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664 S.E.2d 761
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2008 Term
____________
No. 33673
____________
FENTON ART GLASS COMPANY,
Appellant
V.
WEST VIRGINIA OFFICE OF THE INSURANCE COMMISSIONER
AND JACK L. GARRISON,
Appellees
_____________________________________________________
Appeal from the Workers' Compensation Board of Review
Board of Review No. 70568
AFFIRMED, IN PART, REVERSED, IN PART, AND
REMANDED WITH DIRECTIONS
_____________________________________________________
Submitted: April 2, 2008
Filed: June 26, 2008
Ann B. Rembrandt, Esq.
Jackson & Kelly
Charleston, West Virginia
Counsel for the Appellant-Employer, Fenton Art Glass Company
Thomas P. Maroney, Esq.
Maroney, Williams, Weaver & Pancake, PLLC
Charleston, West Virginia
Counsel for the Appellee-Claimant, Jack L. Garrison
The Opinion of the Court was delivered PER CURIAM.
JUSTICES STARCHER and ALBRIGHT concur, in part, and dissent, in part, and
reserve the right to file separate opinions.
SYLLABUS BY THE COURT
1. When the [Workers' Compensation Board of Review] reviews a ruling
from the [Office of Judges] it must do so under the standard of review set out in W. Va. Code
§ 23-5-12(b) (1995), and failure to do so will be reversible error. Syllabus point 6,
Conley
v. Workers' Compensation Division, 199 W. Va. 196, 483 S.E.2d 542 (1997).
2. 'In the absence of any specific indication to the contrary, words used
in a statute will be given their common, ordinary and accepted meanings.' Syllabus Point 1,
Thomas v. Firestone Tire & Rubber Co., 164 W. Va. 763, 266 S.E.2d 905 (1980). Syllabus
point 3,
Hodge v. Ginsberg, 172 W. Va. 17, 303 S.E.2d 245 (1983).
3. In a claim for occupation pneumoconiosis under the Workmen's
Compensation Law, a 'hazard,' as contemplated by
Code, 23-4-1, as amended, exists in any
work environment where it can be demonstration that there are minute particles of dust in
abnormal quantities. Syllabus point 1,
Meadows v. Workmen's Compensation
Commissioner, 157 W. Va. 140, 198 S.E.2d 137 (1973).
4. ' 'The primary object in construing a statute is to ascertain and give
effect to the intent of the legislature.' Syllabus Point 1,
Smith v. Workmen's Compensation
Commissioner, 159 W. Va. 108, 219 S.E.2d 361 (1975). Syllabus point 2,
Anderson v.
Wood, 204 W. Va. 558, 514 S.E.2d 408 (1999).' Syllabus point 2,
Expedited Transportation
Systems, Inc. v. Vieweg, 207 W. Va. 90, 529 S.E.2d 110 (2000). Syllabus point 1,
Rhodes
v. Workers' Compensation Division, 209 W. Va. 8, 543 S.E.2d 289 (2000).
5. 'Statutes which relate to the same subject matter should be read and
applied together so that the Legislature's intention can be gathered from the whole of the
enactments.' Syllabus Point 3,
Smith v. State Workmen's Compensation Comm'r, 159
W. Va. 108, 219 S.E.2d 361 (1975). Syllabus point 3,
Boley v. Miller, 187 W. Va. 242, 418
S.E.2d 352 (1992).
Per Curiam:
This is an appeal by Fenton Art Glass Company (hereinafter employer) from
a final order of the Workers' Compensation Board of Review (hereinafter BOR), dated
May 30, 2006, which affirmed an interlocutory order of the Workers' Compensation Office
of Judges (hereinafter OOJ) dated September 4, 2003, and which reversed and vacated the
final order of the OOJ dated December 15, 2003. The BOR furthermore granted to the
claimant, Jack L. Garrison (hereinafter claimant), a 5% permanent partial disability award
for occupational pneumoconiosis.
The underlying September 4, 2003 interlocutory order of the OOJ affirmed the
February 16, 1998, order of the Workers' Compensation Commission (hereinafter
Commission), which held this claim compensable on a non-medical basis subject to the
presumption of West Virginia Code § 23-4-8c(b) (2005), (See footnote 1) with a date of last exposure of
November 4, 1997. The underlying December 15, 2004, order of the OOJ affirmed the
Commission's June 18, 1998, order which granted claimant no award for disability attributed
to occupational pneumoconiosis. The employer contends that the BOR erred in affirming
the OOJ on the non-medical issue and in reversing the OOJ and in granting claimant a 5%
award, on the medical issue.
This Court has before it the petition for appeal of the employer, all matters of
record, and the briefs and arguments of the employer and the claimant. For the reasons set
forth below, the May 30, 2006, order of the BOR is affirmed, in part, reversed, in part, the
granting of a 5% permanent partial disability award is vacated, and the matter is remanded
with directions to reinstate the OOJ's June 18, 1998, which granted no award for
occupational pneumoconiosis disability. That portion of the May 30, 2006, order of the
BOR, which affirmed the September 4, 2003, interlocutory order of the OOJ on the non-
medical issue, is affirmed.
I.
FACTUAL AND PROCEDURAL HISTORY
The claimant, a glass plant worker for 32 years, filed this claim seeking
benefits for occupational pneumoconiosis
(See footnote 2) on November 4, 1997. Claimant worked at the
Fenton Art Glass Company in Williamstown, West Virginia, for approximately one year
between 1959 and 1960, and then again beginning in August 19, 1968. He continued
working after filing this claim. In support of his application, claimant submitted the
September 2, 1997, report of Maurice Bassali, M.D. (hereinafter Dr. Bassali), in which Dr.
Bassali diagnosed claimant with occupational pneumoconiosis based upon his review of an
x-ray dated July 29, 1997, from Parkersburg Radiology Services. Specifically, Dr. Bassali
read claimant's x-ray film as showing diffuse chronic interstitial lung disease suggestive of
occupational pneumoconiosis type q/t, profusion 1/1, affecting all six lung zones. Dr. Bassali
further identified a right wall pleural plaque, width B, extent 3; and a left wall pleural plaque,
width B, extent 1. Dr. Bassali classified his x-ray as being of good diagnostic quality #1.
A.
Non-Medical Issue
By order of February 18, 1998, the Commission held the claim compensable
on a non-medical basis, subject to the presumption of West Virginia Code § 23-4-8c(b),
(See footnote 3) and
claimant was referred to the Occupational Pneumoconiosis Board for a medical evaluation.
The employer protested this interlocutory non-medical order.
In support of his claim on the non-medical exposure issue, claimant testified
that he was exposed to dust in the form of sand, soda ash, and other materials used in batch
to make glass. He did not wear breathing protection. Asbestos was removed from the plant
in the 1980's as part of an asbestos abatement program which concluded in November 1989.
Although asbestos was no longer used in the plant, claimant testified that he had been
exposed to asbestos dust at the plant earlier in his working career. Claimant testified that he
continued working at the plant after he filed the instant claim.
The employer introduced two reports by Terrence Stobbe, Ph.D., CIH
(hereinafter Dr. Stobbe). Dr. Stobbe conducted surveys of the plant on November 23,
1998, and November 24, 1998, and again on two days in August 1999. Dr. Stobbe found that
respirable dust levels, including silica, were well below any government or industrial hygiene
standard in all areas of the plant. Dr. Stobbe concluded that there was no dust hazard at the
plant. Dr. Stobbe also found no asbestos fibers present in the plant in either of his surveys.
Dr. Stobbe admitted that his testing would not be relevant to the condition of the plant
regarding the presence of asbestos at some time in the past, but might be relevant to the
condition of respirable dust at some earlier period.
The employer introduced an affidavit from Michael D. Fenton, (hereinafter
Mr. Fenton) director of safety and environmental health for the employer since 1985. He
began his employment at the plant in 1972. He stated that asbestos removal from the plant
began in the 1980's and was completed by November 1989. He stated that since 1977, there
had been no changes in operations, production procedures, or the use of equipment, which
increased the employees' risk of exposure to a dust hazard.
The employer also introduced a report of Donald J. McGraw, M.D., MPH
(hereinafter Dr. McGraw). Dr. McGraw conducted a walk-through tour of all departments
in the plant and reviewed dust surveys and Dr. Stobbe's conclusions. He concluded that
there was no respirable dust hazard or other risk of occupational respiratory disease at the
employer's plant. Dr. McGraw testified that he believed his conclusions were valid for
conditions at earlier periods at the plant and that the testimony of employees about observing
dust at the plant was not credible.
At a hearing held on May 21, 2003, the Occupational Pneumoconiosis Board
(hereinafter O.P. Board) found that the conclusions of Dr. McGraw and Dr. Stobbe
regarding the condition of the plant prior to the time Dr. Stobbe conducted his surveys in the
late-1990's to be unreliable in part on the grounds that no specific data had been introduced
into the record to determine the accuracy of the reports. The O.P. Board also found that
asbestos was present in the plant at least up to November 1989. Therefore, the O.P. Board
concluded that claimant was exposed to the hazards of abnormal quantities of dust, as well
as asbestos, in the course of and arising out of his employment at the employer's plant.
By order of September 4, 2003, the OOJ affirmed the Commission's
interlocutory non-medical order of February 16, 1998. In that order, Deputy Chief
Administrative Law Judge Henry Haslebacher (hereinafter Judge Haslebacher) thoroughly
reviewed the evidence of record on the non-medical exposure issue. Noting that despite
putting a considerable amount of evidence into the record regarding the absence of a
respirable dust hazard at the plant, the evidence was not conclusive as to all of the time
during which claimant worked at the employer's plant. Because he found no verification for
the conclusions offered by the employer's witnesses as to claimant's dust exposure, Judge
Haslebacher found the conclusions of Dr. McGraw, Dr. Stobbe and Mr. Fenton to be
unreliable. Judge Haslebacher cited the conclusions of the O.P. Board in this regard.
Specifically, Judge Haslebacher found no actual industrial hygiene studies to document dust
levels in the plant prior to 1998, when Dr. Stobbe performed the first of his two surveys.
When combined with the testimony of claimant, the OOJ found a sufficient basis to affirm
the Commission's February 16, 1998, non-medical order. The employer appealed this
determination to the BOR.
By order of May 30, 2006, the BOR unanimously affirmed the OOJ's
September 4, 2003, interlocutory order on the non-medical issue in litigation. The BOR
found that the evidence of record supported that claimant was exposed to the hazards of
occupational pneumoconiosis from August 19, 1968 to November 4, 1997, when he filed his
claim for benefits herein.
B.
Medical Issue
Claimant was examined by the O.P. Board on April 21, 1998. Claimant
demonstrated mild wheezing throughout all of both lung fields at the time of his examination.
The wheezing persisted after exercise. The O.P. Board made no diagnosis of occupational
pneumoconiosis. The O.P. Board diagnosed non-occupational subpleural fat bilaterally.
(See footnote 4) Claimant gave a history of shortness of breath for ten years, and a history of smoking for 37
years, quitting five years earlier. Based upon its physical examination, claimant's history,
claimant's pulmonary function testing and its review of claimant's radiographic testing, the
O.P. Board concluded that claimant did not suffer from occupational pneumoconiosis and
that he had no pulmonary impairment attributed to his occupation. Based upon the
conclusions and recommendations of the O.P. Board, the Commission issued an order, dated
June 18, 1998, which granted no award for occupational pneumoconiosis. Claimant
protested this medical order.
In support of his protest, claimant introduced re-reads of the O.P. Board's x-
rays by Dominic Gaziano, M.D. (hereinafter Dr. Gaziano), and by Edward Aycoth, M.D.
(hereinafter Dr. Aycoth). Dr. Gaziano found the O.P. Board's x-rays to be of grade 1
quality. He read the x-rays as showing parenchymal abnormalities consistent with
pneumoconiosis consisting of q/t opacities in all six lung zones in a profusion of 1/0. He
found no pleural abnormalities. Dr. Aycoth found the O.P. Board's x-rays to be of grade 1
quality. He read the x-rays as showing scattered rounded p/p opacities measuring up to 1.5
millimeters in diameter in all six lung zones in a profusion of 1/0. Dr. Aycoth also diagnosed
diffuse Grade A pleural thickening along the right and left lateral chest walls measuring up
to 5 millimeters in width. He made no mention of subpleural fat.
The employer introduced re-reads of both the Parkersburg Radiology Services
chest x-ray and the O.P. Board chest x-rays. John Willis, M.D. (hereinafter Dr. Willis),
classified both sets of films as grade 2, with slight over-exposure. Dr. Willis concluded that
there was insufficient parenchymal abnormalities to suggest pneumoconiosis. He also
diagnosed subpleural fat bilaterally, with no pleural plaques and no pleural thickening
identified. James T. Smith, M.D. (hereinafter Dr. Smith) classified both films as grade 1.
As with Dr. Willis, Dr. Smith made no diagnosis of pneumoconiosis. He also diagnosed
bilateral, symmetrical subpleural fat with no pleural abnormalities suggestive of an
occupational lung disease. David A. Sparks, M.D. (hereinafter Dr. Sparks) classified the
O.P. Board's films as grade 2, with overexposure, and the Parkersburg Radiology Services
films as grade 1. Dr. Sparks concluded that a diagnosis of occupational pneumoconiosis
could not be made based upon the chest x-rays reviewed. He also diagnosed a mild amount
of subpleural fact bilaterally, with no other pleural or parenchymal abnormalities.
The O.P. Board gave testimony on the medical issue at a final hearing held on
November 10, 2004. Testimony was first taken of the O.P. Board's radiologist, Johnsey L.
Leef, Jr., M.D. (hereinafter Dr. Leef).
(See footnote 5) Dr. Leef posted all chest x-ray films at issue on an
x-ray view box and made reference to the films while testifying. He specifically was asked
to physically look for the changes allegedly observed by Drs. Aycoth, Bassali and Gaziano
on the films. In making specific reference to the films, Dr. Leef concluded that the alleged
changes referenced were physically not present. He also noted that Drs. Aycoth, Bassali and
Gaziano did not have the benefit of reviewing all of the chest x-rays of record, but that Drs.
Willis, Sparks and Smith, as well as he, himself, had the opportunity to view both sets of x-
rays. Dr. Leef testified that it is good practice to review as many x-rays as possible in
considering a diagnosis. Having reviewed the reports of Drs. Aycoth, Bassali and Gaziano
against the actual chest x-ray films of record, Dr. Leef made a finding of medical fact to the
effect that the conclusions of Drs. Willis, Sparks and Smith were reliable, and the
conclusions of Drs. Aycoth, Bassali and Gaziano were unreliable based upon the finding that
the alleged changes noted in their reports as supporting their purported diagnoses were
physically not present on the films.
Testimony was also obtained from James H. Walker, M.D. (hereinafter Dr.
Walker), Chairman of the O.P. Board, and Jack L. Kinder, Jr., M.D. (hereinafter Dr.
Kinder), member of the O.P. Board. Neither physician member of the O.P. Board diagnosed
occupational pneumoconiosis and both agreed with the conclusions of Dr. Leef.
Furthermore, both Dr. Walker and Dr. Kinder concluded that, to a reasonable degree of
medical certainty, claimant had no pulmonary impairment attributable to an occupational
factor. Dr. Walker specifically identified claimant's wheezing as being consistent with non-
occupational bronchospastic disease. He attributed this wheezing to claimant's 37-year
tobacco usage. Dr. Kinder agreed with Dr. Walker's conclusions.
By order of December 15, 2004, the OOJ affirmed the Commission's June 18,
1998, order, which granted no award for occupational pneumoconiosis to claimant. In this
order, Judge Haslebacher thoroughly reviewed all evidence of record on the medical issue.
Based upon the findings of the O.P. Board and the lack of objective correlation at hearing for
the purported diagnoses of Drs. Bassali, Aycoth and Gaziano, the conclusions of such
physicians were found to be incorrect and unreliable. Judge Haslebacher further noted the
mutual inconsistencies present when the conclusions of Drs. Bassali, Aycoth and Gaziano
were compared. He observed that one could only wonder if these physicians were looking
at the same individual. Judge Haslebacher further noted that the reports of Drs. Sparks,
Smith and Willis were consistent not only with each other, but also with the findings of the
O.P. Board. Claimant appealed this order to the BOR.
By order of May 30, 2006, the BOR reversed the December 15, 2004, order of
the OOJ, and granted claimant a 5% award for the diagnosis of occupational pneumoconiosis
with no pulmonary impairment.
(See footnote 6) In its order, the BOR concluded that the analysis and
conclusions of the OOJ were clearly wrong in view of the reliable, probative and substantial
evidence of record. In so doing, the BOR stated that the OOJ had no substantiation for its
conclusion that the conclusions of Drs. Bassali, Aycoth and Gaziano were unreliable. Judge
Rita Hedrick-Helmick (hereinafter Judge Hedrick-Helmick) dissented to the reversal of the
December 15, 2004, OOJ order, and the granting of a 5% permanent partial disability award.
Citing West Virginia Code, § 23-4-6a, Judge Hedrick-Helmick concluded that nothing in the
record showed the O.P. Board or the OOJ to be clearly wrong.
II.
STANDARD OF REVIEW
This appeal primarily involves consideration of whether the BOR properly
followed its standard of review in affirming the OOJ on the non-medical issue, and in
reversing the OOJ on the medical issue. We therefore consider not only the standard of
review applicable to our review of the issues raised herein, but necessarily also the standard
of review applicable to the BOR for its review of the said issues.
West Virginia Code § 23-5-15(c) (2005) provides the following standard of
review for appeals from the BOR where the BOR affirmed a prior ruling by both the
Commission and the OOJ:
If the decision of the board represents an affirmation of
a prior ruling by both the commission and the office of judges
that was entered on the same issue in the same claim, the
decision of the board may be reversed or modified by the
supreme court of appeals only if the decision is in clear violation
of constitutional or statutory provision, is clearly the result of
erroneous conclusions of law, or is based upon the board's
material misstatement or mischaracterization of particular
components of the evidentiary record. The court may not
conduct a de novo re-weighing of the evidentiary record.
For cases in which the BOR reversed a prior ruling of either the OOJ or the Commission,
West Virginia Code § 23-5-15(d) (2005) provides the following standard of review for
appeals of such rulings:
If the decision of the board effectively represents a
reversal of a prior ruling of either the commission or the office
of judges that was entered on the same issue in the same claim,
the decision of the board may be reversed or modified by the
supreme court of appeals only if the decision is clearly the result
of erroneous conclusions of law, or is so clearly wrong based
upon the evidentiary record that even when all inferences are
resolved in favor of the board's findings, reasoning and
conclusions, there is insufficient support to sustain the decision.
Because our consideration of the issues before us necessarily requires us to
consider the standard of review of the BOR, we observe that [w]hen the [BOR] reviews a
ruling from the [OOJ,] it must do so under the standard of review set out in W. Va. Code §
23-5-12(b) (1995), and failure to do so will be reversible error. Syl. Pt. 6,
Conley v.
Workers' Compensation Div., 199 W. Va. 196, 483 S.E.2d 542 (1997). West Virginia Code
§ 23-5-12(b) (1995), directs, in relevant part, that
The [BOR] may affirm the order or decision of the [OOJ]
or remand the case for further proceedings. It shall reverse,
vacate or modify the order or decision of the [OOJ] if the
substantial rights of the petitioner or petitioners have been
prejudiced because the [OOJ]'s findings are:
(1) In violation of statutory provisions; or
(2) In excess of the statutory authority or
jurisdiction of the [OOJ]; or
(3) Made upon unlawful procedures; or
(4) Affected by other error of law; or
(5) Clearly wrong in view of the reliable,
probative and substantial evidence on the
whole record; or
(6) Arbitrary or capricious or characterized by
abuse of discretion or clearly unwarranted
exercise of discretion.
With due consideration and regard for these standards, we consider the non-
medical and medical issues raised on appeal by the employer.
III.
DISCUSSION
On appeal, we consider both non-medical exposure and medical diagnosis and
disability award issues raised by the employer, Fenton Art Glass Company. The employer
initially contends that the Commission erred in finding the claim compensable on a non-
medical basis because, according to the employer, claimant was not exposed to the hazards
of occupational pneumoconiosis for the requisite time period required by W.Va. Code § 23-
4-15b (1995). The employer further contends that the BOR erred in reversing the OOJ, and
in granting claimant a 5% award for a diagnosis of occupational pneumoconiosis without
pulmonary impairment. We proceed with our consideration of each issue.
A.
The Non-Medical Exposure Issue
On appeal, the employer argues that claimant failed to show that he was
exposed to sufficient respirable harmful dust during his long employment with the employer
to constitute an exposure to the hazards of occupational pneumoconiosis. In support of its
contention, the employer relies on two surveys conducted by Dr. Stobbe and the opinions of
Dr. Stobbe, Dr. McGraw and Mr. Fenton, the plant's safety director. The employer submits
that the claimant's burden to show a dust hazard was improperly shifted to the employer and
that the rulings below improperly had the effect of creating a presumption of exposure to the
hazards of occupational pneumoconiosis. We disagree.
When an employee files a claim seeking occupational pneumoconiosis benefits
under West Virginia's workers' compensation law, the initial determination of exposure,
i.e.,
the non-medical question, is determined by the Commission.
See W. Va. Code § 23-4-15b
(1995). Among other things,
(See footnote 7) in determining compensability of the claim, the Commission
is required to
determine whether in the State of West Virginia the claimant
was exposed to [the hazards of occupational pneumoconiosis]
over a continuous period of not less than two years during the
ten years immediately preceding the date of his or her last
exposure to the hazard and whether the claimant was exposed to
the hazard over a period of not less than ten years during the
fifteen years immediately preceding the date of his or her last
exposure to the hazard.
W. Va. Code § 23-4-15b (1995). In support of his claim, the claimant testified that he was
exposed to visible dust in the workplace.
(See footnote 8)
'In the absence of any specific indication to the contrary, words used in a
statute will be given their common, ordinary and accepted meanings.' Syllabus Point 1, Thomas v. Firestone Tire & Rubber Co., 164 W. Va. 763, 266 S.E.2d 905 (1980). Syl. pt.
3, Hodge v. Ginsberg, 172 W. Va. 17, 303 S.E.2d 245 (1983). In Meadows v. Workmen's
Compensation Commissioner, 157 W.Va. 140, 198 S.E.2d 137 (1973), we defined the term
hazard as it relates to occupational pneumoconiosis. We concluded that [i]n a claim for
occupation pneumoconiosis under the Workmen's Compensation Law, a 'hazard,' as
contemplated by Code, 23-4-1, as amended, exists in any work environment where it can be
demonstration that there are minute particles of dust in abnormal quantities. Syl. pt. 1, Meadows, 157 W. Va. 140, 198 S.E.2d 137. Resolution of the non-medical question
presented in the instant case simply requires a determination of whether the BOR and the
OOJ properly considered the facts before them within the ordinary and accepted meaning of
hazard as we set forth in Meadows. We believe they did.
Judge Haslebacher's order reflects a thorough consideration of all of the
evidence on the non-medical issue. Specifically, Judge Haslebacher reviewed not only the
evidence submitted by the employer, but also the testimony and opinions of the learned
members of the O.P. Board with respect to the employer's evidence. Our review of the
testimony of the O.P. Board confirms Judge Haslebacher's conclusions. We observe that the
O.P. Board is not only a board comprised of experts in the field of occupational
pneumoconiosis, but also that the O.P. Board's members are presumptively impartial.
Accordingly, we believe that great deference should be given to the conclusions of the O.P.
Board not only on medical, but also on exposure issues, related to the disease known as
occupational pneumoconiosis.
Furthermore, Judge Haslebacher considered not only testimony regarding
visible dust in the workplace, but also the fact that asbestos was present in the workplace
prior to be abated during the 1980's. According to Mr. Fenton, the plant was asbestos-free
by the late-1980's.
In applying our standard of review to the BOR's affirmation of the OOJ order
(which, itself, affirmed the Commission's order), we do not believe that the BOR's decision
is in clear violation of any constitutional or statutory provision, is clearly the result of any
erroneous conclusions of law, or is based upon the BOR's material misstatement or
mischaracterization of any components of the evidentiary record. Furthermore, we find no
error in the BOR's review, under the standard of review applicable to the BOR, of the OOJ
non-medical interlocutory order. We therefore affirm that portion of the BOR's May 30,
2006 order which affirmed the OOJ's September 4, 2003 interlocutory order on the non-
medical exposure issue. This issue is largely a factual determination and we will not disturb
the factual findings of Judge Haslebacher.
B.The Medical Issue
The medical issue before us regarding the granting of a 5% award to claimant
for the diagnosis of occupational pneumoconiosis without pulmonary impairment is whether
the BOR erred by violating its statutory standard of review in its consideration of the
September 4, 2003, order of the OOJ. We find that it did. Specifically, we find that while
the OOJ properly accorded the deference required by West Virginia law to the medical
findings and conclusions of the O.P. Board in affirming the Commission's June 18, 1998,
order which granted no award, the BOR acted in an arbitrary manner in summarily
disregarding such medical findings and conclusions of the O.P. Board. Furthermore, by
favoring unreliable medical evidence over reliable medical evidence, the BOR's order was
clearly wrong in view of the reliable, probative and substantial evidence of the whole record.
As such, we find that the BOR's decision was in clear violation of its statutory standard of
review and that its failure to accord proper statutory deference to the medical findings and
conclusions of the O.P. Board constitutes an erroneous understanding of the law applicable
to the BOR's review.
In considering the question before us, we find the Workers' Compensation
Code (
i.e., W. Va. § 23-1-1,
et seq.), as well as our prior decision in
Rhodes v. Workers'
Compensation Div., 209 W. Va. 8, 543 S.E.2d 289 (2000), to be determinative. ' 'The
primary object in construing a statute is to ascertain and give effect to the intent of the
legislature.' Syllabus Point 1,
Smith v. Workmen's Compensation Commissioner, 159 W. Va.
108, 219 S.E.2d 361 (1975). Syllabus point 2,
Anderson v. Wood, 204 W. Va. 558, 514
S.E.2d 408 (1999).' Syllabus point 2,
Expedited Transportation Systems, Inc. v. Vieweg, 207
W. Va. 90, 529 S.E.2d 110 (2000). Syl. pt. 1,
Rhodes v. Workers' Compensation Division,
209 W. Va. 8, 543 S.E.2d 289 (2000). In so doing, we observe two fundamental rules
regarding statutory construction. First, to the extent a statute is unambiguous, it is not subject
to interpretation. Thus, where the language of a statutory provision is plain, its terms should
be applied as written and not construed.
DeVane v. Kennedy, 205 W. Va. 519, 529, 519
S.E.2d 622, 632 (1999) (citing Syl. pt. 5,
Walker v. W. Va. Ethics Comm'n, 201 W. Va. 108,
492 S.E.2d 167 (1997). Furthermore, as observed above, [i]n the absence of any specific
indication to the contrary, words used in a statute will be given their common, ordinary and
accepted meanings. Syl. pt. 3,
Hodge, 172 W. Va. 17, 303 S.E.2d 245; Syl. Pt. 1,
Thomas 164 W. Va. 763, 266 S.E.2d 905. Second, we observe that there are several statutory
provisions in the Workers' Compensation Code (
i.e., W. Va. Code § 23-1-1,
et seq.)
applicable to the question before us. 'Statutes which relate to the same subject matter
should be read and applied together so that the Legislature's intention can be gathered from
the whole of the enactments.' Syllabus Point 3,
Smith v. State Workmen's Compensation
Comm'r, 159 W. Va. 108, 219 S.E.2d 361 (1975). Syl. pt. 3,
Boley v. Miller, 187 W. Va.
242, 418 S.E.2d 352 (1992).
The facts applicable to the medical issue in this case are straight forward.
Claimant received a full physical examination, including history, pulmonary function studies
and chest x-rays from the members of the O.P. Board. Only the members of the O.P. Board
performed such a full and detailed examination of claimant. In addition, the chest x-rays of
claimant obtained by the O.P. Board were re-read by five additional radiologists: Drs.
Gaziano and Dr. Aycoth, at the request of claimant, and Drs. Willis, Sparks and Smith, at the
request of the employer. An additional chest x-ray film of claimant from Parkersburg
Radiology Services was read by Dr. Bassali, at the request of the claimant, and by Drs.
Willis, Sparks and Smith, at the request of the employer. A final hearing was held thereafter
at which time the O.P. Board considered all of the evidence of record, performed an actual
re-read and comparison of all chest x-rays of record on a view box during the hearing, and
was cross-examined by the parties. No other physicians appeared to give testimony or be
subject to cross-examination at this final hearing.
The testimony of the O.P. Board regarding its consideration of the medical
evidence of record was thorough and definitive. The members of the O.P. Board gave
specific, detailed reasons for finding that the x-ray readings of Drs. Bassali, Aycoth and
Gaziano were not reliable from a medical standpoint. Most importantly, Dr. Leef posted the
x-ray films on a view box during the final hearing and physically looked for the purported
changes relied upon by Drs. Bassali, Aycoth and Gaziano in making their conclusions. The
purported changes relied upon by claimant's physicians simply were not present.
Furthermore, Dr. Leef testified that it was good practice in considering a diagnosis to have
the benefit of as many x-rays as possible. None of claimant's physicians reviewed and
compared all of the x-rays. In addition to the members of the O.P. Board, all of the
employer's physicians performed such a review. With respect to the medical unreliability
of the reports of Drs. Bassali, Aycoth and Gaziano, and the lack of a confirmable diagnosis
of occupational pneumoconiosis, the members of the O.P. Board were unanimous.
In his consideration of the record on the medical issue, Judge Haslebacher
thoroughly reviewed the evidence of record, the applicable law, and, most importantly, the
specific findings and conclusions of the O.P. Board on the medical issues in this claim. He
affirmed the Commission's June 18, 1998, finding of the lack of a diagnosis. A review of
the BOR's May 30, 2006, order on the medical issue reveals no such apparent thorough
review of the record, much less a consideration of the specific findings and conclusions of
the O.P. Board on the medical issues. Equally missing from the BOR's order is any analysis
of the law, especially with regard to the deference to be accorded to the findings and
conclusions of the O.P. Board on medical issues, applicable to the medical issues herein.
(See footnote 9)
In
Rhodes, we reviewed not only the importance of the role of the O.P. Board
in medical determinations of awards for occupational pneumoconiosis, but also the deference
required by West Virginia law for findings and conclusions of the O.P. Board on medical
issues:
First, we note that the OP Board plays an integral role in the
decision of an OP claim: [t]he function of the board is to
determine
all medical questions relating to cases of
compensation for occupational pneumoconiosis under the
direction and supervision of the commissioner. W. Va. Code
§ 23-4-8a (1999) (Supp. 2000) (emphasis added). .
See also
Newman v. Richardson, 186 W. Va. 66, 69-70, 410 S.E.2d 705,
708-09 (1991) (Because the Occupational Pneumoconiosis
Board is composed of doctors who have 'by special study or
experience, or both, acquired special knowledge of pulmonary
diseases' (W. Va. Code, 23-4-8a, [1974]), the Board is to
determine all medical questions in an occupational
pneumoconiosis claim under the direction and supervision of the
Commissioner.
Ferguson v. State Workmens' Compensation
Commissioner, 152 W. Va. 366, 163 S.E.2d 465 (1968).
(footnote omitted)).
Furthermore, the Division and the OOJ are mandated, in W. Va.
Code § 23-4-6a (1995) (Repl. Vol. 1998), to give substantial
weight to the OP Board's determination of a claimant's degree
of medical impairment:
If an employee is found to be permanently
disabled due to occupational pneumoconiosis, as
defined in section one [§ 23-4-1] of this article,
the percentage of permanent disability shall be
determined by the degree of medical impairment
that is found by the occupational pneumoconiosis
board. The division
shall enter an order setting
forth the findings of the occupational
pneumoconiosis board with regard to whether the
claimant has occupational pneumoconiosis and
the degree of medical impairment, if any,
resulting therefrom. That order
shall be the final
decision of the division for purposes of section
one [§ 23-5-1], article five of this chapter. If such
a decision is objected to, the office of judges
shall
affirm the decision of the occupational
pneumoconiosis board made following hearing
unless the decision is
clearly wrong in view of the
reliable, probative and substantial evidence on the
whole record.
209 W. Va. at 14, 543 S.E.2d at 295 (emphasis in original) (internal footnotes omitted).
(See footnote 10)
In reviewing the statutory language applicable to the medical issue herein, it
is and has been the function of the OP Board to determine
all medical questions relating to
cases of compensation for occupational pneumoconiosis. W. Va. Code § 23-4-8a (2005).
Rhodes, 209 W. Va. at 14, 543 S.E.2d at 295. Furthermore, the percentage of permanent
disability is determined by the degree of medical impairment that is found by the
occupational pneumoconiosis board. W. Va. Code § 23-4-6a (2005). Finally, should
exception be taken to the medical findings and conclusions of the O.P. Board, provision has
been made for a final hearing at which time all medical evidence may be considered and the
O.P. Board shall submit to examination and cross-examination. W. Va. Code § 23_4-8c(d)
(2005). In reviewing such exceptions, the office of judges
shall affirm the decision of the
occupational pneumoconiosis board made following hearing
unless the decision is clearly
wrong in view of the reliable, probative and substantial evidence of the whole record.
W. Va. Code § 23-4-6a (2005)(emphasis added). The word shall is mandatory.
See State
v. Allen, 208 W.Va. 144, 153, 539 W.Va. 87, 96 (1999).
The Legislature has clearly conveyed its intention through such statutory
language that the O.P. Board is to be accorded considerable deference on medical matters
related to the diagnosis and, if any, impairment related to occupational pneumoconiosis.
Because the O.P. Board is charged with determining
all medical questions relating to
occupational pneumoconiosis cases, and because of the substantial deference afforded to the
O.P. Board in connection with occupational pneumoconiosis cases, the party challenging the
O.P. Board's findings and conclusions bears the burden of establishing through competent
and reliable evidence that such findings and conclusions are clearly wrong. W. Va. Code §
23-4-6a (2005).
See Rhodes, 209 W. Va. at 16-17, 543 S.E.2d 297-298;
Whitt v. State
Compensation Commissioner, 153 W. Va. 688, 693-694, 172 S.E.2d 375, 377-378 (1970).
Here, as amply found by Judge Haslebacher, the claimant did not meet his burden with
competent, reliable medical proof.
A decision by the OOJ should not be reversed by the BOR unless the findings
upon which that decision is based are in violation of statutory provisions; in excess of the
statutory authority or jurisdiction of the OOJ; made upon unlawful procedures; affected by
other error of law; clearly wrong in view of the reliable, probative and substantial evidence
on the whole record; or is arbitrary or capricious or characterized by abuse of discretion or
is clearly an unwarranted exercise of discretion. W. Va. Code § 23-5-12 (2005). The BOR
is required to review rulings from the OOJ under this standard, and failure to do so
constitutes reversible error. Syl. Pt. 6,
Conley v. Workers' Compensation Div., 199 W. Va.
196, 483 S.E.2d 542 (1997).
Here, on the medical issue, the BOR improperly substituted its judgment for
that of the O.P. Board and the OOJ on a medical issue of fact which was thoroughly
supported not only by the testimony and findings of the O.P. Board, but also from Judge
Haslebacher's thorough decision. Not only was this action arbitrary, it completely ignored
the statutory standard of review which the BOR
must follow. Furthermore, by relying on
medically unreliable evidence over reliable medical evidence in the record, the BOR made
a conclusion which was clearly wrong in view of the reliable, probative and substantial
evidence of the whole record. As such, we find that the BOR's decision was in clear
violation of its statutory standard of review and that its failure to accord proper statutory
deference to the medical findings and conclusions of the O.P. Board derives from its
erroneous conclusion of the law applicable to medical findings in occupational
pneumoconiosis cases. Accordingly, we reverse that portion of the BOR's May 30, 2006,
order which reversed the OOJ's December 15, 2003, order, and which granted claimant a 5%
permanent partial disability award for occupational pneumoconiosis without pulmonary
impairment.
IV.
CONCLUSION
For the reasons set forth herein, that portion of the May 30, 2006, order of the
Workers' Compensation Board of Review which affirmed the interlocutory order of the
Workers' Compensation Office of Judges dated September 4, 2003, is affirmed. That portion
of the said May 30, 2006, order which reversed and vacated the final order of the Office of
Judges dated December 15, 2003, and granted claimant a 5% permanent partial disability
award of the diagnosis of occupational pneumoconiosis without pulmonary impairment, is
reversed and remanded with instructions to reinstate the December 15, 2003, order of the
Office of Judges which granted claimant no award.
Affirmed, in Part, Reversed, in Part, and Remanded with Directions
Occupational pneumoconiosis is a disease of the lungs caused by the inhalation of
minute particles of dust over a period of time due to causes and conditions arising out of and
in the course of employment. W. Va. Code § 23-4-1(d) (2003).
Footnote: 3
This presumption is not conclusive.
See W. Va. Code § 23-4-8c(b) (2005), which
provides:
If it can be shown that the claimant or deceased employee has
been exposed to the hazard of inhaling minute particles of dust
in the course of and resulting from his or her employment for a
period of ten years during the fifteen years immediately
preceding the date of his or her last exposure to such hazard and
that the claimant or deceased employee has sustained a chronic
respiratory disability, it shall be presumed that the claimant is
suffering or the deceased employee was suffering at the time of
his or her death from occupational pneumoconiosis which arose
out of and in the course of his or her employment. This
presumption is not conclusive.
Although W. Va. Code § 23-4-8c has been amended since the relevant time period herein,
subsection b remains unchanged. Therefore, the current version of this statutory provision
is cited herein.
Footnote: 4
The examination showed claimant was 71 inches tall and weighed 252 pounds.
Footnote: 5
The O.P. Board's other radiologist, Thomas M. Hayes, M.D., participated in the O.P.
Board's examination of claimant. He did not diagnose occupational pneumoconiosis.
Footnote: 6
For claimants whose awards were granted before July 1, 2003, W. Va. Code § 23-4-
6a (1995) provided that a claimant who received a diagnosis of occupational
pneumoconiosis, but without measurable pulmonary impairment attributable to an
occupational lung disease, would be awarded a 5% award. Entitlement to such a 5% award
for a diagnosis of occupational pneumoconiosis without impairment was eliminated by
amendments to W.Va. Code § 23-4-6a (2003), effective July 1, 2003.
See Wampler Foods,
Inc. v. Workers' Compensation Div., 216 W. Va. 129, 140, 602 S.E.2d 805, 816 (2004).
Because the medical order of the Commissioner which is ultimately at issue herein was
entered on June 18, 1998, long before the 2003 Amendments, claimant would be entitled to
a 5% award if he were able to demonstrate a positive diagnosis of occupational
pneumoconiosis regardless of the presence of pulmonary impairment.
Footnote: 7
The Commission is also tasked with determining whether the claim was timely filed,
whether the claimant is entitled to the presumption that pulmonary impairment is
occupational in nature, and with identifying the responsible employer or employers. W. Va.
Code § 23-4-15b (1995).
Footnote: 8
This claim was apparently one of a number of claims involving Fenton Art Glass
employees and the employer. Although transcripts are not present in the record before us,
reference is made in the testimony of witnesses herein to the testimony of other employees
regarding visible dust in the working environment.
Footnote: 9
Indeed, one is left to ponder if the BOR simply substituted its judgment for that of
the O.P. Board on the medical matters at issue and blindly elevated reports making the
highest recommendations for an award to the basis of their faulty conclusion with no
consideration whatsoever to the considerable deference required by West Virginia law to the
medical findings of conclusions of the O.P. Board, no consideration to the BOR's proper
standard of review, and no consideration to the reliable medical evidence of record.
Footnote: 10
In Rhodes, we noted that changes had occurred to certain of the applicable statutes
after claimant had filed his claim seeking occupational pneumoconiosis benefits. However,
we noted that such changes, such as changing shall be to is in W. Va. Code § 23-4-8a
in 1999 (The function of the board shall be to determine all medical questions . . .), do not
materially change the meaning of the quoted language. The language in W. Va. Code § 23-4-
6a was also changed in a non-material manner from shall be to is (. . . the percentage
of permanent disability shall be determined by the degree of medical impairment that is
found by the occupational pneumoconiosis board.). Rhodes, 209 W. Va. at 14, n.7, 543
S.E.2d at 295, n. 7.