weigh the evidence and what it must find should all the elements be proven.
Footnote: 11
The record reflects approximately two and one-half years had passed from the date
of the decedent's death to the beginning of the defendant's trial. The trial court, observing
that the children were having difficulty recalling the events relevant to their testimony, had
each of the children read to themselves their respective statements given shortly after the
decedent's death as a means of refreshing their memories.
Footnote: 12
In
State v. Mechling, 219 W.Va. 366, 379-380, 633 S.E.2d 311, 324-325 (2006), we
recognized that [b]attered women are at an extremely heightened risk of violence_and even
death_at the moment they seek to separate from their abusers. It is clear from the record
that the defendant was a battered spouse. In addition to the physical and emotional violence
we have discussed in detail in this Opinion, the record also shows that the defendant married
the decedent when she was sixteen years old, and during her marriage was not permitted to
work outside of the home or family Flea Market booth, have a driver's license, have friends
or family to the marital home without the decedent's permission and supervision, and was
often unjustly accused by the decedent of seeing other men.
Footnote: 13
Because we have found that the defendant's conviction must be vacated and a
judgment of acquittal entered, thereby barring retrial, we do not need to address the
defendant's remaining assignments of error.