WEST VIRGINIA RULES OF EVIDENCE
Article VI. WITNESSES.
601. General rule of competency.
602. Lack of personal knowledge
603. Oath or affirmation.
604. Interpreters.
605. Competency of judge as witness.
606. Competency of juror as witness.
607. Who may impeach.
608. Evidence of character and conduct of
witness.
609. Impeachment by evidence of conviction of crime.
ARTICLE I. GENERAL PROVISIONS.
Rule 101. Scope.
These rules govern proceedings in the courts of this State to the extent
and with the exceptions stated in Rule 1101. Rules of evidence set forth
in any West Virginia statute not in conflict with any of these rules or
any other rules adopted by the Supreme Court of Appeals shall be deemed
to be in effect until superseded by rule or decision of the Supreme Court of Appeals.
Rule 102. Purpose and construction.
These rules shall be construed to secure fairness in administration, elimination
of unjustifiable expense and delay, and promotion of growth and development
of the law of evidence to the end that the truth may be ascertained and proceedings justly determined.
Rule 103. Rulings on evidence.
(a) Effect of erroneous ruling. - Error may not be predicated upon a ruling
which admits or excludes evidence unless a substantial right of the party
is affected, and (1) Objection. - In case the ruling is one admitting evidence,
a timely objection or motion to strike appears of record, stating the specific
ground of objection, if the specific ground was not apparent from the context;
or (2) Offer of proof. - In case the ruling is one excluding evidence, the
substance of the evidence was made known to the court by offer or was
apparent from the context within which questions were asked.
(b) Record of offer and ruling. - The court may add any other or further
statement which shows the character of the evidence, the form in which it
was offered, the objection made, and the ruling thereon. It may direct the
making of an offer in question and answer form.
(c) Hearing of jury. - In jury cases, proceedings shall be conducted, to
the extent practicable, so as to prevent inadmissible evidence from being
suggested to the jury by any means, such as making statements or offers of
proof or asking questions in the hearing of the jury. Where practicable,
these matters should be determined upon a pretrial motion in limine.
(d) Plain error.-Nothing in this rule precludes taking notice of plain errors
affecting substantial rights although they were not brought to the attention
of the court.
Rule 104. Preliminary questions.
(a) Questions of admissibility generally. - Preliminary questions concerning
the qualification of a person to be a witness, the existence of a privilege,
or the admissibility of evidence shall be determined by the court, subject
to the provisions of subdivision (b). In making its determination it is not
bound by the rules of evidence except those with respect to privileges.
(b) Relevancy conditioned on fact. - When the relevancy of evidence depends
upon the fulfillment of a condition of fact, the court shall admit it upon,
or subject to, the introduction of evidence sufficient to support a finding
of the fulfillment of the condition.
(c) Hearing of jury. - Hearings on the admissibility of confessions and evidence
seized as a result of a search and seizure shall in all cases be conducted
out of the hearing of the jury. Hearings on other preliminary matters shall
be so conducted when the interests of justice require, or when an
accused is a witness and so requests.
(d) Testimony by accused. - The accused does not, by testifying upon a preliminary
matter, become subject to cross-examination as to other issues in the case.
(e) Weight and credibility. - This rule does not limit the right of a party
to introduce before the jury evidence relevant to weight or credibility.
(As amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 105. Limited admissibility.
When evidence which is admissible as to one party or for one purpose but
not admissible as to another party or for another purpose is admitted,
the court, upon request, shall restrict the evidence to its proper scope
and instruct the jury accordingly.
Rule 106. Remainder of or related writings or recorded statements.
When a writing or recorded statement or part thereof is introduced by a party,
an adverse party may require the introduction at that time of any other part
or any other writing or recorded statement which ought in fairness to be
considered contemporaneously with it. (As amended by order entered June 15,
1994, effective July 1, 1994.)
ARTICLE II. JUDICIAL NOTICE.
Rule 201. Judicial notice of adjudicative facts.
(a) Scope of rule. - This rule governs only judicial notice of adjudicative
facts.
(b) Kinds of facts. - A judicially noticed fact must be one not subject to
reasonable dispute in that it is either (1) generally known within the territorial
jurisdiction of the trial court or (2) capable of accurate and ready determination
by resort to sources whose accuracy cannot reasonably be questioned.
(c) When discretionary. - A court may take judicial notice, whether requested
or not.
(d) When mandatory. - A court shall take judicial notice if requested by
a party and supplied with the necessary information.
(e) Opportunity to be heard. - A party is entitled upon timely request to
an opportunity to be heard as to the propriety of taking judicial notice
and the tenor of the matter noticed. In the absence of prior notification,
the request may be made after judicial notice has been taken.
(f) Time of taking notice. - Judicial notice may be taken at any stage of
the proceeding.
(g) Instructing jury.-In a civil action or proceeding, the court shall instruct
the jury to accept as conclusive any fact judicially noticed. In a criminal
case, the court shall instruct the jury that it may, but is not required
to, accept as conclusive any fact judicially noticed.
Rule 202. Judicial notice of law.
(a) When mandatory.-A court shall take judicial notice without request by
a party of the common law, constitutions, and public statutes in force in
every state, territory, and jurisdiction of the United States.
(b) When discretionary. - A court may take judicial notice without request
by a party of (1) private acts and resolutions of the Congress of the United
States and of the legislature of West Virginia and ordinances and regulations
of governmental subdivisions or agencies of West Virginia and the United
States; and (2) the laws of foreign countries.
(c) When conditionally mandatory. - A court shall take judicial notice of
each matter specified in paragraph (b) of this rule if a party requests it
and (1) furnishes the court sufficient information to enable it properly
to comply with the request and (2) has given each adverse party such notice
as the court may require to enable the adverse party to prepare to meet the
request.
ARTICLE III. PRESUMPTIONS.
Rule 301. Presumptions in civil actions and proceedings.
In all civil actions and proceedings not otherwise provided for by statute
or by these rules, a presumption imposes on the party against whom it is
directed the burden of going forward with evidence to rebut or meet the presumption,
but does not shift to such party the burden of proof in the sense of the
risk of nonpersuasion, which remains throughout the trial upon the party
on whom it was originally cast.
ARTICLE IV. RELEVANCY AND ITS LIMITS.
Rule 401. Definition of "relevant evidence."
"Relevant evidence" means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the action
more probable or less probable than it would be without the evidence.
Rule 402. Relevant evidence generally admissible; irrelevant evidence
inadmissible.
All relevant evidence is admissible, except as otherwise provided by the
Constitution of the United States, by the Constitution of the State of West
Virginia, by these rules, or by other rules adopted by the Supreme Court
of Appeals. Evidence which is not relevant is not admissible. (As amended
by order entered June 15, 1994, effective July 1, 1994.)
Rule 403. Exclusion of relevant evidence on grounds of prejudice,
confusion, or waste of time.
Although relevant, evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury, or by considerations of undue delay, waste of time,
or needless presentation of cumulative evidence.
Rule 404. Character evidence not admissible to prove conduct; exceptions;
other crimes.
(a) Character evidence generally. - Evidence of a person's character or a
trait of character is not admissible for the purpose of proving that he or
she acted in conformity therewith on a particular occasion, except:
(1) Character of accused.-Evidence of a pertinent trait of character offered
by an accused, or by the prosecution to rebut the same.
(2) Character of victim of a crime other than a sexual conduct crime. - Evidence
of a pertinent trait of character of the victim of the crime, other than
a crime consisting of sexual misconduct, offered by an accused, or by the
prosecution to rebut the same, or evidence of a character trait of peacefulness
of the victim offered by the prosecution in a homicide case to rebut evidence
that the victim was the first aggressor;
(3) Character of victim of a sexual offense. - In a case charging criminal
sexual misconduct, evidence of the victim's past sexual conduct with the
defendant as provided for in W. Va. Code . 61-8B-11; and as to the victim's
prior sexual conduct with persons other than the defendant, where the court
determines at a hearing out of the presence of the jury that such evidence
is specifically related to the act or acts for which the defendant is charged
and is necessary to prevent manifest injustice; (4) Character of witness.
- Evidence of the character of a witness, as provided in Rules 607, 608,
and 609.
(b) Other crimes, wrongs, or acts. - Evidence of other crimes, wrongs, or
acts is not admissible to prove the character of a person in order to show
that he or she acted in conformity therewith. It may, however, be admissible
for other purposes, such as proof of motive, opportunity, intent, preparation,
plan, knowledge, identity, or absence of mistake or accident, provided that
upon request by the accused, the prosecution in a criminal case shall provide
reasonable notice in advance of trial, or during trial if the court excuses
pretrial notice on good cause shown, of the general nature of any such evidence
it intends to introduce at trial. (As amended by order entered June 15, 1994,
effective July 1, 1994.)
Rule 405. Methods of proving character.
(a) Reputation or opinion. - In all cases in which evidence of character
or a trait of character of a person is admissible, proof may be made by testimony
as to reputation or by testimony in the form of an opinion. On crossexamination,
inquiry is allowable into relevant specific instances of conduct.
(b) Specific instances of conduct. - In cases in which character or a trait
of character of a person is an essential element of a charge, claim, or defense,
proof may also be made of specific instances of that person's conduct.
(As
amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 406. Habit; routine practice.
Evidence
of the habit of a person or of the routine practice of an organization, whether
corroborated or not and regardless of the presence of eyewitnesses, is relevant
to prove that the conduct of the person or organization on a particular occasion
was in conformity with the habit or routine practice.
Rule 407. Subsequent remedial measures.
When, after an event,
measures are taken which, if taken previously, would have made the event
less likely to occur, evidence of the subsequent measures is not admissible
to prove negligence or culpable conduct in connection with the event. This
rule does not require the exclusion of evidence of subsequent measures when
offered for another purpose, such as proving ownership, control, or feasibility
of precautionary measures, if controverted, or impeachment.
Rule 408. Compromise and offers to compromise.
Evidence of (1) furnishing or offering or promising to furnish, or (2) accepting
or offering or promising to accept a valuable consideration in compromising
or attempting to compromise a claim which was disputed as to either validity
or amount is not admissible to prove liability for or invalidity of the claim
or its amount. Evidence of conduct or statements made in compromise negotiations
is likewise not admissible. This rule does not require the exclusion of any
evidence otherwise discoverable merely because it is presented in the course
of compromise negotiations. This rule also does not require exclusion when
the evidence is offered for another purpose, such as proving bias or prejudice
of a witness, negativing a contention of undue delay, or proving an effort
to obstruct a criminal investigation or prosecution.
Rule 409. Payment of medical and similar expenses.
Evidence of furnishing or offering or promising to pay medical, hospital,
or similar expenses occasioned by an injury is not admissible to prove liability
for the injury.
Rule 410. Inadmissibility of plea discussions and related statements.
Except as otherwise provided in this rule, evidence of the following is not,
in any civil or criminal proceeding, admissible against the defendant who
made the plea or was a participant in the plea discussions:
(1) a plea of guilty which was later withdrawn;
(2) a plea of nolo contendere;
(3) any statement made in the course of any proceedings under Rule 11 of
the West Virginia Rules of Criminal Procedure or comparable state or federal
procedure regarding either of the foregoing pleas; or
(4) any statement made in the course of plea discussions with an attorney
for the prosecuting authority which does not result in a plea of guilty or
which results in a plea of guilty later withdrawn. However, such a statement
is admissible (i) in any proceeding wherein another statement made in the
course of the same plea or plea discussions has been introduced and the statement
ought in fairness be considered contemporaneously with it, or (ii) in a criminal
proceeding for perjury or false statement if the statement was made by the
defendant under oath, on the record, and in the presence of counsel. (As
amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 411. Liability insurance.
Evidence that a person was or was not insured against liability is not admissible
upon the issue whether the person acted negligently or otherwise wrongfully.
This rule does not require the exclusion of evidence of insurance against
liability when offered for another purpose, such as proof of agency, ownership,
or control, if controverted, or bias or prejudice of a witness. (As amended
by order entered June 15, 1994, effective July 1, 1994.)
ARTICLE V. PRIVILEGES.
Rule 501. General rule.
The privilege of a witness, person, government, state, or political subdivision
thereof shall be governed by the principles of the common law except as modified
by the Constitution of the United States or West Virginia, statute or court
rule.
ARTICLE VI. WITNESSES.
Rule 601. General rule of competency.
Every person is competent to be a witness except as otherwise provided for
by statute or these rules.
Rule 602. Lack of personal knowledge A witness may not testify to a matter
unless evidence is introduced sufficient to support a finding that the witness
has personal knowledge of the matter. Evidence to prove personal knowledge
may, but need not, consist of the witness' own testimony. This rule is subject
to the provisions of Rule 703 relating to opinion testimony by expert witnesses.
(As amended by order
entered June 15, 1994, effective July 1, 1994.) Rule 603. Oath or affirmation.
Before testifying, every witness shall be required to declare that he or
she will testify truthfully, by oath or affirmation administered in a form
calculated to awaken the witness' conscience and impress his or her mind
with the duty to do so. (As amended by order entered June 15, 1994, effective
July 1, 1994.)
Rule 604. Interpreters.
An interpreter is subject to the provisions of these rules relating to qualification
as an expert and the administration of an oath or affirmation to make a true
translation. (As amended by order entered June 15, 1994, effective July 1,
1994.)
Rule 605. Competency of judge as witness.
The judge presiding at the trial shall not testify in that trial as a witness.
No objection need be made in order to preserve the point.
Rule 606. Competency of juror as witness.
(a) [At the trial.]-Amember of the jury shall not testify as a witness before
that jury in the trial of the case in which the juror is sitting. No objection
need be made in order to preserve the point.
(b) Inquiry into validity of verdict or indictment.-Upon an inquiry into
the validity of a verdict or indictment, a juror may not testify as to any
matter or statement occurring during the course of the jury's deliberations
or to the effect of anything upon that or any other juror's mind or emotions
as influencing the juror to assent to or dissent from the verdict or indictment
or concerning the juror's mental processes in connection therewith, except
that a juror may testify on the question whether extraneous prejudicial information
was improperly
brought to the jury's attention or whether any outside influence was improperly
brought to bear upon any juror. Nor may a juror's affidavit or evidence of
any statement by the juror concerning a matter about which the juror would
be precluded from testifying be received for these purposes. (As amended
by order entered June 15, 1994, effective July 1, 1994.)
Rule 607. Who may impeach.
The credibility of a witness may be attacked and impeached by any party,
including the party calling the witness. (As amended by order entered June
15, 1994, effective July 1, 1994.)
Rule 608. Evidence of character and conduct of witness.
(a) Opinion and reputation evidence of character. - The credibility of a
witness may be attacked or supported by evidence in the form of opinion or
reputation, but subject to these limitations: (1) the evidence may refer
only to character for truthfulness or untruthfulness; and (2) evidence of
truthful character is admissible only after the character of the witness
for truthfulness has been attacked by opinion or reputation evidence or otherwise.
(b) Specific instances of conduct. - Specific instances of the conduct of
a witness, for the purpose of attacking or supporting the witness' credibility,
other than conviction of crime as provided in Rule 609, may not be proved
by extrinsic evidence. They may, however, in the discretion of the court,
if probative of truthfulness or untruthfulness, be inquired into on cross-examination
of a witness other than the accused (1) concerning the witness' character
for truthfulness or untruthfulness, or (2) concerning the character
for truthfulness or untruthfulness of another witness as to which character
the witness being cross-examined has testified.
The giving of testimony under this rule by a witness does not operate as
a waiver of the witness' privilege against self-incrimination when examined
with respect to matters which relate only to credibility. (As amended by
order entered June 15, 1994, effective July 1, 1994.)
Rule 609. Impeachment by evidence of conviction of crime.
(a) General rule. - (1) Criminal defendants. - For the purpose of attacking
the credibility of a witness accused in a criminal case, evidence that the
accused has been convicted of a crime shall be admitted but only if the crime
involved perjury or false swearing.
(2) All witnesses other than criminal defendants. - For the purpose of attacking
the credibility of a witness other than the accused
(A) evidence that the witness has been convicted of a crime shall be admitted,
subject to Rule 403, if the crime was punishable by death or imprisonment
in excess of one year under the law under which the witness was convicted,
and
(B) evidence that the witness has been convicted of a crime shall be admitted
if it involved dishonesty or false statement, regardless of the punishment.
(b) Time limit. - Evidence of a conviction under this rule is not admissible
if a period of more than ten years has elapsed since the date of the conviction
or of the release of the witness from the confinement imposed for that conviction,
whichever is the later date, unless the court determines, in the interests
of justice, that the probative value of the conviction supported by specific
facts and circumstances substantially outweighs its prejudicial effect. However,
evidence of a conviction more than ten years old, as calculated herein, is
not admissible unless the proponent gives to the adverse party sufficient
advance written notice of intent to use such evidence to provide the adverse
party with a fair opportunity to contest the use of such evidence.
(c) Effect of pardon, annulment, or certificate of rehabilitation. - Evidence
of a conviction is not admissible under this rule if (1) the conviction has
been the subject of a pardon, annulment, certificate of rehabilitation, or
other equivalent procedure based on a finding of the rehabilitation of the
person convicted, and that person has not been convicted of a subsequent
crime which was punishable by death or imprisonment in excess of one year,
or (2) the conviction has been the subject of a pardon, annulment, or other
equivalent procedure based on a finding of innocence.
(d) Juvenile adjudications. - Evidence of juvenile adjudications is generally
not admissible under this rule. The court may, however, in a criminal case
allow evidence of a juvenile adjudication of a witness other than the accused
if conviction of the offense would be admissible to attack the credibility
of an adult and the court is satisfied that admission in evidence is necessary
for a fair determination of the issue of guilt or innocence.
(e) Pendency of appeal. - The pendency of an appeal therefrom does not render
evidence of a conviction inadmissible. Evidence of the pendency of an appeal
is admissible. (As amended by order entered June 15, 1994, effective July
1, 1994; and by order entered September 15, 1994, effective October 1, 1994.)
Rule 610. Religious beliefs or opinions.
Evidence of the beliefs or opinions of a witness on matters of religion is
not admissible for the purpose of showing that by reason of their nature
the witness' credibility is impaired or enhanced. (As amended by order entered
June 15, 1994, effective July 1, 1994.)
Rule 611. Mode and order of interrogation and presentation.
(a) Control by court. - The court shall exercise reasonable control over
the mode and order of interrogating witnesses and presenting evidence so
as to (1) make the interrogation and presentation effective for the ascertainment
of the truth, (2) avoid needless consumption of time, and (3) protect witnesses
from harassment or undue embarrassment.
(b) Scope of cross-examination. - (1) Party witness. - A party may be cross-examined
on any matter relevant to any issue in the case, including credibility. In
the interest of justice, the judge may limit cross-examination
with respect to matters not testified to on direct examination.
(2) Non-party witnesses. - Cross-examination should be limited to the subject
matter of the direct examination and matters affecting the credibility of
the non-party witness. The court may, in the exercise of discretion, permit
inquiry into additional matters as if on direct examination.
(c) Leading questions. - Leading questions should not be used on the direct
examination of a witness except as may be necessary to develop the witness'
testimony. Ordinarily, leading questions should be permitted on cross-examination.
When a party calls a hostile witness, an adverse party, a witness
identified with an adverse party, or an expert witness, interrogation may
be by leading questions. (As amended by order entered June 15, 1994, effective
July 1, 1994.)
Rule 612. Writing or object used to refresh memory.
(a) While testifying. - If, while testifying, a witness uses a writing or
object to refresh memory, an adverse party is entitled to have the writing
or object produced at the trial, hearing, or deposition in which the witness
is testifying.
(b) Before testifying. - If, before testifying, a witness uses a writing
or object to refresh memory for the purpose of testifying and the court in
its discretion determines that the interests of justice so require, an adverse
party is entitled to have the writing or object produced, if practicable,
at the trial, hearing, or deposition in which the witness is testifying.
(c) Terms and conditions of production and use. - A party entitled to have
a writing or object produced under this rule is entitled to inspect it, to
cross-examine the witness thereon, and to introduce in evidence those portions
which relate to the testimony of the witness. If production of the writing
or object at the trial, hearing, or deposition is impracticable, the court
may order it made available for inspection. If it is claimed that the writing
or object contains matters not related to the subject matter of the testimony,
the court shall examine the writing or object in camera, excise any portions
not so related, and order delivery of the remainder to the party entitled
thereto. Any portion withheld over objections shall be preserved and made
available to the appellate court in the event of an appeal. If a writing or object is not
produced, made available for inspection, or delivered pursuant to order under
this rule, the court shall make any order justice requires, except that in
criminal cases when the prosecution elects not to comply, the order shall
be one striking the testimony or, if the court in its discretion determines that the interests
of justice so require, declaring a mistrial. (As amended by order entered
June 15, 1994, effective July 1, 1994.)
Rule 613. Prior statements of witnesses.
(a) Examining witness concerning prior statement. - In examining a witness
concerning a prior statement made by the witness, whether written or not,
the statement need not be shown nor its contents disclosed to the witness
at that time, but on request the same shall be shown or disclosed to opposing
counsel.
(b) Extrinsic evidence of prior inconsistent statement of witness. - Extrinsic
evidence of a prior inconsistent statement by a witness is not admissible
unless the witness is afforded an opportunity to explain or deny the same
and the opposite party is afforded an opportunity to interrogate the witness
thereon, or the interests of justice otherwise require. This provision does
not apply to admissions of a party-opponent as defined in Rule 801(d)(2).
(As amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 614. Calling and interrogation of witnesses by court.
(a) Calling by court.-The court may, on its own motion or at the suggestion
of a party, call witnesses, and all parties are entitled to cross-examine
witnesses thus called.
(b) Interrogation by court. - The court may interrogate witnesses, whether
called by itself or by a party, but in jury trials the court's interrogation
shall be impartial so as not to prejudice the parties. (c) Objections. -
Objections to the calling of witnesses by the court or to interrogation by
it may be made at the time or at the next available opportunity when the
jury is not present.
Rule 615. Exclusion of witness.
At the request of a party the court shall order witnesses excluded so that
they cannot hear the testimony of other witnesses, and it may make the order
of its own motion. This rule does not authorize exclusion of (1) a party
who is a natural person, or (2) an officer or employee or a party which is
not a natural person designated as its representative by its attorney, or
(3) a person whose presence is shown by a party to be essential to the presentation
of the party's cause. (As amended by order entered June 15, 1994, effective
July 1, 1994.)
ARTICLE VII. OPINION AND EXPERT TESTIMONY.
Rule 701. Opinion testimony by lay witnesses.
If the witness is not testifying as an expert, his or her testimony in the
form of opinions or inferences is limited to those opinions or inferences
which are (a) rationally based on the perception of the witness, and (b)
helpful to a clear understanding of the witness' testimony or the determination
of a fact in issue. (As amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 702. Testimony by experts.
If scientific, technical, or other specialized knowledge will assist the
trier of fact to understand the evidence or to determine a fact in issue,
a witness qualified as an expert by knowledge, skill, experience, training,
or education, may testify thereto in the form of an opinion or otherwise.
Rule 703. Bases of opinion testimony by experts.
The facts or data in the particular case upon which an expert bases an opinion
or inference may be those perceived by or made known to the expert at or
before the hearing. If of a type reasonably relied upon by experts in the
particular field in forming opinions or inferences upon the subject, the
facts or data need not be admissible in evidence. (As amended by order entered
June 15, 1994, effective July 1, 1994.)
Rule 704. Opinion on ultimate issue.
Testimony in the form of an opinion or inference otherwise admissible is
not objectionable solely because it embraces an ultimate issue to be decided
by the trier of fact. (As amended by order entered October 16, 1985.)
Rule 705. Disclosure of facts or data underlying expert opinion.
The expert may testify in terms of opinion or inference and give reasons
therefor without first testifying to the underlying facts or data, unless
the court requires otherwise. The expert may in any event be required to
disclose the underlying facts or data on cross-examination. (As amended by
order entered December 6, 1994, effective January 1, 1995.)
Rule 706. Court appointed experts.
(a) Appointment.-The court may on its own motion or on the motion of any
party enter an order to show cause why expert witnesses should not be appointed
and may request the parties to submit nominations. The court may appoint
any expert witnesses agreed upon by the parties and may appoint expert witnesses
of its own selection. An expert witness shall not be appointed by the court
unless he or she consents to act. A witness so appointed shall be informed
of his or her duties by the court in writing, a copy of which shall be
filed with the clerk, or at a conference in which the parties shall have
opportunity to participate. A witness so appointed shall advise the parties
of his or her findings, if any; the witness' deposition may be taken by any
party; and the witness may be called to testify by the court or any party.
The witness shall be subject to cross-examination by each party, including
a party calling the witness.
(b) Compensation. - Expert witnesses so appointed are entitled to reasonable
compensation in whatever sum the court may allow. The compensation thus fixed
is payable from funds which may be provided by law in criminal cases and
civil actions and proceedings involving just compensation under the Fifth
Amendment. In other civil actions and proceedings the compensation shall
be paid by the parties in such proportion and at such time as the court directs,
and thereafter charged in like manner as other costs.
(c) Disclosure of appointment. - The jury shall in no way be advised that
the court appointed the witness, absent an agreement to so advise by all
parties.
(d) Parties' experts of own selection.-Nothing in this rule limits the parties
in calling expert witnesses of their own selection. (As amended by order
entered June 15, 1994, effective July 1, 1994.)
ARTICLE VIII. HEARSAY.
Rule 801. Definitions.
The following definitions apply under this article:
(a) Statement. - A "statement" is (1) an oral or written assertion
or (2) nonverbal conduct of a person, if it is intended by the person as
an assertion.
(b) Declarant. - A "declarant" is a person who makes a statement.
(c) Hearsay. - "Hearsay" is a statement, other than one made by
the declarant while testifying at the trial or hearing, offered in evidence
to prove the truth of the matter asserted.
(d) Statements which are not hearsay. - A statement is not hearsay if - (1)
Prior statement by witness. - The declarant testifies at the trial or hearing
and is subject to cross-examination concerning the statement, and the statement
is (A) inconsistent with the declarant's testimony, and was given under oath
subject to the penalty of perjury at a trial, hearing, or other proceeding,
or in a deposition, or (B) consistent with the declarant's testimony and
is offered to rebut an express or implied charge against the declarant of
recent fabrication or improper influence or motive, or (C) one of identification
of a person made after perceiving the person; or
(2) Admission by party-opponent. - The statement is offered against a party
and is (A) the party's own statement, in either an individual or a representative
capacity, or (B) a statement of which the party has manifested an adoption
or belief in its truth, or (C) a statement by a person authorized by the
party to make a statement concerning the subject, or (D) a statement by the
party's agent or servant concerning a matter within the scope of the agency
or employment, made during the existence of the relationship, or (E) a
statement by a co-conspirator of a party during the course and in furtherance
of the conspiracy. (As amended by order entered June 15, 1994, effective
July 1, 1994.)
Rule 802. Hearsay rule.
Hearsay is not admissible except as provided by these rules.
Rule 803. Hearsay exceptions: Availability of declarant immaterial.
The following are not excluded by the hearsay rule, even though the declarant
is available as a witness:
(1) Present sense impression. - A statement describing or explaining an event
or condition made while the declarant was perceiving the event or condition,
or immediately thereafter.
(2) Excited utterance. - A statement relating to a startling event or condition
made while the declarant was under the stress of excitement caused by the
event or condition.
(3) Then existing mental, emotional, or physical condition.-A statement of
the declarant's then existing state of mind, emotion, sensation, or physical
condition (such as intent, plan, motive, design, mental feeling, pain, and
bodily health), but not including a statement of memory or belief to prove
the fact remembered or believed unless it relates to the execution, revocation,
identification, or terms of declarant's will.
(4) Statements for purposes of medical diagnosis or treatment. - Statements
made for purposes of medical diagnosis or treatment and describing medical
history, or past or present symptoms, pain, or sensations, or the inception
or general character of the cause or external source thereof insofar as reasonably
pertinent to diagnosis or treatment.
(5) Recorded recollection. - A memorandum or record concerning a matter about
which a witness once had knowledge but now has insufficient recollection
to enable him or her to testify fully and accurately, shown to have been
made or adopted by the witness when the matter was fresh in the witness'
memory and to reflect that knowledge correctly. If admitted, the memorandum
or record may be read into evidence but may not itself be received as an
exhibit unless offered by an adverse party.
(6) Records of regularly conducted activity. - A memorandum, report, record,
or data compilation, in any form, of acts, events, conditions, opinions,
or diagnoses, made at or near the time by or from information transmitted
by, a person with knowledge, if kept in the course of a regularly conducted
business activity, and if it was the regular practice of that business activity
to make the memorandum, report, record, or data compilation, all as shown
by the testimony of the custodian or other qualified witness, unless the
source of information or the method or circumstances of preparation indicate
lack of trustworthiness. The term "business" as used in this paragraph
includes business, institution, association, profession, occupation, and
calling of every kind, whether or not conducted for profit.
(7) Absence of entry in records kept in accordance with the provisions of
paragraph (6). - Evidence that a matter is not included in the memoranda
reports, records, or data compilations, in any form, kept in accordance with
the provisions of paragraph (6), to prove the nonoccurrence or nonexistence
of the matter, if the matter was of a kind of which a memorandum, report, record,
or data compilation was regularly made and preserved, unless the sources
of information or other circumstances indicate lack of trustworthiness.
(8) Public records and reports. - Records, reports, statements, or data compilations,
in any form, of public offices or agencies, setting forth (A) the activities
of the office or agency, or (B) matters observed pursuant to duty imposed
by law as to which matters there was a duty to report, excluding, however,
in criminal cases matters observed by police officers and other law enforcement
personnel, or (C) in civil actions and proceedings and against the state
in criminal cases, factual findings resulting from an investigation made
pursuant to authority granted by law, unless the sources of information or
other circumstances indicate lack of trustworthiness.
(9) Records of vital statistics. - Records or data compilations, in any form,
of births, fetal deaths, deaths, or marriages, if the report thereof was
made to a public office pursuant to requirements of law.
(10) Absence of public record or entry. - To prove the absence of a record,
report, statement, or data compilation, in any form, or the nonoccurrence
or nonexistence of a matter of which a record, report, statement, or data
compilation, in any form, was regularly made and preserved by a public office
or agency, evidence in the form of a certification in accordance with Rule
902, or testimony, that diligent search failed to disclose the record, report,
statement, or data compilation, or entry.
(11) Records of religious organizations. - Statements of births, marriages,
divorces, deaths, legitimacy, ancestry, relationship by blood or marriage,
or other similar facts of personal or family history, contained in a regularly
kept record of a religious organization.
(12) Marriage, baptismal, and similar certificates. - Statements of fact
contained in a certificate that the maker performed a marriage or other ceremony
or administered a sacrament, made by a clergyman, public official, or other
person authorized by the rules or practices of a religious organization or
by law to perform the act certified, and purporting to have been issued at
the time of the act or within a reasonable time thereafter.
(13) Family records. - Statements of fact concerning personal or family history
contained in family Bibles, genealogies, charts, engravings on rings, inscriptions
on family portraits, engravings on urns, crypts, or tombstones, or the like.
(14) Records of documents affecting an interest in property. - The record
of a document purporting to establish or affect an interest in property,
as proof of the content of the original recorded document and its execution
and delivery by each person by whom it purports to have been executed, if
the record is a record of a public office and an applicable statute authorizes the recording of
documents of that kind in that office.
(15) Statements in documents affecting an interest in property. - A statement
contained in a document purporting to establish or affect an interest in
property if the matter stated was relevant to the purpose of the document,
unless dealings with the property since the document was made have been inconsistent
with the truth of the statement or the purport of the document.
(16) Statements in ancient documents. - Statements in a document in existence
twenty years or more the authenticity of which is established.
(17) Market reports, commercial publications. - Market quotations, tabulations,
lists, directories, or other published compilations generally used and relied
upon by the public or by persons in particular occupations.
(18) Learned treatises. - To the extent called to the attention of an expert
witness upon cross-examination or relied upon by the expert witness in direct
examination, statements contained in published treatises, periodicals, or
pamphlets on a subject of history, medicine, or other science or art, established
as a reliable authority by the testimony or admission of the witness or by
other expert testimony or by judicial notice. If admitted, the statements
may be read into evidence but may not be received as exhibits.
(19) Reputation concerning personal or family history.-Reputation among members
of a person's family by blood, adoption, or marriage, or among a person's
associates, or in the community, concerning a person's birth, adoption, marriage,
divorce, death, legitimacy, relationship by blood, adoption, or marriage,
ancestry, or other similar fact of his personal or family history.
(20) Reputation concerning boundaries or general history. - Reputation in
a community, arising before the controversy, as to boundaries of or customs
affecting lands in the community, and reputation as to events of general
history important to the community or state or nation in which located.
(21) Reputation as to character.-Reputation of a person's character among
associates or in the community.
(22) Judgment of previous conviction. - Evidence of a final judgment, entered
after a trial or upon a plea of guilty (but not upon a plea of nolo contendere),
adjudging a person guilty of a crime punishable by death or
imprisonment in excess of one year, to prove any fact essential to sustain
the judgment, but not including, when offered by the state in a criminal
prosecution for purposes other than impeachment, judgments against persons
other than the accused. The pendency of an appeal may be shown but does not
affect admissibility.
(23) Judgment as to personal, family, or general history, or boundaries.
- Judgments as proof of matters of personal, family, or general history,
or boundaries, essential to the judgment, if the same would be provable by
evidence of reputation.
(24) Other exceptions. - A statement not specifically covered by any of the
foregoing exceptions but having equivalent circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement is offered as evidence of
a material fact; (B) the statement is more probative on the point for which
it is offered than any other evidence which the proponent can procure through
reasonable efforts; and (C) the general purposes of these rules and the interests
of justice will best be served by admission of the statement into
evidence. However, a statement may not be admitted under this exception unless
the proponent of it makes known to the adverse party sufficiently in advance
of the trial or hearing to provide the adverse party with a fair opportunity
to prepare to meet it, the proponent's intention to offer the statement and
the particulars of it, including the name and address of the declarant. (As
amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 804. Hearsay exceptions; declarant unavailable.
(a) Definition of unavailability. - "Unavailability as a witness" includes
situations in which the declarant -
(1) is exempted by ruling of the court on the ground of privilege from testifying
concerning the subject matter of his or her statement; or
(2) persists in refusing to testify concerning the subject matter of his
or her statement despite an order of the court to do so; or
(3) testifies to a lack of memory of the subject matter of his or her statement;
or
(4) is unable to be present or to testify at the hearing because of death
or then existing physical or mental illness or infirmity; or
(5) is absent from the hearing and the proponent of a statement has been
unable to procure the declarant's attendance (or in the case of a hearsay
exception under subdivision (b)(2), (3), or (4), the declarant's attendance
or testimony) by process or other reasonable means.
A declarant is not unavailable as a witness if exemption, refusal, claim
of lack of memory, inability, or absence is due to the procurement or wrongdoing
of the proponent of a statement for the purpose of preventing the witness
from attending or testifying.
(b) Hearsay exceptions. - The following are not excluded by the hearsay rule
if the declarant is unavailable as a witness:
(1) Former testimony.-Testimony given as a witness at another hearing of
the same or a different proceeding, or in a deposition taken in compliance
with law in the course of the same or another proceeding, if the party against
whom the testimony is now offered, or, in a civil action or proceeding, a
predecessor in interest, had an opportunity and similar motive to develop
the testimony by direct, cross, or redirect examination.
(2) Statement under belief of impending death. - In a prosecution for homicide
or in a civil action or proceeding, a statement made by a declarant while
believing that his or her death was imminent, concerning the cause or circumstances
of what the declarant believed to be impending death.
(3) Statement against interest. - A statement which was at the time of its
making so far contrary to the declarant's pecuniary or proprietary interest,
or so far tended to subject the declarant to civil or criminal liability,
or to render invalid a claim by the declarant against another, that a reasonable
person in the declarant's position would not have made the statement unless he or she
believed it to be true. A statement tending to expose the declarant to criminal
liability and offered to exculpate the accused is not admissible unless corroborating
circumstances clearly indicate the trustworthiness of the statement.
(4) Statement of personal or family history. - (A) A statement concerning
the declarant's own birth, adoption, marriage, divorce, legitimacy, relationship
by blood, adoption, or marriage, ancestry, or other similar fact of personal
or family history, even though declarant had no means of acquiring personal
knowledge of the matter stated; or (B) a statement concerning the foregoing
matters, and death also, of another person, if the declarant was related
to the other by blood, adoption, or marriage or was so intimately associated
with the other's family as to be likely to have accurate information concerning the
matter declared.
(5) Other exceptions. - A statement not specifically covered by any of the
foregoing exceptions but having equivalent circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement is offered as evidence of
a material fact; (B) the statement is more probative on the point for which
it is offered than any other evidence which the proponent can procure through
reasonable efforts; and (C) the general purposes of these rules and the interests
of justice will best be served by admission of the statement into
evidence. However, a statement may not be admitted under this exception unless
the proponent of it makes known to the adverse party sufficiently in advance
of the trial or hearing to provide the adverse party with a fair opportunity
to prepare to meet it, the proponent's intention to offer the statement and
the particulars of it, including the name and address of the declarant. (As
amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 805. Hearsay within hearsay.
Hearsay included within hearsay is not excluded under the hearsay rule if
each part of the combined statements conforms with an exception to the hearsay
rule provided in these rules.
Rule 806. Attacking and supporting credibility of declarant.
When a hearsay statement, or a statement defined in Rule 801(d)(2)(C), (D),
or (E) has been admitted in evidence, the credibility of the declarant may
be attacked, and if attacked may be supported, by any evidence which would
be admissible for those purposes if declarant had testified as a witness.
Evidence of a statement or conduct by the declarant at any time, inconsistent with
his or her hearsay statement, is not subject to any requirement that the
declarant may have been afforded an opportunity to deny or explain. If the
party against whom a hearsay statement has been admitted calls the declarant
as a witness, the party is entitled to examine the declarant on the statement
as if under cross-examination. (As amended by order entered June 15, 1994,
effective July 1, 1994.)
ARTICLE IX. AUTHENTICATION AND IDENTIFICATION.
Rule 901. Requirement of authentication or identification.
(a) General provision.-The requirement of authentication or identification
as a condition precedent to admissibility is satisfied by evidence sufficient
to support a finding that the matter in question is what its proponent claims.
(b) Illustration. - By way of illustration only, and not by way of limitation,
the following are examples of authentication or identification conforming
with the requirements of this rule:
(1) Testimony of witness with knowledge. - Testimony that a matter is what
it is claimed to be.
(2) Nonexpert opinion on handwriting. - Nonexpert opinion as to the genuineness
of handwriting, based upon familiarity not acquired for purposes of litigation.
(3) Comparison by trier or expert witness.-Comparison by the trier of fact
or by expert witnesses with specimens which have been authenticated.
(4) Distinctive characteristics and the like. - Appearance, contents, substance,
internal patterns, or other distinctive characteristics taken in conjunction
with circumstances.
(5) Voice identification. - Identification of a voice, whether heard firsthand
or through mechanical or electronic transmission or recording, by opinion
based upon hearing the voice at any time under circumstances connecting it
with the alleged speaker.
(6) Telephone conversations. - Telephone conversations, by evidence that
a call was made to the number assigned at the time by the telephone company
to a particular person or business, if (A) in the case of a person, circumstances,
including self-identification, show the person answering to be the one called,
or
(B) in the case of a business, the call was made to a place of business and
the conversation related to business reasonably transacted over the telephone.
(7) Public records or reports. - Evidence that a writing authorized by law
to be recorded or filed and in fact recorded or filed in a public office,
or a purported public record, report, statement, or data compilation, in
any form, is from the public office where items of this nature are kept.
(8) Ancient documents or data compilation. - Evidence that a document or
data compilation, in any form, (A) is in such condition as to create no suspicion
concerning its authenticity, (B) was in a place where it, if authentic, would likely
be, and (C) has been in existence 20 years or more at the time it is
offered.
(9) Process or system. - Evidence describing a process or system used to
produce a result and showing that the process or system produces an accurate
result.
(10) Methods provided by statute or rule. - Any method of authentication
or identification provided by the Supreme Court of Appeals of West Virginia
or by a West Virginia statute.
Rule 902. Self-authentication.
Extrinsic evidence of authenticity as a condition precedent to admissibility
is not required with respect to the following:
(1) Domestic public documents under seal. - A document bearing a seal purporting
to be that of the United States, or of any state, district, commonwealth,
territory, or insular possession thereof, or the Panama Canal Zone, or the
Trust Territory of the Pacific Islands, or of a political subdivision, department,
officer, or agency thereof, and a signature purporting to be an attestation
or execution.
(2) Domestic public documents not under seal. - A document purporting to
bear the signature in the official capacity of an officer or employee of
any entity included in paragraph (1) hereof, having no seal, if a public
officer having a seal and having official duties in the district or political
subdivision of the officer or employee certifies under seal that the signer has the official capacity and
that the signature is genuine.
(3) Foreign public documents. - A document purporting to be executed or attested
in an official capacity by a person authorized by the laws of a foreign country
to make the execution or attestation, and accompanied by a final certification
as to the genuineness of the signature and official position (A) of the executing
or attesting person, or (B) of any foreign official whose certificate of
genuineness of signature and official position relates to the execution or
attestation or is in a chain of certificates of genuineness of signature
and official position relating to the execution or attestation. A final certification
may be made by a secretary of embassy or legation, consul general, consul,
vice consul, or consular agent of the United States, or a diplomatic or consular
official of the foreign country assigned or accredited to the United States.
If reasonable opportunity has been given to all parties to investigate the authenticity
and accuracy of official documents, the court may, for good cause shown,
order that they be treated as presumptively authentic without final certification
or permit them to be evidenced by an attested summary with or without final
certification.
(4) Certified copies of public records. - A copy of an official record or
report or entry therein, or of a document authorized by law to be recorded
or filed and actually recorded or filed in a public office, including data
compilations in any form, certified as correct by the custodian or other
person authorized to make the certification, by certificate complying with paragraph (1), (2), or (3)
of this rule or complying with any law of the United States or of this state.
(5) Official publications.-Books, pamphlets, or other publications purporting
to be issued by public authority.
(6) Newspapers and periodicals. - Printed materials purporting to be newspapers
or periodicals.
(7) Trade inscriptions and the like. - Inscriptions, signs, tags, or labels
purporting to have been affixed in the course of business and indicating
ownership, control, or origin.
(8) Acknowledged documents. - Documents accompanied by a certificate of acknowledgment
executed in the manner provided by law by a notary public or other officer
authorized by law to take acknowledgments.
(9) Commercial paper and related documents. - Commercial paper, signatures
thereon, and documents relating thereto to the extent provided by general
commercial law.
(10) Presumptions created by law. - Any signature, document, or other matter
declared by any law of the United States or of this state to be presumptively
or prima facie genuine or authentic. (As amended by order
entered June 15, 1994, effective July 1, 1994.)
Rule 903. Subscribing witness' testimony unnecessary.
The testimony of a subscribing witness is not necessary to authenticate a
writing unless required by the laws of the jurisdiction whose laws govern
the validity of the writing.
ARTICLE X. CONTENTS OF WRITINGS: RECORDINGS& PHOTOGRAPHS.
Rule 1001. Definitions.
For purposes of this article the following definitions are applicable:
(1) Writings and recordings. - "Writings" and "recordings" consist
of letters, words, or numbers, or their equivalent, set down by handwriting,
typewriting, printing, photostating, photographing, magnetic impulse, mechanical
or electronic recording, or other form of data compilation.
(2) Photographs. - "Photographs" include still photographs, X-ray
films, video tapes, and motion pictures.
(3) Original. - An "original" of a writing or recording is the
writing or recording itself or any counterpart intended to have the same
effect by a person executing or issuing it. An "original" of a
photograph includes the negative or any print therefrom. If data are stored
in a computer or similar device, any printout or other output readable by
sight, shown to reflect the data accurately, is an "original."
(4) Duplicate. - A "duplicate" is a counterpart produced by the
same impression as the original, or from the same matrix, or by means of
photography, including enlargements and miniatures, or by mechanical or electronic
recording, or by chemical reproduction, or by other equivalent techniques,
which accurately reproduces the original.
Rule 1002. Requirement of original.
To prove the content of a writing, recording, or photograph, the original
writing, recording, or photograph is required, except as otherwise provided
in these rules or by statute.
Rule 1003. Admissibility of duplicates.
A duplicate is admissible to the same extent as an original unless (1) a
genuine question is raised as to the authenticity of the original or (2)
in the circumstances it would be unfair to admit the duplicate in lieu of
the original.
Rule 1004. Admissibility of other evidence of contents.
The original is not required, and other evidence of the contents of a writing,
recording, or photograph is admissible if
(1) Originals lost or destroyed. - All originals are lost or have been destroyed,
unless the proponent lost or destroyed them in bad faith; or
(2) Original not obtainable. - No original can be obtained by any available
judicial process or procedure; or
(3) Original in possession of opponent. - At a time when an original was
under the control of the party against whom offered, that party was put on
notice, by the pleadings or otherwise, that the contents would be a subject
of proof at the hearing, and that party does not produce the original at
the hearing; or
(4) Collateral matters. - The writing, recording, or photograph is not closely
related to a controlling issue. (As amended by order entered June 15, 1994,
effective July 1, 1994.)
Rule 1005. Public records.
The contents of an official record, or of a document authorized to be recorded
or filed and actually recorded or filed, including data compilations in any
form, if otherwise admissible, may be proved by copy, certified as correct
in accordance with Rule 902 or testified to be correct by a witness who has
compared it with the original. If a copy which complies with the foregoing
cannot be obtained by the exercise of reasonable diligence, then other evidence
of the contents may be given.
Rule 1006. Summaries.
The contents of voluminous writings, recordings, or photographs which cannot
conveniently be examined in court may be presented in the form of a chart,
summary, or calculation. The originals, or duplicates, shall be made available
for examination or copying, or both, by other parties at a reasonable time
and place in advance of trial. The court may order that they be produced
in court.
Rule 1007. Testimony or written admission of a party.
Contents of writings, recordings, or photographs may be proved by the testimony
or deposition of the party against whom offered or by that party's written
admission, without accounting for the nonproduction of the original. (As
amended by order entered June 15, 1994, effective July 1, 1994.)
Rule 1008. Functions of court and jury.
When the admissibility of other evidence of contents of writings, recordings,
or photographs under these rules depends upon the fulfillment of a condition
of fact, the question whether the condition has been fulfilled is ordinarily
for the court to determine in accordance with the provisions of Rule 104.
However, when an issue is raised (a) whether the asserted writing ever existed,
or (b) whether another writing, recording, or photograph produced at the
trial is the original, or (c) whether other evidence of contents correctly
reflects the contents, the issue is for the trier of fact to determine as
in the case of other issues of fact.
ARTICLE XI. MISCELLANEOUS.
Rule 1101. Applicability.
(a) Rules applicable. - Except as otherwise provided in subdivision (b),
these rules apply to all actions and proceedings in the courts of this state.
(b) Rules inapplicable. - Unless otherwise provided by rules of the Supreme
Court of Appeals, these rules other than those with respect to privileges
do not apply in the following situations:
(1) Preliminary questions of fact. - The determination of questions of fact
preliminary to admissibility of evidence when the issue is to be determined
by the court under Rule 104(a).
(2) Grand jury. - Proceedings before grand juries.
(3) Miscellaneous proceedings. - Sentencing; granting or revoking probation;
issuance of warrants for arrest, criminal summonses and search warrants;
and proceedings with respect to release on bail or otherwise.
(4) Contempt proceedings. - Contempt proceedings in which the court may act
summarily. (As amended by order adopted July 1, 1991, effective August 1,
1991.)
Rule 1102. Title.
These rules may be known and cited as the West Virginia Rules of Evidence
(WVRE).
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