No. 99____
vs.
Honorable Cecil H. Underwood, Governor of the State of West
Virginia, and Robert S. Kiss, Speaker of the West
Virginia House of Delegates, Respondents
Governor of the State of West Virginia
We have recognized in exceptional circumstances that it may be this Court's proper role to
entertain an occasional friendly, 'test case' lawsuit . . . . The reporters are replete with cases
decided by this Court where the parties were allies, not adversaries, seeking the resolution of
important legal or constitutional issues. In State ex rel. School Building Authority v. Marockie,
198 W. Va. 424, 481 S.E.2d 730 (1996), for example, the School Building Authority filed a
petition for writ of mandamus in this Court seeking to compel its President to execute
documents with respect to the issuance of school refunding bonds. This Court did not reject
this obviously cooperative suit as collusive, but rather decided the constitutional issue
presented and issued a writ of mandamus. See also State ex rel. Gainer v. West Virginia Board
of Investments, 194 W. Va. 143, 459 S.E.2d 531 (1995); State ex rel. Marockie v. Wagoner, 190
W. Va. 467, 438 S.E.2d 810 (1993); State ex rel. Department of Employment Security v.
Manchin, 178 W. Va. 509, 361 S.E.2d 474 (1987); Vanscoy v. Neal, 174 W. Va. 53, 322 S.E.2d
37 (1984); State ex rel. City of Charleston v. Coghill, 156 W.Va. 87, 207 S.E.2d 113 (1973).
With particular relevance of the eligibility of persons to hold public office, this Court has noted:
Experience dictates that there are occasions on which courts
must undertake something in the nature of advisory opinions.
We have done this in cases involving elections because of the
expense attendant upon campaigns and the deleterious effect on
representative government which uncertainty in elections causes.
State ex rel. Maloney v. McCartney, 159 W. Va. 513, 223 S.E.2d
607 (1976).
Alsop v. McCartney, 159 W. Va. 829, 834-35, 228 S.E.2d 278, 281 (1979). Likewise, in the
instant case, where the eligibility of Speaker Kiss has been challenged, a test case was an
appropriate vehicle for securing the judicial resolution of such eligibility.
The petitioners, most of whom are trial lawyers, are knowledgeable regarding the use
of a test case or friendly suit in cases of this type. Their disingenuous efforts to obfuscate
the real issue in this case with false charges of impropriety are illustrative of their mean-
spiritedness. The central issue in this case is simple. Is the office of Justice of Supreme
Court of Appeals of West Virginia an elective office or an appointive office? The West
Virginia Constitution expressly provides that the office is an elective office. W. Va. Const. art.
VIII, § 3. Moreover, two state appellate courts, considering identical constitutional language,
have upheld the appointment of state legislators to elective judicial office. Opinion of the
Justices, 278 Ala. 38, 181 So. 2d 105 (1965)(No senator or representative shall, during the
term for which he shall have been elected, be appointed to any office of profit under this state,
which shall have been created, or the emoluments of which shall have been increased during
such term, except such offices as may be filled by election by the people.)(emphasis supplied);
Carter v. Commission on Qualifications of Judicial Appointments, 14 Cal. 3d 179, 93 P.2d 140
(1939)(No senator, or member of assembly, shall, during the term for which he shall have been
elected, be appointed to any civil office of profit, under this State, which shall have been
created, or the emoluments of which shall have been increased, during such term, except such
office as may be filled by elections by the people.)(emphasis supplied). In neither case did
these courts accept the petitioners' argument that because the legislator would obtain the
elective judicial office by appointment, such fact rendered the office appointive for
purposes of the constitutional exception to the prohibition. Unless this Court intends to
interpret the words except offices to be filled by election by the people differently than the
Supreme Court of Alabama interpreted the words except such offices as may be filled by
election by the people and than the Supreme Court of California interpreted the words except
such office as may be filled by elections by the people, it should immediately enter an order
ruling Speaker Kiss eligible for appointment to the Office of Justice of the Supreme Court of
Appeals of West Virginia.
B. CASES IN JURISDICTIONS WITHOUT THE ELECTIVE OFFICE
EXCEPTION TO THE CONSTITUTIONAL PROHIBITION AGAINST
THE APPOINTMENT OF LEGISLATORS TO PUBLIC OFFICE HAVE
NO APPLICATION IN THIS CASE.
The petitioners devote most of their legal argument to state constitutional provisions
that do not contain an elective office exception. The Emoluments Clause in the West
Virginia Constitution, W. Va. Const. art. VI, § 15, provides:
No senator or delegate, during the term for which he shall have
been elected, shall be elected or appointed to any civil office of
profit under this State, which has been created, or the
emoluments of which have been increased during such term,
except offices to be filled by election by the people.
[Emphasis supplied]. The petitioners rely almost exclusively upon the decision by the Supreme
Court of Alaska in Warwick v. State ex rel. Chance, 548 P.2d 384 (Alaska 1976). The Alaska
Constitution, however, unlike West Virginia's, does not contain the provision except offices
to be filled by election by the people:
During the term for which elected and for one year thereafter, no
legislator may be nominated, elected, or appointed to any other
office or position of profit which has been created, or the salary
or emoluments of which have been increased, while he was a
member.
Alaska Const. art. II, § 5. [Emphasis supplied]. Apples and oranges might make a nice fruit
salad, but they do not constitute a very persuasive legal argument. Alaska's Constitution does
not contain the elective office exception so prominent in West Virginia's Constitution.
Accordingly, the fact that the Supreme Court of Alaska might block the appointment of a state
legislator to judicial office, whether elective or appointive, is inconsequential where West
Virginia's Constitution contains a clear exception for elective judicial offices.
The petitioners also rely upon several other cases in states without the elective office exception where legislators sought to avoid the blanket prohibition against their appointment by special legislation or by remitting the increased salary. Again, these cases obviously have no application to West Virginia where (1) its Constitution contains an elective office exception and (2) no special legislation nor remittance of salary is necessary to avoid a blanket prohibition. Even as the petitioners concede, In the case at bar, Respondent Kiss has not been provided a special exemption by the West Virginia Legislature (and even had such an exemption been provided, such exemption would be invalid . . . . Petition at 10. This classic strawman argument, i.e., raising impertinent, incontestable issues as a means of obfuscation, obviously bears no relevance to the relatively straightforward issue presented by this case, i.e, is the Office of Justice of the Supreme Court of Appeals an elective or an appointive office?
C. IT IS WELL-SETTLED THAT WHETHER AN OFFICE IS
ELECTIVE OR APPOINTIVE DEPENDS SOLELY UPON THE
OFFICE ITSELF AND NOT UPON THE MANNER IN WHICH AN
INDIVIDUAL ASSUMES SUCH OFFICE.
The petitioners' argument regarding the sole issue in this case is quite inventive. They
assert, apparently for the first time in the history of Anglo-American jurisprudence, that an
office can be both elective and appointive. The absurdity of this argument is self-
apparent. W. Va. Const. art. VIII, § 2 provides, in relevant part, that:
The justices shall be elected by the voters of the State for a term
of twelve years, unless sooner removed or retired as authorized
in this article.
[Emphasis supplied]. Accordingly, the Office of Justice of the Supreme Court of Appeals of
West Virginia is an elective office. When justices die, resign, or retire, a vacancy is created.
In order to provide a mechanism for filling such vacancy, W. Va. Const. art. VIII, § 7 states,
in relevant part, that:
If from any cause a vacancy shall occur in the office of a justice
of the supreme court of appeals or a judge of a circuit court, the
governor shall issue a directive of election to fill such vacancy
in the manner prescribed by law for electing a justice or judge of
the court in which the vacancy exists, and the justice or judge
shall be elected for the unexpired term; and in the meantime, the
governor shall fill such vacancy by appointment until a justice
or judge shall be elected and qualified. If the unexpired term be
less than two years, or such additional period, not exceeding a
total of three years, as may be prescribed by law, the governor
shall fill such vacancy by appointment for the unexpired term.
The framers of the West Virginia Constitution recognized that the wheels of justice cannot be
allowed to grind to a halt until the next election. Vacancies must be filled until the next
election is to be conducted. In West Virginia, statewide general elections are conducted every
two years. If the term of a departing justice or judge expires more than two years prior to the
next general election, a Governor has time to issue a directive of election, which may be
conducted prior to expiration of such term. If the term of a departing justice or judge, however,
less than two years prior to the next general election, the West Virginia Constitution does not
require the Governor to issue a directive of election, because the term will expire prior to such
election.
The dubious constitutional scholarship of one of the petitioners regarding W. Va.
Const. art. VIII, § 7, resulted in this Court's decision in State ex rel. Robb v. Caperton, 191
W. Va. 492, 446 S.E.2d 492 (1994), where it held in Syllabus Point 5 that:
Where there is a vacancy in the office of a supreme court justice
or a circuit judge and the unexpired term is for more than two
years under W. Va. Code, 3-10-3 (1990), the governor may fill
the vacancy by appointment. The appointment shall continue
until a successor timely files a certificate of candidacy, is
nominated at the primary election next following such timely
filing, and is thereafter elected and qualified at the next general
election.
The distinction between elective office and appointive office is well-recognized.
W. Va. Code § 3-1-18, for example, provides, in relevant part, that If the Legislature shall
hereafter create any elective office, or make any office now filled by appointment an elective
office, in the state or in any subdivision thereof, the person to fill the same shall be elected at
the general election last preceding the beginning of the term of such office. W. Va. Code §
5-10-22c(c) provides, in relevant part, that In respect of an appointive office, as distinguished
from an elective office . . . . W. Va. Code § 8-5-10 provides, in relevant part, that Unless
otherwise provided by charter provision or ordinance, when a vacancy shall occur from any
cause in any municipal elective office, the vacancy, until the next succeeding regular municipal
election and until the qualification of an elected successor, shall be filled by appointment by
the governing body from among the residents of the municipality eligible under this article.
In State ex rel. Harmon v. Board of Canvassers, 87 W. Va. 472, 105 S.E. 695, 696-97
(1921), this Court recognized the appointment of persons to elective offices, stating that:
To hold that vacancies in elective offices shall be filled for the
unexpired term would render that part of section 1, c. 4, of the
Code above quoted, and possibly that part of section 7, art. 4, of
the Constitution, abortive. How then shall section 1, chapter 7 be
construed? It was evidently intended to mean that where the
vacancy was in an elective office the appointment should be
until the next general election, but where the vacancy occurs
in an appointive office, such as commissioner of banking, tax
commissioner, and the like, the appointment shall be for the
unexpired term. Under this construction no violence is done to
the constitutional provision, the two acts harmonize with each
other and with the Constitution, and vigor is given to each.
Under the well-known rule of statutory construction every
statute must be given such construction as to enable it to have
effect, and be in harmony with the Constitution. Bridge Co. v.
County Court, 41 W. Va. 658, 24 S. E. 1002.
The general policy of representative government, where the
officers, the servants of the people, are selected by election, is
that the electorate shall have the right and opportunity of
selecting officers to fill vacancies in elective offices. At least
that is the policy of this state as evidenced by its Constitution
and general laws. A vacancy in the office of Governor, if
occurring more than 40 days preceding a general election, shall
be filled at such election. Similar provisions are made for filling
vacancies in the office of auditor, treasurer, superintendent of
schools, and the Attorney General. The same is true as to the
members of the judiciary; and generally in all of the county
offices, including justices of the peace and constables.
[Emphasis supplied].
The idea that an appointment to an elective office renders such office appointive
is ludicrous. In Hancock v. Board of Public Instruction of Charlotte County, 158 So. 2d 519,
522 (Fla. 1963), the Supreme Court of Florida referred to the mythical appointive office of
superintendent. Likewise, in the instant case, the petitioners refer to the mythical appointive
Office of Justice of the Supreme Court of West Virginia. Under our Constitution, the office
is elective, not appointive.
[T]he question of whether an office is elective or appointive, the court held in Helmer
v. Briody, 759 F. Supp. 170, 176 (S.D. N.Y. 1991), must depend on the office itself, not the
individual occupying that office. Merely because an individual acquires an office ordinarily
filled by election does not render appointive such elective office. The critical question,
the Supreme Court of Utah held in Matheson v. Ferry, 657 P.2d 240, 246 (Utah 1982), is
whether the basic nature of the office is elective or appointive. . . . A judge does not serve two
different types of terms. He is appointed, in effect, to qualify as a candidate for election.).
Although relegated to a footnote in the petition, the Supreme Court of Alabama addressed this
issue, under an identical exception, as follows:
We think the exception in Section 59 makes the test whether or
not the office can be filled by a vote of the people. If it is such
an office, the exception in Section 59 permits a member of the
Legislature to be appointed . . . .
Opinion of the Justices, supra at 40. [Emphasis supplied]. Likewise, the Supreme Court of
California focused exclusively upon the office and not the manner of selection of the
individual filling a vacancy in such office:
Some meaning must be ascribed to the excepting clause and
when we seek to ascertain it, the reasonable, if not the only
logical conclusion is that the exception had the effect of
describing the kind or character of the offices thereby removed
from the operation of the prohibitory clause and not the
method by which the offices were to be filled.
Carter v. Commission on Qualification of Judicial Appointments, supra at 186, 93 P.2d at 144.
Ultimately, this Court can ignore every precedent in support of the respondent's
appointment of Speaker Kiss. Any ruling by this Court, however, contrary to the only two
courts in history to have considered identical constitutional exceptions to the prohibition against
the appointment of state legislators to elective judicial office can only be perceived as
extralegal. This Court will look in vain for a single authority either within or without the
petition in support of the proposition that appointment to a vacancy in an elective office renders
such office appointive rather than elective. The West Virginia Constitution specifically
provides that the Office of Justice of the Supreme Court of Appeals of West Virginia is an
elective office. It cannot, without considerable violence to its plain language, be tortured into
providing otherwise.
//s// Ancil G. Ramey, Esq.
STEPTOE & JOHNSON Ancil
G. Ramey, Esq.
Of Counsel
WV State Bar ID No. 3013
Michelle E. Piziak, Esq.
WV State Bar ID No. 7494
P.O. Box 1588
Charleston, WV 25326-1588
Telephone (304) 353-8112
Lonnie C. Simmons, Esq.
Law Office of P. Rodney Jackson
410 Washington Street, East
Suite 307
Charleston, WV 25301
Counsel for Petitioners
John F. Rist, III, Esq.
Rist, Higgins & Associates
1800 Harper Road
Beckley, WV 25801
Pro Se in Collateral Proceeding
Thomas A. Heywood, Esq.
Bowles Rice McDavid Graff & Love
P.O. Box 1386
Charleston, WV 25325-1386
Counsel for Speaker Kiss
//s// Ancil G. Ramey
Footnote: 1 1Perhaps it is only coincidental that of the fifteen individual petitioners, nine are attorneys whose firms were appointed on February 11, 1999, by the Honorable Fred Risovich, Judge of the Circuit Court of Brooke County, as Class Counsel for the plaintiffs in Margaret L. Burch, et al. v. American Home Products Corporation, et al., Brooke Co. Civil Action No. 97-C-204 (1-11), involving claims of approximately 40,000 people exposed to three once-popular diet drugs. Order at 1, 48. It is the respondent's understanding that this so-called fen-phen litigation is still pending, and ultimately may be subject to appellate review by the Supreme Court of Appeals of West Virginia.
Footnote: 2 2It is important to note the misconception regarding the alleged ineligibility of Speaker Kiss because he voted for a judicial pay raise. The constitutional prohibition against the appointment of legislators to public offices applies to all legislators who were serving when a pay raise is enacted, even to legislators who vigorously opposed and voted against such pay raise.