649 S.E.2d 287
3. Pursuant to the evidentiary rule of res ipsa loquitur, it may be inferred that
harm suffered by the plaintiff is caused by negligence of the defendant when (a) the event
is of a kind which ordinarily does not occur in the absence of negligence; (b) other
responsible causes, including the conduct of the plaintiff and third persons, are sufficiently
eliminated by the evidence; and (c) the indicated negligence is within the scope of the
defendant's duty to the plaintiff. Syl. Pt. 4, Foster v. City of Keyser, 202 W.Va. 1, 501
S.E.2d 165 (1997).
4. A plaintiff seeking to apply the doctrine of res ipsa loquitur is required to
demonstrate that the evidence he or she intends to present is circumstantial evidence that will
lead to reasonable inferences by the jury, and is not simply evidence which would force the
jury to speculate in order to reach its conclusion.
5. 'The doctrine of res ipsa loquitur cannot be invoked where the existence
of negligence is wholly a matter of conjecture and the circumstances are not proved, but
must themselves be presumed, or when it may be inferred that there was no negligence on
the part of the defendant. The doctrine applies only in cases where defendant's negligence
is the only inference that can reasonably and legitimately be drawn from the circumstances.'
Syl. Pt. 5, Davidson's, Inc. v. Scott, 149 W.Va. 470, 140 S.E.2d 807 (1965). Syl. Pt. 2, Farley v. Meadows, 185 W.Va. 48, 404 S.E.2d 537 (1991).
6. In order to avoid summary judgment or judgment as a matter of law, a
plaintiff who seeks to proceed on a theory of res ipsa loquitur must demonstrate each of the
three prongs of the test this Court adopted in syllabus point four of Foster v. City of Keyser,
202 W.Va. 1, 501 S.E.2d 165 (1997), as a predicate to application of the evidentiary rule of res ipsa loquitur.
Albright, Justice:
David R. Kyle appeals from the January 6, 2006, adverse summary judgment
ruling entered by the Circuit Court of Putnam County as a result of Appellant's request that he
be permitted to proceed under the doctrine of res ipsa loquitur in connection with his
personal injury case. Upon our review of all pertinent submitted materials and applicable
law, we conclude that the circuit court did not commit error in ruling that Appellant had
failed to make the requisite demonstrations necessary to permit application of res ipsa
loquitur. Accordingly, the decision of the circuit court is affirmed.
1. On February 3, 2000, Plaintiff, David R. Kyle, a master
electrician, had been dispatched by his employer, Al Marino,
Inc., to examine and repair a problem in the maintenance
building owned by Defendant, Dana Transport, Inc., in Nitro,
West Virginia.
2. This maintenance building was on property owned by
Defendant, Dana Transport, Inc., and the electrical panel
examined by Plaintiff was inside the maintenance building.
3. Plaintiff was told that Defendant, Dana Transport, Inc., was
having a circuit breaker problem. Prior to the 3rd day of
February, 2000, Plaintiff had not performed any prior work on
this electrical panel in the maintenance building.
4. When the Plaintiff examined the panel, he saw that the cover
on the electrical panel had been removed.
5. Plaintiff noticed the screw was loose on one of the mounting
fingers of the breaker and tightened it up.
6. The Plaintiff does not know what happened, but stated the
electrical panel blew up.
7. As a result of this explosion, the Plaintiff suffered various
injuries.
8. The Plaintiff was been unable to determine a cause for this
accident.
Prior to the trial of this matter, Appellant requested that his case be allowed
to proceed under a res ipsa loquitur theory. In February 2003, both parties submitted briefs
on this issue which included a stipulation of the above-delineated facts. The matter was not
ruled upon by the trial court until the entry of the January 6, 2006, order. In that order, the
circuit court decided that Appellant had failed to prove that the event causing Appellant's
injuries was of a kind that would ordinarily not occur in the absence of negligence.
Additionally, the trial court ruled that Appellant had failed to show that other responsible
causes, including his own conduct and that of third parties, were sufficiently eliminated as
potential causes of the incident. Through its January 6, 2006, order, the trial court granted
summary judgment to Appellees Dana Transport, Inc., and Ronnie Dodrill. Appellant seeks
relief from this adverse ruling.
After reviewing the development of the doctrine of res ipsa loquitur in Foster, we proceeded to adopt the principles recognized in the Restatement of Torts (Second) as a predicate to its application:
Pursuant to the evidentiary rule of res ipsa loquitur, it
may be inferred that harm suffered by the plaintiff is caused by
negligence of the defendant when (a) the event is of a kind
which ordinarily does not occur in the absence of negligence;
(b) other responsible causes, including the conduct of the
plaintiff and third persons, are sufficiently eliminated by the
evidence; and (c) the indicated negligence is within the scope
of the defendant's duty to the plaintiff.
Foster, 202 W.Va. at 4, 501 S.E.2d at 168, syl. pt. 4.
In ruling on this matter, the trial court concluded that Appellant had failed to
satisfy the first two prongs of the test set forth in Foster. Specifically, the trial court ruled
that Appellant had not shown that the accident was of a kind that ordinarily would not have
occurred in the absence of the Defendants' negligence. Additionally, the circuit court ruled
that Appellant has not presented evidence that other responsible causes, including the
conduct of Plaintiff [Appellant], was sufficiently eliminated by the evidence.
Appellant contends that his inability to identify an act of negligence committed
by Appellees which might have caused the underlying explosion is inconsequential. He
maintains that the doctrine of res ipsa loquitur was adopted as an evidentiary aid for
plaintiffs in situations similar to his. Stressing that the objective of this evidentiary doctrine
is to allow a litigant to recover without direct proof of negligence, Appellant argues that he
has no duty to prove what specific negligent act or omission resulted in his injuries.
In response to these contentions, Appellees observe that while Appellant is not
required to prove the specific instance of negligence which caused the accident that resulted
in harm to him, he does have a duty to present circumstantial evidence of Appellees'
negligence. As this Court explained in Beatty v. Ford Motor Co., 212 W.Va. 471, 574
S.E.2d 803 (2002), [i]t is . . . 'clearly an incorrect statement of the law' to say that res ipsa
loquitur 'dispense[s] with the requirement that negligence must be proved by him who
alleges it.' Id. at 476, 574 S.E.2d at 808 (quoting Peneschi v. Nat'l Steel Corp., 170 W.Va.
511, 520, 295 S.E.2d 1, 10 (1982)).
We specifically addressed the level of proof that a plaintiff who is relying on res ipsa loquitur principles must establish in Beatty. We explained that a plaintiff seeking
to apply this doctrine is required to demonstrate that the evidence he intends to present is
circumstantial evidence that will lead to reasonable inferences by the jury, and is not simply
evidence which would force the jury to speculate in order to reach its conclusion. 212
W.Va. at 476, 574 S.E.2d at 808. As we held in syllabus point two of Farley v. Meadows,
185 W.Va. 48, 404 S.E.2d 537 (1991),
The doctrine of res ipsa loquitur cannot be invoked
where the existence of negligence is wholly a matter of
conjecture and the circumstances are not proved, but must
themselves be presumed, or when it may be inferred that there
was no negligence on the part of the defendant. The doctrine
applies only in cases where defendant's negligence is the only
inference that can reasonably and legitimately be drawn from
the circumstances. Syl. Pt. 5, Davidson's, Inc. v. Scott, 149
W.Va. 470, 140 S.E.2d 807 (1965).
Id. at 49, 404 S.E.2d at 538 (emphasis supplied).
In this case, Appellees emphasize that Appellant has not identified any
possible cause for the accident which led to his injuries. And, as Appellees note, the only
evidence of a potential cause of negligence for causing the electrical fire at issue in this case
is Appellant's contact with the breaker box. Critically, without the theory of an expert or
even a plausible explanation by the plaintiff as an experienced electrician of what may have
happened, the jury would have had to resort to conjecture to identify the cause of this
accident. See Farley, 185 W.Va. at 50, 404 S.E.2d at 539 (recognizing that where facts
suggest more than one inference of wrongdoing, expert testimony may be required to
establish inference of negligence under res ipsa loquitur principles).
The trial court was required to determine whether Appellant had introduced
sufficient evidence to permit the jury to infer that the harm suffered by Appellant was caused
by the negligence of Appellees. The role of the trial court, as we discussed in Foster, is to
determine whether the inference may reasonably be drawn by the jury, or whether it must
necessarily be drawn. 202 W.Va. at 21, 501 S.E.2d at 185. Provided the case is
appropriate for the jury, it is then the function of the jury to determine whether the
inference is to be drawn in any case where different conclusions may reasonably be
reached. Id. at 21, 501 S.E.2d at 185.
Applying the three-part test we adopted in Foster, the trial court determined
that Appellant had failed to meet the first two prongs of the test. In deciding against
Appellant on the first prong of the test that requires him to demonstrate that the accident is
of a kind that ordinarily does not occur absent negligence, the trial court reasoned:
The Plaintiff is a certified master electrician who was called to
the premises owned by the Defendant in order to repair an
electrical problem in the Defendant Dana Transport Inc.'s
breaker box. The Plaintiff was notified that the breaker box
was energized and began working on the breaker box with a
pair of needle nose pliers. He was tightening a screw with a
screwdriver when he was burned by an electrical fire. The
Plaintiff notes that the electrical panel had been removed prior
to the Plaintiff examining it and that a screw on one of the
breaker's mounting fingers was loose. However, the Plaintiff
has offered no evidence that this constitutes negligent conduct
of the Defendants or that these conditions contributed in any
manner to the electrocution of the Plaintiff. There is a
substantial possibility that the Plaintiff's carelessness in
performing work on the electrical panel may have been, at the
very least, a contributing factor to the accident. Accordingly,
the Plaintiff has not shown that the accident was of a kind that
ordinarily would not have occurred in the absence of the
Defendants' negligence.
As to the second prong of the Foster test, the trial court found
that the Plaintiff has not presented evidence that other
responsible causes, including the conduct of the Plaintiff, was
sufficiently eliminated by the evidence to allow the application
of Res Ipsa Loquitur. The records show that it is not clear how
the electrical panel was maintained nor whom had previously
performed work on the panel, suggesting that the conduct of
unknown third persons or the Plaintiff himself, could have
caused the accident. The Plaintiff therefore has failed to satisfy
the second element of the test set forth in Foster.
As we recognized in Foster, the benefit of the doctrine of res ipsa loquitur to
a plaintiff is the permissible inference of negligence. See Foster, 202 W.Va. at 15, 501
S.E.2d at 179. Through our adoption in Foster of the Restatement of Torts (Second)
principles governing the use of res ipsa loquitur, we established a three-part test as a
predicate to application of this doctrine. Before res ipsa loquitur can be used as an
evidentiary tool to supply the requisite element of negligence, a plaintiff who seeks to utilize
this doctrine must first adduce sufficient circumstantial evidence which demonstrates that
the injury-causing event is the kind of occurrence that does not routinely take place absent
negligent conduct; that other responsible causes are sufficiently eliminated; and that the
negligent conduct at issue is within the scope of the defendant's duty to the plaintiff. Only
when a plaintiff has adduced evidence that meets all three prongs of the Foster test is the
fact finder entitled to make the permissible inference of negligence without proof of specific
acts of negligence.
Upon our review of the record submitted in this case, we are compelled to
reach the same conclusion as the trial court: that Appellant failed to meet the first two
elements of the test we adopted in Foster. Appellant failed to submit any circumstantial
evidence of negligent conduct on the part of Appellees. By failing to introduce evidence,
lay or expert, as to the cause of the accident, he did not meet the first requirement to show
that the accident was of a kind that ordinarily would not have occurred in the absence of
Appellees' negligence. He similarly failed to satisfy the second requirement of ruling out
other responsible causes for the accident, including his own conduct. See Syl. Pt. 4, Foster,
202 W.Va. at 4, 501 S.E.2d at 168.
In order to avoid summary judgment or judgment as a matter of law, a plaintiff
who seeks to proceed on a theory of res ipsa loquitur must demonstrate each of the three
prongs of the test this Court adopted in syllabus point four of Foster as a predicate to
application of the evidentiary rule of res ipsa loquitur. See Foster, 202 W.Va. at 4, 501
S.E.2d at 168, syl. pt. 4. Because Appellant did not meet the foundational requirements
necessary to invoke application of res ipsa loquitur, the circuit court correctly held that
Appellant failed to show a genuine issue of material fact regarding whether Appellees were
negligent through the application of res ipsa loquitur principles.
Based on the foregoing, we conclude that the circuit court correctly held that
Appellant failed to show a genuine issue of material fact regarding whether Appellees were
negligent through the application of res ipsa loquitur principles. Accordingly, the January 6,
2006, order of the Circuit Court of Putnam County is hereby affirmed.