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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2005 Term
__________
No. 31872
__________
SHARON KAY MARCUS, INDIVIDUALLY
AND AS GUARDIAN OF TONYA LYNN MARCUS,
A PROTECTED PERSON;
JOHN WILLIAM MARCUS, INDIVIDUALLY,
AND CHRISTY MICHELE MARCUS PAGE, INDIVIDUALLY,
Plaintiffs Below, Appellants
v.
ROGER A. HOLLEY, INDIVIDUALLY AND/OR AS
AN AGENT, EMPLOYEE, SERVANT AND/OR
REPRESENTATIVE
OF WINANS SANITARY SUPPLY CO., INC.,
A WEST VIRGINIA CORPORATION; AND
JOHN DOE(S), INDIVIDUALS, AND JOHN DOE COMPANY(IES),
CORPORATION(S) AND/OR OTHER ENTITY(IES), ETC.,
Defendants Below, Respondents
__________________________________________________
Appeal from the Circuit Court of Cabell County
The Honorable David M. Pancake, Judge
Civil Action No. 98-C-183
AFFIRMED
__________________________________________________
Submitted: February 23, 2005
Filed: May 11, 2005
Robert M. Losey
Huntington, West Virginia
Attorney for the Appellants
Anita R. Casey
Renatha S. Garner
MacCorkle, Lavender, Casey & Sweeney, P.L.L.C.
Charleston, West Virginia
Attorneys for the Appellee,
Roger A. Holley
Thomas E. Buck
Mark A. Kepple
Bailey & Wyant, P.L.L.C.
Wheeling, West Virginia
Attorneys for the Appellee,
Winans Sanitary Supply Co.
William L. Mundy
Mundy & Nelson
Huntington, West Virginia
Attorney for the Appellee,
Allstate Insurance Co.
CHIEF JUSTICE ALBRIGHT delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. A circuit court's entry of summary
judgment is reviewed
de novo. Syl. Pt. 1,
Painter v. Peavy,
192 W.Va. 189, 451 S.E.2d 755 (1994).
2. A motion for summary judgment should
be granted only when it is clear that there is no genuine issue of fact to be
tried and inquiry concerning the facts is not desirable to clarify the application
of the law. Syl. Pt. 3,
Aetna Cas. & Sur. Co. v. Federal Ins. Co.
of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).
3. Summary judgment is appropriate
where the record taken as a whole could not lead a rational trier of fact to
find for the nonmoving party, such as where the nonmoving party has failed to
make a sufficient showing on an essential element of the case that it has the
burden to prove. Syl. Pt. 4,
Painter v. Peavy, 192 W.Va. 189, 451
S.E.2d 755 (1994).
4. Roughly stated, a 'genuine issue'
for purposes of West Virginia Rule of Civil Procedure 56(c) is simply one half
of a trialworthy issue, and a genuine issue does not arise unless there is sufficient
evidence favoring the non-moving party for a reasonable jury to return a verdict
for that party. The opposing half of a trialworthy issue is present where the
non-moving party can point to one or more disputed 'material' facts. A material
fact is
one that has the capacity to sway the outcome of the litigation under the applicable
law. Syl. Pt. 5,
Jividen v. Law, 194 W.Va. 705, 461 S.E.2d
451 (1995).
5. To establish 'deliberate intention'
in an action under
W.Va. Code § 23-4-2(c)(2)(ii) (1983), a plaintiff
or cross-claimant must offer evidence to prove each of the five specific statutory
requirements. Syl. Pt. 2,
Helmick v. Potomac Edison Co., 185 W.Va.
269, 406 S.E.2d 700 (1991),
cert. denied 502 U.S. 908.
6. The legislature has plainly indicated
the type of allegations which do not sustain a cause of action under W.Va. Code § 23-4-2(c)(2)(i)
(1994), which specifically provides that a cause of action under its provision
may not be satisfied by an allegation of (A) conduct which produces a result
that was not specifically intended; (B) conduct which constitutes negligence,
no matter how gross or aggravated; or (C) willful, wanton or reckless misconduct.
The language of this provision demands overcoming a high threshold to establish
a cause of action under W.Va. Code § 23-4-2(c)(2)(i). Syl. Pt. 8,
Tolliver
v. Kroger Co., 201 W.Va. 509, 498 S.E.2d 702 (1997).
7. To properly plead a prima facie
case under W.Va. Code § 23-4-2(c)(2)(i) (1994), the statute requires an
employee set out
deliberate intention allegations. Under the statute,
deliberate
intention allegations may only be satisfied where it is alleged an employer
acted with a consciously, subjectively and deliberately formed intention to
produce the specific result of injury. Syl. Pt. 9,
Tolliver v. Kroger
Co., 201 W.Va. 509, 498 S.E.2d 702 (1997).
8. Given the statutory framework of
W.Va. Code §§ 23-4-2(c)(2)(i) and (ii), (1983, 1991) which equates
proof of the five requirements listed in W.Va. Code § 23-4-2(c)(2)(ii) with
deliberate intention, a plaintiff attempting to impose liability on the employer
must present sufficient evidence, especially with regard to the requirement that
the employer had a subjective realization and an appreciation of the existence
of such specific unsafe working condition and the strong probability of serious
injury or death presented by such specific unsafe working condition. This requirement
is not satisfied merely by evidence that the employer reasonably should have
known of the specific unsafe working condition and of the strong probability
of serious injury or death presented by that condition. Instead, it must be shown
that the employer actually possessed such knowledge. Syl. Pt. 3,
Blevins
v. Beckley Magnetite, Inc., 185 W.Va. 633, 408 S.E.2d 385 (1991).
9. The Workmen's Compensation Law is
remedial in its nature, and must be given a liberal construction to accomplish
the purpose intended. Syl. Pt. 3,
McVey v. Chesapeake & Potomac
Tel. Co., 103 W.Va. 519, 138 S.E. 97 (1927).
10. 'In considering the constitutionality
of a legislative enactment, courts must exercise due restraint, in recognition
of the principle of the separation of powers in government among the judicial,
legislative and executive branches. [W.Va. Const. art. V, § 1.] Every
reasonable construction must be resorted to by the courts in order to sustain
constitutionality, and any reasonable doubt must be resolved in favor of the
constitutionality of the legislative enactment in question. Courts are not concerned
with questions relating to legislative policy. The general powers of the legislature,
within constitutional limits, are almost plenary. In considering the constitutionality
of an act of the legislature, the negation of legislative power must appear beyond
reasonable doubt. Syl. pt. 1, State ex rel. Appalachian Power Co. v.
Gainer, 149 W.Va. 740, 143 S.E.2d 351 (1965). Syl. Pt. 2, West
Virginia Pub. Employees Retirement Sys. v. Dodd, 183 W.Va. 544, 396 S.E.2d
725 (1990), overruled on other grounds by Booth v. Sims, 193 W.Va. 323,
456 S.E.2d 167 (1995).
11. Equal protection of the law is
implicated when a classification treats similarly situated persons in a disadvantageous
manner. The claimed discrimination must be a product of state action as distinguished
from a purely private activity. Syl. Pt. 2, Israel v. West Virginia
Secondary Sch. Activities Commn., 182 W.Va. 454, 388 S.E.2d 480 (1989).
12. Where economic rights are concerned,
we look to see whether the classification is a rational one based on social,
economic, historic or geographic factors,
whether it bears a reasonable relationship to a proper governmental purpose,
and whether all persons within the class are treated equally. Where such classification
is rational and bears the requisite reasonable relationship, the statute does
not violate Section 10 of Article III of the West Virginia Constitution, which
is our equal protection clause. Syl. Pt. 1, State ex rel. Boan
v. Richardson, 198 W.Va. 545, 482 S.E.2d 162 (1996) (additional citations
omitted).
13. The ultimate responsibility for
the fiscal health of the West Virginia Workers' Compensation system rests with
the Legislature. Balancing the conflicting goals of minimizing premiums while
providing full and fair compensation to injured workers is the exclusive province
of our publicly elected legislators, and is not to be invaded by the Commissioner,
or the Courts. Syl. Pt. 3, Repass v. Workers' Compensation Div.,
212 W.Va. 86, 569 S.E.2d 162 (2002).
14. A 'property interest' includes
not only the traditional notions of real and personal property, but also extends
to those benefits to which an individual may be deemed to have a legitimate claim
of entitlement under existing rules or understandings. Syl. Pt. 3, Waite
v. Civil Serv. Commn., 161 W.Va. 154, 241 S.E.2d 164 (1977).
15. There is a presumption of constitutionality
with regard to legislation. However, when a legislative enactment either substantially
impairs vested rights or severely
limits existing procedural remedies permitting court adjudication of cases,
then the certain remedy provision of Article III, Section 17 of the West Virginia
Constitution is implicated. Syl. Pt. 6, Gibson v. West Virginia Dept.
of Highways, 185 W.Va. 214, 406 S.E.2d 440 (1991).
16. When legislation either substantially
impairs vested rights or severely limits existing procedural remedies permitting
court adjudication, thereby implicating the certain remedy provision of article
III, section 17 of the Constitution of West Virginia, the legislation
will be upheld under that provision if, first, a reasonably effective alternative
remedy is provided by the legislation or, second, if no such alternative remedy
is provided, the purpose of the alteration or repeal of the existing cause of
action or remedy is to eliminate or curtail a clear social or economic problem,
and the alteration or repeal of the existing cause of action or remedy is a reasonable
method of achieving such purpose. Syl. Pt. 5, Lewis v. Canaan
Valley Resorts, Inc., 185 W.Va. 684, 408 S.E.2d 634 (1991).
17. The structure of the West Virginia workers'
compensation statutes under which a part-time or lower paid employee receives
full medical benefits but receives lower temporary total disability benefits
or permanent partial or total disability benefits does not violate principles
of equal protection, due process, or the right to a certain remedy.
Albright, Chief Justice:
This is an appeal by John William Marcus,
individually and as guardian of Tonya Lynn Marcus; Sharon Kay Marcus, individually;
and Christy Michele Marcus Page, individually (hereinafter Appellants),
from a decision of the Circuit Court of Cabell County granting summary judgment
to the Appellees (See footnote
1) in a motor vehicle collision case. The Appellants contend that
the lower court erred in granting summary judgment to the Appellees. Upon
thorough review of the briefs, arguments, and applicable precedent, we affirm
the decision of the lower court.
I. Factual and Procedural History
On March 13, 1997, Appellant
Tonya Marcus was injured while she was riding as a passenger in an automobile
driven by her co-worker and fiancé, Roger Holley, and owned by their employer,
Winans Sanitary Supply. Ms. Marcus was employed by Winans Sanitary Supply as
a part-time janitorial employee working approximately twenty hours per week.
Employees of Winans Sanitary Supply routinely utilized their own personal vehicles
while traveling to perform cleaning jobs for their employer. However, because
Mr. Holley's vehicle was experiencing mechanical difficulties on March 13,
1997, Mr. Holley requested that his employer permit him to borrow a vehicle
owned by the employer.
Subsequent to the completion of their work
assignment on the day of the accident, Ms. Marcus and Mr. Holley began traveling
back to their employer's location. A collision occurred as they were traveling
northbound on Route 10 in Cabell County, West Virginia, severely injuring the
Appellant. She remained in a coma for several weeks and suffers permanent
brain damage with resulting psychological impairment.
The cause of the accident is ardently disputed.
The Appellants contend that the accident was caused by mechanical problems with
the employer's vehicle which had been previously reported to Supervisor Jim Bates.
According to the Appellants, the brakes on the vehicle grabbed, and the vehicle
also experienced possible steering and clutch problems. Evidence was also presented
indicating that an unidentified/phantom white truck contributed to the accident.
The Appellants further assert that the collision was caused in whole or in part
by the reckless driving of Mr. Holley, in addition to the unsafe condition of
the employer's vehicle. Mr. Dan Aerni, an engineer retained by the Appellants,
opined that Mr. Holley was driving approximately forty-five to fifty-five miles
per hour in a twenty-five mile
per hour zone and that such speed and the winding roads contributed to the
accident. Mr. Holley denies that he was speeding at the time of the accident.
Following discovery, the Appellees moved
for summary judgment. Although the Appellants had not included a cause of action
for deliberate intention in their complaint, they did raise the issue of deliberate
intention in their response to the Appellees' motion for summary judgment. The
lower court thoroughly evaluated the claims presented by the Appellants and thereafter
granted summary judgment by order dated December 31, 2003. The Appellants now
appeal the lower court's ruling of summary judgment to this Court, asserting
two primary contentions: first, they claim that the lower court erred in granting
summary judgment because genuine issues of material fact exist regarding a deliberate
intention cause of action against the employer; and second, they claim that the
lower court erred by finding that the immunity provided under the West Virginia
Worker's Compensation system should apply to the facts and circumstances of this
case in which the injured employee worked only part-time.
II. Standard of Review
A circuit court's
entry of summary judgment is reviewed de novo. Syl. Pt. 1, Painter
v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). This
Court has consistently held that [a] motion for summary judgment should
be granted only when it is clear that there
is no genuine issue of fact to be tried and inquiry concerning the facts is
not desirable to clarify the application of the law. Syl. Pt. 3, Aetna
Cas. & Sur. Co. v. Federal Ins. Co. of New York, 148 W.Va. 160, 133
S.E.2d 770 (1963). Further, [s]ummary judgment is appropriate where the
record taken as a whole could not lead a rational trier of fact to find for
the nonmoving party, such as where the nonmoving party has failed to make a
sufficient showing on an essential element of the case that it has the burden
to prove. Syl. Pt. 4, Painter, 192 W.Va. 189, 451 S.E.2d 755.
Rule 56(e) of the West Virginia Rules of
Civil Procedure provides, in pertinent part, as follows:
When a motion for summary judgment
is made and supported as provided in this rule, an adverse party may not rest
upon the mere allegations or denials of the adverse party's pleading, but the
adverse party's response, by affidavits or as otherwise provided in this rule,
must set forth specific facts showing that there is a genuine issue for trial.
If the adverse party does not so respond, summary judgment, if appropriate, shall
be entered against the adverse party.
This Court has observed that, in this context, the word material has
been defined as one that has the capacity to sway the outcome of the
litigation under the applicable law. Williams v. Precision Coil, Inc.,
194 W.Va. 52, 60 n. 13, 459 S.E.2d 329, 337 n. 13. Factual disputes that
are irrelevant or unnecessary will not be counted. Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986); see also State ex rel. Abraham
Linc Corp. v. Bedell, 216 W.Va. 99, ___, 602 S.E.2d 542, 553 (2004).
Syllabus point five of Jividen v. Law,
194 W.Va. 705, 461 S.E.2d 451 (1995) crystalizes this concept effectively, as
follows:
Roughly
stated, a genuine issue for purposes of West Virginia Rule of Civil
Procedure 56(c) is simply one half of a trialworthy issue, and a genuine issue
does not arise unless there is sufficient evidence favoring the non-moving party
for a reasonable jury to return a verdict for that party. The opposing half of
a trialworthy issue is present where the non-moving party can point to one or
more disputed material facts. A material fact is one that has the
capacity to sway the outcome of the litigation under the applicable law.
This Court is also cognizant of the fact that although the nonmoving party
is entitled to the most favorable inferences that may reasonably be drawn from
the evidence, it cannot create a genuine issue of material fact through
mere speculation or the building of one inference upon another. Beale
v. Hardy, 769 F.2d 213, 214 (4th Cir. 1985) (citation omitted) .In Gooch
v. West Virginia Department of Public Safety, 195 W.Va. 357, 465 S.E.2d
628 (1995), this Court explained that [t]o meet its burden, the nonmoving
party must offer 'more than a mere scintilla of evidence and must
produce evidence sufficient for a reasonable jury to find in a non-moving party's
favor.' 195 W.Va. at 365, 465 S.E.2d at 636 (quoting Anderson, 477
U.S. at 252). Applying these standards of review, we address the merits
of the case presently before this Court.
III. Discussion
A. Deliberate Intention
The Appellants assert that
summary judgment in favor of the Appellees was improper and allege that factual
disputes exist concerning each element of the deliberate intention exception
to the immunity afforded to employers under the West Virginia Workers' Compensation
construct. The West Virginia statutory system is designed to remove from
the common law tort system all disputes between or among employers and employees
regarding the compensation to be received for injury or death to an employee
except as herein expressly provided. . . . W.Va. Code § 23-4-2(d)(1)
(2003) (Supp. 2004).
(See
footnote 2) In a deliberate intention action, if the employee
establishes that the employer acted with conscious, subjective deliberation,
intentionally exposing the employee to a specific unsafe working condition,
the employer loses the workers' compensation immunity and may be subjected
to a cause of action for damages as if the Workers' Compensation Act had
not been enacted. W.Va. Code § 23-4-2(c) (2003) (Supp. 2004). In
full, that section states as follows:
If
injury or death result to any employee from the deliberate intention of his or
her employer to produce the injury or death, the employee, the widow, widower,
child or dependent of the employee has the privilege to take under this chapter
and has a cause of action against the employer, as if this chapter had
not been enacted, for any excess of damages over the amount received or receivable
under this chapter.
To establish 'deliberate intention' in an action under W.Va. Code § 23-4-2(c)(2)(ii)
(1983), a plaintiff or cross-claimant must offer evidence to prove each of the
five specific statutory requirements. Syl. Pt. 2, Helmick v. Potomac
Edison Co., 185 W.Va. 269, 406 S.E.2d 700 (1991); see also Blake
v. John Skidmore Truck Stop, Inc., 201 W.Va. 126, 493 S.E.2d
887 (1997); Mayles v. Shoney's, Inc., 185 W.Va. 88, 405 S.E.2d
15 (1990). In establishing this specific standard through the statute, the legislature's
stated intent was to promote prompt judicial resolution of the question
of whether a suit . . . is or is not prohibited by the immunity created
in West Virginia Code § 23-2-6. W.Va. Code § 23-4-2(d)(1); see also
Erie Ins. Prop. and Cas. Co. v. Stage Show Pizza, JTS, Inc., 210
W.Va. 63, 71-72, 553 S.E.2d 257, 265-66 (2001).
The Appellants in the case sub judice failed
to include a deliberate intention cause of action within their complaint. They
asserted the deliberate intention claim only in response to the Appellees' motion
for summary judgment. In Hutchison v. City of Huntington, 198 W.Va.
139, 479 S.E.2d 649 (1996), this Court emphasized the enhanced burden upon a
plaintiff in certain types of cases, explaining that in civil actions where
immunities are implicated, the trial court must insist on heightened pleading
by the plaintiff. 198 W.Va. at 149, 479 S.E.2d at 659. In Tolliver v.
Kroger Co., 201 W.Va. 509, 498 S.E.2d 702 (1997), this Court addressed
the specific requirement that a plaintiff clearly articulate
a deliberate intention cause of action against the employer within the pleading.
In syllabus point eight, the Tolliver Court recognized as follows:
The
legislature has plainly indicated the type of allegations which do not sustain
a cause of action under W.Va. Code § 23-4-2(c)(2)(i) (1994), which specifically
provides that a cause of action under its provision may not be satisfied by an
allegation of (A) conduct which produces a result that was not specifically intended;
(B) conduct which constitutes negligence, no matter how gross or aggravated;
or (C) willful, wanton or reckless misconduct. The language of this provision
demands overcoming a high threshold to establish a cause of action under W.Va.
Code § 23-4-2(c)(2)(i).
In
Tolliver, the complaint alleged
the following: 'The plaintiff, Linda Sue Tolliver, was physically assaulted
and battered by her supervisor, Terry Lucas, while she was an employee at the
Barboursville store.' 201 W.Va. at 523, 498 S.E.2d at 716. Mrs. Tolliver
asked this Court to allow the language of her complaint to satisfy the specific
deliberate intention pleading requirements of W.Va. Code § 23-4-2(c)(2)(i).
The circuit court had found, as a matter of law, that the language failed to
satisfy the deliberate intention pleading requirement.
(See
footnote 3) This Court agreed, holding as follows in syllabus
point nine:
To
properly plead a prima facie case under W.Va. Code § 23-4-2(c)(2)(i) (1994),
the statute requires an employee set out deliberate intention allegations.
Under the statute, deliberate intention allegations may only be satisfied
where it is alleged an employer acted with a consciously, subjectively and deliberately
formed intention to produce the specific result of injury.
See also Johnson v. Mountaire Farms of Delmarva, Inc., 503 A.2d 708,
712 (Md. 1986) (To bypass the exclusivity provided by a workmen's compensation
statute such as ours, the complaint must be based upon allegations of an intentional
or deliberate act by the employer with a desire to bring about the consequences
of the act). In Jones v. Wal-Mart Stores, Inc.,
893 S.W.2d 144 (Tex. App. 1995), the Texas Court of Appeals succinctly explained
the rule that a deliberate intention cause of action must be presented in
the complaint. In that case, the court affirmed a grant of summary judgment
where the appellant had addressed a new theory of recovery in response to a
motion for summary judgment but had failed to amend the pleading. The court
held that a claim raised for the first time in response to a motion for summary
judgment does not thereby become a part of the petition that the defendant
must disprove. The court analyzed this issue as follows:
In
their sole point of error, appellants contend the trial court erred in granting
appellees' motion for summary judgment. Although appellants concede in their
brief that the Texas Workers' Compensation Act in this case preempts a suit for
an employer's negligence, and for gross negligence, they argue that a cause of
action for an intentional tort is not preempted by the
act. Appellants contend that although the allegation of intentional tort was
absent from their original petition, it was present in their response to appellees'
motion for summary judgment, and therefore, the trial court improperly prevented
appellants from presenting their case to a jury by granting summary judgment
for the appellees.
893 S.W.2d at 147. The Texas court rejected the Appellants' contention
that presentation within the summary judgment response was sufficient and noted
that a defendant-movant, in a motion for summary judgment, is only required
to meet the plaintiff's causes of action as they are pleaded, and to demonstrate
that the plaintiff cannot prevail.
Id. (citations omitted).
Federal courts also adhere to this
rule, as illustrated by the Eighth Circuit Court of Appeals' decision in
Morgan
Distributing Co., Inc. v. Unidynamic Corp., 868 F.2d 992 (8th Cir. 1989).
In
Morgan, the Eighth Circuit held that a brief in response to a motion
for summary judgment cannot amend a complaint. 868 F.2d at 995 (citing
Car
Carriers, Inc. v. Ford Motor Co., 745 F.2d 1101, 1107 (7
th Cir.
1984),
cert. denied, 470 U.S. 1054 (1985).
(See
footnote 4)
Likewise, this Court finds that
the Appellants failed to adequately present a deliberate intention action for
evaluation, since their allegations were not presented within their complaint
and were forwarded only in their response to the motion for summary
judgment. However, even if this Court were to find that the Appellants'
claims of deliberate intention were properly raised, the Appellants' claims
fail to satisfy the stringent requirements of West Virginia Code § 23-4-2,
setting forth the standards by which a deliberate intent claim must be evaluated.
That statute, in pertinent part, provides as follows:
(c)
If injury or death result to any employee from the deliberate intention of his
or her employer to produce the injury or death, the employee, the widow, widower,
child or dependent of the employee has the privilege to take under this chapter
and has a cause of action against the employer, as if this chapter had not been
enacted, for any excess of damages over the amount received or receivable under
this chapter.
(d)(1)
It is declared that enactment of this chapter and the establishment of the workers'
compensation system in this chapter was and is intended to remove from the common
law tort system all disputes between or among employers and employees regarding
the compensation to be received for injury or death to an employee except as
expressly provided in this chapter and to establish a system which compensates
even though the injury or death of an employee may be caused by his or her own
fault or the fault of a coemployee; that the immunity established in sections
six [§ 23-2-6] and six-a [§ 23-2-6a], article two of this chapter is
an essential aspect of this workers' compensation system; that the intent of
the Legislature in providing immunity from common lawsuit was and is to protect
those immunized from litigation outside the workers' compensation system except
as expressly provided in this chapter; that, in enacting the immunity provisions
of this chapter, the Legislature intended to create a legislative standard for
loss of that immunity of more narrow application and containing more specific
mandatory elements than the common law tort system concept and standard of willful,
wanton and reckless misconduct; and that it was and is the legislative intent
to promote prompt judicial resolution of the question of whether a suit prosecuted
under the asserted authority of this section is or is not prohibited by the immunity
granted under this chapter.
(2)
The immunity from suit provided under this section and under section six-a [§ 23-2-6a],
article two of this chapter may be lost only if the employer or person against
whom liability is asserted acted with deliberate intention. This
requirement may be satisfied only if:
(i)
It is proved that the employer or person against whom liability is asserted acted
with a consciously, subjectively and deliberately formed intention to produce
the specific result of injury or death to an employee. This standard requires
a showing of an actual, specific intent and may not be satisfied by allegation
or proof of: (A) Conduct which produces a result that was not specifically intended;
(B) conduct which constitutes negligence, no matter how gross or aggravated;
or (C) willful, wanton or reckless misconduct; or
(ii)
The trier of fact determines, either through specific findings of fact made by
the court in a trial without a jury, or through special interrogatories to the
jury in a jury trial, that all of the following facts are proven:
(A)
That a specific unsafe working condition existed in the workplace which presented
a high degree of risk and a strong probability of serious injury or death;
(B)
That the employer had a subjective realization and an appreciation of the existence
of the specific unsafe working condition and of the high degree of risk and the
strong probability of serious injury or death presented by the specific unsafe
working condition;
(C)
That the specific unsafe working condition was a violation of a state or federal
safety statute, rule or regulation, whether cited or not, or of a commonly accepted
and well-known safety standard within the industry or business of the employer,
which statute, rule, regulation or standard was specifically applicable to the
particular work and working condition involved, as contrasted with a statute,
rule, regulation or standard generally requiring safe workplaces, equipment or
working conditions ;
(D)
That notwithstanding the existence of the facts set forth in subparagraphs (A)
through (C), inclusive, of this paragraph, the employer nevertheless thereafter
exposed an employee to the specific unsafe working condition intentionally; and
(E)
That the employee exposed suffered serious injury or death as a direct and proximate
result of the specific unsafe working condition.
(iii)
In cases alleging liability under the provisions of paragraph (ii) of this subdivision:
(A)
No punitive or exemplary damages shall be awarded to the employee or other plaintiff;
(B)
Notwithstanding any other provision of law or rule to the contrary, and consistent
with the legislative findings of intent to promote prompt judicial resolution
of issues of immunity from litigation under this chapter, the court shall dismiss
the action upon motion for summary judgment if it finds, pursuant to rule 56
of the rules of civil procedure that one or more of the facts required to be
proved by the provisions of subparagraphs (A) through (E), inclusive, paragraph
(ii) of this subdivision do not exist, and the court shall dismiss the action
upon a timely motion for a directed verdict against the plaintiff if after considering
all the evidence and every inference legitimately and reasonably raised thereby
most favorably to the plaintiff, the court determines that there is not sufficient
evidence to find each and every one of the facts required to be proven by the
provisions of subparagraphs (A) through (E), inclusive, paragraph (ii) of this
subdivision; and
(C)
The provisions of this paragraph and of each subparagraph thereof are severable
from the provisions of each other subparagraph, subsection, section, article
or chapter of this code so that if any provision of a subparagraph of this paragraph
is held void, the remaining provisions of this act and this code remain valid.
The Appellants in the present case have responded
to the Appellees' motion for summary judgment by raising the deliberate intention
issue under West Virginia Code § 23-4-2(d)(2)(ii) and have therefore presented
evidence in an attempt to demonstrate the existence of the particular factors
outlined in that portion of the statute. The Appellees, contending that the elements
necessary for a claim of deliberate intention have not been sufficiently demonstrated
by the Appellants, sought summary judgment as contemplated in West Virginia Code § 23-4-2(d)(2)(iii)(B),
which provides in pertinent part, as quoted above:
[C]onsistent with the legislative
findings of intent to promote prompt judicial resolution of issues of immunity
from litigation under this chapter, the court shall dismiss the action upon motion
for summary judgment if it finds, pursuant to rule 56 of the rules of civil procedure
that one or more of the facts required to be proved by the provisions of subparagraphs
(A) through (E), inclusive, paragraph (ii) of this subdivision do not exist.
. . .
Thus, in order to withstand a motion for summary judgment, a plaintiff
must make a prima facie showing of dispute on each of the five factors. Mumaw
v. U.S. Silica Co., 204 W.Va. 6, 9, 511 S.E.2d 117, 120 (1998). We address
each of the statutorily required components separately below.
1. Specific Unsafe Working Condition
The Appellants contend
that the Winans' vehicle and Mr. Holley's operation thereof created a specific
unsafe working condition. In syllabus point three of Blevins v.
Beckley Magnetite, Inc., 185 W.Va. 633, 408 S.E.2d 385 (1991), this Court
explained as follows:
Given
the statutory framework of W.Va. Code §§ 23-4-2(c)(2)(i) and (ii),
(1983, 1991) which equates proof of the five requirements listed in W.Va. Code § 23-4-2(c)(2)(ii)
with deliberate intention, a plaintiff attempting to impose liability on the
employer must present sufficient evidence, especially with regard to the requirement
that the employer had a subjective realization and an appreciation of the existence
of such specific unsafe working condition and the strong probability of serious
injury or death presented by such specific unsafe working condition. This requirement
is not satisfied merely by evidence that the employer reasonably should have
known of the specific unsafe working condition and of the strong probability
of serious injury or death presented by that condition. Instead, it must be shown
that the employer actually possessed such knowledge.
This Court also addressed the issue of specific
unsafe working conditions in Mayles, a case in which the plaintiff
had been required to carry a hot bucket of grease out of the restaurant and down
a steep grassy slope. 185 W.Va. at 90, 405 S.E.2d at 17. The restaurant manager
had allegedly been aware of such condition but had not acted to alter the situation.
This Court concluded that the subjective realization requirement was demonstrated
in Mayles by evidence showing that the restaurant maintained a do
everything right now policy; that management realized that hot grease was
being disposed of improperly; that other employees had informed management that
the disposal method was unsafe; and that
another employee been injured in a similar manner. 185 W.Va. at 94-95, 405
S.E.2d at 21-22.
In Deskins v. S.W. Jack Drilling Co., 215
W.Va. 525, 600 S.E.2d 237 (2004), this Court evaluated the evidence presented
by the appellant in an attempt to establish the existence of a specific unsafe
working condition and reasoned as follows:
In
the case at bar, the appellant has not presented any evidence to show that the
appellees possessed actual knowledge that their employees were improperly supervised
and that there was a high degree of risk and a strong probability of serious
injury. To be specific, the appellant has produced no evidence of prior injuries,
employee complaints, or citations from any regulatory or governmental agency
arising from the use of a dozer to set up the pipe rack and pipe tub or the lack
of supervision during that operation. The appellant simply has not offered any
evidence remotely suggesting that the appellees knew that their supervision of
the appellant or any of their employees was inadequate. At best, the appellant
might be able to prove ordinary negligence on the part of the appellees. However, [t]he
'deliberate intention' exception to the Workers' Compensation system is meant
to deter the malicious employer, not to punish the stupid one. Helmick
v. Potomac Edison Co., 185 W.Va. 269, 274, 406 S.E.2d 700, 705 (1991).
215 W.Va. at 531, 600 S.E.2d at 243.
In the present case, the lower court found
that the mechanical defects, even if they existed, as alleged by
the plaintiff, may create some degree of risk, but certainly do not create a
high degree of risk or strong probability of serious injury or death. The
lower court therefore concluded that the Appellants failed to present adequate
evidence to allow a jury
to conclude that Winans had a subjective realization and an appreciation
of the existence of such specific unsafe working condition and of the high
degree of risk and the strong probability of serious injury or death presented
by such specific unsafe working condition as required by statute. Additionally,
it was not a working condition for Ms. Marcus to ride in that employer-owned
vehicle with Mr. Holley. Mr. Holley only borrowed that vehicle from Winans
on the day in question because his own personal vehicle was experiencing mechanical
problems. Based upon this Court's review of this issue, we agree with the lower
court that the Appellants failed to establish a specific unsafe working condition.
2. Other Statutory Requirements
In Deskins, this
Court explained that the absence of one of the five necessary statutory factors
renders summary judgment appropriate.
In
conclusion, we believe the circuit court properly found that the evidence was
simply inadequate to create an issue of fact regarding the appellees' subjective
realization of the specific unsafe working condition. As discussed above, a deliberate
intention action must be dismissed upon a motion for summary judgment when one
or more of the facts required to be proved by the provisions of W.Va. Code § 23-4-2(c)(2)(ii)(A)-(E)
does not exist. Therefore, the circuit court did not err by granting summary
judgment in favor of the appellees.
215 W.Va. at 531, 600 S.E.2d at 243. Thus, pursuant to the reasoning
of Deskins, the remaining four factors in the present case do not require
evaluation. Based upon this Court's conclusion that the Appellants failed to
establish the existence of a specific unsafe working
condition, the employer's subjective realization of such condition becomes
an irrelevant factor. As the lower court stated in the summary judgment order, [f]urther,
if the Court were to assume there was a subjective realization, there is nothing
to support there was an appreciation of the existence of a specific and unsafe
working condition and the high degree of risk and the strong probability of
serious injury or death presented by such specific unsafe working condition. We
consequently find no merit in further examination, due to the failure to establish
the existence of a specific unsafe working condition. Based upon the foregoing,
we affirm the decision of the lower court that the Appellants failed to satisfy
the requirements of the statutory deliberate intention claim.
B. Part-Time Employment
Status
The Appellants also assert
the following assignment of error: Alternatively, the trial court committed
error when it found that the West Virginia Workers' Compensation bar applied
to the facts and circumstances involved herein where Tonya Lynn Marcus is forever
prevented from being made whole for her injuries. The Appellants did
not include this challenge in their complaint, raising it only in response
to the Appellees' motion for summary judgment. The Appellants claim that the
application of the workers' compensation statutory scheme violates Ms. Marcus'
right to equal protection, due process, and/or a certain remedy. The Appellants
contend that the workers' compensation system is inequitable to the extent
that it allows Ms. Marcus to receive wage replacement as a part-time employee.
The
Appellants contend that this system constitutes a violation of equal protection
by treating part-time employees differently than full-time employees.
In addressing the Appellants' arguments,
the lower court explained as follows:
This Court does not find that
status as a part-time employee places an individual within a protected class.
This Court finds that Workers' Compensation benefits are based in part upon the
quarterly earnings of employees who are organized into classes of part-time and
full-time employees. Further, there does not appear to be any difference in the
medical benefits paid regardless of whether an employee is part-time or full-time.
Further, even if part-time employees were in fact different classes, there has
been no showing that such a classification would be irrational. Rather, such
a classification appears to be a rational one based upon social, economic and
historic factors. Further, such classification has a reasonable relationship
to a proper governmental purpose.
As this Court has consistently held, an analysis of a workers' compensation
case commences with a recognition of the remedial nature of the program: The
Workmen's Compensation Law is remedial in its nature, and must be given a liberal
construction to accomplish the purpose intended. Syl. Pt. 3,
McVey
v. Chesapeake & Potomac Tel. Co., 103 W.Va. 519, 138 S.E. 97 (1927).
(See
footnote 5) Addressing the proper evaluation of a challenge to
the constitutionality of a legislative enactment, this Court explained as follows
in syllabus point two of
West
Virginia Public Employees Retirement System v. Dodd, 183 W.Va. 544, 396
S.E.2d 725 (1990),
overruled on other grounds by Booth v. Sims, 193
W.Va. 323, 456 S.E.2d 167 (1995):
In
considering the constitutionality of a legislative enactment, courts must exercise
due restraint, in recognition of the principle of the separation of powers in
government among the judicial, legislative and executive branches. [W.Va.
Const. art. V, § 1.] Every reasonable construction must be resorted
to by the courts in order to sustain constitutionality, and any reasonable doubt
must be resolved in favor of the constitutionality of the legislative enactment
in question. Courts are not concerned with questions relating to legislative
policy. The general powers of the legislature, within constitutional limits,
are almost plenary. In considering the constitutionality of an act of the legislature,
the negation of legislative power must appear beyond reasonable doubt. Syl.
pt. 1, State ex rel. Appalachian Power Co. v. Gainer, 149 W.Va. 740, 143
S.E.2d 351 (1965).
In light of such guidelines, we examine the Appellants' claims of denial of
equal protection, due process, and absence of a certain remedy separately below.
1. Equal Protection
Equal protection of the
law is guaranteed by Article III, Section 10 of our state constitution, which
provides as follows: No person shall be deprived of life, liberty, or
property, without due process of law, and the judgment of his peers. This
Court has observed that [t]he scope of our state equal protection concepts
'is coextensive [with] or broader than that of the fourteenth amendment to
the United States Constitution.' Lewis v.
Canaan Valley Resorts, Inc., 185 W.Va. 684, 691, 408 S.E.2d 634, 641 (1991)
(quoting Syl. Pt. 3, in part, Robertson v. Goldman, 179 W.Va. 453, 369
S.E.2d 888 (1988)).
In syllabus point two of Israel v. West
Virginia Secondary Schools Activities Commission, 182 W.Va. 454, 388 S.E.2d
480 (1989), this Court observed that [e]qual protection of the law is implicated
when a classification treats similarly situated persons in a disadvantageous
manner. The claimed discrimination must be a product of state action as distinguished
from a purely private activity. In Lewis, this Court explained
the three types of equal protection analyses. First, when a suspect
classification, such as race, or a fundamental, constitutional right, such as
speech, is involved, the legislation must survive 'strict scrutiny,' that is,
the legislative classification must be necessary to obtain a compelling state
interest. Deeds v. Lindsey, 179 W.Va. 674, 677, 371 S.E.2d 602, 605 (1988). 185
W.Va. at 691, 408 S.E.2d at 641. In the second type of analysis, a so-called
intermediate level of protection is accorded certain legislative classifications,
such as those which are gender-based, and the classifications must serve an important
governmental objective and must be substantially related to the achievement of
that objective. Id., 408 S.E.2d at 641. Third, all other legislative
classifications, including those which involve economic rights, are subjected
to the least level of scrutiny, the traditional equal protection concept that
the legislative classification will be upheld if it is reasonably related to
the achievement of a legitimate state purpose. Id., 408 S.E.2d at
641.
In like fashion, the United States
Supreme Court has explained that the rational basis test requires that the classification
must be rationally related to a legitimate governmental purpose. Clark
v. Jeter, 486 U.S. 456, 461 (1998). A reviewing court should not overturn
a statute under the rational basis test 'unless the varying treatment of
different groups or persons is so unrelated to the achievement of any combination
of legitimate purposes' that the court may only conclude that the law is
irrational. Gregory v. Ashcroft, 501 U.S. 452, 471 (1991) (quoting Vance
v. Bradley, 440 U.S. 93, 97 (1979)). In scrutinizing the legitimacy of the
governmental purpose, a legislature need not 'actually articulate at any
time the purpose or rationale supporting its classification.' Heller
v. Doe, 509 U.S. 312, 320 (1993) (quoting Nordlinger v. Hahn, 505
U.S. 1, 15 (1992)). Instead, the classification is to be upheld by the judiciary
if there is any reasonably conceivable state of facts that could provide
a rational basis for the classification. Id. (quoting Federal
Communications Commn. v. Beach Communications, Inc., 508 U.S. 307, 313 (1993)).
Thus, the rational basis test essentially
directs that a classification, in order to be sustained under an equal protection
analysis, must bear a rational relationship to a legitimate governmental objective.
Dealing specifically with economic rights, this Court established the following
guideline in syllabus point one of State ex rel. Boan v. Richardson, 198
W.Va. 545, 482 S.E.2d 162 (1996):
Where
economic rights are concerned, we look to see whether the classification is a
rational one based on social,
economic, historic or geographic factors, whether it bears a reasonable relationship
to a proper governmental purpose, and whether all persons within the class
are treated equally. Where such classification is rational and bears the requisite
reasonable relationship, the statute does not violate Section 10 of Article
III of the West Virginia Constitution, which is our equal protection clause.
198 W.Va. at 546-47, 482 S.E.2d at 163-64 (additional citations omitted). Consequently,
the four required elements encompassed within Boan may be dissected
as follows: (1) rational classification based upon social, economic, historic
or geographic factors; (2) a proper governmental purpose; (3) the classification's
reasonable relationship to that purpose; and (4) equal treatment of all persons
within the class. This Court will address those four elements as they relate
to the subject matter currently under consideration.
a. Rational Classification Based on Social, Economic, Historic
or Geographical Factors
The Appellants challenge
what they perceive to be a classification of workers as part-time or full-time
for purposes of calculating workers' compensation benefits. We note at the
outset, however, that the record reveals that Ms. Marcus received full
medical benefits in the same manner that a full-time employee would have received
such medical benefits. West Virginia Code § 23-4-6d(c) (2003) (Supp.
2004) provides: Notwithstanding any other provisions of this article
to the contrary, benefits payable to a part-time injured employee for any permanent
disability shall be computed and paid on the same basis as if the injured
employee is not a part-time employee within the meaning of this section.
(See
footnote 6) Thus, that portion of her workers' compensation recovery
cannot be said to be affected by her part-time employment status.
Ms. Marcus also received a permanent disability
award, and those benefits were calculated based, in part, upon Ms. Marcus' average
weekly wage earnings. Because she was a part-time employee, her average
weekly wage earnings were obviously less than the earnings of a full-time employee.
Based upon that disparity, the Appellants raise the constitutional challenge
alleging an improper statutory distinction between part-time employees and full-time
employees.
This Court has consistently recognized that the
classification process is peculiarly a legislative function.
O'Dell
v. Town of Gauley Bridge, 188 W.Va. 596, 602, 425 S.E.2d 551, 557 (1992).
The United States Supreme Court expressed this view in
Schweiker v. Wilson,
450 U.S. 221, 234, (1981) (quoting
Massachusetts Bd. of Retirement v. Murgia,
427 U.S. 307, 314 (1976)): 'This inquiry employs a relatively relaxed standard
reflecting the Court's awareness that the drawing of lines that create distinctions
is peculiarly a legislative
task and an unavoidable one. Perfection in making the necessary classification
is neither possible nor necessary.' (Citation omitted).
In
Lee v. Job Service North Dakota,
440 N.W.2d 518 (N.D. 1989), the North Dakota court determined that a distinction
between full-time college students and other individuals was appropriate and
that disqualification of a full-time college student for unemployment
benefits possessed a rational relationship to legitimate governmental interests.
Thus, the court found no violation of equal protection. 440 N.W.2d at 520.
Similarly, in
Naiden v. Epps, 867 P.2d 215 (Colo. App. 1993) the
court found no equal protection violation in a statutory scheme which distinguished
between employees working forty or more hours or five or more days per week
and those who worked less regularly. Where employees worked more extensively,
the employer was required to secure disability compensation for those workers.
Employers of domestic workers with less regular employment did not need to
do so.
Id. at 216. In its analysis, the Colorado Court noted that equal
protection is not violated merely because imperfect classifications are embodied
in laws, even if classification results in some inequality.
Id.
In the case sub judice, we find no merit
in the Appellants' claims of improper classification of Ms. Marcus as a part-time
employee. First, there is no overt legislative preference for full-time employees
and no reference to the issue of whether an employee is
employed full-time or part-time. That distinction is by implication only, by
virtue of the fact that a disability award is, in fact, based partially upon
the employee's average weekly earnings. Thus, to the extent that an implied
distinction does exist between full-time and part- time employees, or between
high and low wage earners, we view such delineations as inherent in the process
and arguably essential to the process of establishing a permanent award. As
discussed in the following section, addressing the governmental purpose served
by the legislation, the formula for achieving a fair permanent award must be
based, in part, upon actual earnings. We consequently find that any classification
of Ms. Marcus based upon her lower earnings or her part-time status was rationally
based on economic reality.
b. Proper Governmental Purpose
West Virginia Code § 23-4-14(a)
(2003) (Supp. 2004) provides that [t]he average weekly wage earnings
. . . of the injured person at the date of injury and the average weekly wage
in West Virginia as determined by the commission, in effect at the date of
injury, shall be taken as the basis upon which to compute the benefits.
(See
footnote 7) This method of computation was selected by the legislature
in an effort to procure a fair and accurate determination of the appropriate
amount of benefits to compensate an injured worker. In syllabus point
three of
Repass v. Workers' Compensation Division, 212 W.Va. 86, 569 S.E.2d 162
(2002), this Court recognized the difficult task faced by the legislature and
explained as follows:
The
ultimate responsibility for the fiscal health of the West Virginia Workers' Compensation
system rests with the Legislature. Balancing the conflicting goals of minimizing
premiums while providing full and fair compensation to injured workers is the
exclusive province of our publicly elected legislators, and is not to be invaded
by the Commissioner, or the Courts.
It has also been observed that in the process of determining whether a legitimate
governmental purpose exists, the court may even hypothesize the motivations
. . . to find a legitimate objective. Malmed v. Thornburgh, 621
F.2d 565, 569 (3d Cir. 1980) cert. denied, 449 U.S. 955.
The legislature is charged with the responsibility
to provide an orderly method of calculating expenditures from the workers' compensation
system, designed to compensate injured workers as equitably as possible. The
rational basis for expenditures was accepted as a legitimate governmental purpose
in Zaidins v. Village of Hastings-on-Hudson, 567 N.Y.S.2d 801 (A.D.
2 Dept. 1991). In that case, the Village had denied health insurance benefits
to part-time employees, treating full-time employees differently from part-time
employees for purposes of retirement insurance coverage. The reviewing court
found no violation of due process, reasoning that the methodology reflected an
orderly and rational basis for determining municipal expenditures. 567
N.Y.S.2d at 802.
In Boan, this Court recognized that workers'
compensation benefits in part 'replace' wages lost by reason of not working
because of injury. . . . 198 W.Va. at 550, 482 S.E.2d at 167. Intrinsically,
then, such benefits are measured, at least in part, by past wages earned. Id.,
482 S.E.2d at 167. We find that the proper governmental purpose existent in the
present case is the legitimate goal of preserving the fiscal integrity of the
Workers' Compensation Fund. We find no error in the lower court's conclusion
that this legitimate governmental interest was served by the legislature's authorization
of a particular method by which compensation due to injured workers should be
calculated. See State ex rel. Beirne v. Smith, 214
W.Va. 771, 591 S.E.2d 329 (2003).
c. Reasonable Relationship to Governmental Purpose
Having determined that
a rational classification and a proper governmental purpose exist, we
now address the reasonable relationship between the classification and the
purpose. This type of issue was raised and resolved effectively in Pacific
Wire Works, Inc. v. Department of Labor and Industries of State of Washington,
742 P.2d 168 (Wash. App. 1987). The court held that an employer
had not been denied equal protection by the Department of Labor and Industries'
application of a regulation regarding classification of employees by occupation
with regard to hazard, for purposes of workers' compensation premiums. Id.
at 174. The court found that the department had engaged in identical application
to all businesses, that reasonable grounds for such application existed, and
that
classifying employees according to risk of duties was consistent or had rational
relationship to the purpose of maintaining actuarial solvency of the workers'
compensation system. Id.; see also Courtney v. State Dept.
of Health of West Virginia 182 W.Va. 465, 471, 388 S.E.2d
491, 497 (1989) (holding that the economic distinction between
employees terminated from employment due to a 'reduction of work force' and
employees who are 'compelled or required by law to retire before reaching the
age of sixty-five' bears a 'rational relationship to legitimate state purposes').
In Idaho Department of Employment v. Smith,
434 U.S. 100 (1977), the United States Supreme Court held that day students could
be validly denied unemployment benefits, reasoning as follows:
In a world of limited resources,
a State may legitimately extend unemployment benefits only to those who are willing
to maximize their employment potential by not restricting their availability
during the day by attending school. Moreover, the classification serves as a
predictable and convenient means for distinguishing between those who are likely
to be students primarily and part-time workers only secondarily and thus ineligible
for unemployment compensation and those who are primarily full-time workers and
students only secondarily without the necessity of making costly individual eligibility
determinations which would deplete available resources. The fact that the classification
is imperfect and that the availability of some students desiring full-time employment
may not be substantially impaired by their attendance at daytime classes does
not, under the cases cited supra, render the statute invalid under the
United States Constitution.
Id. at 101-02.
In Naiden, the Colorado Court of Appeals
explained that because there is a rational purpose for distinguishing between
full-time and casual employees, the fact that the line drawn by the General Assembly
may result in some specific instances of inequality does not invalidate the statute. 867
P.2d at 217. See also Dandridge v. Williams, 397 U.S. 471, 485 (1970)
(quoting Lindsley v. National Carbonic Gas Co., 220 U.S. 61, 78 (1911))
(where classification has some reasonable foundation it does not offend the Constitution
simply because it 'is not made with mathematical nicety or because in practice
it results in some inequality').
The West Virginia Legislature has
determined that a permanent disability award should be premised, at least to
some degree, upon the past wages of the individual to whom compensation is provided.
The fact that a part-time or low-paid employee may earn less than a full-time
employee does not create an equal protection violation. Ms. Marcus' benefits
were rationally and reasonably calculated based upon West Virginia Code § 23-4-14(a),
utilizing Ms. Marcus' average weekly wage earnings, as well as the average weekly
wage in West Virginia. We find that determination of permanent awards
based, in part, upon earnings of the injured employee is rational and bears the
requisite reasonable relationship to a proper governmental purpose.
d. Equal Treatment of All Persons Within the Class
The final Boan element
requires this Court to examine whether all persons within the class of
part-time or lower paid employees are treated equally. Based upon our review
of this matter, we conclude that the workers' compensation statutory system
handles all employees identically in the calculation of benefits; benefits
are simply paid based upon quarterly earnings of the employee and the average
weekly wage in West Virginia. This statutory scheme protects against unfairness
toward the part-time worker or low income wage earner to a certain extent by
compensating a part-time employee on the basis of a constructed weekly wage,
rather than exclusively on the basis of his actual wages. No distinctions
are made within the group of part-time or lower paid employees.
Consequently, we find that the workers' compensation
statutory mechanism for determining compensation for injured workers is properly
premised upon a rational classification based on economic factors.
2. Due Process
Having established that
the worker's compensation system for the determination of part-time employees'
benefits does not violate equal protection, we also address the Appellants'
claim that application of the workers' compensation statutory construct to
Ms. Marcus' injury violated her constitutional right to due process. As quoted
above, the West
Virginia Constitution provides that [n]o person shall be deprived of
life, liberty, or property, without due process of law. . . . W.Va. Const.
Art. III, § 10, in part. This Court has explained that [a] 'property
interest' includes not only the traditional notions of real and personal property,
but also extends to those benefits to which an individual may be deemed to
have a legitimate claim of entitlement under existing rules or understandings. Syl.
Pt. 3, Waite v. Civil Service Commn., 161 W.Va. 154, 241 S.E.2d 164
(1977).
Procedural due process rights entitle an
individual to representation by counsel, notice, an opportunity to be heard,
and the right to present evidence. See generally Barazi v. West Virginia State
College, 201 W.Va. 527, 498 S.E.2d 720 (1997); North v. West Virginia
Bd. of Regents, 160 W.Va. 248, 233 S.E.2d 411(1977). The record clearly reveals
that Ms. Marcus' case proceeded through the worker's compensation system without
undue delay, and she received a permanent disability award. Ms. Marcus possessed
the right to counsel and received notice and opportunity to be heard at all hearings
and proceedings. A due process analysis is founded upon the concept of fundamental
fairness. State ex rel. Cogar v. Kidd, 160 W.Va. 371, 376, 234 S.E.2d
899, 902 (1977); see also State ex rel. Peck v. Goshorn, 162 W.Va. 420,
422, 249 S.E.2d 765, 766 (1978) (Due process of law is synonymous with
fundamental fairness).
Upon this Court's review of the record, we
find no violation of the principles of fundamental fairness embodied in the due
process provisions of W.Va. Const. Art. III, § 10. Every element of
Ms. Marcus' due process rights was afforded to her at each stage of the workers'
compensation proceedings.
3. Right to a Certain Remedy
With regard to determinations
regarding the right to a certain remedy, this Court explained as follows in O'Dell:
Resolution
of the certain remedy question is fairly simple once the equal protection
question is resolved. This protection is secured by Article III, Section 17 of
our state constitution, which provides, in pertinent part: The courts of
this State shall be open, and every person, for an injury done to him, in his
person, property or reputation, shall have remedy by due course of law[.]
188 W.Va. at 605, 425 S.E.2d at 560. In syllabus point six of Gibson v.
West Virginia Department of Highways, 185 W.Va. 214, 406 S.E.2d 440 (1991),
this Court observed as follows:
There
is a presumption of constitutionality with regard to legislation. However, when
a legislative enactment either substantially impairs vested rights or severely
limits existing procedural remedies permitting court adjudication of cases, then
the certain remedy provision of Article III, Section 17 of the West Virginia
Constitution is implicated.
In syllabus point five of Lewis, this Court explained the principles
underlying a certain remedy evaluation, as follows:
When
legislation either substantially impairs vested rights or severely limits existing
procedural remedies permitting court adjudication, thereby implicating the
certain remedy provision of article III, section 17 of the
Constitution
of West Virginia, the legislation will be upheld under that provision if,
first, a reasonably effective alternative remedy is provided by the legislation
or, second, if no such alternative remedy is provided, the purpose of the alteration
or repeal of the existing cause of action or remedy is to eliminate or curtail
a clear social or economic problem, and the alteration or repeal of the existing
cause of action or remedy is a reasonable method of achieving such purpose.
185 W.Va. at 686-87, 408 S.E.2d at 636-37. The only relevant limitation of
rights contained in the workers' compensation legislation is the curtailment
of the right of an injured worker to institute a cause of action against an
employer for negligent action; rather, an employee may only institute a cause
of action for deliberate intention. The employer is immune from liability for
negligent action in exchange for paying workers' compensation premiums.
See West
Virginia Code § 23-2-6.
(See
footnote 8) This Court has consistently upheld this modification
of rights, and we find no merit to the Appellants' claims of absence of a certain
remedy in the present
case. The Appellants have not demonstrated that the workers' compensation
legislative enactments have impaired Ms. Marcus' rights or severely limited
existing procedural remedies. Ms. Marcus asserted her claims under the workers'
compensation system and received a permanent disability award; she sought recovery
against the phantom John Doe driver; she commenced a deliberate intention cause
of action against her employer; she received benefits through social security;
and she has recovered private insurance benefits.
III. Conclusion
Having reviewed the Appellants'
challenges to the lower court's findings, this Court discerns no error in the
lower court's determinations regarding the Appellants' deliberate intention
claims. Further, we find no error in the lower court's findings regarding the
Appellants' allegations regarding equal protection, due process, or the right
to a certain remedy in this state's workers compensation system or in its application
to a part-time employee. The structure of the West Virginia workers' compensation
statutes under which a part-time or lower paid employee receives full medical
benefits but receives lower temporary total disability benefits or permanent
partial or total disability benefits does not violate principles of equal protection,
due process, or the right to a certain remedy. We consequently affirm the decision
of the lower court in all respects.
The Appellees include
Roger A. Holley, individually and/or as an agent, employee, servant and/or
representative of Winans Sanitary Supply Co., Inc.; Winans Sanitary Supply
Co., Inc.; John Doe; Erie Insurance Company, Erie Insurance Property & Casualty
Company, Erie Insurance Exchange; Allstate Insurance Company; General Accident
Insurance Company of America and General Accident Fire & Life Assurance
Corp.; Zurich-American Insurance Company of Illinois and Zurich-American
Insurance Company.
Footnote: 2
West Virginia Code § 23-4-2
was amended in 2003. The portion of the statute at issue in the present case
was previously designated as West Virginia Code § 23-4-2(c) and was
redesignated as West Virginia Code § 23-4-2(d). Other than minor stylistic
alterations, the language was not changed. We consequently refer to the statute
by its current designation, West Virginia Code § 23-4-2(d).
Footnote: 3
In discussion
of that issue, the Tolliver Court also indicated that the plaintiff
could have remedied the defective pleading by including a prima facie showing
of deliberate intention in the summary judgment response. 201 W.Va. at 523,
498 S.E.2d at 716. Upon examination of that contention, however, we
find that it was not essential to the result reached in that case, was addressing
a merely hypothetical situation, and constituted dicta. See In re Assessment
of Kanawha Valley Bank, 144 W.Va. 346, 382-83, 109 S.E.2d 649, 669 (1959)
(Obiter dicta or strong expressions in an opinion, where such language
was not
necessary to a decision of the case, will not establish a precedent).
Footnote: 4
We do not address the additional
alternative, which was potentially available to the Appellants, of tendering
an amended complaint to the lower court.
Footnote: 5
Subsequent to the occurrences
in the case sub judice, the Legislature included statutory language which clearly
undertakes to limit the rule of liberality in substantive application. Such
language may also impact the general rules regarding liberal construction of
statutory enactments, an issue we do not presently address.
See W. Va.
Code § 23-4-1g (2003) (Supp. 2004); W. Va. Code § 23-1-1(b) (2003)
(Supp. 2004).
Footnote: 6
Again, the version of this
statute in effect on the date of Ms. Marcus' injury was identical to the above-quoted
version.
Footnote: 7
The worker's compensation
statutory scheme was amended in 2003, as referenced above. The version of West
Virginia Code § 23-4-14(a) in effect upon Ms. Marcus' date
of injury was identical to the above-quoted version.
Footnote: 8
West Virginia Code § 23-2-6
provides, in pertinent part, as follows:
Any
employer subject to this chapter who subscribes and pays into the workers' compensation
fund the premiums provided by this chapter or who elects to make direct payments
of compensation as provided in this section is not liable to respond in damages
at common law or by statute for the injury or death of any employee, however
occurring, after so subscribing or electing, and during any period in which the
employer is not in default in the payment of the premiums or direct payments
and has complied fully with all other provisions of this chapter.