664 S.E.2d 175
Darrell V. McGraw, Jr.
Attorney General
Steven R. Compton, Esq.
Senior Assistant Attorney General
Charleston, West Virginia
Attorney for the Appellee
CHIEF JUSTICE MAYNARD delivered the Opinion of the Court.
2. While our standard of review for summary judgment remains de novo, a circuit court's order granting partial summary judgment must set out factual findings
sufficient to permit meaningful appellate review. Findings of fact, by necessity, include
those facts which the circuit court finds relevant, determinative of the issues and undisputed.
Syllabus Point 4, Toth v. Board of Parks and Recreation, 215 W.Va. 51, 593 S.E.2d 576
(2003).
3. Pursuant to Will v. Michigan Department of State Police, 491 U.S. 58
(1989), neither the State of West Virginia nor its officials acting in their official capacities
are persons under 42 U.S.C. § 1983.
4. An agent or employee can be held personally liable for his own torts
against third parties and this personal liability is independent of his agency or employee
relationship. Of course, if he is acting within the scope of his employment, then his principal
or employer may also be held liable. Syllabus Point 3, Musgrove v. Hickory Inn, Inc., 168
W.Va. 65, 281 S.E.2d 499 (1981).
5. A public executive official who is acting within the scope of his
authority and is not covered by the provisions of W.Va. Code, 29-12A-1, et seq., is entitled
to qualified immunity from personal liability for official acts if the involved conduct did not
violate clearly established laws of which a reasonable official would have known. There is
no immunity for an executive official whose acts are fraudulent, malicious, or otherwise
oppressive. To the extent that State ex rel. Boone National Bank of Madison v. Manns, 126
W.Va. 643, 29 S.E.2d 621 (1944), is contrary, it is overruled. Syllabus, State v. Chase
Securities, Inc., 188 W.Va. 356, 424 S.E.2d 591 (1992).
6. In cases arising under W.Va. Code § 29-12-5, and in the absence of
express provisions of the insurance contract to the contrary, the immunity of the State is
coterminous with the qualified immunity of a public executive official whose acts or
omissions give rise to the case. However, on occasion, the State will be entitled to immunity
when the official is not entitled to the same immunity; in others, the official will be entitled
to immunity when the State is not. The existence of the State's immunity of the State [sic]
must be determined on a case-by-case basis. Syllabus Point 9, Parkulo v. West Virginia Bd.
of Probation, 199 W.Va. 161, 483 S.E.2d 507 (1996).
Maynard, Chief Justice:
The plaintiffs below and appellants herein appeal the November 29, 2006,
order of the Circuit Court of Kanawha County to the extent that the order granted summary
judgment in favor of defendant below and appellee herein, the West Virginia Department of
Public Safety. The appellants had filed a suit alleging various federal and state claims
against the Department and a state trooper employed by the Department arising from the
trooper's fatal shooting of the appellants' family member. For the reasons stated below, we
affirm in part, reverse in part, and remand.
After a hearing on the motions, the circuit court entered an order on November
29, 2006, in which it granted summary judgment in favor of the Department of Public Safety
on all claims asserted by the appellants and denied Trooper Kane's motion for summary
judgment. The appellants now appeal the granting of summary judgment on behalf of the
Department.
While our standard of review for summary judgment
remains de novo, a circuit court's order granting partial
summary judgment must set out factual findings sufficient to
permit meaningful appellate review. Findings of fact, by
necessity, include those facts which the circuit court finds
relevant, determinative of the issues and undisputed.
Syllabus Point 4, Toth v. Board of Parks and Recreation, 215 W.Va. 51, 593 S.E.2d 576
(2003). We have explained this holding as follows:
. . . an order granting summary judgment cannot merely recite
and rest exclusively upon a conclusion that, No genuine issue
of material fact is in dispute and therefore summary judgment is
granted. For meaningful appellate review, more must be
included in an order granting summary judgment. This Court's
function as a reviewing court is to determine whether the stated
reasons for the granting of summary judgment by the lower
court are supported by the record. . . . In other words, the circuit
court's order must provide clear notice to all parties and the
reviewing court as to the rationale applied in granting or denying
summary judgment.
Fayette County Nat. Bank v. Lilly, 199 W.Va. 349, 353-54, 484 S.E.2d 232, 236-37 (1997).
Nevertheless, this Court is able to resolve the issues before us without a detailed order and
thus have no reason to remand for the circuit court to provide findings of fact and
conclusions of law. See Toth, supra.
The appellants assert that it is the state's insurer and not the state that is being
sued up to the maximum limits of the state's liability insurance coverage so that Will does
not apply. We reject this argument. While Pittsburgh Elevator Co. v. W.Va. Bd. of Regents, 172 W.Va. 743, 310 S.E.2d 675 (1983), holds that the state's constitutional immunity does
not bar a suit against the state up to the limits of the state's insurance coverage, that case
addresses only the state's sovereign immunity and not federal statutory law and the federal
constitutional implications arising therefrom.
Therefore, we now hold that, pursuant to Will v. Michigan Department of State
Police, 491 U.S. 58 (1989), neither the State of West Virginia nor its officials acting in their
official capacities are persons under 42 U.S.C. § 1983. Applying this holding to the facts
before us, we find that the Department of Public Safety, as an agency of the state is not a
person under § 1983. As a result, an action under that statute cannot be brought against
the Department. (See footnote 7) Accordingly, we affirm the ruling of the circuit court to the extent that it
granted summary judgment to the Department of Public Safety on the appellants' § 1983
action.
Further, given the totality of the deposition testimony, the
plaintiffs have failed to establish a genuine issue of material fact
such that a reasonable jury could find in her favor. On the issue
of failure to train and/or supervise against the West Virginia
Department of Public Safety, moreover, the Doctrines of
Judicial and Equitable Estoppel are not applicable to the facts of
this case where a Prosecuting Attorney made certain statements
before the Grand Jury.
The appellants argue that genuine issues of material fact exist so that summary judgment was
improper. Specifically, the appellants point to Trooper Kane's deposition testimony that he
never received any training as to when he should quit firing a gun in a situation when he is
firing at someone. The appellants also rely on the deposition testimony of their expert
witness that the generally accepted police training is to continue to fire the weapon until the
immediate threat stops. According to the appellants, this testimony raises the genuine issue
of whether Trooper Kane was properly trained as to when to cease firing his gun.
The Department responds in its brief that at another point in his deposition,
Trooper Kane responded to a question by the appellants' counsel by indicating that the State
Police had instructed him to fire his weapon until the threat is gone. The Department
contends that the portion of Trooper Kane's deposition testimony relied upon by the
appellants is insufficient to survive a summary judgment motion.
After reviewing the portions of Trooper Kane's deposition cited to us by the
parties, we agree with the appellants that there are genuine issues of fact that preclude
summary judgment on the appellants' state law failure to instruct and/ or supervise claim. (See footnote 8)
As noted by the appellants, at one point in his deposition, Trooper Kane testified that he had
not received any kind of training as to when a state trooper is supposed to quit firing his gun.
At another point in the deposition, however, Trooper Kane indicated that he was taught to
stop firing when the immediate threat is gone. We believe that this conflict in testimony
creates a genuine issue of material fact for the trier of fact to resolve. Whether Trooper Kane
received instruction on when to stop firing is certainly material to the issue of whether he was
properly trained. Also, the resolution of this issue at trial may rest upon whether the jury
finds Trooper Kane's testimony credible. In assessing the factual record, we must grant the
nonmoving party the benefit of inferences, as '[c]redibility determinations . . . are jury
functions, not those of a judge[.]' Williams v. Precision Coil, Inc., 194 W.Va. 52, 59, 459
S.E.2d 329, 336 (1995), citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct.
2505, 2513, 91 L.Ed.2d 202, 216 (1986). Further, when a party can show that demeanor
evidence legally could affect the result, summary judgment should be denied. Williams, 194
W.Va. at 59, 459 S.E.2d at 336. While it is true that the party opposing summary judgment
must satisfy the burden of proof by offering more than a mere 'scintilla of evidence' and
must produce evidence sufficient for a reasonable jury to find in a nonmoving party's
favor[,] 194 W.Va. at 60, 459 S.E.2d at 337, citing Anderson, 477 U.S. at 252, 106 S.Ct. at
2512, 91 L.Ed.2d at 214, [i]n cases of substantial doubt, the safer course of action is to deny
the motion and to proceed to trial. 194 W.Va. at 59, 459 S.E.2d at 336. Under these facts,
we believe that the safer course is to reverse the circuit court's dismissal of the appellants'
failure to train and/or supervise claim and let it proceed to trial.
Next, we note that the appellants clearly allege in their complaint that the
Department is vicariously liable for Trooper Kane's wrongful conduct. The circuit court's
summary judgment order, however, makes absolutely no findings of fact or conclusions of
law on this issue. This Court has held concerning vicarious liability that:
An agent or employee can be held personally liable for
his own torts against third parties and this personal liability is
independent of his agency or employee relationship. Of course,
if he is acting within the scope of his employment, then his
principal or employer may also be held liable.
Syllabus Point 3, Musgrove v. Hickory Inn, Inc., 168 W.Va. 65, 281 S.E.2d 499 (1981).
Under this rule, the Department may be liable for any wrongful acts found to be committed
by Trooper Kane. Especially significant with regard to the appellants' allegation of vicarious
liability against the Department is the fact that the circuit court denied Trooper Kane's
motion for summary judgment after finding that whether his actions were reasonable or
justified are issues of fact for the jury.
The Department argues on appeal that the doctrine of qualified or official
immunity bars a claim of mere negligence against the Department. Concerning qualified or
official immunity, this Court has held:
A public executive official who is acting within the scope
of his authority and is not covered by the provisions of W.Va.
Code, 29-12A-1, et seq., (See footnote 9) is entitled to qualified immunity from
personal liability for official acts if the involved conduct did not
violate clearly established laws of which a reasonable official
would have known. There is no immunity for an executive
official whose acts are fraudulent, malicious, or otherwise
oppressive. To the extent that State ex rel. Boone National Bank
of Madison v. Manns, 126 W.Va. 643, 29 S.E.2d 621 (1944), is
contrary, it is overruled.
Syllabus, State v. Chase Securities, Inc., 188 W.Va. 356, 424 S.E.2d 591 (1992) (footnote
added). Trooper Kane is a public official employed by the State, not a political subdivision, (See footnote 10) and is therefore not covered by the provisions of W.Va. Code § 29-12A-1, et seq. Accordingly, under Chase Securities, Trooper Kane would enjoy immunity from personal
liability for official acts if his conduct did not violate clearly established laws of which a
reasonable official would have known and if his acts were not fraudulent, malicious, or
otherwise oppressive. Regarding the issue of the Department of Public Safety's immunity
for Trooper Kane's alleged wrongful acts, we have held:
In cases arising under W.Va. Code § 29-12-5, (See footnote 11) and in the
absence of express provisions of the insurance contract to the
contrary, the immunity of the State is coterminous with the
qualified immunity of a public executive official whose acts or
omissions give rise to the case. However, on occasion, the State
will be entitled to immunity when the official is not entitled to
the same immunity; in others, the official will be entitled to
immunity when the State is not. The existence of the State's
immunity of the State [sic] must be determined on a case-by-
case basis.
Syllabus Point 9, Parkulo v. West Virginia Bd. of Probation, 199 W.Va. 161, 483 S.E.2d 507
(1996) (footnote added).
Based on the evidence below, we believe there is sufficient evidence for a jury
to find that Trooper Kane's conduct violated clearly established laws of which a reasonable
official would have known or was fraudulent, malicious, or otherwise oppressive, and
therefore is not protected by immunity. Absent express provisions of the insurance contract
to the contrary or other exceptions, the jury may find that the Department's liability is
coterminous with that of Trooper Kane. Therefore, we believe that genuine issues of
material fact preclude the granting of summary judgment on behalf of the Department on the
appellants' state law claims.