Darrell V. McGraw, Jr.
D.
Randall Clarke
Attorney General
Charleston,
West Virginia
Heather D. Foster
Attorney
for the Appellant
Assistant Attorney General
Charleston, West Virginia
Attorneys for the Appellee
The Opinion of the Court was delivered PER CURIAM.
JUSTICES STARCHER and ALBRIGHT dissent and reserve the right to file dissenting opinions.
JUSTICE MAYNARD concurs and reserves the right to file a concurring opinion.
1. The Supreme Court of Appeals reviews sentencing
orders . . . under a deferential abuse of discretion standard, unless the
order violates statutory or constitutional commands. Syl. Pt. 1, in
part, State v. Lucas, 201 W. Va. 271, 496 S.E.2d 221 (1997).
2. Article III, Section 5 of the West Virginia
Constitution, which contains the cruel and unusual punishment counterpart
to the Eighth Amendment of the United States Constitution, has an express
statement of the proportionality principle: 'Penalties shall be proportioned
to the character and degree of the offense.' Syl. Pt. 8, State v.
Vance, 164 W. Va. 216, 262 S.E.2d 423 (1980).
3. Sentences imposed by the trial court, if
within statutory limits and if not based on some impermissible factor, are
not subject to appellate review. Syl. Pt. 4, State v. Goodnight,
169 W. Va. 366, 287 S.E.2d 504 (1982).
4. In determining whether a given sentence
violates the proportionality principle found in Article III, Section 5 of
the West Virginia Constitution, consideration is given to the nature of the
offense, the legislative purpose behind the punishment, a comparison of the
punishment with what would be inflicted in other jurisdictions, and a comparison with other offenses within the same jurisdiction. Syl.
Pt. 5, Wanstreet v. Bordenkircher, 166 W. Va. 523, 276 S.E.2d 205 (1981).
Per Curiam:
This is an appeal from a final order of the Circuit
Court of Kanawha County sentencing Mr. Lance Anthony Tyler (hereinafter Appellant)
to a term of thirty years for aggravated robbery. The Appellant contends that
the sentence is unconstitutionally excessive and disproportionate to the character
and degree of the offense committed. Having thoroughly reviewed the record,
briefs, and arguments of counsel, we affirm the Appellant's sentence.
The Charleston Police Department received two anonymous phone calls on August 18, 1998, in which one caller identified herself to police as a relative of the Appellant. The victims identified the Appellant in a photo array, a warrant was issued for the Appellant's arrest, and he turned himself in to the police on August 26, 1998. The Appellant refused to provide information regarding the identity of the accomplice, and the gun used in the robbery has not been recovered.
The Appellant was indicted for two counts of aggravated
robbery in the September 1998 term, upon the information of Detective J.A.
Rollins of the Charleston Police Department. The Appellant was thereafter
arraigned before the lower court on November 19, 1998.
(See footnote 2)
The State offered a plea agreement to the Appellant,
in which the Appellant would be permitted to plead guilty to only one count
of aggravated robbery, rather than the two counts in the indictment. As part
of the plea agreement, the State would recommend that the Appellant be sentenced
to fifteen years incarceration. The Appellant accepted the plea agreement offer on April 19, 1999, and entered a plea of guilty to one count
of aggravated robbery with the use of a firearm. The lower court accepted
the Appellant's plea of guilty and denied post-conviction bond.
During the Appellant's June 7, 1999, sentencing
hearing, the lower court heard arguments by counsel, reviewed the Adult Probation
Presentence Report, heard oral presentations on behalf of the Appellant, and
heard victim impact statements regarding the effects of this crime upon the
victims. Mr. Leon Copeland, the father of one of the victims, requested the
lower court to sentence the Appellant to a term of incarceration longer than
the fifteen years recommended by the State.
By order dated October 14, 1999, the lower court
sentenced the Appellant to thirty years with credit for time served. The Appellant
filed a motion for reconsideration on December 22, 1999. Mr. Copeland thereafter
drafted a letter to the lower court, requesting denial of the Appellant's
motion for reconsideration of the sentence.
(See footnote 3)
During the May 23, 2000, hearing on the motion for
reconsideration, the lower court entertained arguments of counsel and oral
statements on behalf of the Appellant and the State. Mr. Copeland again addressed the court, suggesting that the thirty-year
sentence should not be reduced. By order dated June 6, 2000, the lower court
denied the Appellant's motion to reconsider the sentence. The lower court
thereafter appointed counsel to represent the Appellant on appeal and granted
an extension of time to file an appeal with this Court.
In syllabus point eight of State v. Vance,
164 W. Va. 216, 262 S.E.2d 423 (1980), this Court explained:
Article III, Section 5 of
the West Virginia Constitution, which contains the cruel and unusual punishment
counterpart to the Eighth Amendment of the United States Constitution, has
an express statement of the proportionality principle: Penalties shall
be proportioned to the character and degree of the offense.
Id. at 217, 262 S.E.2d at 425. In syllabus point four of State v.
Goodnight, 169 W. Va. 366, 287 S.E.2d 504 (1982), this Court noted that
[s]entences imposed by the trial court, if within statutory limits and
if not based on some impermissible factor, are not subject to appellate review.
Id. at 366, 287 S.E.2d at 505. Sentences imposed under statutes providing
no upper limits may be contested based upon allegations of violation of the
proportionality principles contained in Article III, Section 5 of the West
Virginia Constitution. State v. Rogers, 167 W.Va. 358, 360, 280 S.E.2d
82, 84 (1981). In Wanstreet v. Bordenkircher, 166 W.Va. 523, 276 S.E.2d
205 (1981), this Court explained: While our constitutional proportionality standards theoretically can apply to any criminal sentence, they are basically
applicable to those sentences where there is either no fixed maximum set by
statute or where there is a life recidivist sentence. Id. at
531, 276 S.E.2d at 211.
In this case sub judice, the Appellant was sentenced
pursuant to West Virginia Code § 61-2-12 (2000) (Repl. Vol. 2000), providing,
in pertinent part, as follows: Any person who commits . . . robbery
by . . . us[ing] the threat of deadly force by the presenting of a firearm
or other deadly weapon, is guilty of robbery in the first degree and, upon
conviction thereof, shall be imprisoned in a state correctional facility not
less than ten years. We consequently examine the Appellant's disproportionality
challenge under the two methods of evaluation consistently utilized by this
Court and succinctly expressed in State v. Cooper, 172 W.Va. 266, 304
S.E.2d 851 (1983). In Cooper, this Court articulated the twofold analysis
appropriate for the disproportionality challenge, as follows:
The first [test] is subjective and asks whether the
sentence for the particular crime shocks the conscience of the court and society.
If a sentence is so offensive that it cannot pass a societal and judicial
sense of justice, the inquiry need not proceed further. When it cannot be
said that a sentence shocks the conscience, a disproportionality challenge
is guided by the objective test we spelled out in Syllabus Point 5 of Wanstreet
v. Bordenkircher, 166 W.Va. 523, 276 S.E.2d 205 (1981):
In
determining whether a given sentence violates the proportionality principle
found in Article III, Section 5 of the West Virginia Constitution, consideration
is given to the nature of the offense, the legislative purpose behind the punishment, a comparison of the punishment with what would be inflicted
in other jurisdictions, and a comparison with other offenses within the same
jurisdiction.
Id. at 272, 304 S.E.2d at 857.
Unlike
the situation in Cooper in which a forty-five year sentence was disapproved,
the robbery in the present case involved the use of a deadly weapon. Further,
the Appellant in this case possessed a somewhat more extensive criminal history,
and the sentence being challenged is for only thirty years rather than forty-five
years. Moreover, the Appellant in the present case, while expressing some
degree of remorse for the robbery and accompanying emotional trauma to the
victims, has not divulged information concerning the identity of his accomplice
or the whereabouts of the gun used in the robbery.
Accordingly, the West Virginia Legislature has conferred
broad discretion to trial courts in sentencing individuals convicted of aggravated
robbery or attempted aggravated robbery. 'The Legislature chose not
to deprive trial courts of discretion to determine the appropriate specific
number of years of punishment for armed robbery, beyond ten.' State
v. Woods, 194 W.Va. 250, 254, 460 S.E.2d 65, 69 (1995), quoting
State ex rel. Faircloth v. Catlett, 165 W.Va. 179, 181, 267 S.E.2d
736, 737 (1980). This Court discussed this broad discretion in State v.
Mann, 205 W. Va. 303, 518 S.E.2d 60 (1999), as follows:
This Court has recognized that the Legislature, by not
expressly fixing a maximum term, has impliedly authorized life imprisonment
as the maximum penalty for aggravated robbery. State v. Turley, 177 W.Va.
69, 350 S.E.2d 696 (1986). The Legislature has chosen not to deprive trial courts
of discretion to determine the appropriate determinate term for life or for
a specific number of years above the statutory minimum as the sentence for aggravated
robbery. This legislatively created statutory minimum/discretionary maximum
sentencing scheme for aggravated robbery serves two purposes. First, it gives
recognition to the seriousness of the offense by imposing a minimum sentence
below which a trial court may not go. Second, the open-ended maximum sentencing
discretion allows trial courts to consider the weight of aggravating and mitigating
factors in each particular case. As examined above, the Appellant's offense in the
present case involved the armed robbery of two young women exiting a downtown
mall. The use of the deadly weapon infused a considerable risk of injury to
the victims, and the manner in which the robbery was conducted, including
forcing one victim to the ground at gunpoint and returning to steal the automobile
keys, was particularly terrifying for the young victims. Even where victims
have not been harmed during armed robberies, this Court has considered the
emotional damage suffered by the victim. See State v. Spence,
182 W. Va. 472, 482, 388 S.E.2d 498, 508 (1989). This Court has also repeatedly
explained that even where no actual injury occurred, use of a deadly weapon
creates [t]he potential for bodily harm or loss of life. . . .
State v. England, 180 W. Va. 342, 356, 376 S.E.2d 548, 562 (1988).
In Mann, this Court again reviewed comparable
crimes in other jurisdictions and concluded that Mr. Mann's sentence of thirty
years for aggravated robbery was not inconsistent with punishments imposed
for similar crimes in other jurisdictions. 205 W. Va. at 316, 518 S.E.2d at
73. See also People v. Murph, 463 N.W.2d 156 (Mich. App. 1990)
(affirming two forty-sixty sentences for armed robbery).
In a case quite similar to the present matter, the Missouri
Court of Appeals upheld a sentence of life imprisonment for robbery in the first
degree. State v. Morris, 661 S.W.2d 84 (Mo.App.1983). The defendant and
an accomplice had robbed the victim while he was walking in a supermarket parking
lot. The victim was forced to the pavement, and the defendant held a gun to
his side and confiscated his billfold. On appeal of the sentence of life imprisonment,
the defendant claimed that his sentence violated the prohibition against cruel
and unusual punishment contained in the Eighth Amendment of the United States
Constitution and Article 1, Section 21 of Missouri's Constitution. The Missouri
Court of Appeals affirmed, explaining that armed robbery is a vicious crime
and that the legislature had acknowledged the egregiousness of the crime by
establishing a range of punishment for robbery in the first degree from a
term of years not less than ten years and not to exceed thirty years, or life
imprisonment. Id. at 85, quoting Section 558.011.1(1) R.S.Mo.
1978.
In a factual scenario very similar to the present
case, this Court in Mann upheld a thirty-year sentence for aggravated
robbery where the defendant showed no remorse, threatened a clerk with a gun,
and had a prior drug-related felony conviction and a conviction for assault.
205 W.Va. at 316, 518 S.E.2d at 73. The Court reasoned: Forty-five year sentences for each of two counts
of aggravated robbery were upheld in Phillips. 199 W.Va. at 509, 485
S.E.2d at 678.
(See footnote 7) During the two robberies, the defendant had threatened employees with an air pistol which resembled a
real gun. He had taken an eighteen-year-old female employee hostage and forced
her to accompany him to the nearest interstate highway. In upholding the sentences,
this Court observed that the lower court had rightfully considered the violent
and dangerous nature of the crimes committed, as well as the pre-sentence
report which included information concerning the defendant's juvenile larceny
charge, a history of substance abuse, and a dishonorable discharge from the
Navy. Id. at 513, 485 S.E.2d at 682. In Woods, this Court upheld a determinate
sentence of thirty-six years for aggravated robbery. 194 W. Va. at 251, 460
S.E.2d at 66. The defendant robbed a convenience store, using a gun. After
the clerk gave the defendant money and other items out of the cash register,
the defendant forcibly kissed her. Id. Similarly, in Ross, this Court upheld a defendant's
100-year sentence for attempted aggravated robbery. 184 W.Va. at 580, 402
S.E.2d at 249. The defendant was also convicted of burglary and first degree
sexual assault. The defendant had broken into the victim's apartment while
the victim was not home. When she returned home, the defendant sexually assaulted
her and demanded money. In upholding the defendant's sentence, this Court
acknowledged that the defendant was young and did not have a lengthy felony
conviction record. Id. at 582, 402 S.E.2d at 251.
In England, this Court examined a defendant's
life sentence for aggravated robbery. 180 W.Va. at 346, 376 S.E.2d at 552.
The defendant had entered a gas station and demanded the station's money bag.
When the clerk informed the defendant that the money had already been deposited
that evening, the defendant shot at the highway in disgust. The clerk then
provided a money bag containing approximately $230.00. The defendant then
fired another shot into the booth inside the station and requested more money.
Upon learning that there was no more money, the defendant fired a third shot
into a telephone. Upon review, this Court concluded that the defendant's life
sentence was not disproportionate, based upon the violent nature of the crime
and the defendant's prior criminal record, including a conviction for grand
larceny. Id. at 356, 376 S.E.2d at 562.
In State v. Brown, 177 W. Va. 633, 355 S.E.2d
614 (1987), this Court upheld a sixty-year sentence for aggravated robbery.
The defendant had robbed a restaurant owner, using a knife, and had sexually
abused the victim. The defendant was also convicted of first-degree sexual abuse
for which he received a one-to-five-year consecutive sentence. In upholding
the defendant's sixty-year sentence for aggravated robbery, this Court recognized
the violent nature of the crime and the use of a weapon. The Court also observed
that the defendant had not expressed remorse for his crimes. Id. at 642,
355 S.E.2d at 623. In State v. Buck, 173 W. Va. 243, 314 S.E.2d
406 (1984), this Court reversed a seventy-five year sentence for aggravated
robbery where the defendant and a companion attacked and robbed a store owner.
The defendant, age twenty-three, had a substantial juvenile record but no
adult criminal record. Not only was the expression of remorse a factor in
this Court's finding that Buck's sentence was disproportionate, but we also
considered the sentencing disparity between the co-defendants. When his case
was appealed to this Court after the lower court sentenced the defendant to
a term of thirty years, this Court affirmed that sentence. State v. Buck,
178 W. Va. 505, 361 S.E.2d 470 (1987). In Cooper, referenced above, this Court reversed
a forty-five year sentence for robbery. 172 W. Va. at 274, 304 S.E.2d at 859.
The defendant, age nineteen, and an accomplice had beaten and robbed the victim.
In remanding the case to the trial court for re-sentencing, this Court observed that the defendant had only one prior
arrest, which was for public intoxication. Additionally, no weapon was involved
in the crime. Id. at 271, 304 S.E.2d at 855. Having examined the nature of the offenses and the
respective sentences imposed in the foregoing cases, we conclude that the
Appellant's sentence of thirty years in the case sub judice is constitutionally
proportionate to the character and degree of the offense for which he was
convicted.
The inclusion of victim impact statements in sentencing
hearings is well- established and is not being directly challenged by the Appellant.
In light of the Appellant's implication that the lower court was in some manner
inordinately persuaded by the victim impact statements and the presentation
of Mr. Copeland in this case, however, we reemphasize the requirements of West
Virginia Code § 61-11A-3 (1994) (Repl. Vol. 2000) regarding probation reports
and victim impact statements.
(See footnote 10) West Virginia Code §
61-11A- 3(c) concisely provides that [t]he victim impact statement shall
be considered by the court as a factor in determining the appropriate sentence.
In Myers v. Frazier, 173 W.Va. 658, 319 S.E.2d
782 (1984), this Court explained that a victim or the immediate family
of a victim or a person having particular knowledge relevant to the case
may petition a court to consider facts that may have a bearing on the
court's decision to accept or reject a plea bargain or to set a particular
sentence. Id. at 676 n. 32, 319 S.E.2d at 801 n. 32. We held
that [t]his right is basically provided in felony cases under W.Va.
Code, 61-11A-2 (1984). . . . Id. West Virginia Code § 61-11A-2
(1984) (Repl. Vol. 2000) provides that a court shall permit the
victim to make an oral statement for the record prior to the imposition of sentence. W.
Va. Code 61-11A- 2(b). The term victim is defined by that statute
as a person who is a victim of a felony, the fiduciary of a deceased
victim's estate or a member of a deceased victim's immediate family.
W. Va. Code 61-11A-2(a).
Based upon
the circumstances of the Appellant's crime, including the violent nature of
the robbery and the use of a weapon, we find that the sentence imposed upon
him does not shock the conscience of the court and society. It is indeed an
exquisite rarity in Eighth Amendment jurisprudence where a sentence
shocks the conscience and offends fundamental notions of human dignity. People v. Weddle, 2 Cal.Rptr.2d
714, 718 (1991). We consequently proceed to the objective test.
The first consideration of the objective test is the
nature of the offense and the legislative purpose behind the punishment imposed
by statute. This Court has previously commented that [a]ggravated robbery
in West Virginia has been recognized as a crime that involves a high potentiality
for violence and injury to the victim involved. Ross, 184 W. Va.
at 582, 402 S.E.2d at 251. We similarly observed in State v. Glover,
177 W. Va. 650, 355 S.E.2d 631 (1987), that [r]obbery has always been
regarded as a crime of the gravest character. Id. at 659, 355 S.E.2d
at 640.
Id. at 315-16, 518 S.E.2d at 72-73 (footnote omitted).
In surveying sentences imposed for comparable crimes
in other jurisdictions, this Court has previously recognized that other jurisdictions
condone severe penalties for the crime of aggravated robbery. In Glover,
this Court cited numerous cases from other jurisdictions involving challenges
to sentences for the crime of aggravated robbery. 177 W. Va. at 659, 355
S.E.2d at 640. See State v. Boag, 453 P.2d 508 (Ariz. 1969) (en
banc) (holding that seventy-five to ninety-nine years for robbery is not cruel
and unusual punishment); State v. Victorian, 332 So.2d 220 (La. 1976)
(finding that forty-five years without possibility of parole is not excessive
punishment for armed robbery, under statute authorizing between five and ninety-nine
years without possibility of parole); Garrett v. State, 486 S.W.2d 272
(Mo. 1972) (approving ninety-nine years for first degree robbery, with a prior
felony).
This Court has recurrently evaluated proportionality
challenges to sentences arising from robbery convictions where a weapon was
used during the commission of the offense. In King, this Court reviewed
punishments for similar crimes in both West Virginia and other jurisdictions
and upheld an eighty-four year sentence for aggravated robbery.
(See footnote 6)
205 W. Va. at 424, 518 S.E.2d at 665. The defendant had broken into the home
of an elderly woman, threatened her and her family with a knife and a gun,
then waved the gun and took at least one shot during a drive the defendant
forced the woman's son-in-law to take. He also exposed the son-in-law to additional
danger by refusing to surrender to police and using the victim as a shield.
Id. at 428, 518 S.E.2d at 669.
Obviously, the store clerk was traumatized by the
situation. In fact, the record indicates the store clerk changed jobs as a
result of the robbery. The trial court indicated best, during the sentencing
hearing, the gravity of aggravated robbery: Other than a murder, there
is not much anything I can think of more serious than having a gun stuck in
your face and being robbed.
Id. at 315, 518 S.E.2d at 72.
This Court also upheld a defendant's sixty-year sentence
for armed robbery of a convenience store in Spence. 182 W.Va. at 475,
388 S.E.2d at 501. The defendant had held a large kitchen-type chopping knife
to the store clerk's back and demanded the money from the cash register. Upon
obtaining the money, the defendant commanded the store clerk to get down on
the floor while he left. In affirming the defendant's sentence, this Court noted
that the defendant had several prior convictions including one for armed robbery.
Id. at 482, 388 S.E.2d at 508.
Although the Appellant does not include any reference
to victim impact statements in his assignment of error on appeal and does not
explicitly assert that the lower court was unduly influenced by the oral statements
of Mr. Copeland, the Appellant does repeatedly reference Mr. Copeland's extensive
involvement in presentations to the lower court. Upon review of the record,
including the letters and oral comments of Mr. Copeland, we find no impropriety
in the manner in which Mr. Copeland presented his concerns; nor do we find that
the lower court was unduly influenced by Mr. Copeland in determining an appropriate
sentence for the Appellant.
(See footnote 8)
The lower court was presented with extensive information
and testimony from a wide variety of sources, some advocating leniency and some
encouraging harsh punishment. Numerous letters from family friends implored
the lower court to impose a mild sentence based upon the fact that the Appellant
was raised in a Christian home, was a mannerly young man, and had lost his mother
at a young age.
(See footnote 9) The lower court also reviewed the adult probation
report and reviewed statements from the victims and the parents of both victims.
The utilization
of victim impact statements was addressed by the Maryland Supreme Court in
Ball v. State, 699 A.2d 1170 (Md. 1997), cert
denied
Ball v. Maryland, 522 U.S. 1082 (1998). The court examined Maryland
Code, Art 27, § 780(a), providing the opportunity for victims and victims'
families to address the sentencing judge. The court explained:
Based upon the foregoing analysis, we affirm the
sentencing order of the Circuit Court of Kanawha County.
In light
of this provision and other legislation aimed at remedying what has been perceived
as the justice system's neglect of crime victims, trial judges must
give appropriate consideration to the impact of crime upon the victims;
[a]n important step towards accomplishing that task is to accept victim
impact testimony wherever possible.
Id. at 1188, quoting Cianos v. State, 659 A.2d 291, 295 (1995)
(emphasis in original).
(See footnote 11)
In the matter presently before this Court, we conclude
that the lower court properly focused upon the sentencing criteria and the nature
of the Appellant's crime, and we further conclude that excessive emphasis was not placed upon the victim
impact statements or the sentencing recommendations of the victims or their
families.
Footnote: 2
Footnote: 3
The Booth Court specified that two types of information contained in such a statement were objectionable: (1) a description of the emotional trauma suffered by the family and the personal characteristics of the victims, and (2) the family members' opinions and characterizations of the crimes and the defendant. Id. at 502-03. In Payne v. Tennessee, 501 U.S. 808 (1991), however, the United States Supreme Court overruled the holding in Booth regarding the first category and declined to consider the second category which included family members' opinions regarding the crime, the defendant, or the proper sentence since that was not an issue in the case. Id. at 830 n. 2. The Court in Payne held that argument relating to the victim and the impact of the victim's death on the victim's family is admissible for jury consideration during the sentencing phase of a capital murder trial. Id. at 808.