No. 32778 - Berchie Eugene Bias and Patricia Carol Bias v. Eastern Associated
Coal Corporation
Davis, C.J., concurring:
Prior to 1981, a mental-mental injury claim was not recognized in workers'
compensation. As the majority opinion points out, this Court created a mental-mental claim
against employers in
Breeden v. Workmen's Compensation Comm'r, 168 W. Va. 573, 285
S.E.2d 398 (1981). The decision in
Breeden allowed such a claim only in the context of
workers' compensation litigation. Over a decade after the
Breeden opinion, our legislature
overruled that decision through enactment of W. Va. Code § 23-4-1f (1993). The statute
provides, in part, that no alleged injury or disease shall be recognized as a compensable injury
or disease which was solely caused by nonphysical means and which did not result in any
physical injury or disease to the person claiming benefits.
In this proceeding, the plaintiff contends that the effect of this statute leaves him
and others similarly situated, without any remedy whatsoever to redress his damages.
Although this argument was not sufficiently briefed, it implicated the Certain Remedy Clause
of Art. III, § 17 of our State Constitution.
(See footnote 1)
Our Court has recognized that [a] severe limitation on a procedural remedy
permitting court adjudication of cases implicates the certain remedy provision of Article III,
Section 17 of the West Virginia Constitution.
State ex rel. West Virginia State Police v.
Taylor, 201 W. Va. 554, 565, 499 S.E.2d 283, 294 (1997). Article III, § 17 states [t]he
courts of this State shall be open, and every person for an injury done to him . . . shall have
remedy by due course of law[.] In the a recent decision of this Court, Justice Starcher pointed
out that [w]hile access to courts is a recognized fundamental right, it is also a commonly
recognized principle that such right of access is not without limitations.
Mathena v. Haines,
___ W. Va. ___, ___, ___ S.E.2d ___, ___ (No. 32769; 6/26/06). That is, our prior decisions
interpreting the Certain Remedy Clause make clear that the Clause does not provide an
absolute right to a remedy for an injury.
See Marcus v. Holley, 217 W. Va. 508, 618 S.E.2d
517 (2005) (upholding statute giving part-time employees lower temporary total disability
benefits, or permanent partial disability benefits or permanent total disability benefits);
O'Dell
v. Town of Gauley Bridge, 188 W. Va. 596, 425 S.E.2d 551 (1992) (upholding statute
immunizing political subdivision from liability if claim is covered by workers' compensation);
Robinson v. Charleston Area Medical Center, Inc., 186 W. Va. 720, 414 S.E.2d 877 (1992)
(upholding statute that limited damages in medical malpractice actions);
Lewis v. Canaan
Valley Resorts, Inc., 185 W. Va. 684, 408 S.E.2d 634 (1991) (upholding statute barring action
against ski resort operators);
Randall v. Fairmont City Police Dept., 186 W. Va. 336, 412
S.E.2d 737 (1991) (upholding statute granting qualified tort immunity to political
subdivisions).
The legislature has the power to alter, amend, change, repudiate, or abrogate the
common law.
Verba v. Ghaphery, 210 W. Va. 30, 35, 552 S.E.2d 406, 411 (2001).
(See footnote 2) This
Court has developed a two-part test for determining whether the Certain Remedy Clause is
violated:
When legislation either substantially impairs vested rights
or severely limits existing procedural remedies permitting court
adjudication, thereby implicating the certain remedy provision of
article III, section 17 of the Constitution of West Virginia, the
legislation will be upheld under that provision if, first, a
reasonably effective alternative remedy is provided by the
legislation or, second, if no such alternative remedy is provided,
the purpose of the alteration or repeal of the existing cause of
action or remedy is to eliminate or curtail a clear social or
economic problem, and the alteration or repeal of the existing
cause of action or remedy is a reasonable method of achieving
such purpose.
Syl. pt. 5, Lewis v. Canaan Valley Resorts, Inc., 185 W. Va. 684, 408 S.E.2d 634 (1991).
Under the Lewis test, a statute which deprives a person of a previously
recognized remedy for an injury will be sustained if the intent of the statute is to eliminate an
economic problem, and repeal of the existing remedy is a reasonable method of achieving that
purpose. Our prior decisions support finding that W. Va. Code § 23-4-1f was enacted to
address an economic problem facing the workers' compensation system and that its enactment
was a reasonable method for obtaining that purpose. (See footnote 3) See, e.g., State ex rel. Beirne v. Smith,
214 W. Va. 771, 591 S.E.2d 329 (2003) (addressing permanent total disability changes); State
ex rel. ACF Industries, Inc. v. Vieweg, 204 W. Va. 525, 514 S.E.2d 176 (1999) (addressing
permanent total disability changes); Bush v. Richardson, 199 W. Va. 374, 484 S.E.2d 490
(1997) (addressing subrogation statute); Hardy v. Richardson, 198 W. Va. 11, 479 S.E.2d 310
(1996) (addressing changes for reopening a claim); State ex rel. Blankenship v. Richardson,
196 W. Va. 726, 474 S.E.2d 906 (1996) (addressing permanent total disability changes). In
fact, this Court has previously upheld W. Va. Code § 23-4-1f on nonconstitutional grounds. See Conley v. Workers' Compensation Division, 199 W. Va. 196, 483 S.E.2d 542 (1997)
(requiring statute to be applied prospectively).
Obviously, this Court is deeply concerned with the fact that the legislature took
away the mental-mental claim from the workers' compensation system and failed to provide
an alternative remedy against employers in the courts of this state. However, the . . .
legislature has granted employers broad immunity from common law liability in favor of
defined statutory liability under the . . . Work[ers'] Compensation Act. What remedies are
available under the Act in lieu of common law remedies is up to the . . . legislature. Building
& Constr. Dep't v. Rockwell Int'l Corp., 7 F.3d 1487, 1494 (10th Cir. 1993). This Court has
long held that [i]t is not the province of the courts to make or supervise legislation[.] State
v. General Daniel Morgan Post No. 548, 144 W. Va. 137, 145, 107 S.E.2d 353, 358 (1959)
(citation omitted). We may not sit as a superlegislature to judge the wisdom or desirability
of legislative policy determinations[.] Lewis, 185 W. Va. at 692, 408 S.E.2d at 642.
B. Other Jurisdictions Do Not Permit a Common
Law Action Against
Employers for Claims Not Covered under Workers' Compensation
In the instant case, the plaintiffs sought to have this Court recognize a common
law mental-mental claim against an employer. This claim is essentially a negligent tort cause
of action against an employer. We have has previously pointed out that the exclusivity
provision of W. Va. Code § 23-2-6 only contemplates an exemption of contributing
employers from liability for 'damages at common law or by statute for the injury or death of
any employee' arising out of a
negligently-inflicted injury of an employee.
Persinger v.
Peabody Coal Co., 196 W. Va. 707, 717, 474 S.E.2d 887, 897 (1996) (emphasis added).
(See footnote 4) Insofar as the plaintiffs sought to bring a negligent tort action against the employer, sound legal
and policy reasons supported the majority decision in refusing to open a Pandora's box of
litigation[.]
Persinger, 196 W. Va. at 717, 474 S.E.2d at 897.
(See footnote 5) See also Joseph H. King, Jr.,
The Exclusiveness of an Employee's Workers' Compensation Remedy Against His
Employer, 55 Tenn. L. Rev. 405, 408 (1988) (pointing out that the exclusivity rule should
not be subverted with so many exceptions that the protection it offers becomes illusory.).
Although there is persuasive authority by a majority of courts holding that if an
injury is not covered by workers' compensation, a common law action may be maintained
against an employer,
(See footnote 6) there is equally persuasive authority from a minority of courts holding
that the workers' compensation [exclusivity] bar applies even if an employee suffers losses
which are not compensable under the Workers' Compensation Law.
Maas v. Cornell
University, 683 N.Y.S.2d 634, 636 (1999) (citations omitted).
See also Clarke v. Kentucky
Fried Chicken of California, Inc., 57 F.3d 21, 28-29 (1
st Cir. 1995) (holding that under
Massachusetts law an employee cannot bring an action for negligent infliction of emotional
distress arising out of bona fide personnel actions even though no coverage provided by
workers' compensation);
Building & Constr. Dep't v. Rockwell Int'l Corp., 7 F.3d 1487,
1494 (holding that under Colorado law an employee cannot bring an action for medical
monitoring against an employer even though no coverage provided by workers' compensation);
Ogden v. Keystone Residence, 226 F. Supp. 2d 588, 604 (M.D. Pa. 2002) (holding that under
Pennsylvania law an employee cannot bring an action for negligent or intentional infliction of
emotional distress against an employer);
Gilbert v. Essex Group, Inc., 930 F. Supp. 683, 688-
689 (D.N.H. 1993) (observing that New Hampshire's workers' compensation law . . . bars an
employee's common law action for personal injuries including emotional distress arising out
of an employment relationship.);
Zaytzeff v. Safety-Kleen Corp., 473 S.E.2d 565, 568
(Ga. Ct. App. 1996) (even though claim not covered by workers' compensation, the exclusivity
provision still bars cause of action);
Cole v. Chandler, 752 A.2d 1189, 1196 (Me. 2000)
(holding that no common law cause action allowed against employer for mental injuries). The
justification for not permitting a negligent common law cause of action against an employer
by an employee was succinctly stated in
Doss v. Food Lion, Inc.
The exclusivity provision is the bedrock of the workers'
compensation system. The legislature has determined that it is the
quid pro quo for workers receiving a guarantee of prompt benefits
for work-related injuries without regard to fault or common-law
defenses and without the delay inherent in tort litigation.
Workers' compensation has never been intended to make the
employee whole--it excludes benefits for pain and suffering, for
loss of consortium, and it provides a cap on wage benefits.
Thus, the exclusion of an independent tort action . . . is not
contrary to public policy or the statutory scheme. Any
enlargement of benefits and remedies must originate with the
legislature.
477 S.E.2d 577, 578 (Ga. 1996). See also Ex parte Shelby County Health Care Auth., 850
So. 2d 332, 338 (Ala. 2003) ([T]his Court does not have the authority to judicially engraft
exceptions into the immunity provisions applicable to the employer[.] (internal quotations and
citation omitted)); Building & Constr. Dep't v. Rockwell Int'l Corp., 7 F.3d 1487, 1494 ('We
reject plaintiffs' further argument that due process concerns prohibit applying the Acts
exclusivity provisions where the Act would not provide a remedy. It has long been recognized
that legislatures have broad power to adjust relations between employers and employees under
workers' compensation principles.).
The issue of a common law negligent action against an employer was presented
squarely to this Court in the recent decision of State ex rel. City of Martinsburg v. Sanders,
___ W. Va. ___, ___ S.E.2d ___ (No. 32868; 6/29/06). In Sanders we were called upon to
decide whether municipal employees could maintain common law theories of liability for
medical monitoring against their municipal employer. Justice Albright, writing for the
majority of the Court, rejected such claims. In clear language Justice Albright stated in Sanders that [t]he immunity from liability afforded all employers participating in the
Workers' Compensation system through West Virginia Code § 23-2-6 (2003) protects a
political subdivision against awards of medical monitoring damages based on common law tort
theories. Syl. pt. 4, Sanders.
The decision in Sanders, as articulated by Justice Albright, illustrates this
Court's commitment to refrain from judicial activism, by encroaching upon the authority of
the legislature to bar negligent claims by employees against their employers. See Boyd v.
Merritt, 177 W. Va. 472, 474, 354 S.E.2d 106, 108 (1986) (This Court does not sit as a
superlegislature. . . . It is the duty of the legislature to consider facts, establish policy, and
embody that policy in legislation.).
C. The Rule of Liberality Cannot Be Applied to
Workers' Compensation Statutes
When this Court decided the cases of Jones v. Rinehart & Dennis Co., Inc., 113
W. Va. 414, 168 S.E. 482 (1933) (making the disease of silicosis compensable) and Breeden
v. Workmen's Compensation Commissioner, 168 W. Va. 573, 285 S.E.2d 398 (1981)
(making mental-mental claims compensable), the rule of liberality was fully applicable to the
interpretation of workers' compensation statutes. The rule of liberality mandates that workers'
compensation statutes be construed in favor of employees. See Davis & Palmer, Worker's
Compensation Litigation in West Virginia, 107 W. Va. L. Rev. at 90 (Under the rule of
liberality whenever there is any ambiguity in a workers' compensation statute or evidentiary
uncertainty, doubt is resolved in favor of the employee. ). As a result of the presence of the
rule of liberality, the decisions in Jones and Breeden were able to construe the workers'
compensation statutes in favor of employees and provide the relief requested. However, in
2003 the legislature abolished the rule of liberality. W. Va. Code § 23-1-1(b) (2005) provides
that the Legislature hereby declares that any remedial component of the workers'
compensation laws is not to cause the workers' compensation laws to receive liberal
construction[.] See also, W. Va. Code § 23-4-1g(b) (2003).
In the instant case, the rule of liberality could not be applied by this Court to
grant the relief sought by the plaintiffs. Consequently, the exclusivity provision had to be
examined strictly according to the rules of statutory construction. Under the rules of statutory
construction [a] statutory provision which is clear and unambiguous and plainly expresses the
legislative intent will not be interpreted by the courts but will be given full force and effect.
Syl. pt. 2, State v. Epperly, 135 W. Va. 877, 65 S.E.2d 488 (1951). Accord DeVane v.
Kennedy, 205 W. Va. 519, 529, 519 S.E.2d 622, 632 (1999) (Where the language of a
statutory provision is plain, its terms should be applied as written and not construed.).
The exclusivity provision contained in W. Va. Code § 23-2-6 states, in part, that
[a]ny employer subject to this chapter who subscribes and pays into the workers'
compensation fund . . . is not liable to respond in damages at common law or by statute for the
injury or death of any employee[.] There is nothing ambiguous in this provision. Under the
statute a common law mental-mental claim simply cannot be brought against an employer. See Syl. pt. 2, Cricket v. Andrews, 153 W. Va. 714, 172 S.E.2d 384 (1970) (Where the language
of a statute is free from ambiguity, its plain meaning is to be accepted and applied without
resort to interpretation.).
In the final analysis, I believe a remedy should be provided for legitimate mental-mental claims. However, this Court is not the branch of government empowered to
create a common law negligence claim against employers. This type of remedy can come only
from the legislative branch of government.
In view of the foregoing, I respectfully concur. I am authorized to state that
Justice Maynard joins me in this concurring opinion.
Footnote: 1