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650 S.E.2d 169
No. 33073 State of West Virginia v. Eddie Mullens
Benjamin, Justice, dissenting:
Fundamental to our justice system is the public's confidence in the integrity
and predictability of court decisions. When the Court breaks with its prior rulings, inserts
words and meanings into constitutional provisions and statutes that are plainly not there, and
redefines easily-understood and long-accepted principles of justice, this Court invites and
deserves fair criticism. This is such a case.
By departing from a reasoned application of the rule of law in favor of a pure
judgment of policy, the majority opinion abandons all pretense of a principled use of
established jurisprudence or applicable law to resolve the evidentiary issue present in this
appeal. Despite the rhetorical invocation that it left no stone unturned and no footnote
unread, the majority opinion simply ignored, or avoided reference to, the overwhelming
mountain of legal reasoning and authority that shatters any semblance of an acceptable legal
basis for the majority's result.
The result-driven, policy-based nature of the majority's actions is apparent
from the opinion's inception. According to the majority, this matter requires the Court to
decide whether the police can, without prior impartial judicial authorization,
solicit a
person to serve as a confidential informant, equip that person with an electronic surveillance
device and
send him/her into the home of any citizen the police arbitrarily decide to
investigate. Majority opinion, p. 4 (emphasis added). I can only assume that the use of
such provocative, misleading and inaccurate wording was intended to mask the true nature
of the criminal enterprise present herein by a not well-disguised appeal by the majority to
our understandable fear of uncontrolled state power in the face of rights necessary to the
maintenance of a free society.
(See footnote 1)
By Mr. Mullens' own admission, however, the majority's
rendition is not what happened in this matter.
Equally gratuitous is the majority's resort, despite this Court's previous rulings
to the contrary, to our State Constitution to justify their result. Our Constitution serves as
a strong and independent repository of authority protective of the rights of West Virginia
citizens. Rather than engage in a principled application of this Court's independent
authority to interpret our State Constitution, the majority arbitrarily overrules at least one,
and by implication several more, prior decisions of this Court _ decisions which were
impeccably reasoned and which established a readily understood and readily administered
bright line rule. Further, by adopting its new pronouncement as a matter of constitutional
mandate under Article III, Section 6 of our State Constitution, the majority has prevented
the Legislature from making the policy decision on behalf of the People on this matter.
Rather than engaging in the judicial chauvinism which pervades the majority opinion, I think
it reasonable for us to ask: Is this decision wise? Does our Constitution authorize us to
announce this anomalous rule and, by styling it a constitutional decree, to put it beyond the
reach of the ordinary processes of representative government without so much as a plausible
argument that such a pronouncement is now required? I fear my colleagues misapprehend
the shallow depth of the jurisprudential ice upon which they now so boldly tread.
Ultimately, the majority cannot coherently explain what true constitutional
right it is trying to protect here. The majority cannot answer what primary constitutional
concerns are inherent here that are not likewise present in other forms of passive recordings
for which the majority finds no constitutional infirmity. The majority likewise is unable to
provide a plausible explanation for why the State should be compelled here to seek a warrant
to simply record by one mode of recording what is already being recorded by another mode
of recording for which a warrant is not needed. What the majority does do is give special
_ and unwarranted _ protections to an individual engaged in selling illicit drugs to a trusted
customer who is, in reality, a State agent who will later offer testimony to prove the State's
case against the individual. The majority finds fault amounting to a violation of our State
Constitution not with the State's ability to collect information but in the means by which the
State passively records such a criminal transaction. It is no wonder that the majority fails,
or is unable, to identify what was the search and the seizure here.
I.
There's no place like home and Other Factual
Misconceptions of the Majority Opinion
Crucial to the majority's analysis is the claim that the house in which Mullens
chose to sell illicit drugs was a home and that the State's presence in this house was an
unwelcome intrusion. Indeed, without any critical challenge to such misstatements, the
majority simply clicks its heels invokes the mantra, there's no place like home, and
proceeds to turn half a century of constitutional jurisprudence from this Court, the United
States Supreme Court and virtually every other federal and state court in this country on its
head with nary a whisper to the actual harm this decision causes to the notion of
constitutional government and, I fear, ultimately to this Court's credibility. In view of the
mountain of evidence which demonstrates not only that Mullens chose to transform this
house into a place of unlawful business and that Mullens voluntarily invited the State's
informant into this place of business so as to engage in an illicit drug transaction _ an
invitation which permitted the State's agent full auditory and visual access to everything
within the house with no need whatsoever for a warrant _ I read the majority opinion and
must conclude that we're not in Kansas anymore, or anywhere else where the rule of law
subordinates the personal policy preferences of judges.
(See footnote 2)
In mis-characterizing the question before this Court in provocative terms _
terms of emotion which arguably betray a predestined result _ and by devoting the bulk of
its opinion to seemingly irrelevant matters, the majority sadly misses an important
opportunity for this Court to fully analyze the dual protections of our Federal and State
Constitutions. If the majority truly sought to leave no stone unturned, it would also have
addressed such issues as whether the confidential informant's passive recording of illegal
activity inside the Mullens' residence actually constitutes a search and seizure (it does not),
whether Mullens has a legitimate privacy interest in an illegal business conducted inside his
home which is protected by the Fourth Amendment to the United States Constitution or
Article III, Section 6 of the West Virginia Constitution (he does not), or whether this is
simply an evidentiary matter (it is). Instead, the majority devotes much of its opinion to a
discussion of the history of federal electronic wiretapping statutes which have no bearing
on the constitutionality of an informant's recording of a drug transaction and a summary
dismissal as a plurality opinion of the one United States Supreme Court case,
United States
v. White, 401 U.S. 745, 91 S.Ct. 1122, 28 L.Ed 453 (1971), the majority forces itself to
acknowledge and deem is controlling on this Court with respect to the Fourth Amendment.
(See footnote 3)
The majority fails to mention the wealth of decisions from this Court and the Supreme Court
which support the
White rationale. While the majority begrudgingly acknowledges, albeit
in a string cite, a few (there are more) of the federal circuit court of appeals decisions
recognizing the continued viability of
White, it fails to acknowledge that the Supreme Court
has denied any request to review those lower court decisions and revisit
White.
The majority also devotes much of its opinion to discussing an informant's
ability to record events in defendant's homes in other states. In so doing, the majority
sidesteps the overwhelming majority of cases that find no constitutional violation and relies
instead upon case law from five jurisdictions. As discussed below, with respect to four of
those five decisions, the majority is forced to either (1) acknowledge that those decisions
have been subsequently overruled or abrogated by constitutional amendment; (2) ignore that
state constitutional privacy provisions, not found in the West Virginia Constitution,
impacted the decision; or (3) ignore subsequent decisions undermining the scope attributed
to the decision by the majority in this matter.
Only toward the end of its opinion does the majority discuss West Virginia
law. However, in order to reach the decision announced in its opinion, the majority is forced
to depart from
stare decisis and side-step this Court's precedent, expressly overrule one
decision directly on point, implicitly overrule several others, and selectively read our
wiretapping statute. Decisions in cases can have a significant impact on the lives of tens of
thousands of West Virginians. Where the credibility and legitimacy of our court system
derives directly from the public's confidence in the integrity and soundness of our legal
opinions, I fear that that confidence will be severely tested by such actions.
This case does not involve the government's use of technology or electronics
to listen in, or eavesdrop on, conversations to which its agent was not a participant. It does
not involve technology to invade the security of the home. It does not involve the use of
electronics to obtain personal information the government did not already have. It simply
was another means of recording a drug transaction. This case likewise does not involve the
use of technology by the government to enhance the senses of its agent. It does not involve
the use of technology which can be termed exotic or unusual. No devices were planted.
There was no intrusion, no force and no compulsion. The electronics simply recorded what
the informant was seeing and hearing. This case does not involve any sound or image not
otherwise seen or heard by the informant.
This case does involve the use of technology to obtain the most reliable
recordation of evidence for use in a criminal prosecution. It does involve a business
transaction carried out in a location the defendant characterizes as a home. It involves a
government agent who was voluntarily invited into this home with a full ability to see and
hear everything inside. Simply stated, the government here did not use technology to obtain
information from within a constitutionally protected area to which it was not invited.
Whether the unlawful acts herein were seen by the informant's eyes or by an
electronic camera, the acts were no less incriminating and the admissibility of evidence
related to such acts should not be dependent on whether the method of recording such
evidence was physical or electronic where it is conceded that the State's actor was present
by invitation, where that the unlawful acts were freely and openly performed before him, and
where there is no dispute that a warrant was not needed for the government actor to be in the
position to see such acts. The same is true for that which was heard by the informant's ears.
In this case, the only question regarding recordation should be accuracy, not admissibility.
How the majority reasons that one form of image and sound recordation inculpates a
constitutional prohibition and the other does not is legally unintelligible. Under both the
Federal and State Constitutions, the means of recordation herein do not themselves
constitute a search and seizure distinct from what the State's actor is already permissibly
recording through his senses without the need for a warrant. As such, the security concerns
raised by the Fourth Amendment and its West Virginia counterpart are not at issue. There
is no constitutional violation in this case.
II.
Somewhere Over the Rainbow
The Majority's Skitter into Judicial Federalism
The majority hinges its dismissal of United States Supreme Court precedent
upon a general assertion that the West Virginia Constitution
may be more protective of
individual rights than the Federal Constitution. What is so profoundly disturbing about the
majority's opinion is that the majority would pick such an unworthy case upon which to
make such an important statement.
Rather than a reasoned consideration of the jurisprudence of interpreting our
State Constitution differently from the Federal Constitution or a reasoned analysis of the
specific language of Article III, Section 6, of the West Virginia Constitution, the majority
seemingly relegates the state provision to a simple mechanism of convenience to proscribe
what the majority feels is improper. The result is that the majority now creates a precedent
that whenever a majority of this Court wishes to create rights for a given individual or group,
the Court may simply invoke the West Virginia Constitution without so much as a plausible
explanation for why such an expansion is then required.
Conceptually, I agree completely with my fellow justices that the West
Virginia Constitution may be read differently than the Federal Constitution. The West
Virginia Constitution is not a simple redundancy. This Court has the power to impose
higher standards than those required by the Federal Constitution if it so chooses. We should
not blindly follow lower standards when a reasoned analysis of West Virginia law applied
using standardized criteria of review compels us to believe that our Constitution stands for
more. Such judicial federalism, however, must not simply spring from a desire by the Court
for a given result. We must also approach such judicial federalism with a prudent measure
of restraint given that clothing a pronouncement in constitutional garb effectively insulates
such a pronouncement from the ordinary processes of representative government and
legislative review.
Of the three cases cited by the majority to support its claim that individuals
enjoy greater protection under Article III, Section 6 than under the Fourth Amendment,
State
ex rel. Carper v. West Virginia Parole Bd., 203 W. Va. 583, 509 S.E.2d 864 (1998),
Peters
v. Narick, 165 W. Va. 622, 270 S.E.2d 760 (1980), and
Pauley v. Kelly, 162 W. Va. 672,
255 S.E.2d 859 (1979), none actually involved these constitutional provisions.
(See footnote 4)
Amazingly,
the majority did not mention this Court's prior direction regarding construction of Article
III, Section 6. Eighty-five years ago, this Court held:
The provisions of our constitution relating to unreasonable
search and seizure and protecting one accused of a crime from
being compelled to a be a witness against himself, being
substantially the same as the corresponding provisions of the
federal constitution and taken therefrom, should be given a
construction in harmony with the construction of federal
provisions by the Supreme Court of the United States.
Syl. Pt. 2,
State v. Andrews, 91 W. Va. 720, 114 S.E. 257 (1922).
See also,
State v.
Duvernoy, 156 W. Va. 578, 582, 195 S.E.2d 631, 634 (1973) (this Court has traditionally
construed Article III, Section 6 in harmony with the Fourth Amendment.). As stated by
Justice Cleckley, in his treatise on Criminal Procedure in West Virginia, [w]e have
previously acknowledged that the federal and West Virginia constitutions are similar and
despite some slight differences in phraseology, these provisions [regarding searches and
seizures] should be interpreted consistently. 1 Franklin D. Cleckley,
Handbook on West
Virginia Criminal Procedure at I-201 (1993 & Supp. 2004). Justice Cleckley himself
applied this principle in
State v. Lacy, 196 W. Va. 101, 468 S.E.2d 719 (1996), wherein the
Court was faced with an argument that the alleged search and seizure violated both Article
III, Section 6 and the Fourth Amendment. In analyzing the claims, the Court relied heavily
upon Federal Fourth Amendment precedent. Thus, the majority's decision in this matter to
depart from construction of Article III, Section 6 in harmony with Supreme Court decisions
construing the Fourth Amendment is a departure from nearly a century of precedent of this
Court and the advice and counsel of a former Justice of this Court, a scholar recognized
throughout this State as the foremost authority on West Virginia criminal procedure.
Although this Court in
Adkins deemed our search and seizure provisions as
substantially the same as the Fourth Amendment, I would argue that the main difference
between the two - the use of different conjunctions (or versus and) results in the Federal
Constitution actually being more restrictive upon governmental power than the West
Virginia Constitution. The Fourth Amendment provides:
The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched,
and the persons
or things to be seized.
(Emphasis added). Conversely, Article III, Section 6, states:
The rights of the citizens to be secure in their houses, persons,
papers and effects, against unreasonable searches and seizures,
shall not be violated. No Warrant shall issue except upon
probable cause, supported by oath or affirmation, particularly
describing the place to be searched,
or the person or thing to be
seized.
(Emphasis added). Thus, for a search and seizure to be constitutional under the Fourth
Amendment, there must be a warrant identifying both the place to be searched and the
person or things to be seized. Conversely, under our State Constitution, the warrant may
issue to search a place or to seize a person or thing. While it is unlikely that the State would
seek a warrant to search a place without a corresponding request to seize a person or thing,
under our Constitution, it may. Implicit in the constitutional warrant requirement is the
existence of a search and seizure. Where there is neither a search nor a seizure by a
governmental entity, constitutional warrant requirements are not triggered.
It is our duty when interpreting the supreme law of this State to employ
standards and criteria which result in a stable, predictable and reasoned approach to
interpreting our State Constitution. Here, the leap to finding a constitutional infraction,
without so much as a set of standards to guide the Court or a critical analysis to justify its
actions, results in a legal pronouncement which borders on the nonsensical. Any foray by
this Court into the use of our State Constitution in a manner fundamentally contrary to that
required by the United States Constitution must begin first with a commitment to traditional
notions of constitutional interpretation and a framework of standard criteria to be
considered, such as:
1.
The similarity of protection coverage for the constitutional provisions
at issue.
2.
A comparison of the specific language of the provisions at issue. The
lack of distinctive language should dissuade this Court from
proceeding in a distinctive manner.
3.
West Virginia precedent.
4.
Federal precedent.
5.
Constitutional and legislative histories and official commentaries.
6.
Accepted or uniform judicial interpretations of unique phrases.
7.
Differences in the extent and type of interests which the Federal and
the West Virginia provisions are designed to protect.
This is by no means an all-inclusive list for the Court to consider. Rather, it is a beginning
to a framework of standards to lead the Court to a reasoned approach to interpretation which
produces a legitimate basis for a differing constitutional judgment rather than a reactive,
incoherent and confusing judgment. Such an approach is positively necessary to supply
judges, lawyers, governmental actors and citizens with the guidance necessary to understand
their constitutional commitments.
III.
Search and Seizure _ Why Couldn't the Majority
Just Follow the Yellow Brick Road and
Our Own Long-Accepted Law
The ultimate measure of the Fourth Amendment and our State constitutional
equivalent is reasonableness. The reasonableness of a search is determined by assessing, on
the one hand, the degree, if any, to which the search intrudes upon an individual's security,
and on the other hand, the degree to which it is needed for the promotion of a legitimate
governmental interest. The Fourth Amendment is unique in being the only amendment
within our Bill of Rights which involves the concept of reasonableness and, thereby, a
balancing of interests. With the challenges posed by new and current technologies which
give the State new powers to intrude and criminals new abilities to evade, this Amendment
necessarily requires a grounding by courts in the bedrock of solid constitutional analysis.
I accept that in today's world, the State may muster an awesome array of
technology to assist it to hear what cannot be detected with the naked ear and to see what
cannot be seen by the naked eye. Sophisticated gadgetry which can be brought to bear by
the State includes parabolic microphones, satellite cameras, high tech lenses from planes
circling overhead, laser beams bounced off windows, and a wide variety of stand-alone
bugging devices. The use of such technology may indeed be the ultimate insult to the
security of one's home and may well implicate the protections of the Fourth Amendment and
Article III, Section 6, of the West Virginia Constitution. In this case, however, no such
devices were in use. Indeed, there was no search or seizure whatsoever by any form of
technological innovation by the State. The electronic devices at issue were simple passive
recording devices. Any search or seizure was accomplished by the State's informant
whose presence was invited by Mullens. Unless the government activity is either a search
or a seizure, it is not regulated by the Fourth Amendment [or Article III, Section 6], and
therefore it does not have to be reasonable. Cleckley,
supra at I-203. There simply was
no warrant requirement in this case. No amount of superficial constitutional analysis alters
this legal reality.
To understand whether a search or seizure has taken place, we must first look
to how those terms have been defined for constitutional purposes. According to the
Supreme Court, a Fourth Amendment 'search' occurs when an expectation of privacy that
society is prepared to consider reasonable is infringed.
United States v. Jacobsen, 466 U.S.
109, 113, 104 S.Ct. 1652, 1656, 80 L.Ed.2d 85 (1983). It has also been observed that:
A
search is an examination of a man's house or other buildings
or premises, or of his person, with a view that the discovery of
contraband or illicit or stolen property, or some evidence of
guilt to be used in the prosecution of a criminal action for some
crime or offense with which he is charged. . . . It is important to
observe that the definition of
search must be tied to the
expectation of privacy. Thus, where there is no intrusion on the
expectation of privacy, there is no search.
Cleckley,
supra at I-203 (internal quotation and citations omitted) (emphasis in original). As
stated by Justice Scalia, a Fourth Amendment search does
not occur-even when the
explicitly protected location of a
house is concerned-unless 'the individual manifested a
subjective expectation of privacy in the object of the challenged search,' and 'society [is]
willing to recognize that expectation as reasonable.'
Kyllo v. United States, 533 U.S. 27,
33, 121 S.Ct. 2038, 2042-3, 150 L.Ed.2d 94 (2001) (emphasis in original),
quoting,
California v. Ciraolo, 476 U.S. 207, 211, 106 S.Ct. 1809, 90 L.E.2d 210 (1986). Likewise,
this Court recognized in
Wagner v. Hedrick, 181 W. Va. 482, 383 S.E.2d 286 (1989), that
A claim of protection under the Fourth Amendment and the
right to challenge the legality of a search depends not upon a
person's property right in the invaded place or article of
personal property, but upon whether the person has a legitimate
expectation of privacy in the invaded place or thing. If a person
is in such a position that he cannot reasonably expect privacy,
a court may find that an unreasonable Fourth Amendment
search has not taken place.
Wagner, 181 W. Va. at 487, 383 S.E.2d at 291 (internal footnote and citations omitted). A
seizure of property, on the other hand, occurs when there is some meaningful interference
with an individual's possessory interests in property seized.
Jacobsen, 466 U.S. at 113, 104
S.Ct. at 1656.
(See footnote 5)
See also, Cleckley,
supra at I-203-04.
Former Justice Cleckley, succinctly described the distinction between search
and seizure by stating:
a seizure may occur without a search, and a search may occur
without a seizure. As Justice Stevens explained in his
concurring opinion in
Texas v. Brown, 460 U.S. 730, 747-48,
460 S.Ct. 1535, 75 L.Ed.2d 502 (1983):
Although our Fourth Amendment cases
sometimes refer indiscriminately to searches and
seizures, there are important differences between
the two. . . . The Amendment protects two
different interests of the citizen _ the interest in
retaining possession of property and the interest
in maintaining personal privacy. A seizure
threatens the former, a search the latter.
Cleckley,
supra at I-205. Before constitutional protections can be triggered in the instant
matter, a determination must be made that Mullens had a reasonable expectation of privacy
in conducting an illegal sale of drugs. In light of the overwhelming mountain of authority
relevant to this issue, I simply cannot find that Mullens had a reasonable expectation of
privacy triggering protection by the Fourth Amendment or Article III, Section 6.
IV.
The Great Oz has spoken _
Pay No Attention to the Man Behind the Curtain
and His Absence of Law
In today's world, the right to be left alone in one's home is a valuable right _
one truly worthy of earnest protection by myself and my fellow judges. In view of the broad
notions of individual liberty and security which underlie our sense of freedom, potent
constraints on overreaching governmental intrusions are appropriate. 'The Fourth
Amendment of the
United States Constitution, and Article III, Section 6 of the
West Virginia
Constitution protect an individual's reasonable expectation of privacy.' Syl. pt. 7,
State v.
Peacher, 167 W. Va. 540, 280 S.E.2d 559 (1981). Syl. Pt. 1,
Wagner. The scope of what
constitutes an individual's reasonable expectation of privacy has developed over time. Until
the majority's opinion in this matter, this Court has historically looked to and embraced the
decisions of the United States Supreme Court with respect to the Fourth Amendment when
addressing the constitutionality of an alleged search and seizure. As shown below, prior to
the instant decision, this Court has consistently relied upon federal precedent when
determining what constitutes a constitutionally protected reasonable expectation of privacy.
The majority hinges its brief constitutional analysis on the location of the
defendant at the time his illegal activity was recorded - his home. It has been noted that the
home is entitled to special protection as the center of the private lives of our people. Security
of the home must be guarded by the law in a world where privacy is diminished by enhanced
surveillance and sophisticated communication systems. As is well established, however,
Fourth Amendment protection,. . ., is in essence a personal right.
Minnesota v. Carter, 525
U.S. 83, 99, 119 S.Ct. 469, 478, 142 L.Ed.2d 373 (1998) (Kennedy, J., concurring). As a
personal right, the expectation of privacy provided by the Fourth Amendment, may be
extinguished by a person's own actions. The United States Supreme Court has consistently
held that a person has no legitimate expectation of privacy in information he voluntarily
turns over to third parties.
Smith v. Maryland, 442 U.S. 735, 743-4, 99 S.Ct. 2577, 2582,
61 L.Ed.2d 220 (1979) (citations omitted). Similarly, the Supreme Court has noted that the
Fourth Amendment does not protect a wrongdoer's misplaced belief that a person to whom
he voluntarily confides his wrongdoing will not reveal it.
Hoffa v. United States, 385 U.S.
293, 302, 87 S.Ct. 408, 413, 17 L.Ed.2d 374 (1966).
In
Katz v. United States, 389 U.S. 347, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967),
the Supreme Court noted the Fourth Amendment protects people, not places. What a person
knowingly exposes to the public,
even in his own home or office, is not a subject of Fourth
Amendment Protection.
Katz, 389 U.S. at 351, 88 S.Ct. at 511 (citations omitted) (emphasis
added). Relying upon this principle, this Court has previously recognized that areas which
are constitutionally protected can not be resolved by a geographic or property analysis but
must turn upon a reasonable expectation of privacy.
State v. Weigard, 169 W. Va. 739, 742,
289 S.E.2d 508, 510 (1982).
See also,
State v. Schofield, 175 W. Va. 99, 105, 331 S.E.2d
829, 836 (1985) (citing
Katz for proposition that Fourth Amendment protects people, not
places while discussing legitimate expectation of privacy under Fourth Amendment and
Article III, Section 6);
Peacher, 167 W. Va. at 563-4, 280 S.E.2d at 575-6 (noting that in
order to receive constitutional protection a person must have a reasonable expectation of
privacy that has been invaded by official action and that the fact that some warrantless
actions by the police do not amount to a substantial invasion of a defendant's reasonable
expectation of privacy is the basis upon which some of the exceptions to the warrant
requirement have been built.). Accordingly, the majority's emphasis on Mullens' home as
the location of the illegal drug sale is misplaced. The proper analysis is upon whether
Mullens had a legitimate or reasonable expectation of privacy in the illegal transaction.
The scope of privacy that a person can expect under the Fourth Amendment
and a person's ability to waive the same began to crystallize under federal law in the mid-
twentieth century. In 1966, the United States Supreme Court held, in
Lewis v. United States,
385 U.S. 206, 87 S.Ct. 424, 17 L.Ed.2d 312 (1966), that the Fourth Amendment is not
violated when the government, without a warrant, sends an undercover agent into a
defendant's home to make a purchase of illegal narcotics.
(See footnote 6)
Therein, the Supreme Court
stated:
During neither of his visits to petitioner's home did the agent
see, hear, or take anything that was not contemplated, and in fact
intended, by petitioner as a necessary part of his illegal business.
Were we to hold the deceptions of the agent in this case
constitutionally prohibited, we would come near to a rule that
the use of undercover agents in any manner is virtually
unconstitutional
per se. . . . The fact that the undercover agent
entered petitioner's home does not compel a different
conclusion. Without question, the home is accorded the full
range of Fourth Amendment protections. See
Amos v. United
States, 255 U.S. 313, 41 S.Ct. 266, 65 L.Ed. 654 (1921);
Harris
v. United States, 331 U.S. 145, 151, n. 15, 67 S.Ct. 1098, 1102,
91 L.Ed. 1399 (1947). But when, as here, the home is converted
into a commercial center to which outsiders are invited for
purposes of transacting unlawful business, that business is
entitled to no greater sanctity than if it were carried on in a store,
a garage, a car, or on the street. A government agent, in the
same manner as a private person, may accept an invitation to do
business and may enter upon the premises for the very purposes
contemplated by the occupant.
Lewis, 385 U.S. at 210-11, 87 L.Ed.2d at 427. That same year, in
Hoffa, the Supreme Court
found that incriminating statements made to a confidential informant in the privacy of a
defendant's hotel room likewise were not protected by the Fourth Amendment's guarantee
against warrantless searches and seizures.
(See footnote 7)
Thus, the confidential informant could testify
regarding the same. Justice Stewart, writing for the majority, noted:
The argument is that Partin's failure to disclose his role as a
government informer vitiated the consent that the petitioner
gave to Partin's repeated entries into the suite, and that by
listening to the petitioner's statements Partin conducted an
illegal 'search' for verbal evidence.
. . . .
Where the argument fails is in its misapprehension of the
fundamental nature and scope of Fourth Amendment protection.
What the Fourth Amendment protects is the security a man
relies upon when he places himself or his property within a
constitutionally protected area, be it his home or his office, his
hotel room or his automobile. There he is protected from
unwarranted governmental intrusion. And when he puts
something in his filing cabinet, in his desk drawer, or in his
pocket, he has the right to know it will be secure from an
unreasonable search or an unreasonable seizure.
. . .
In the present case, however, it is evident that no interest
legitimately protected by the Fourth Amendment is involved. It
is obvious that the petitioner was not relying on the security of
his hotel suite when he made the incriminating statements to
Partin or in Partin's presence. Partin did not enter the suite by
force or by stealth. He was not a surreptitious eavesdropper.
Partin was in the suite by invitation, and every conversation
which he heard was either directed to him or knowingly carried
on in his presence. The petitioner, in a word, was not relying on
the security of the hotel room; he was relying upon his
misplaced confidence that Partin would not reveal his
wrongdoing.
. . .
Neither this Court nor any member of it has ever expressed the
view that the Fourth Amendment protects a wrongdoer's
misplaced belief that a person to whom he voluntarily confides
his wrongdoing will not reveal it. Indeed, the Court
unanimously rejected that very contention less than four years
ago in
Lopez v. United States, 373 US. 427.
. . .
In the words of the dissenting opinion in
Lopez, The risk of
being overheard by an eavesdropper or betrayed by an informer
or deceived as to the identity of one with whom one deals is
probably inherent in the conditions of human society. It is the
kind of risk we necessarily assume whenever we speak.
Id.,
373 U.S. at 465.
See also Lewis v. United States,
ante p. 206.
Hoffa, 385 U.S. at 300-03, 87 S.Ct. at 413-14 (internal footnotes omitted).
In the
Lopez decision, referenced in
Hoffa, the Supreme Court found that the
warrantless recording of conversations between an IRS agent and the defendant which were
made in the defendant's office and without the defendant's knowledge did not violate the
Fourth Amendment.
United States v. Lopez, 373 U.S. 427, 83 S.Ct. 1381, 10 L.Ed.2d 462
(1962). The recordings evidenced the defendant attempting to bribe the IRS agent. Noting
that the defendant had consented to the agent's presence in his office and that the agent could
properly testify regarding the conversations, the Supreme Court found admission of the
recordings provided the most reliable evidence of what had actually occurred.
Lopez, 373
U.S. at 439, 83 S.Ct. at 1388.
See also,
On Lee v. United States, 343 U.S. 747, 72 S.Ct. 967,
96 L.Ed. 1270 (1953) (testimony by a government agent regarding conversation overheard
on electronic transmission device between undercover agent wearing microphone and
defendant was admissible and did not violate the Fourth Amendment where defendant
consented to undercover agent's presence and voluntarily spoke with him).
Subsequently, the Supreme Court appeared to restrict the government's ability
to conduct warrantless electronic surveillance in
Katz. In
Katz, the Supreme Court found the
use of an electronic listening and recording device attached to the outside of a telephone
booth commonly used by the defendant to place illegal bets violated his Fourth Amendment
right to be protected against warrantless searches and seizures. Significant to the holding in
Katz was that the defendant had taken steps to insure the privacy of his conversation by
closing the telephone booth door and shielding his communication from the public.
(See footnote 8)
Id., 389
U.S. at 352, 88 S.Ct. at 511-2. In his oft cited
Katz concurrence, Justice Harlan eloquently
explained:
As the Court's opinion states, the Fourth Amendment protects
people, not places. The question, however, is what protection
it affords to those people. Generally, as here, the answer to that
question requires reference to a place. My understanding of
the rule that has emerged from prior decisions is that there is a
twofold requirement, first that a person have exhibited an actual
(subjective) expectation of privacy and, second, that the
expectation be one that society is prepared to recognize as
reasonable. Thus a man's home is, for most purposes, a place
where he expects privacy, but objects, activities, or statements
that he exposes to the plain view of outsiders are not
protected because no intention to keep them to himself has
been exhibited.
Id., 389 U.S. at 361, 88 S.Ct. at 516 (emphasis added). Interestingly, the majority mentions
Katz only to the extent it is cited in a law review article attacking
White and arguing that
Katz
announced a doctrinal shift.
In
White, the Supreme Court held that the Fourth Amendment was not violated
when a confidential informant secretly recorded conversations with the defendant, including
a conversation occurring in the defendant's own home. Justice White, writing for the
plurality, explained the impact of
Katz in light of the Supreme Court's prior precedent as
follows:
Until
Katz v. United States, neither wiretapping nor electronic
eavesdropping violated a defendant's Fourth Amendment rights
unless there has been an official search and seizure of his
person, or such a seizure of his papers or his tangible material
effects, or an actual physical invasion of his house 'or curtilage'
for the purpose of making a seizure.
Olmstead v. United
States, 277 U.S. 438, 466 (1928);
Goldman v. United States,
316 U.S. 129, 135-136 (1942).
. . .
The Court of Appeals understood
Katz to render inadmissible
against White the agents' testimony concerning conversations
that Jackson broadcast to them. We cannot agree.
Katz
involved no revelation to the Government by a party to
conversations with the defendant nor did the Court indicate in
any way that a defendant has a justifiable and constitutionally
protected expectation that a person with whom he is conversing
will not then or later reveal the conversation to the police.
Hoffa v. United States, 385 U.S. 293 (1966), which was left
undisturbed by
Katz, held that however strongly a defendant
may trust an apparent colleague, his expectations in this respect
are not protected by the Fourth Amendment when it turns out
that the colleague is a government agent regularly
communicating with the authorities. In these circumstances,
no interest legitimately protected by the Fourth Amendment is
involved, for that amendment affords no protection to a
wrongdoer's misplaced belief that a person to whom he
voluntarily confides his wrongdoing will not reveal it.
Hoffa
v. United States, at 302. No warrant to search and seize is
required in such circumstances, nor is it when the Government
sends to defendant's home a secret agent who conceals his
identity and makes a purchase of narcotics from the accused,
Lewis v. United States, 385 U.S. 206 (1966), or when the same
agent, unbeknown to the defendant, carries electronic
equipment to record the defendant's words and the evidence so
gathered is later offered in evidence.
Lopez v. United States,
373 U.S. 427 (1963).
White, 401 U.S. at 748-9, 91 S.Ct. at 1124-5.
(See footnote 9)
See also,
United States v. Caceres, 440 U.S.
741, 99 S.Ct. 1465, 59 L.Ed.2d 733 (1979) (embracing
White and
Lopez to find that tape
recordings made by IRS agent without defendant's knowledge which evidenced bribery
attempt did not violate defendant's Fourth Amendment rights). In light of this precedent,
the Supreme Court applied a reasonable expectations analysis to the possibility of an
informant electronically recording interactions with the defendant and stated:
If the law gives no protection to the wrongdoer whose trusted
accomplice is or becomes a police agent, neither should it
protect him when that same agent has recorded or transmitted
the conversations which are later offered in evidence to prove
the State's case.
See Lopez v. United States, 373 U.S. 427
(1963).
Inescapably, one contemplating illegal activities must realize
and risk that his companions may be reporting to the police. If
he sufficiently doubts their trustworthiness, the association will
very probably end or never materialize. But if he has no doubts,
or allays them, or risks what doubt he has, the risk is his. In
terms of what his course will be, what he will or will not do or
say, we are unpersuaded that he would distinguish between
probable informers on the one hand and probable informers
with transmitters on the other. Given the possibility or
probability that one of his colleagues is cooperating with the
police, it is only speculation to assert that the defendant's
utterances would be substantially different or his sense of
security any less if he also thought it possible that the suspected
colleague is wired for sound. At least there is no persuasive
evidence that the difference in this respect between the
electronically equipped and the unequipped agent is substantial
enough to require discrete constitutional recognition,
particularly under the Fourth Amendment which is ruled by
fluid concepts of 'reasonableness.'
Nor should we be too ready to erect constitutional barriers to
relevant and probative evidence which is also accurate and
reliable. An electronic recording will many times produce a
more reliable rendition of what a defendant has said than will
the unaided memory of a police agent. It may also be that with
the recording in existence it is less likely that the informant will
change his mind, less chance that threat or injury will suppress
unfavorable evidence and less chance that cross-examination
will confound the testimony.
White, 401 U.S. at 752-3, 91 S.Ct. at 1126-7.
(See footnote 10)
Once a private information is revealed to
another, the person revealing that information assumes the risk that his confidant will reveal
that information to the authorities[.] . . . Once frustration of the original expectation of
privacy occurs, the Fourth Amendment does not prohibit governmental use of the now-nonprivate information.
Jacobsen, 466 U.S. at 117, 104 S.Ct. at 1658. Similarly, there is
no constitutional right to rely on possible flaws in the [confidential informant's] memory,
or to challenge the [confidential informant's] credibility without being beset by
corroborating evidence that is not susceptible of impeachment.
Caceres, 440 U.S. at 750,
99 S.Ct. at 1470,
quoting Lopez.
Neither
White nor
Katz nor subsequent decisions indicate that
Katz was the
retreat from prior Fourth Amendment jurisprudence suggested by the majority. To the
contrary,
Katz may best be seen as a succinct articulation of the Fourth Amendment
standards developed over the years - that the Fourth Amendment protects a defendant's
legitimate expectation of privacy in those things he does not willingly reveal to third
persons. For if there is a voluntary revelation to third persons, a defendant does not have
a legitimate or reasonable expectation that the third person will not reveal what he has seen
or heard to authorities. Summarizing post-
Katz decisions, the Supreme Court in
Smith
stated:
Consistently with
Katz, this Court uniformly has held that the
application of the Fourth Amendment depends on whether the
person invoking its protection can claim a justifiable, a
reasonable, or a legitimate expectation of privacy that has
been invaded by government action. . . .This inquiry, as Mr.
Justice Harlan aptly noted in his
Katz concurrence, normally
embraces two discrete questions. The first is whether the
individual, by his conduct, has exhibited an actual (subjective)
expectation of privacy, -whether, in the words of the
Katz
majority, the individual has shown that he seeks to preserve
[something] as private. The second question is whether the
individual's subjective expectation of privacy is one that
society is prepared to recognize as 'reasonable,' -whether, in
the words of the
Katz majority, the individual's expectation,
viewed objectively, is justifiable under the circumstances.
Smith, 442 U.S. at 740, 99 S.Ct. at 2580.
See also,
Bond v. United States, 529 U.S. 334,
338,120 S.Ct. 1462, 146 L.Ed.2d 365 (2000) (recognizing that the Fourth Amendment
requires that an individual exhibit an actual expectation of privacy and that society be
prepared to recognize such an expectation as reasonable).
The Supreme Court has specifically addressed the scope of the Fourth
Amendment in relation to searches of the home twice in recent history. In
Kyllo, a 2001
decision, the Supreme Court found that the warrantless use of thermal imaging to detect heat
sources within a home violated the Fourth Amendment. Therein, the Supreme Court
recognized that a Fourth Amendment search occurs only where the government violates a
subjective expectation of privacy that society recognizes as reasonable even where the
location of the search is a person's home.
Kyllo, 533 U.S. at 33, 121 S.Ct. at 2042-3.
Justice Scalia, writing for the majority, reasoned:
We have said that the Fourth Amendment draws a firm line at
the entrance to the house,
Payton, 445 U.S., at 590. That line,
we think, must be not only firm but also bright-which requires
clear specification of those methods of surveillance that require
a warrant. While it is certainly possible to conclude from the
videotape of the thermal imaging that occurred in this case that
no significant compromise of the homeowner's privacy has
occurred, we must take the long view, from the original
meaning of the Fourth Amendment forward.
The Fourth Amendment is to be construed in the
light of what was deemed an unreasonable search
and seizure when it was adopted, and in a manner
which will conserve public interests as well as the
interests and rights of individual citizens.
Carroll v. United States, 267 U.S. 132, 149
(1925).
Where, as here, the Government uses a device that is not in
general public use, to explore details of the home that would
previously have been unknowable without physical intrusion,
the surveillance is a search and is presumptively unreasonable
without a warrant.
Id., 533 U.S. at 40, 121 S.Ct. at 2046. In his dissent, Justice Stevens, joined by Chief Justice
Rehnquist, Justice O'Connor and Justice Kennedy
, relied upon the well-established principle
that there is no Fourth Amendment protection for that which a person knowingly exposes
to the public to find a constitutional violation had not occurred because the thermal imaging
equipment was simply recording that (heat) which was escaping from the house.
Id., 533
U.S. at 42-3, 121 S.Ct. at 2047-8 (Stevens, J., dissenting). Notwithstanding the legitimacy
of the dissenters' reasoning, the majority opinion in
Kyllo does not constitute a retreat from
prior Fourth Amendment analysis.
Kyllo did not involve a defendant who, as in the instant
matter, willingly invited a third party into his house thereby extinguishing any privacy
interest in that which was exposed to the invitee.
Last year, the Supreme Court was confronted with the issue of whether the
Fourth Amendment requires a warrant to search a home where one occupant consents to the
search over the objection of a physically present co-occupant. In reaching its decision, the
Supreme Court found that in balancing the competing individual and government interests
entailed by the bar to unreasonable searches, the cooperative occupant's invitation adds
nothing to the government's side to counter the force of an objecting individual's claim to
security against the government's intrusion into his dwelling place.
Georgia v. Randolph,
547 U.S. 103, ___, 126 S.Ct. 1515, 1523, 164 L.Ed.2d 208 (2006). Thus, the Supreme
Court held that the police cannot justifiably rely upon the consent of one occupant over the
objection of another to conduct a warrantless search of a shared dwelling.
Randolph, 547
U.S. at __, 126 S.Ct. at 1526. In his dissenting opinion joined by Justice Scalia, Chief
Justice Roberts relied upon prior waiver cases, such as
White, to find the consent of the co-
occupant was sufficient to permit a warrantless search because the risk assumed by a joint
occupant is comparable to the risk assumed by one who reveals private information to
another. . . .if he shares the information _ or the house _ with another, that other can grant
access to the police in each instance.
Id., 547 U.S. at__, 126 S.Ct. at 1535. What
Randolph
makes clear is that the ability to consent to a Fourth Amendment search or waive a privacy
interest protected by the Fourth Amendment belongs to the defendant. Where the defendant
waives his privacy interest, the Fourth Amendment (or Article III, Section 6) is not
implicated. However, where a third party attempts to extinguish the defendant's privacy
interest independent of any consent or waiver by the defendant and over the defendant's
objection, greater scrutiny is applied.
This Court embraced and adopted the reasoning set forth in
Katz,
Lewis,
Lopez,
Hoffa and
White in 1982 in the
Blackburn decision, a decision relegated to a footnote
by the majority. Though faced with a warrantless recording of a telephone conversation
with the consent of an informant, the Court framed the question before it as whether our
state constitution prohibits surreptitious warrantless monitoring of a defendant's
conversation by law enforcement officers in cooperation with a consenting informant.
Blackburn, 170 W. Va. at 105, 290 S.E.2d at 31. This broadening of the question presented
suggests the scope of
Blackburn is not as narrow as the majority suggests herein. The
majority attempts to limit
Blackburn to telephone conversations. Majority, p. 44, n. 46. The
facts in
Blackburn imply, though do not specifically state, that the defendant therein may
have been in his home when he received the telephone call from the informant which was
then recorded by police.
Blackburn, 170 W. Va. at 102, 290 S.E.2d at 29. In analyzing this
issue, Justice McGraw, writing for the Court looked to the relevant federal decisions and
stated:
The plurality opinion in
White held that the decision in
Katz did
not apply to surveillance in which the government obtained
access to the conversation of the defendant by the consent of
another party to the conversation. The plurality noted that
previous decisions of the Court, which were left undisturbed by
Katz, had held that there was no violation of the defendant's
Fourth Amendment rights or necessity to obtain a search
warrant where the person before whom the defendant made
incriminating statements or performed criminal acts was,
unknown to the defendant, a government agent who later
testified against the defendant at trial,
Hoffa v. U.S., 385 U.S.
293, 87 S.Ct. 408, 17 L.Ed.2d 374 (1966);
Lewis v. U.S., 385
U.S. 206, 87 S.Ct. 424, 17 L.Ed.2d 312 (1966); or where a
government agent, unknown to the defendant, carried electronic
equipment to record the defendant's conversation for use
against him at trial.
Lopez v. U.S., 373 U.S. 427, 83 S.Ct. 1381,
10 L.Ed.2d 462 (1963).
The
White plurality noted that the rationale in
Hoffa,
Lewis and
Lopez had been that an individual has no justifiable or
constitutionally protected expectation of privacy in
incriminating statements he confides to another person under
the belief that the other person will not then or later reveal the
contents of the conversation to the police.
170 W. Va. at 103-4, 290 S.E.2d at 30. After noting its approval of the
White decision,
Id.,
170 W. Va. at 105, 290 S.E.2d at 32, this Court held [w]arrantless electronic recording of
a defendant's conversation with the consent of a participant who, unknown to the defendant,
is acting in concert with the police does not violate the prohibition against unreasonable
searches and seizures contained in article 3, section 6 of our state constitution. Syl. Pt. 4,
Blackburn. The
White decision was also embraced by this Court in
Andriotto, which also
involved a recording of a telephone conversation initiated by an informant to the defendant.
Andriotto, 167 W. Va. at 508, 280 S.E.2d at 136 (1981).
(See footnote 11)
While implicitly finding
White not relevant to an analysis under Article III,
Section 6, the majority does not address (or acknowledge) this Court's prior reliance upon
White in
Blackburn, a decision involving Article III, Section 6. Instead, the majority
abruptly overrules
Thompson as based upon a complete lack of analysis. Majority, p. 45.
However, a fair reading of
Thompson reveals that it incorporated the reasoning set forth in
Blackburn as the basis of its decision because, in the words of Justice Brotherton,
defendant's situation, in
Thompson, falls within the principle [announced] in
Blackburn.
Thompson, 176 W. Va. at 305-6, 342 S.E.2d at 273-4
. Arguably, if
Thompson incorporates
the
Blackburn analysis, the majority should also have overruled
Blackburn in order to
achieve a consistency in West Virginia law on this issue.
(See footnote 12)
In reaching its conclusion that the informant's recording of the illegal drug
transaction violated Mullens' rights under our Constitution, the majority failed to conduct
the reasonableness analysis directed by our precedent. In Syllabus Point 1 of
State v.
Angel, 154 W. Va. 615, 177 S.E.2d 562 (1970), this Court held that [t]he State and Federal
Constitutions prohibit only unreasonable searches and seizures and there are numerous
situations in which a search and seizure warrant is not needed, . . . , things that are obvious
to the senses, . . ., as well as searches and seizures made that have been consented to. Syl.
Pt. 1, in part,
Angel.
See also,
State v. Smith, 158 W. Va. 663, 671, 212 S.E.2d 759, 764
(1975),
overruled on other grounds by State ex rel. White v. Mohn, 168 W. Va. 211, 283
S.E.2d 914 (1981), (noting [t]here is no constitutional inhibition against a warrantless
search. Both the federal and state constitutions protect only against an unreasonable
search.). Looking to federal law for guidance in addressing exceptions to the warrant
requirement of Article III, Section 6, and the reasonableness standard, Justice Cleckley in
Lacy explained:
There is no question but that activities which take place within
the sanctity of the home merit the most exacting Fourth
Amendment protection. In
Payton v. New York, 445 U.S. 573,
586, 100 S.Ct. 1371, 1380, 63 L.Ed.2d 639, 651 (1980), the
United States Supreme Court stated: It is a 'basic principle of
Fourth Amendment Law' that searches and seizures inside a
home without a warrant are presumptively unreasonable.
Conversely, the search of a home for evidence of a crime
generally is not unreasonable if it is conducted pursuant to a
search warrant supported by probable cause. Of course, under
the Fourth Amendment, searches conducted outside the judicial
process, without prior approval, may be constitutional if the
search and seizure can be justified under one of the
well-delineated exceptions or where both exigent circumstances
and probable cause exist.
See Katz v. United States, 389 U.S.
347, 357, 88 S.Ct. 507, 514, 19 L.Ed.2d 576, 585 (1967);
State
v. Buzzard, 194 W. Va. 544, 549, 461 S.E.2d 50, 55 (1995).
See
also Syl. pts. 1 & 2,
State v. Moore, 165 W. Va. 837, 272
S.E.2d 804 (1980),
overruled in part on other grounds State v.
Julius, 185 W. Va. 422, 408 S.E.2d 1 (1991).
It is equally clear that the Fourth Amendment applies only to
unreasonable searches and seizures. Indeed, the touchstone of
the Fourth Amendment's promise is reasonableness, which
generally, though not always, translates into a warrant
requirement.
Vernonia School Dist. 47J v. Acton, _ U.S. _, 115
S.Ct. 2386, 2390-91, 132 L.Ed.2d 564, 573-75 (1995). What
is reasonable 'depends on all of the circumstances surrounding
the search or seizure and the nature of the search or seizure
itself.'
Skinner v. Railway Labor Executives' Assoc., 489 U.S.
602, 619, 109 S.Ct. 1402, 1414, 103 L.Ed.2d 639, 661 (1989).
(Citation omitted). Courts are required to balance the nature
and quality of the intrusion on the individual's Fourth
Amendment interests against the importance of the
governmental interests alleged to justify the intrusion.
United
States v. Place, 462 U.S. 696, 703, 103 S.Ct. 2637, 2642, 77
L.Ed.2d 110, 118 (1983). In each case, it requires a balancing
of the need for the particular search against the invasion of
personal rights that the search entails.
See Bell v. Wolfish, 441
U.S. 520, 559, 99 S.Ct. 1861, 1884, 60 L.Ed.2d 447 (1979).
Ultimately, the question of whether a particular search or
seizure is reasonable for purposes of the Fourth Amendment is
not a question of fact. Unlike a determination of
reasonableness in ordinary tort cases and some other contexts,
this balancing process presents a question of law.
Lacy, 196 W. Va. at 111-2, 468 S.E.2d at 726-7 (footnotes omitted). In determining whether
a search is reasonable, this Court has explained that to assert a constitutional violation one
must demonstrate a 'reasonable expectation of privacy' in the subject of the seizure. That
expectation is to be measured both subjectively and by an objective standard of
reasonableness.
Marano v. Holland, 179 W. Va. 156, 163, 366 S.E.2d 117, 124 (1988),
citing Katz. This Court has also held, in relation to the reasonable expectation of privacy
protected by Article III, Section 6, that a person has no reasonable expectation of privacy
in what he knowingly exposes to the public. Syl. Pt. 3,
State v. Aldridge, 172 W. Va. 218,
221, 304 S.E.2d 671 (1983).
Upon conducting the constitutionally required examination of a person's
reasonable expectation of privacy, it becomes clear that a confidential informant's
surreptitious recording of an illegal drug transaction taking place in a defendant's house
does not violate either the Fourth Amendment or Article III, Section 6. First, by conducting
illegal drug activity in his house, Mullens lowered the expectation of privacy which may
ordinarily be afforded to that location by transforming it from a home to a place of business
and inviting outsiders in to conduct business.
See Lewis,
supra. He thereafter extinguished
any privacy interest he may have had in the activities occurring in his home by inviting the
confidential informant in and exposing those activities to the confidential informant's
senses.
See Angel,
supra. By publically exposing that which would otherwise reasonably
be deemed private to the confidential informant, Mullens gave up any protection which may
have been afforded under the Fourth Amendment or Article III, Section 6.
See Aldridge,
Hoffa, Katz, Lopez, White, Lewis, Jacobsen, Caceres. It has long been held that it is not
reasonable to assume that matters revealed to a confidant will not later be disclosed to
government officials.
See, e.g., Hoffa, Katz, Blackburn. Thus, Mullens does not have a
legitimate, reasonable or justifiable expectation of privacy in the conducting an illegal drug
business in his home. Even if a subjectively reasonable expectation of privacy could be
found, I simply do not believe it is an expectation that society is prepared to accept as
objectively reasonable. Therefore, Mullens did not have a privacy expectation protected by
either the Fourth Amendment or Article III, Section 6.
Similarly, I find no constitutionally relevant distinction based upon the fact
that the confidential informant electronically recorded the illegal drug transaction. The
recordation is simply providing the most accurate version of events, presenting the best
evidence and alleviating the possibility of witness intimidation or memory loss. A defendant
simply does not have a constitutional right to rely upon a lapse in an informant's memory
or to impeach an informant's credibility by prohibiting introduction of corroborating
evidence.
See Caceres,
Lopez. As explained by the Third Circuit Court of Appeals after
analyzing relevant Supreme Court precedent:
[i]n short, the Court adopted the principle that, if a person
consents to the presence at a meeting of another person who is
willing to reveal what occurred, the Fourth Amendment permits
the government to obtain and use the best available proof of
what the latter person could have testified about.
United States v. Lee, 359 F.3d 194, 200 (3
rd Cir. 2004),
cert. denied, 543 U.S. 955, 125 S.Ct.
408, 160 L.Ed.2d 316 (2004). I have not heard a credible or persuasive argument to support
the exclusion of a verifiable recording of an event when the informant may otherwise testify
as to what is represented on the recording. While both our precedent and that of the United
States Supreme Court involved audio recordings, the addition of a video recording does not
alter the constitutional analysis. Several federal courts of appeals have addressed the use of
video recording with an informant's consent and have found the same to be constitutional.
In
United States v. Brathwaite, 458 F.3d 376 (5
th Cir. 2006), the Fifth Circuit
Court of Appeals found no constitutionally relevant difference between audio and video
surveillance.
Brathwaite, 458 F.3d at 380.
(See footnote 13)
At issue in
Brathwaite was a Fourth
Amendment challenge to a confidential informant's warrantless use of a camera hidden in
her purse to video the defendant's counterfeiting activities conducted in his living quarters.
The Fifth Circuit found Brathwaite forfeited any privacy interests he may have had in his
home when he invited the informant in. The Fifth Circuit reasoned:
Once Brathwaite invited the CI into his home, he forfeited his
privacy interest in those activities that were exposed to [the
CI]. United States v. Davis, 326 F.3d 361, 366 (2d Cir.2003),
cert. denied, 540 U.S. 908, 124 S.Ct. 281, 157 L.Ed.2d 196
(2003); see also United States v. Lee, 359 F.3d 194, 201 (3d
Cir.2004), cert. denied, 543 U.S. 955, 125 S.Ct. 408, 160
L.Ed.2d 316 (2004) (The principle underlying the governing
Supreme Court cases is that if a defendant consents to the
presence of a person who could testify about a meeting and is
willing to reveal what occurs, the defendant relinquishes any
legitimate expectation of privacy with respect to anything ... the
testimony could cover.). The videotape evidence here only
depicted what was viewable by the CI, to whose presence
Brathwaite consented. See Davis, 326 F.3d at 366. [J]ust as
[Brathwaite] gave up any expectation of privacy in the things
that he allowed [the CI] to hear, [Brathwaite] also gave up any
expectation of privacy in the things that he allowed [the CI] to
see. Lee, 359 F.3d at 201-02. Although video surveillance
may involve a greater intrusion on privacy than audio
surveillance, the difference is not nearly as great as the
difference between testimony about a conversation and audio
recordings of conversations. Id. at 202. Because Brathwaite
did not retain a privacy interest in the areas captured by the
video surveillance conducted by an invited visitor, we hold that
no Fourth Amendment violation occurred. See Davis, 326 F.3d
at 366.
Brathwaite, 458 F.3d at 380-1.
The Second Circuit's Davis opinion, United States v. Davis, 326 F.3d 361
(2nd Cir. 2003), cert. denied, 540 U.S. 908, 124 S.Ct. 281, 157 L.Ed.2d 196 (2003),
referenced in Brathwaite involved a video recording of an illegal drug deal in the
defendant's home made by virtue of a camera hidden in a confidential informant's jacket.
326 F.3d at 362. Discussing the argued distinction between video and audio recordings, the
Second Circuit stated:
It is firmly established that audio recordings, obtained without
a warrant and through hidden recording devices by an invited
guest, do not violate the Fourth Amendment. The rationales for
permitting warrantless audio recordings, as articulated in White
and Lopez, apply with equal force to the video surveillance at
issue in this case. We therefore extend the rule of White and
Lopez to video recordings that capture images visible to a
consensual visitor and hold that Davis's Fourth Amendment
right to be free from unreasonable searches and seizure was not
violated.
Id. at 362-3 (internal citations omitted). In reaching its holding that the Fourth Amendment
was not violated by the confidential informant's warrantless video taping of activity in the
Davis' home, the Second Circuit relied upon the well-established exception to the general
rule that warrantless searches are per se unreasonable for those things or activities. That
exception provides that a warrant is not required to obtain that which a person knowingly
exposes to the public, even in his own home or office. Id. at 365, quoting Katz. The
Second Circuit explained:
Once Davis invited [the informant] into his residence, Davis
forfeited his privacy interest in those activities that were
exposed to [the informant]. We therefore hold that, as with the
audio recordings in Davis and Lopez, the videotape evidence,
which merely showed scenes viewable by [the informant], did
not violate Davis's Fourth Amendment right to be free from
unreasonable searches and seizures. Similar to the audio
recording in Lopez, [the informant] did not seize anything from
Davis without his knowledge. Rather, [the informant] was
inside 35 Rose Avenue with Davis's consent and the hidden
camera merely memorialized what [the informant] was able to
see as an invited guest. Also similar to Lopez, the video
recording captured only statements and actions that Davis
knew full well could be used against him by [the informant] if
he wished. Because the hidden camera did not capture any
areas in which Davis retained a privacy interest, no Fourth
Amendment violation occurred.
Id. at 366.
In Lee, an informant rented a hotel suite for the use of the defendant and
permitted the FBI, without a warrant, to install audio and video recording equipment in the
living room area of the suite prior to the defendant's arrival. Lee, 359 F.3d at 199. FBI
agents monitored the hallway and turned the equipment on only when the informant was
present in the suite with the defendant. Id. Now-Justice Alito, writing for the Third Circuit
Court of Appeals, rejected an argument that there was a constitutional distinction between
an informant's consent to justify warrantless audio recording as opposed to video recording,
explaining:
[W]e remain convinced that the present case is governed by the
well-established principle that a person has no legitimate
expectation of privacy in conversations with a person who
consents to the recording of the conversations.
First, we cannot distinguish this case on the ground that the
recorded meetings occurred in a hotel suite. What is significant
is not the type of room in which the surveillance occurred but
Lee's action in admitting [the informant] to the room. Although
Lee had an expectation of privacy in the hotel suite so long as
he was alone there, when Lee allowed [the informant] to enter,
any expectation of privacy vis-a-vis [the informant] vanished.
We note that in Hoffa many of the conversations also occurred
in a hotel suite, but the Court nevertheless held that the case did
not involve any legitimate Fourth Amendment interest. 385
U.S. at 296, 87 S.Ct. 408.
Second, we cannot draw a constitutional distinction between
consensual audio and video surveillance. The principle
underlying the governing Supreme Court cases is that if a
defendant consents to the presence of a person who could testify
about a meeting and is willing to reveal what occurs, the
defendant relinquishes any legitimate expectation of privacy
with respect to anything that the testimony could cover. Thus,
just as Lee gave up any expectation of privacy in the things that
he allowed [the informant] to hear, Lee also gave up any
expectation of privacy in the things that he allowed [the
informant] to see. Although video surveillance may involve a
greater intrusion on privacy than audio surveillance, the
difference is not nearly as great as the difference between
testimony about a conversation and audio recordings of
conversations.
Id. at 201-2. The Third Circuit also rejected an argument that the government was required,
pursuant to the federal wiretapping statute, 18 U.S.C. § 2518(3)(c), to demonstrate that
investigative techniques less intrusive than video surveillance were inadequate noting that
the statute was not applicable to electronic surveillance conducted with the consent of a
party to the communication. Id. at 203.
Four years prior to the
Lee decision, the Ninth Circuit Court of Appeals came
to a similar conclusion. In
United States v. Nerber, 222 F.2d 597 (9
th Cir. 2000), the Ninth
Circuit Court of Appeals addressed the situation where defendants were recorded while in
the informants' hotel room both when the informants were present and after the informants
had left. In analyzing the matter before it, the Ninth Circuit utilized the legitimate
expectation of privacy test outlined in
Smith v. Maryland and recognized in
Bond, i.e, that
the Fourth Amendment protects only legitimate expectations of privacy - those a defendant
subjectively maintains which are also expectations society is willing to accept as reasonable.
222 F.2d at 599. Utilizing this analysis, the Ninth Circuit found:
The district court did not err in finding that defendants had a
subjective expectation not to be videotaped in the hotel room.
In addition to closing the door, drawing the blinds, and
exercising dominion over the room after the informants left at
10:00 a.m., defendants ingested cocaine and brandished
weapons in a way they clearly would not have done had they
thought outsiders might see them.
The objective reasonableness of defendants' privacy
expectation presents a closer question. . . . Despite the pause the
government's use of video surveillance gives us, we agree with
the district court that defendants had no reasonable expectation
that they would be free from hidden video surveillance while
the informants were in the room.
Id. at 603-4. While the Ninth Circuit noted that defendants were in the informants' hotel
room, the focus was upon the objective reasonableness of whether the defendants could
expect not to be recorded in the presence of the informants.
Although not addressing Fourth Amendment claims, the Ninth Circuit
addressed the need for audio and video surveillance in investigating drug crimes in
United
States v. Chen, 979 F.2d 714 (9
th Cir. 1992). In
Chen, United States Customs agents
discovered a shipment of heroin while it was in transport to a rented warehouse. They
obtained a warrant to install a video camera in the warehouse to observe the shipment after
delivery. 979 F.2d at 716. However, instead of installing one camera in the warehouse as
authorized by the warrant, they installed a second which was removed due to technical
difficulties and a third outside the warehouse.
Id. The district court suppressed all video
evidence obtained as a sanction for violating the scope of the warrant issued.
(See footnote 14)
The Ninth
Circuit reversed. In so doing, it started its
analysis by pointing out that the district court erred in balancing
the interests at stake. The district court properly determined that
video surveillance is very intrusive, and that the Chen
defendants are entitled to protection under the Fourth
Amendment. The district court also correctly pointed out that
a business is entitled to less protection from video surveillance
than an individual's home. The district court, however, erred by
holding that this lessened expectation of privacy is offset
because this was merely a mercantile crime and there was no
immediate threat of violence or harm to persons or property.
Drug crimes are very serious and represent one of the greatest
threats to society. Drug conspiracies are often well-planned,
and video and audio surveillance may be necessary because the
conspirators often carefully conceal their activities and
identities by using code words and other techniques. Therefore,
in balancing the interests, the fact that this was a drug crime
does not weigh in favor of suppression.
Id. at 718 (internal citations omitted). Like the Ninth Circuit, I believe the government's
need for accurate recordation of illegal drug activities to bolster the prosecution of the same
justifies the use of video as well as audio recordations of criminal transactions. This need,
coupled with a defendant's lack of an expectation of privacy when inviting a confidential
informant into his home to conduct an illegal drug transaction, is sufficient in this instance
to justify warrantless audio and video recording of the transaction performed with the
informant's consent.
V.
I've a feeling we're not in Kansas anymore
The Majority's Misplaced Reliance Upon Other States
The majority spends nearly one-third of its opinion discussing decisions from
other state courts in an effort to show support for its decision herein. However, a careful
examination of the law in those jurisdictions indicate their support for the majority decision
is not as strong as implied. The majority itself begrudgingly acknowledges that two of the
decisions upon which it relies were subsequently overruled. One,
People v. Beavers, 227
N.W.2d 511 (Mich. 1975), was overruled by a subsequent decision of the Michigan
Supreme Court in
People v. Collins, 475 N.W.2d 684 (Mich. 1991), in which the Michigan
court found no justifiable reason to interpret their state constitutional search and seizure
provisions differently than under the Federal Constitution. The Michigan Supreme Court
embraced the
Lopez, Katz,
White and
Caceres decisions. The second,
State v. Sarmiento,
397 So.2d 643 (Fla. 1981), was negated by a subsequent constitutional amendment approved
by Florida's citizens in direct response to the
Sarmiento decision. Upon a recognition that
Beavers and
Sarmiento are no longer good law, that leaves four decisions,
Commonwealth
v. Blood, 507 N.E.2d 1029 (Mass. 1987),
State v. Glass, 583 P.2d 872 (Alaska 1978),
Commonwealth v. Brion, 652 A.2d 287 (Pa. 1994), and
State v. Blow, 602 A.2d 552 (Vt.
1991), each quoted at length by the majority, purporting to support the majority decision
herein. Each will be discussed in turn.
Nearly three pages of the majority opinion herein is a quote from the
Massachusetts Supreme Judicial Court opinion in
Blood. However, nowhere in the majority
opinion is there an acknowledgment that Massachusetts has retreated from the
Blood
decision, though not specifically overruling it. In
Commonwealth v. Rodriquez, 855 N.E.2d
1113 (Mass. 2006), the Massachusetts Supreme Court was faced with an argument, based
upon
Blood, that the warrantless monitoring of a drug transaction at an informant's
apartment with the informant's consent violated the defendant's rights. Explaining
Blood
and subsequent decisions, the Massachusetts Supreme Judicial Court stated:
The defendant interprets the
Blood decision as bringing within
the protective reach of art. 14 any conversation that takes place
in any private home. While there is some language in
Blood
that intimates such a broad reading of art. 14,
id. at 70, 507
N.E.2d 1029, the facts underlying the decision and the
subsequent cases interpreting it make clear that such a
conversation is not automatically entitled to constitutional
protection merely because of where it occurred.
In
Blood, a government informant wore a concealed transmitter
during meetings with the two defendants (Blood and Lorenzen)
and others involved in a conspiracy to burglarize bars of gold
from a commercial establishment. . . .Two of the conversations
admitted in evidence had taken place at Lorenzen's home and
the third conversation had taken place at the home of Novia
Turkette, Jr., . . . The government informant had known
Turkette and his father for about fifteen years, and Turkette had
posted the informant's bail in the past on unrelated charges.
Based on these circumstances, the court reasoned that because
the conversations at issue were held in private homes and
included only friends or close associates, it was reasonable for
the participants to expect that what was said would not become
more widely known.
Id. at 68-69, 507 N.E.2d 1029. The court
further held that it is objectively reasonable to expect that
conversational interchange in a private home will not be
invaded surreptitiously by warrantless electronic transmission
or recording.
Id. at 70, 507 N.E.2d 1029.
. . .
In subsequent decisions involving the warrantless seizure of
conversations by electronic surveillance, courts have concluded
that the same privacy concerns were not implicated when the
circumstances could be distinguished from those present in
Blood. For example, . . . in
Commonwealth v. Collado, 42
Mass.App.Ct. 464, 469, 677 N.E.2d 1171 (1997), we held that
the defendant had no reasonable expectation of privacy while
he was present in the apartment of an undercover narcotics
officer with whom he had negotiated an arm's-length
transaction for the sale of drugs; the defendant and the officer
were not trusted friends, and their interaction was primarily
centered on business.
Rodriguez, 855 N.E.2d at 1118-9. According to the court in
Rodriguez, a critical factor in
the
Blood decision was the fact that the informant was a long-time trusted friend of one of
the defendants.
Id. at 1118. Noting the defendant and informant in
Rodriguez were not
close friends or business associates, the court distinguished
Blood, and found no
constitutional violation, explaining:
In sum, the intercepted conversation exclusively concerned a
business transaction, was engaged in by two individuals who
were not close friends, and took place in a residence over which
the defendant did not have control. The indicia of an
expectation of privacy that were present in
Blood, including
lengthy conversations that took place over a period of days at
the homes of longtime friends and business associates, are
absent here. Here, the defendant lacked a reasonable
expectation of privacy and, therefore, is unable successfully to
challenge admission of the conversation.
Id. at 1120. Similarly, the court rejected a
Blood-based argument to suppress the warrantless
video recording of an illegal drug transaction in a motel room in
Commonwealth v. Price,
562 N.E.2d 1355 (Mass. 1990). Therein the court stated:
We shall assume that the defendant had an expectation of
privacy in his conversations in the motel room. Society is not
prepared, however, to accept any such expectation as
reasonable. The defendant and his associates were engaged in
negotiating a major business transaction with people whom he
had just met, and whom his associates had first met the day
before. . . . A viewing of the videotapes shows the transaction
was an arm's length one with manifestations of suspicion and
distrust.
Price, 562 N.E.2d at 1358. In light of these recent decisions from the Massachusetts court,
it is clear to me that a critical factor in the
Blood decision was the status of the informant as
a long-time trusted friend and associate of the defendant. It is not clear to me that, if
presented with the warrantless recording of a drug transaction in the defendant's home by
an informant who does not have a prior relationship with the defendant, the Massachusetts
court would reach the same decision as it did in
Blood.
I read
Glass somewhat differently than the majority herein. Through the select
use of ellipses the majority downplays the significance of Alaska's separate constitutional
right to privacy upon its decision. In
Glass, the Alaska court found Alaska's specific
constitutional provision recognizing a right to privacy which shall not be infringed to be
compelling support for its ruling.
Glass 583 P.2d at 878. The Alaska court specifically
stated we believe that Alaska's
privacy amendment prohibits the secret electronic
monitoring of conversations upon the mere consent of a participant. . . .
it is clear that it
affords broader protection than the penumbral right inferred by other constitutional
provisions.
Id. at 878-9 (emphasis added). Finally, footnote 35 of the
Glass opinion
negates the implication contained in the majority opinion that the home as the location of
the recording was significant. Therein, the Alaska court stated, [w]e have previously
recognized the high degree of protection surrounding the home.
We decline to base our
holding on this particularized protection, however, since we have concluded that the right
of privacy is infringed by the warrantless participant monitoring of private conversations
regardless of the locus of the police surveillance.
Id. at 881, n. 35 (internal citations
omitted) (emphasis added). Accordingly, I do not believe that
Glass provides significant
support for the majority opinion in this matter.
That leaves the
Brion and
Blow decisions to support the majority's opinion
herein. However, it should be noted that the Pennsylvania Supreme Court has expressly
limited
Brion to in-person meetings occurring in a defendant's home and has refused to
require a prior probable cause determination for the warrantless recording of a telephone call
initiated by an informant to the defendant at his home.
Commonwealth v. Rekasie, 778 A.2d
624 (2001). Similarly, a lower Pennsylvania court recognized that the Pennsylvania
legislature amended Pennsylvania's wiretap statute in response to the
Brion decision.
(See footnote 15)
Commonwealth v. Fetters, 770 A.2d 762, 766 (Pa. Super. Ct. 2001),
aff'd, 810 A.2d 637
(Pa. 2002). Prior to the majority decision in this matter, the only jurisdiction to rely upon
the
Brion decision in support of a finding that one-party consent to record a conversation in
a non-consenting party's home was Vermont in
State v. Geraw, 795 A.2d 1219 (Vt. 2002),
wherein the Vermont Supreme Court found that police could not record an interview with
a defendant occurring in the defendant's home without the defendant's knowledge.
(See footnote 16)
Prior
to the majority opinion in this matter, neither
Brion,
Geraw nor
Blow had been relied upon
by any other foreign jurisdiction. As these decisions are contrary to this Court's precedent,
the law in the vast majority of states and federal law, I simply do not find them persuasive
enough to overrule the established precedent of this State, as was done by the majority
herein.
VI.
Bring Me the Broomstick of the Witch of the West
Then You'll Get Your Warrant!
I am not convinced that the majority is fully aware of the impact of its decision
to require warrants obtained pursuant to the West Virginia Wiretapping and Electronic
Surveillance Act (hereinafter the Act), W. Va. Code § 62-1D-1,
et seq., before an
informant records conversations or activities in the home of another will have upon law
enforcement activities in this State. Unlike in Vermont and Pennsylvania, the jurisdictions
relied upon by the majority to support its decision, West Virginia narrowly defines who may
issue and seek such a warrant.
Under West Virginia law, only members of the State Police, acting through a
county prosecutor or duly appointed special prosecutor, may seek a warrant to authorize the
in-home recording from one of only five judges. Pursuant to W. Va. Code § 62-1D-8
(1987), the prosecuting attorney of any county or duly appointed special prosecutor may
apply to one of the [five] designated circuit judges referred to in [W. Va. Code § 62-1D-7]
and such judge, in accordance with the provisions of [the Act] may grant an order
authorizing the interception of wire, oral or electronic communication by an officer of the
investigative or law-enforcement agency. To obtain an
ex parte order authorizing such
interception, the application must set forth the member of the State Police making the
application and the officer authorizing the application. W. Va. Code § 62-1D-11(a)(1)
(1987). Moreover, the Act defines investigative or law-enforcement officer as a member
or members of the Department of Public Safety [State Police] who is or are empowered by
law to conduct investigations of or to make arrest for offenses enumerated under the Act.
W. Va. Code § 62-1D-2 (g) (1987). Reading the Act in its entirety reveals that the State
Police may make application through the county prosecutor or special prosecutor for a
warrant authorizing the in-home recording of events by an informant, based upon probable
cause, to one of five circuit court judges. The Act does not authorize a sheriff, sheriff's
deputy or municipal police officer to seek such a warrant or to conduct surveillance pursuant
to a duly issued warrant. Further, the Act does not permit any magistrate or the remaining
61 circuit court judges of this State to issue a warrant authorizing the informant's activity.
By contrast, Vermont does not have a wiretapping act. Therefore, warrants
to conduct in-home, one-party consent recording would come under law enforcement's
normal procedures for obtaining a warrant. The Pennsylvania Wiretapping Act permits any
investigative or law enforcement officer to obtain a such a warrant from the president
judge, or his designee who shall also be a judge, of a court of common pleas. 18 Pa.C.S.
§ 5704(2)(iv). Pennsylvania defines investigative or law enforcement officer as [a]ny
officer of the United States, of another state or political subdivision thereof, or of the
Commonwealth or political subdivision thereof, who is empowered by law to conduct
investigations of or to make arrests for offenses enumerated in this chapter or an equivalent
crime in another jurisdiction, and any attorney authorized by law to prosecute or participate
in the prosecution of such offense. 18 Pa.C.S. §5702.
(See footnote 17)
Thus, to the extent these states
require warrants to permit a consensual informant to record conversations or activities inside
a defendant's home, those warrant requirements do not restrict law enforcement's activities
to the extent that the majority opinion in this matter restricts the investigation and
prosecution of serious crimes.
I fear the legitimate investigation of illegal drug activity has been severely
hampered by the majority in this matter. Informants in drug crimes often have substantial
issues which may impact their potential trial testimony - be it credibility issues, intimidation,
or fear of retaliation for their testimony. Recordings of an informant's interaction with the
defendant provide the best evidence of what actually occurred - evidence not subject to
attack by intimidation or credibility issues. This evidence may perhaps now be forever lost
as a result of the majority decision in this matter for there may be few opportunities to obtain
the needed warrants. And if law enforcement now attempts to use a one-party consent wire
to record illegal activity
outside the home, a drug dealer now would need only to insist that
the informant step inside the dealer's residence to complete the sale in order to blow the
informant's cover, potentially jeopardizing his or her safety. Given the limited ability to
obtain the warrant required by the majority under the Act, I fear this Court has sent the
message to drug dealers throughout this State to simply go into your house, call it your
home, conduct your illegal business there and law enforcement may not be able to easily
stop you.
(See footnote 18)
VII.
Run, Toto, Run!
The Majority's Actions Will Have Retroactive Effect
I must finally take issue with the majority's comment regarding the retroactive
nature of its decision in this matter, a comment relegated to a footnote. The majority herein
decided an issue involving a defendant's constitutional right under Article III, Section 6 of
our Constitution, finding that he was entitled to the issuance of a warrant based upon
probable cause before a government informant who has been invited into his home can
passively record the defendant's openly displayed illegal activities. This was not a mere
procedural or prophylactic rule. It involved a substantive constitutional right.
In State v. Blake, 197 W. Va. 713, 478 S.E.2d 550 (1996), this Court
addressed whether the rule announced in State v. Newman, 179 W. Va. 580, 478 S.E.2d 550
(1988), requiring a court to make a determination on the record that a defendant has
knowingly, voluntarily, and intelligently waived his right of self-incrimination before
permitting a defendant to testify in his own behalf should be applied retroactively. In Blake,
this Court found that the rule in Newman was merely a procedural/prophylactic rule to
guide courts in future proceedings. . . the Newman requirements, like the Miranda warnings,
are not constitutional rights themselves but are merely prophylactic standards designed to
safeguard the right of every criminal defendant to testify in his or her own behalf. Blake
197 W. Va. at 713, 371 S.E.2d at 562. In an effort to guide future retroactivity analyses, the
Court held, in Syllabus Point 5 of Blake that
The criteria to be used in deciding the retroactivity of new
constitutional rules of criminal procedure are: (a) the purpose to
be served by the new standards, (b) the extent of the reliance by
law enforcement authorities on old standards, and (c) the effect
on the administration of justice of a retroactive application of
the new standards. Thus, a judicial decision in a criminal case
is to be given prospective application only if: (a) It established
a new principle of law; (b) its retroactive application would
retard its operation; and (c) its retroactive application would
produce inequitable results.
Utilizing this analysis, the Court in Blake determined that because Newman clarified
applicable procedural law only, and not substantive or constitutional law, it should be given
prospective application only. Id. at 713, 478 S.E.2d at 563.
In the instant matter, the majority decided a substantive constitutional right.
As recently stated by the United States Supreme Court, a new rule decided on constitutional
principles applies retroactively if (1) the rule is substantive or (2) the rule is a watershed
rul[e] of criminal procedure implicating the fundamental fairness and accuracy of the
criminal proceeding. Whorton v. Bockting, _ U.S._, 127 S.Ct. 1173, 1181, _ L.Ed.2d_
(2007). Due to the substantive nature of the constitutional right found by the majority in this
matter, I cannot agree with their statement that the majority's holding does not apply
retroactively. It does.
For the reasons set forth herein, I respectfully dissent from the majority
opinion in this matter.
Footnote: 1 One might just as readily consider the threat posed to a free society by courts which
depart from the rule of law in favor of policy-driven pronouncements developed behind the
closed doors of judicial chambers rather than in the sunshine of legislative debate.
Footnote: 2 In this case, the facts show that a confidential informant indicated to members of the
U.S. 119 Drug and Violent Crimes Task Force that s/he could purchase illegal drugs at
Mullens' home. Thereafter, the confidential informant went to the Mullens' residence while
wired with audio and video recording equipment. The confidential informant knocked on
the door, was invited in and purchased 3.23 grams of marijuana. The audio and video
recording equipment captured the conversation leading to the drug buy, but did not capture
the drugs changing hands on tape. Thus, the question actually before the Court was whether
a warrant is required before a confidential informant who is invited into a defendant's
residence to purchase illegal drugs may passively record the transaction through the use of
hidden audio and/or video equipment. The answer to that question under the prior precedent
of this Court (precedent which was summarily dismissed by the majority), under over a half
a century of United States Supreme Court precedent and under the overwhelming majority
of jurisdictions in this country is a resounding NO!
Footnote: 3 In summarily dismissing
White, the majority likewise neglects to mention this Court's
prior reliance upon and endorsement of the
White decision.
See, State v. Dillon, 191 W. Va.
648, 657, 447 S.E.2d 583, 592 (1994);
Blackburn v. State, 170 W. Va. 96, 103-05, 290
S.E.2d 22, 30-32 (1982);
State v. Andriotto, 167 W. Va. 501, 508, 280 S.E.2d 131, 136
(1981) (involving recording of defendant's telephone conversation with witness who was
cooperating with police)
. While
Dillon and
Blackburn are cited by the majority, their
incorporation of the
White holding is not acknowledged. While noting that one of the
issues in
Dillon involved the necessary proof of consent to record under the one-party
consent exception to the West Virginia Wiretapping and Electronic Surveillance Act, the
majority fails to acknowledge that
Dillon relied upon
White for the proposition that the
Fourth Amendment does not prohibit warrantless electronic recording of a conversation
which is done with the consent of one party and that consent may be demonstrated by the
testimony of the person to whom consent was given.
Dillon, 191 W. Va. at 657, 447 S.E.2d
at 592. Relegating
Blackburn to a footnote, the majority is forced to acknowledge its holding
that warrantless recording of a conversation by a person working in concert with the police
does not violate Article III, Section 6, but fails to mention the
Blackburn holding is based
upon a tacit approval of the
White plurality.
Blackburn, 170 W. Va. at 105, 290 S.E.2d at
32.
Footnote: 4 Neither
State ex rel. Carper v. West Virginia Parole Bd., 203 W. Va. 583, 509
S.E.2d 864 (1998), nor the cases cited in footnote 6 thereof, which was relied upon by the
majority, dealt with our Constitution's search and seizure provisions. Instead,
Carper dealt
with the constitutional ex post facto law provision (W. Va. Const. Art. III, § 4), and the cases
in the footnote discuss due process and equal protection issues. Likewise,
Peters v. Narick,
165 W. Va. 622, 270 S.E.2d 760 (1980), involved equal protection issues.
Pauley v. Kelly,
162 W. Va. 672, 255 S.E.2d 859 (1979), involved our constitutional requirements for a
thorough and efficient education (W. Va. Const. Art. XII, § 1), equal protection (W. Va.
Const. Art. III, § 10), and open courts (W. Va. Const. Art. III, § 17). In discussing equal
protection issues
(See footnote 19), the Court, in
Pauley, noted that we may interpret our own Constitution
to require higher standards of protection than afforded by comparable federal constitutional
standards.
Pauley, 162 W. Va. at 679, 255 S.E.2d at 863-4, citing,
Adkins v. Leverette, 161
W. Va. 14, 19-20, 239 S.E.2d 496, 499 (1977). In
Adkins, which involved constitutional
double jeopardy issues (W. Va. Const. Art. III, § 5), the Court stated [w]hile it is true that
a state may not interpret its constitutional guarantee which is
identical to a federal
constitutional guarantee below the federal level, nothing prevents a state court from equaling
or exceeding the federal standard.
Adkins, 161 W. Va. at 19-20, 239 S.E.2d at 499
(emphasis added).
Footnote: 5 A seizure of a person involves the meaningful interference, however brief, with
an individual's freedom of movement.
Jacobsen, 466 U.S. at 114, n.5, 104 S.Ct at 1656,
n. 5.
Footnote: 6 Surprisingly, the majority opinion does not mention
Lewis.
Footnote: 7 The Supreme Court likewise found the defendant's rights under the Fifth and Sixth
Amendments were not violated.
Footnote: 8 Also noted was that, based on the facts known to the government at the time the
listening device was installed, a warrant authorizing such surveillance could have easily been
obtained.
Id., 389 U.S. at 354, 88 S.Ct. at 513.
Footnote: 9 As noted by Justice White in his
Katz concurrence,
Hoffa and
Lopez were left
undisturbed by the decision in
Katz.
Katz, 389 U.S. at 363, 88 S.Ct. at 517. I would also
point out that the majority in
Katz relied upon
Lopez and
Lewis in reaching its decision.
Id.
at 351-2, 88 S.Ct. at 511.
Footnote: 10 Justice Black concurred in the White judgment, but for the reasons set forth in his
Katz dissent. In his Katz dissent, Justice Black stated:
If I could agree with the Court that eavesdropping carried on by
electronic means (equivalent to wiretapping) constitutes a
'search' or 'seizure,' I would be happy to join the Court's
opinion.
. . .
My basic objection is twofold: (1) I do not believe that the
words of the Amendment will bear the meaning given them by
today's decision, and (2) I do not believe that it is the proper
role of this Court to rewrite the Amendment in order 'to bring
it into harmony with the times' and thus reach a result that many
people believe to be desirable.
Katz, 389 U.S. at 364, 88 S.Ct at 518 (Black, J., dissenting). Recognizing that the language
of the Fourth Amendment requires a search or a seizure of a tangible item, Justice Black
noted [a] conversation overheard by eavesdropping, whether by plain snooping or
wiretapping, is not tangible and, under the normally accepted meanings of the words, can
neither be searched nor seized.
Id. 389 U.S. at 365, 88 S.Ct. at 519. He went on to
articulate his belief that if the Framers of the Constitution intended to require a warrant for
eavesdropping, which is what wiretapping is in essence, they would have included language
to that effect in the Fourth Amendment.
Id. 389 U.S. at 365-7, 88 S.Ct. at 519.
Footnote: 11 As in
Blackburn, the opinion in
Andriotto does not disclose the location of the
defendant at the time he received the telephone call from the informant.
Footnote: 12 I would also question the continued viability of
Andriotto in light of the majority's
decision in this matter as
Andriotto specifically relied upon
White. Additionally, as the
majority recognized that under
State v. Dillon, 191 W. Va. 648, 477 S.E.2d 583 (1994), and
State v. Williams, 215 W. Va. 201, 599 S.E.2d 624 (2004), the one party consent exception
of the Act permits the police to equip an informant with an electronic surveillance device
and, without a warrant, send the informant into the home of a suspect, the continued
viability of these decisions is suspect. For consistency, the majority should have also
overruled these decisions if, in fact, they authorize what the majority now deems
unconstitutional.
Footnote: 13 In footnote 4 of
Brathwaite, the Fifth Circuit noted that this finding was consistent
with findings in the Second, Third, Sixth, Eighth, Ninth and Eleventh Circuit Courts of
Appeals.
Footnote: 14 The government had agreed to the suppression of the video obtained from the
camera installed outside the warehouse as exceeding the scope of the warrant. Indeed, upon
learning of the installation of this camera the Assistant United States Attorney ordered its
removal and notified the district court of its installation.
Footnote: 15 The 1998 amendment to 18 Pa.C.S. § 5704(2)(iv) (2002) requires a showing of
probable cause and one-party consent to a designated judicial officer prior to the interception
of an oral communication in the home of a non-consenting party where both consenting and
non-consenting parties are physically present in the home at the time of the interception
unless both probable cause and exigent circumstances exist.
Footnote: 16 Contrary to the representation of this case in the majority opinion, the police officer
was not working undercover. Majority, p. 23. The court, in
Geraw described the
circumstances presented by stating The officers identified themselves, and defendant invited
them into his residence. They sat down at defendant's kitchen table, where the officers
interviewed defendant about his relationship with the minor. Unbeknownst to defendant, the
officers secretly tape recorded the conversation.
Geraw, 795 A.2d at 1220.
Footnote: 17 Pennsylvania defines judge as [w]hen referring to a judge authorized to receive
applications for, and to enter, orders authorizing interceptions of wire, electronic or oral
communications pursuant to Subchapter B (relating to wire, electronic or oral
communication), any judge of the Superior Court. 18 Pa.C.S. §5702.
Footnote: 18 This, of course, is not meant to ignore the impact that the sale of drugs from homes
will have on neighbors and local businesses. The majority's holding would also seem to be
applicable to criminal investigations outside drug enforcement.
Footnote: 19 West Virginia derives its constitutional equal protection guarantee from Article III,
§ 10, which states No person shall be deprived of life, liberty, or property, without due
process of law, and the judgment of his peers. See, Gibson v. West Virginia Dept. of
Highways, 185 W. Va. 214, 218-9, 406 S.E.2d 440, 444-5 (1990) (noting although the term
equal protection does not appear in the West Virginia Constitution, that right is rooted in
our due process guarantee, as it is under the Fifth Amendment to the federal Constitution).