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663 S.E.2d 593
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2008 Term
__________
No. 33377
__________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
v.
MINDY KEESECKER,
Defendant Below, Appellant
__________________________________________________
Appeal from the Circuit Court of Mercer County
The Honorable John R. Frazier, Judge
Case No. 05-F-340-F
Reversed and Remanded
__________________________________________________
Submitted: March 11, 2008
Filed: April 25, 2008
Darrell V. McGraw, Jr.
Mark McMillian
Attorney General
Mark McMillian - Attorney-at-Law, L.C.
Robert D. Goldberg
Charleston, West Virginia
Assistant Attorney General Counsel for the Appellant
Charleston, West Virginia
Counsel for the Appellee
The Opinion of the Court was delivered PER CURIAM.
CHIEF JUSTICE MAYNARD dissents and reserves the right to file a dissenting opinion.
SYLLABUS BY THE COURT
1. This Court reviews the circuit court's final order and ultimate disposition
under an abuse of discretion standard. We review challenges to findings of fact under a
clearly erroneous standard; conclusions of law are reviewed
de novo. Syl. Pt. 4,
Burgess
v. Porterfield, 196 W.Va. 178, 469 S.E.2d 114 (1996).
2. In reviewing challenges to findings and rulings made by a circuit court, we
apply a two-pronged deferential standard of review. We review the rulings of the circuit
court concerning a new trial and its conclusion as to the existence of reversible error under
an abuse of discretion standard, and we review the circuit court's underlying factual findings
under a clearly erroneous standard. Questions of law are subject to a de novo review. Syl.
Pt. 3,
State v. Vance, 207 W.Va. 640, 535 S.E.2d 484 (2000).
3. Failure to observe a constitutional right constitutes reversible error unless
it can be shown that the error was harmless beyond a reasonable doubt. Syl. Pt. 5,
State ex
rel. Grob v. Blair, 158 W.Va. 647, 214 S.E.2d 330 (1975).
4. Four factors are taken into account in determining whether improper
prosecutorial comment is so damaging as to require reversal: (1) the degree to which the
prosecutor's remarks have a tendency to mislead the jury and to prejudice the accused; (2)
whether the remarks were isolated or extensive; (3) absent the remarks, the strength of
competent proof introduced to establish the guilt of the accused; and (4) whether the
comments were deliberately placed before the jury to divert attention to extraneous matters.
Syl. Pt. 6,
State v. Sugg, 193 W.Va. 388, 456 S.E.2d 469 (1995).
5. It is prejudicial error in a criminal case for the prosecutor to make
statements in final argument amounting to a comment on the failure of the defendant to
testify. Syl. Pt. 3,
State v. Noe, 160 W.Va. 10, 230 S.E.2d 826 (1976),
overruled on other
grounds by State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995).
6. Remarks made by the State's attorney in closing argument which make
specific reference to the defendant's failure to testify, constitute reversible error and
defendant is entitled to a new trial. Syl. Pt. 5,
State v. Green, 163 W.Va. 681, 260 S.E.2d
257 (1979).
7. Errors involving deprivation of constitutional rights will be regarded as
harmless . . . if there is no reasonable possibility that the violation contributed to the
conviction. Syl. Pt. 20, in part,
State v. Thomas, 157 W.Va. 640, 203 S.E.2d 445 (1974).
8. To trigger application of the 'plain error' doctrine, there must be (1) an
error; (2) that is plain; (3) that affects substantial rights; and (4) seriously affects the fairness,
integrity, or public reputation of the judicial proceedings. Syl. Pt. 7, State v. Miller, 194
W.Va. 3, 459 S.E.2d 114 (1995).
9. An unpreserved error is deemed plain and affects substantial rights only
if the reviewing court finds the lower court skewed the fundamental fairness or basic
integrity of the proceedings in some major respect. In clear terms, the plain error rule should
be exercised only to avoid a miscarriage of justice. The discretionary authority of this Court
invoked by lesser errors should be exercised sparingly and should be reserved for the
correction of those few errors that seriously affect the fairness, integrity, or public reputation
of the judicial proceedings. Syl. Pt. 7, State v. LaRock, 196 W.Va. 294, 470 S.E.2d 613
(1996).
10. The State must prove, at least by a preponderance of the evidence, that
confessions or statements of an accused which amount to admissions of part or all of an
offense were voluntary before such may be admitted into the evidence of a criminal case.
Syl. Pt. 5, State v. Starr, 158 W.Va. 905, 216 S.E.2d 242 (1975).
11. Representations or promises made to a defendant by one in authority do
not necessarily invalidate a subsequent confession. In determining voluntariness of a
confession, the trial court must assess the totality of all the surrounding circumstances. No
one factor is determinative. Syl. Pt. 7, in part, State. v. Farley, 192 W.Va. 247, 452 S.E.2d
50 (1994).
Per Curiam:
This is an appeal by Mindy Keesecker (hereinafter Appellant) from a June
30, 2006, final order of the Circuit Court of Mercer County sentencing the Appellant to three
consecutive terms of one to five years in the penitentiary and five years probation upon her
convictions of six counts of sexual assault in the third degree. The Appellant contends that
the lower court committed several errors in the underlying trial and conviction. Subsequent
to thorough review of the record, the briefs, the arguments of counsel, and applicable
precedent, this Court reverses the Appellant's conviction and remands this matter to the
lower court for a new trial.
I. Factual and Procedural History
The Appellant, age thirty-four at the time of the alleged crimes, served as a
worship leader and counselor for youth at a church attended by a fifteen-year-old male, J.G.
(See footnote 1) During the Appellant's service in such role, she and J.G. engaged in a sexual relationship
from approximately January 2005 to approximately June 2005. Based upon knowledge of
extensive telephone conversations and visits between J.G. and the Appellant, J.G.'s mother
became concerned regarding the nature of the relationship, and the church minister was asked
to discuss the situation with the Appellant. Although the Appellant initially agreed to curtail
the relationship with J.G., it allegedly continued in earnest. According to J.G.'s testimony
at trial, the relationship included several instances of oral sexual contact and intercourse.
J.G's mother ultimately contacted the police when she discovered sexually explicit text
messages on a phone purchased for J.G. by the Appellant.
When the Appellant became aware of the criminal investigation, she sought the
advice of State Trooper Chuck Maynard, a family friend not directly involved with the
investigation. Through the Appellant's brother, Trooper Maynard conveyed his opinion that
the matter could be concluded if the Appellant would appear at the state police office and
provide a truthful statement. The Appellant subsequently presented herself to the police,
voluntarily signed a waiver of rights, and confessed to the sexual activity with J.G.
Subsequent to a jury trial, the Appellant was convicted of six counts of third degree sexual assault. On appeal, the Appellant alleges that the lower court committed the
following errors: (1) permitted the prosecutor to present an extensive closing argument
premised upon religious theory, including biblical axioms and quotation; (2) failed to
suppress the Appellant's confession; (3) permitted the prosecutor to refer to the Appellant's
decision to remain silent and not testify at trial; (4) the State's possession of unlawfully
obtained recordings by J.G.'s mother of her son's telephone conversations; and (5) the
determination that there was a substantial risk of the Appellant's commission of another
crime during a period of probation or conditional discharge.
II. Standard of Review
In syllabus point four of
Burgess v. Porterfield, 196 W.Va. 178, 469 S.E.2d
114 (1996), this Court explained as follows: This Court reviews the circuit court's final
order and ultimate disposition under an abuse of discretion standard. We review challenges
to findings of fact under a clearly erroneous standard; conclusions of law are reviewed
de
novo. Similarly, in syllabus point three of
State v. Vance, 207 W.Va. 640, 535 S.E.2d 484
(2000), explains as follows:
In reviewing challenges to findings and rulings made by
a circuit court, we apply a two-pronged deferential standard of
review. We review the rulings of the circuit court concerning a
new trial and its conclusion as to the existence of reversible
error under an abuse of discretion standard, and we review the
circuit court's underlying factual findings under a clearly
erroneous standard. Questions of law are subject to a de novo
review.
Utilizing those standards of review as guidance, this Court addresses the matters asserted by
the Appellant.
III. Discussion
A. Impermissible Comment on Appellant's Failure to Testify
A primary assignment of error forwarded by the Appellant alleges that the
prosecuting attorney made certain prejudicial remarks during closing argument which
impermissibly commented upon the Appellant's failure to testify. Specifically, the
prosecutor stated as follows:
And you heard her tell the same thing to the State Police. The
exact same thing.
Well, let's talk about that for a little bit. They would
want you to believe that you can't trust this statement she gave
to the State Police. You never heard anybody come in here and
say this was a false statement.
Subsequent to an objection by counsel for the Appellant and the court's overruling of that
objection, the prosecutor continued: No one came in here and said that she lied to the State
Police. No one ever said the State Police wrote down wrong what she said.
1. Precedent Regarding Protection of Right Against Self-Incrimination
The Appellant contends that the prosecutor's comments violate the Fifth
Amendment of the Constitution of the United States and Article III, Section 5 of the
Constitution of West Virginia.
(See footnote 2) West Virginia Code § 57-3-6 (1923) (Repl. Vol. 2005)
(See footnote 3)
serves as further protection of the right against self-incrimination, providing that the failure
of the defendant to testify cannot be the subject of comment before the court or jury. This
Court has scrupulously protected a defendant's right to remain silent.
State v. Murray, 220
W.Va. 735, 739, 649 S.E.2d 509, 513 (2007). We have also consistently held that [f]ailure
to observe a constitutional right constitutes reversible error unless it can be shown that the
error was harmless beyond a reasonable doubt. Syl. Pt. 5,
State ex rel. Grob v. Blair, 158
W.Va. 647, 214 S.E.2d 330 (1975).
(See footnote 4)
The sanctity of the right against self-incrimination has been extensively
addressed by this Court. In State v. Taylor, 57 W.Va. 228, 50 S.E. 247 (1905), for instance,
this Court explained that the rule has its origin in the principle that the law, having brought
the prisoner into court against his will, did not permit his silence to be treated or used as
evidence against him. 57 W.Va. at 235, 50 S.E. at 249. In State v. Boyd, 160 W.Va. 234,
233 S.E.2d 710 (1977), this Court examined the rule and explained its premise as follows:
The basis for the rule prohibiting the use of the
defendant's silence against him is that it runs counter to the
presumption of innocence that follows the defendant throughout
the trial. It is this presumption of innocence which blocks any
attempt of the State to infer from the silence of the defendant
that such silence is motivated by guilt rather than the innocence
which the law presumes.
160 W.Va. at 240, 233 S.E.2d at 716.
The analysis of alleged impermissible prosecutorial comments on a defendant's
failure to testify proceeds according to the precepts announced in syllabus point six of State
v. Sugg, 193 W.Va. 388, 456 S.E.2d 469 (1995), as follows:
Four factors are taken into account in determining
whether improper prosecutorial comment is so damaging as to
require reversal: (1) the degree to which the prosecutor's
remarks have a tendency to mislead the jury and to prejudice the
accused; (2) whether the remarks were isolated or extensive; (3)
absent the remarks, the strength of competent proof introduced
to establish the guilt of the accused; and (4) whether the
comments were deliberately placed before the jury to divert
attention to extraneous matters.
This Court has been presented with numerous factual situations in which the remarks of a
prosecutor were alleged to be impermissible. For example, in State v. Noe, 160 W.Va. 10,
230 S.E.2d 826 (1976), overruled on other grounds by State v. Guthrie, 194 W.Va. 657, 461
S.E.2d 163 (1995), the prosecutor observed as follows during closing: Now, Freddie Joe
Noe can't have his cake and eat it too. Now, you've either got an alibi or you don't. 160
W.Va. at 18, 230 S.E.2d at 831. This Court evaluated the prosecutor's comments on appeal,
reasoning that by inference, it comments on his failure to explain how his fingerprints got
on the pane of glass. Id. This Court reversed the conviction and held as follows in syllabus
point three of Noe: It is prejudicial error in a criminal case for the prosecutor to make
statements in final argument amounting to a comment on the failure of the defendant to
testify. The Noe Court further explained its determination, as follows:
We recognize that a certain latitude must be given to an
attorney either for the defense or for the prosecution in final
argument. We are aware that the intensity of the moment may
be productive of language which is intemperate or overdrawn.
However, this can never justify disregard for constitutional and
statutory guarantees either directly or by inference or innuendo.
Id.
In State v. Green, 163 W.Va. 681, 260 S.E.2d 257 (1979), the prosecutor stated
as follows in closing argument: None of those facts are in dispute. No one said those things
didn't take place. . . . 163 W.Va. at 695, 260 S.E.2d at 265. The prosecutor continued:
You know, there is one thing I know which has been hidden in
this case. . . . If Fred Muth [defense counsel] can think of one
reason, one lousy little reason at all why this girl would turn a
finger at his client sitting over there, other than the fact that he
committed this crime, he would tell you what it was. . . . There
is a motive, you know what it is, I know what it is, everybody
knows what it is. It is because he did it. Whether he hangs his
head there and won't look at you or not, he did it, and there is no
one in this Court Room that ever said he didn't do it. . . .
Id. Reversing the conviction on appeal, this Court explained that the remarks by the
prosecution amounted to specific reference to Green's failure to testify. Id. In syllabus
point five of Green, this Court reiterated: Remarks made by the State's attorney in closing
argument which make specific reference to the defendant's failure to testify, constitute
reversible error and defendant is entitled to a new trial.
This Court again evaluated a remark which allegedly referenced the
defendant's failure to testify in State v. Nuckolls, 166 W.Va. 259, 273 S.E.2d 87 (1980). This
Court reversed the Appellant's conviction based upon the following comments made by the
prosecuting attorney in closing:
If Lucille Nuckolls hadn't killed her husband that night
we wouldn't be here. I haven't seen her, you haven't seen her,
nobody in the Court Room has seen her. She is a person of
mystery. No one has seen her. Did any one of the psychiatrists
tell you this was catatonic schizophrenia? Catatonic is when
you sit and stare with no expression at all. Don't say anything,
you don't do anything, and it is also a way to snow people. It is
a way to get in here and act and behave so that you say, Why
look at her. She is not paying any attention. She didn't do this,
she didn't do that. It is what the psychiatrists told you when
she took her examination didn't they? I want to know what was
in Lucille Nuckolls' mind when she killed her husband.
166 W.Va. at 262, 273 S.E.2d at 89. In rendering its decision, the Nuckolls Court discussed
whether or not the statement constituted a comment on the defendant's failure to testify. This
Court noted that while the comments were ostensibly directed at the defendant's insanity
defense, they clearly amounted to a comment upon the failure of the defendant to testify. Id.; see also State v. Starcher, 168 W.Va. 144, 145, 282 S.E.2d 877, 878 (1981) (finding
prejudicial prosecutor's comment that defendant is the only man that knows what was in his
mind at the time of drug transfer).
In State v. Clark, 170 W.Va. 224, 292 S.E.2d 643 (1982), this Court examined
a statement by the prosecutor which allegedly constituted an impermissible comment on the
defendant's failure to testify. After providing a litany of the State's evidence, the prosecutor
remarked: So, he [the officer] told you, ladies and gentlemen, that that is the way it was.
There is no evidence to contradict that. There is no evidence to contradict what the defendant
said there in the living room so we have to take that as what he said. 170 W.Va. at 226, 292
S.E.2d at 646.
In this Court's evaluation of the impact of that comment, we observed the
established rule that in order to find the comment impermissible, the reviewing court must
find that the language used was manifestly intended to be, or was of such character that the
jury would naturally and necessarily take it to be a reminder that the defendant did not testify.
This Court reasoned as follows:
A prosecutor's statement that the evidence is uncontradicted
does not naturally and necessarily mean the jury will take it as
a comment on the defendant's failure to testify. In many
instances someone other than the defendant could have
contradicted the government's evidence. See, e.g., United States
v. Lipton, 467 F.2d 1161 (2nd Cir. 1972), cert. denied, 410 U.S.
927, 93 S.Ct. 1358, 35 L.Ed.2d 587 (1973). It is only in those
cases where the defendant alone could possibly contradict the
government's testimony that remarks concerning lack of
contradiction have been held forbidden.
170 W.Va. at 227, 292 S.E.2d at 647. The Clark Court ultimately concluded that no error
had been committed by the comments, explaining that the remark, when read in context, was
not manifestly intended to be, nor was it of such a character that the jury would naturally and
necessarily take it to be a comment on the failure of the accused to testify. Id. at 228, 292
S.E.2d at 648. Furthermore, the Clark Court noted that [t]his is not a case where the jury's
attention was focused on defendant's failure to testify because he alone could contradict the
government's evidence. Id.
A similar method of analysis was utilized in State v. Bennett, 172 W.Va. 131,
304 S.E.2d 35 (1983), wherein this Court focused upon the pivotal fact that the defendant
was the only person who could have denied the drug offense. Thus, in the prosecution for
an alleged delivery of a controlled substance, the prosecutor's repeated reminders that the
State's evidence had not been denied could only have been referring to the defendant's absence of denial. This Court reversed the conviction, finding that the prosecuting attorney's
remarks constituted an impermissible comment upon the defendant's failure to testify, since
the defendant was the only one who could have denied the drug offense. The Court
explained as follows:
This Court has permitted prosecutorial statements that did
not specifically refer to the defendant's failure to testify. See
State v. Clark, 170 W.Va. 224, 292 S.E.2d 643 (1982); State v.
McClure, 163 W.Va. 33, 253 S.E.2d 555 (1979); State v. Simon,
132 W.Va. 322, 52 S.E.2d 725 (1949). However, those cases
involved isolated remarks that certain evidence was
uncontradicted, unlike the argument here which repeatedly
emphasized the absence of refutation by the defense. Further,
the prosecutor's statements that no one had denied that appellant
sold the drugs amounted to an impermissible comment on the
appellant's failure to testify, since appellant was the only one
who could have denied it.
172 W.Va. at 134, 304 S.E.2d at 39;
see also U.S. v. Cotnam, 88 F.3d 487, 497 (7
th Cir.
1996),
cert denied, Cotnam v. U.S., 519 U.S. 942 (holding that prosecutor's comment that
regarding uncontradicted, undenied, unrebutted, or undisputed evidence is
considered violative of Fifth Amendment rights if
only person who could have contradicted,
denied, rebutted or disputed the evidence was the defendant himself);
Mannarino v. State, 869 So.2d 650 (Fla. App. 2004) (holding that comment on absence of explanation, as well
as insufficiency of girlfriend's explanation, for defendant's possession of stolen credit cards
was not harmless error since defendant was
only person other than his girlfriend who could
have explained the possession of the credit cards);
Dean v. State, 690 So.2d 720 (Fla. App.
1997) (holding that comment on defendant's failure to explain why he had been traveling
under assumed name was susceptible to interpretation as comment on right to remain silent
and not harmless where defendant was
only person who could have testified about issue).
(See footnote 5)
This Court again addressed a comment allegedly violative of the Fifth
Amendment right in
State v. Swafford, 206 W.Va. 390, 524 S.E.2d 906 (1999). In that case,
the prosecuting attorney stated as follows in closing argument:
But for Walter Swafford and Mark Yoney, Joseph
Hundley would be alive today. You didn't hear from Joseph
Hundley from that witness stand. That's why the testimony of
those girls was important.
Where would the State have been in this case if those
girls had a good lawyer like Mike Gallaher [defense counsel]
and they had said, 'We ain't telling you nothing. We don't' _'We got our constitutional rights. We ain't telling you nothing.'
Where would we be? Where would we be? All five of them
would be walking the street, wouldn't they?
206 W.Va. at 393, 524 S.E.2d at 909. In reversing the conviction in Swafford, this Court
explained:
The general rule formulated for ascertaining whether a
prosecutor's comment is an impermissible reference, direct or
oblique, to the silence of the accused is whether the language
used was manifestly intended to be, or was of such character
that the jury would naturally and necessarily take it to be a
reminder that the defendant did not testify.
206 W.Va. at 393-94, 524 S.E.2d at 909-10 (quoting Clark, 170 W.Va. at 227, 292 S.E.2d
at 646-47.)
In State v. Sprague, 214 W.Va. 471, 590 S.E.2d 664 (2003), the prosecuting
attorney asserted as follows in closing argument:
Now there's been a lot of talk and I do want to talk to you
about venue. The Defendant, as you have noted, as you've seen
from this trial, has not contradicted any of the State's evidence
or any of the State's testimony basically about the events that
occurred at Sta[ ]dard Hall.
214 W.Va. at 474, 590 S.E.2d at 667. In evaluating the comments and reversing the
conviction, this Court stated that no matter what the intention of the prosecutor was, the
prosecutor's comments necessarily served to accentuate and highlight the fact that the
appellant sat silently without taking the stand, and no matter how harmless the intent, the
remarks plainly amount to comment on the appellant's choice not to testify. Id.
2. Analysis of Impact of Prosecutor's Statements in Case Sub Judice
Syllabus point six of
Sugg, as referenced above, requires this Court to engage
in an analysis of four factors to determine whether the improper prosecutorial comment
requires reversal of the conviction. The four factors include: (1) the degree to which the
prosecutor's remarks have a tendency to mislead the jury and to prejudice the accused; (2)
whether the remarks were isolated or extensive; (3) absent the remarks, the strength of
competent proof introduced to establish the guilt of the accused; and (4) whether the
comments were deliberately placed before the jury to divert attention to extraneous matters.
193 W.Va. at 393, 456 S.E.2d at 474. The State's substantive evidence at trial, directly
addressing the allegations of sexual impropriety, was limited to the testimony of J.G. and the
reading of the Appellant's statement of confession. Thus, the prosecutor's statement that no
one appeared to assert that the confession was false or mendaciously transcribed by the
police was of particular force and effect under these circumstances.
Pursuant to this Court's analysis of the prosecutorial comments, this Court
finds that the comments in this case constitute prejudicial error, satisfying the first prong of
Sugg. While the remarks of the prosecutor were not particularly extensive, they were
emphatic enough to produce a pronounced effect upon the jury. On three occasions during
the soliloquy, the prosecutor addressed the absence of contradictory testimony with specific
language, as follows: (1) You never heard anybody come in here and say[;] (2) no one
ever came in here and said[;] and (3) no one ever said. . . . The State did produce other
significant evidence to establish the guilt of the accused, particularly in the form of the
testimony of J.G. However, the Appellant's failure to testify at trial carried heightened
sensitivity with the jury since only the Appellant could have contradicted the confession that
was read to the jury.
Sugg also requires this Court to consider whether the comments of the
prosecutor were part of a deliberate effort to divert jury attention to extraneous matters.
While the Court obviously cannot discern the intentions of the prosecutor as he made the
comments, it appears that the prosecutor was attempting to address the voluntariness of the
Appellant's confession. In so doing, however, the prosecutor emphasized that no testimony
had been presented to counter the confession, and the jury obviously comprehended the fact
that only the Appellant could have specifically commented upon the truthfulness of her
confession. In
Murray, this Court explained that while we consider the intent of the
prosecuting attorney in making statements to the jury, a greater concern is whether the
statements were of such character that the jury would naturally and necessarily take the
prosecuting attorney's statements to be a reminder that the defendant did not testify. 220
W.Va. at 744, 649 S.E.2d at 518. Under these circumstances, we find that the prosecutor's
statements were erroneous and prejudicial.
(See footnote 6)
The State suggests that any error regarding the prosecutor's comments should
be deemed harmless. This Court has succinctly stated that [e]rrors involving deprivation
of constitutional rights will be regarded as harmless . . . if there is no reasonable possibility
that the violation contributed to the conviction. Syl. Pt. 20,
State v. Thomas, 157 W.Va.
640, 203 S.E.2d 445 (1974);
see also State v. Jenkins, 195 W.Va. 620, 629, 466 S.E.2d 471,
480 (1995).
(See footnote 7) In the attempt to determine whether a constitutional violation is harmless, the
United States Supreme Court held in
Chapman v. California, 386 U.S. 18 (1967), that the
burden is on the beneficiary of a constitutional error to prove beyond a reasonable doubt that
the error complained of did not contribute to the verdict obtained. 386 U.S. at 24.
(See footnote 8)
In State v. DiGuilio, 491 So.2d 1129 (Fla. 1986), the Florida court addressed
the requirement that the State must prove beyond a reasonable doubt that the error did not
contribute to the verdict in order to establish that a prosecutor's improper comment was
harmless. The court explained the rigor of the test as follows:
The test is not a sufficiency-of-the-evidence, a correct result, a
not clearly wrong, a substantial evidence, a more probable than
not, a clear and convincing, or even an overwhelming evidence
test. Harmless error is not a device for the appellate court to
substitute itself for the trier-of-fact by simply weighing the
evidence. The focus is on the effect of the error on the
trier-of-fact. The question is whether there is a reasonable
possibility that the error affected the verdict.
491 So.2d at 1139.
Based upon the evidence before the jury, we cannot pronounce with any degree
of certainty that the State has proven beyond a reasonable doubt that the prosecutor's
comments did not contribute to the jury's verdict. As discussed above, the State presented
essentially two elements tending to prove the Appellant's guilt: the testimony of J.G. and the
Appellant's own confession. Only the Appellant could have contradicted the contents of her
confession. In three distinct statements, the prosecutor specifically referred to the absence
of any individual appearing to offer contrary evidence, drawing attention to the fact that the
Appellant had not appeared to testify regarding her actions or her confession. Thus, we find
reversible error in the State's impermissible comment on the Appellant's failure to testify.
We cannot conclude beyond a reasonable doubt that the improper comment did not contribute
to the guilty verdict, and we therefore reverse the Appellant's conviction on this basis.
B. Additional Assignments of Error
Based upon this Court's decision to reverse the Appellant's conviction on the
assignment of error as discussed above, we limit our discussion of the Appellant's
additional assignments of error to a few brief comments. First, the Appellant asserts that the
lower court erred by permitting the prosecutor to refer to biblical theory and examples
during closing argument. While no contemporaneous objection was made, the Appellant
now contends that this Court should apply the plain error rule to reverse on the basis of
biblical references. We decline to do so.
The plain error doctrine is utilized sparingly and only in extreme
circumstances. This Court has explained that [t]o trigger application of the 'plain error'
doctrine, there must be (1) an error; (2) that is plain; (3) that affects substantial rights; and
(4) seriously affects the fairness, integrity, or public reputation of the judicial proceedings.
Syl. Pt. 7, State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995). This Court has also stated
as follows:
An unpreserved error is deemed plain and affects
substantial rights only if the reviewing court finds the lower
court skewed the fundamental fairness or basic integrity of the
proceedings in some major respect. In clear terms, the plain
error rule should be exercised only to avoid a miscarriage of
justice. The discretionary authority of this Court invoked by
lesser errors should be exercised sparingly and should be
reserved for the correction of those few errors that seriously
affect the fairness, integrity, or public reputation of the judicial
proceedings.
Syl. Pt. 7,
State v. LaRock, 196 W.Va. 294, 470 S.E.2d 613 (1996).
The essence of the prosecutor's biblical citations in the case sub judice
involved the prosecutor's perception of the jury's role as the Throne of Judgment and the
judge's role as the Throne of Mercy. In evaluating these comparisons, the prosecutor
cited various Old Testament characters and the judgments allegedly made by God upon their
actions.
(See footnote 9) Because this Court cannot conclude that the prosecutor's biblical references
impacted the Appellant's substantial rights and seriously affected the fairness, integrity, or
public reputation of the judicial proceedings, we decline to utilize the plain error doctrine
to address this allegation of error.
The Appellant also asserts that the lower court erroneously failed to suppress
her confession.
(See footnote 10) We find this assignment of error to be without merit. The Appellant's
theory regarding the inadmissibility of the confession was that the consequences of her
brother's communication with a fellow church member, Trooper Chuck Maynard, caused
her to believe that criminal charges would not be instituted if she cooperated with the police.
However, Trooper Maynard did not offer any particular conception of resolution, no
promises were made, and Trooper Maynard was not directly involved in the investigation.
He simply informed the Appellant's brother that it was best to conclude the matter and to
tell the truth. In support of her allegation of her understanding, the Appellant presented the
opinions of Dr. Steven Dryer, a clinical psychologist, suggesting that the Appellant was
emotionally vulnerable due to an unstable relationship with her husband.
With regard to the assessment of the voluntariness of confessions, this Court
stated as follows in syllabus point five of
State v. Starr, 158 W.Va. 905, 216 S.E.2d 242
(1975): The State must prove, at least by a preponderance of the evidence, that confessions
or statements of an accused which amount to admissions of part or all of an offense were
voluntary before such may be admitted into the evidence of a criminal case. Syllabus point
seven of
State. v. Farley, 192 W.Va. 247, 452 S.E.2d 50 (1994), addresses the situation in
which a defendant relies upon the representations of one in authority, as
follows:[R]epresentations or promises made to a defendant by one in authority do not
necessarily invalidate a subsequent confession. In determining voluntariness of a
confession, the trial court must assess the totality of all the surrounding circumstances. No
one factor is determinative. In
State v. Middleton, 220 W.Va. 89, 640 S.E.2d 152 (2006),
this Court explained: Ultimately, this issue boils down to whether or not the incriminating
statement 'was freely and voluntarily made, without threats or intimidation, or some promise
of benefit held out to the accused.' 220 W.Va. at 101, 640 S.E.2d at 164 (quoting
State v.
Singleton, 218 W.Va. 180, 184, 624 S.E.2d 527, 531 (2005)).
While the Appellant may have provided a confession with the hope that
criminal charges would not be brought based upon the comments of her brother's state
trooper acquaintance, such circumstance does not invalidate the confession as a matter of
law. The Appellant presented herself and submitted a handwritten confession after being
Mirandized and signing a waiver. She initiated the meeting with the police and appeared
voluntarily. Upon retrial, the issue of whether the confession was voluntary may, at the
Appellant's option, be argued again to the court as a matter of law and, ultimately, to the jury
as an issue of fact, based upon the circumstances as shown by the retrial record.
The Appellant also asserts that phone conversations recorded by J.G.'s mother
were improperly utilized by the police during the investigation. These recordings were not
utilized during trial and should be distinguished from the text messages which provided the
initial impetus for J.G.'s mother to contact the police. On February 7, 2006, defense counsel
moved to dismiss the case and to exclude any evidence that was derived from the tape-
recorded telephone call that was allegedly accomplished illegally. J.G.'s mother had acted
as a private individual in making the recordings. Trooper Christian, the investigating officer
in the case, testified that he was unaware of any tape recorded conversations. Trooper
Christian explained that the tape recordings did not serve as a foundation for the
investigation and were not involved in any manner. In denying the defense motions on the
issue, the lower court observed: I don't think I have to rule now if it's legal or illegal for
a parent to tape a phone conversation between their child and an adult. However, it appears
to me clearly from the officer's testimony that they were not aware of this and it's not factor
in their investigation. Upon the record before this Court, we agree with the assessment of
the lower court. On that record, there is no indication that the recordings obtained by the
mother were involved in the official investigation, and, in fact, the investigating officer
testified that he was unaware of the existence of the recordings.
The Appellant also asserts that the lower court erred in denying probation to
the Appellant. This Court has observed that the decision as to whether the imposition of
probation is appropriate in a certain case is entirely within the circuit court's discretion.
State v. Duke, 200 W.Va. 356, 364, 489 S.E.2d 738, 746 (1997).
(See footnote 11) On the record before us,
we find no abuse of discretion by the trial court in the denial of probation. If, upon retrial,
the issue arises again, the matter is committed to the discretion of the trial court.
IV. Conclusion
Based upon the foregoing discussion, this Court reverses the Appellant's
conviction based upon the prosecutor's comments referencing the Appellant's failure to
testify at trial. This case is remanded for a new trial.
We follow our past practice in juvenile and domestic relations cases which
involve sensitive facts and do not utilize the last names of the parties. State ex rel. West
Virginia Dept. of Human Servs. v. Cheryl M., 177 W.Va. 688, 689 n. 1, 356 S.E.2d 181, 182
n. 1 (1987) (citations omitted).
Footnote: 2
W.Va. Const., Art. III, Sec. 5 states as follows:
Excessive bail shall not be required, nor excessive fines
imposed, nor cruel and unusual punishment inflicted. Penalties
shall be proportioned to the character and degree of the offence.
No person shall be transported out of, or forced to leave the
State for any offence committed within the same; nor shall any
person, in any criminal case, be compelled to be a witness
against himself, or be twice put in jeopardy of life or liberty for
the same offence.
Footnote: 3
West Virginia Code § 57-3-6 provides as follows:
In any trial or examination in or before any court or
officer for a felony or misdemeanor, the accused shall, with his
consent (but not otherwise), be a competent witness on such
trial or examination; and if he so voluntarily becomes a witness
he shall, as to all matters relevant to the issue, be deemed to
have waived his privilege of not giving evidence against
himself and shall be subject to cross-examination as any other
witness; but his failure to testify shall create no presumption
against him, nor be the subject of any comment before the court
or jury by anyone.
Footnote: 4
This Court has observed that the state should studiously avoid even the
slightest hint as to the defendant's failure to testify.
State v. Lindsey, 160 W.Va. 284, 293,
233 S.E.2d 734, 740 (1977).
Footnote: 5
In
Freeman v. Lane, 962 F.2d 1252 (7
th Cir. 1992), the Seventh Circuit
emphasized that such comments violate the Fifth Amendment only when it is highly
unlikely that anyone other than the defendant could rebut the evidence. 962 F.2d at 1260
(quoting
U.S. v. DiCaro, 852 F.2d 259, 263 (7th Cir. 1988)). It has also been held that the
Fifth Amendment forbids a comment on the failure to call witnesses when the only potential
witness was the defendant himself.
U.S. v. Sblendorio, 830 F.2d 1382, 1391 (7th Cir. 1987),
cert. denied, 484 U.S. 1068 (1988). In
Smith v. State, 787 A.2d 152 (Md. 2001), the
Maryland court observed that a majority of courts have held that a prosecutorial comment on
the uncontradicted nature of the evidence is not permitted where the only person who could
have contradicted the evidence was the defendant.
Footnote: 6
In considering the Appellant's motion for a new trial on this issue of the
prosecutor's comments in closing argument, the lower court analyzed the applicable
precedent and observed as follows: Of course, we've had this one major issue on the
motion for new trial. Although the Court's ruled against the Defendant. It's a reasonably
close case and the Supreme Court may in fact see it differently.
Footnote: 7
See also Taylor v. State, 561 S.E.2d 833, 836 (Ga. 2002) (Even if we assume
that there was an improper comment on [defendant's] silence, such an impropriety does not
automatically require reversal and may be harmless error.);
State v. Tucker, 62 P.3d 644,
647 (Idaho App. 2003) (Commentary on a defendant's right to remain silent, if determined
to be constitutional error, is subject to the harmless error analysis[.]);
State v. Ezzell, 642
S.E.2d 274, 278 (N.C. App. 2007) ([A] comment implicating a defendant's right to remain
silent, although erroneous, is not invariably prejudicial (internal quotations omitted)).
Footnote: 8
See also Good v. State, 723 S.W.2d 734, 738 (Tex. Crim. App.1986) (stating
that trial court, by overruling objection to improper argument, puts the stamp of judicial
approval on improper comments, thus magnifying possibility for harm.).
Footnote: 9
The prosecutor provided the following argument to the jury:
And when God sat on the Throne of Judgment, he judged the
actions of people. And when he was sitting on that Throne he
determined whether the Nation or the people had sinned and he
dealt with that and he judged them accordingly. That's your
job. To judge the actions of the Defendant and decide
accordingly whether she's guilty or not guilty.
. . .
The Judge sits upon the Throne of Mercy. It's his job, not
yours, to determine what are the consequences of her actions.
Not you. And the Judge even told you that in his instructions.
He told you that your decision should be based upon the law
and the facts of this case without sympathy toward anyone.
Without sympathy toward the Defendant. Without considering
the consequences of what happened, what may happen to her if
you find her guilty. That's his job to determine that. It's not
your job and it's not to enter into your deliberations. That's the
Judge's job.
. . .
And once again the Bible is replete with examples of
that. Moses, the great servant of God disobeyed God. God
forgave him but he still had to deal with the consequences of his
actions. He still was not able to enter into the Promise Land.
King David, a person that the Bible says was a man after
God's own heart, had a probably the deepest relationship with
God of any person in the Old Testament. Wrote all these
Psalms about his closeness with God. He sinned. Caused the
death of a man by sleeping with that man's wife. And having
that man killed so he could be with that man's wife. When the
Prophet came to him and said God knows what you did, David
fell on his face and he asked forgiveness. The Prophet Nathan
said God forgives you but there's still consequences for your
actions. Because of your actions the baby that you borne, that
Bathsheba bears with you will die. Just because God forgives
us, there's still consequences for our actions.
And part of her consequences is that she's guilty of what
she's done. She's guilty of all eleven of these counts of the
indictment. And it's your duty as the judgers of the fact to find
her guilty of each and every one of these charges.
Footnote: 10
On November 21, 2005, defense counsel moved to suppress all statements
of the Appellant. During the January 27, 2006, hearing on the issue, defense counsel
explained the defense theory that the police exploited Trooper Maynard's connection with
the Appellant's brother. The lower court denied the motion to suppress, reasoning that the
Appellant signed and acknowledged the waiver section of the Miranda rights form and was
not under any disability which would have affected her understanding of those rights.
Footnote: 11
See also W.Va. Code § 62-12-3 (1988) (Repl. Vol. 2005), providing as
follows:
Whenever, upon the conviction of any person eligible for
probation under the preceding section [§ 62-12-2], it shall
appear to the satisfaction of the court that the character of the
offender and the circumstances of the case indicate that he is not
likely again to commit crime and that the public good does not
require that he be fined or imprisoned, the court, upon
application or of its own motion, may suspend the imposition or
execution of sentence and release the offender on probation for
such period and upon such conditions as are provided by this
article; but in no case, except as provided by the following
section, shall the court have authority to suspend the execution
of a sentence after the convicted person has been imprisoned for
sixty days under the sentence. Any person released on probation
must participate as a condition of probation in the litter control
program of the county to the extent directed by the court, unless
the court specifically finds that this alternative service would be
inappropriate.