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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2005 Term
___________
No. 32721
___________
WEIRTON HEIGHTS VOLUNTEER FIRE
DEPARTMENT, INC., AND WEIRTON VOLUNTEER
FIRE DEPARTMENT COMPANY NO. 1, INC.,
Appellants
V.
STATE FIRE COMMISSION,
Appellee
______________________________________________________
Appeal from the Circuit Court of Hancock County
The Honorable Arthur M. Recht, Judge
Case Action No. 03-AA-1
REVERSED
_____________________________________________________
Submitted: November 2, 2005
Filed: November 17, 2005
Leah L. Roth
Louis C. Long
Meyer Darragh, Buckler, Bebenek
& Eck, P.L.L.C.
Pittsburgh, Pennsylvania
Attorneys for Appellants
|
Darrell V. McGraw, Jr.
Attorney General
Doren Burrell
Senior Assistant Attorney General
Charleston, West Virginia
Attorneys for Appellee |
JUSTICE BENJAMIN delivered the opinion of the Court.
JUSTICE DAVIS concurs and reserves the right to reserve a concurring opinion.
SYLLABUS BY THE COURT
1. The
State Fire Commission's withdrawal of certification (or recognition) of an existing
volunteer fire department in the absence of duly promulgated rules or regulations
setting forth the criteria used to guide the certification determination is deemed
to be arbitrary, capricious and an abuse of discretion.
Benjamin, Justice:
Appellants
have appealed the September 14, 2004 Order of the Circuit Court of Hancock County
which affirmed, in part, and reversed, in part, the December 13, 2002 decision
of the State Fire Commission to withdraw recognition of Appellants as fire departments
having the powers granted in Article 3A, Chapter 29 of the West Virginia Code.
Appellants argue that the circuit court erred in affirming the action of the
State Fire Commission because the State Fire Commission lacked authority to withdraw
such recognition. As set forth more fully below, we agree and reverse both the
September 14, 2004 Order of the Circuit Court of Hancock County and the December
13, 2002 decision of the State Fire Commission.
I.
FACTS AND PROCEDURAL HISTORY
Appellants
Weirton Heights Volunteer Fire Department and Weirton Volunteer Fire Department
Company No. 1, Inc. are volunteer fire departments incorporated in 1942 and
1930, respectively. Their primary zones for fire fighting were in the City
of Weirton, although they also fought fires outside the Weirton city limits
in both Brooke and Hancock Counties. On May 13, 2002, Weirton City Council
passed a resolution to re-organize fire service in the city and create a single
combination fire department, consisting of both paid and volunteer fire fighters.
Appellants were given the option of joining the combined
department, but refused.
Thereafter,
Appellants filed a declaratory judgment action in the Circuit Court of Hancock
County to determine the validity of the May 13, 2002 resolution, among other
issues. By Order dated September 9, 2002, the circuit court, relying upon this
Court's decision in
Mabscott Volunteer Fire Dept., Inc. v. Houck, 184
W. Va. 37, 399 S.E.2d 180 (1990), ruled that the City of Weirton has plenary
authority over fire fighting activities in its city limits, including the determination
of how fire protection services will be provided.
(See
footnote 1) Thus, the resolution was valid. However, the circuit
court also ruled that because the volunteer fire departments had not been dissolved
and there was no evidence that the statutory dissolution criteria
(See
footnote 2) had been met, the volunteer fire departments' equipment
was
to remain with them unless or until dissolved. The circuit court,
in the September 9, 2002 Order, permitted and encouraged the volunteer fire
departments to continue their demonstrated practice of fighting fires outside
of the City limits, noting their articles of incorporation did not limit their
scope to fighting fires within the city limits. However, the volunteer departments
were prohibited from responding to fires in the City of Weirton absent a request
from the City to do so. The September 9, 2002 Order was not appealed to this
Court
.
After
entry of the circuit court's September 9, 2002 Order, the City, through former
Mayor Dean Harris, sought to have the State Fire Commission withdraw Weirton
Heights' and Company No. 1's certification (or recognition).
(See
footnote 3) At the State Fire Commission's October 4, 2002 meeting,
various persons, including Mayor Harris, Appellant's counsel, and representatives
of the Appellants, among others, spoke regarding the propriety of withdrawing
Appellants' certification. Appellants' counsel argued the State Fire Commission,
although statutorily authorized and required to enact a method of certification,
(See
footnote 4) had failed to do so and, thus, had no authority or criteria
by which to withdraw
certification. After hearing the positions of the various speakers, the State
Fire Marshall recommended that recognition be revoked due to the
lack of a first response zone or first run zone
(See
footnote 5) and that the Appellants be required to return their
emergency vehicle permits. He also noted that the volunteer fire departments
would be required to apply for new fire department status in another area if
they intended to continue responding to fires.
Upon
hearing the State Fire Marshall's recommendation, the Fire Commission gave Appellants
until its December 13
th meeting to complete all phases of relocation,
including the establishment of a new first run zone and approval of the same
by the State Fire Marshall. At the December 13
th meeting, Appellants,
together with the Hancock County Commission, presented proposed maps of a new
first run zone which would potentially take portions of first response areas
away from other volunteer departments operating in Hancock County.
(See
footnote 6) They asked for additional time to finalize the maps and
work on mutual aid agreements with the other volunteer departments in the county.
This request was refused. Ultimately, the Commission voted to withdraw recognition of Weirton Heights
and Company No. 1 and require return of their emergency vehicle permits. By
letters dated December 13, 2002, the State Fire Commission informed each of
the Appellants that the Commission had withdrawn [its] recognition of
[their] organization as a fire department for operational purposes within the
State of West Virginia effective 12 noon, December 13, 2002. The letters
also required immediate return of all emergency vehicle permits in Appellants'
possession.
Appellants
appealed the State Fire Commission's decision to the Circuit Court of Hancock
County. The circuit court noted the lack of an administrative record as would
normally appear in an administrative appeal of a contested case.
(See
footnote 7) Appellants argued the State Fire Commission did not have
statutory or regulatory authority to withdraw their certification. Moreover,
even if such authority existed, the absence of regulatory rules governing certification
or the withdrawal thereof precluded the State Fire Commission's actions.
(See
footnote 8) Additionally, Appellants argued that withdrawal of their
certification and
confiscation of their emergency vehicle permits crippled their ability to act
and that the Fire Commission improperly shifted its obligation to establish
run zones to them.
(See
footnote 9)
In response,
the State Fire Commission argued that its authority to withdraw certification
is implicit in its enabling statute. Additionally, the State Fire Commission
represented that the withdrawal of certification only affected Appellants' authority
under W. Va. Code § 29-3A
et seq. (See
footnote 10) and that they could still respond to calls when requested
by another fire department for back up.
Ultimately,
after hearings on January 13, 2004, and June 11, 2004, the circuit court entered
an Order on September 14, 2004 finding under the circumstances of this
case, the Fire Commission has the authority to withdraw recognition of fire departments
for
the purposes of controlling the exercise of the powers and authority provided
under Article 3A,
Chapter 29 of the West Virginia Code, §§ 29-3A-1 et seq. where
there is no fixed area in which to exercise those powers.
(See
footnote 11) The circuit court determined that the State Fire Commission's
authority to withdraw certification where there is no fixed run zone was implicit
in the statute within the provisions of Article 3A, Chapter 29, [because]
the powers provided therein can only be exercised by one, local authority within
a territorial jurisdiction. Therefore, the circuit court affirmed the
State Fire Commission's withdrawal of Appellants' certification, but limited
the withdrawal to the ability to exercise the powers set forth in Article 3A,
Chapter 29. The circuit court specifically recognized Appellants' ability to
respond to fires when requested by other departments. Additionally, the circuit
court reversed the State Fire Commission's revocation and voiding of the Appellants'
emergency vehicle permits finding the same to be arbitrary and capricious as
it crippled Appellants' ability to respond upon request.
Appellants
timely appealed the circuit court's September 14, 2004 to this Court. We granted
Appellants' petition by Order dated June 7, 2005. On appeal, Appellants
reiterate their prior assignments of error regarding the State Fire Commission's
December 13, 2002 decision and assert that they are still unable to act, despite
the circuit court's September 14, 2004 partial reversal of the State Fire Commission's
decision due to liability concerns. The State Fire Commission likewise reiterates
its arguments presented to the circuit court and maintains the circuit court
erred by not affirming its December 13, 2002 actions. After review of the limited
record below and the arguments of the parties, we reverse both the State Fire
Commission's December 13, 2002 actions and the circuit court's September 14,
2004 Order affirming, in part, and reversing, in part, the same.
II.
STANDARD OF REVIEW
Judicial
review of an action undertaken by the State Fire Commission is governed by
the our Administrative Procedures Act, W. Va. Code §§ 29A-1-1 et
seq.. W. Va. Code § 29-3-18 (c) (1976). Upon review, this
Court is bound by the statutory standards contained in W. Va. Code § 29A-5-4[
] and reviews questions of law presented de novo; findings of fact by
the administrative officer are accorded deference unless the reviewing court
believes the findings to be clearly wrong. Syl. Pt. 1, in part, Muscatell
v. Cline, 196 W. Va. 588, 474 S.E.2d 518 (1996). W. Va. Code §29A-5-4(g)
(1998) provides:
the
court may affirm the order or decision of the agency or remand the case for further
proceedings. It shall reverse, vacate or modify the order or decision of the
agency if the substantial rights of the petitioner or petitioners have been prejudiced
because the administrative findings, inferences, conclusions, decisions, or
order are:
(1)
In violation of constitutional or statutory provisions; or
(2)
In excess of the statutory authority or jurisdiction of the agency; or
(3)
Made upon unlawful procedures; or
(4)
Affected by other error of law; or
(5)
Clearly wrong in view of the reliable, probative and substantial evidence on
the whole record; or
(6)
Arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted
exercise of discretion.
See also, Syl. Pt. 2, Shepardstown Volunteer Fire Department v. State
ex rel. State of West Virginia Human Rights Commission, 172 W. Va.
627, 309 S.E.2d 342 (1983). Where the circuit court has amended an administrative
agency's decision on appeal, we review the circuit court's order and ultimate
decision of the administrative appeal under an abuse of discretion standard,
while continuing to review questions of law de novo. Syl. Pt. 2, Muscatell.
III.
DISCUSSION
Appellants'
primary objection to the State Fire Commission's actions is that in the absence
of established criteria for granting or withdrawing certification, the State
Fire Commission did not have the authority to withdraw Appellant's certification.
Similarly, Appellants maintain that the circuit court erred in affirming, in
part, the State Fire
Commission's withdrawal of certification. We agree.
For at
least the past 60 years, Appellants have operated as volunteer fire departments
in Brooke and Hancock Counties, including within Weirton city limits. Appellants
were in existence well before the State Fire Commission was established in 1976
in an effort to improve fire protection and control throughout the State of West
Virginia, and continued to operate until the State Fire Commission's December
13, 2002 decision.
(See
footnote 12) See, W. Va. Code §§ 29-3-2, -3
(1976). Prior to 2002, there does not appear to have been a question regarding
Appellants' certification. Although the State Fire Commission was legislatively
charged with creation of a method of certification applicable to all fire
departments, it had not done so through the administrative process prior to December
13, 2002.
(See footnote
13) Yet, the State Fire Commission revoked Appellants' certification
without published and approved guidelines to determine whether the withdrawal
of certification was appropriate.
A fundamental
tenet of our system of justice is that where a governmental
agency, such as the State Fire Commission, seeks to take away a privilege previously
granted to a citizen, such as the privilege to fight fires, notice must be
provided of the criteria which will guide the agency's determination. In the
instant matter, the State Fire Commission had no express criteria for either
granting or withdrawing certification of a previously recognized and operating
fire department. The State Fire Commission's actions in this matter in withdrawing
Appellants' certification without providing Appellant's advance notice of the
criteria which would guide its certification determination must therefore be
deemed arbitrary, capricious and an abuse of discretion.
(See
footnote 14) Accordingly, we hold that the State Fire Commission's
withdrawal of certification (or recognition) of an existing volunteer fire
department in the absence of duly promulgated rules or regulations setting
forth the criteria used to guide the certification determination is deemed
to be arbitrary, capricious and an abuse of discretion.
IV.
CONCLUSION
The
State Fire Commission may not withdraw certification (or recognition) of
an existing volunteer fire department in the absence of published rules or
regulations setting forth the criteria governing its determination. Therefore,
the State Fire Commission's December 13, 2002 decision withdrawing certification
(or recognition) of Weirton Heights Volunteer Fire Department and Weirton Volunteer
Fire Department Company No. 1 and requiring return of their emergency vehicle
permits is reversed. Likewise, the Circuit Court of Hancock County's September
14, 2004 Order affirming, in part, and reversing, in part, the State Fire Commission's
December 13, 2002 Orders is reversed.
Our decision in
Mabscott
Volunteer Fire Department, relied significantly upon W. Va. Code § 8-15-1
(1969), which provides, in pertinent part:
The
governing body of every municipality shall have plenary power and authority for
the prevention and extinguishment of fires, and, for this purpose, it may, among
other things . . . provide for the organization, equipment and government of
volunteer fire companies or of a paid fire department[.]
Footnote: 2
W. Va. Code § 8-15-6
(1971) governs the dissolution of volunteer fire departments and provides:
Whenever
the governing body shall ascertain that such company has failed, for three months
successively, to consist of twenty effective members, or shall ascertain that
it has failed for a like period of time to have and keep in good, serviceable
condition an engine, hose or other proper equipment, such governing body shall
declare such failure and by order dissolve the company.
Footnote: 3
The terms certification
and recognition have been used interchangeably by the parties throughout the
relevant proceedings. Although, the relevant statutes refer to certification,
see note
4,
infra, both the State Fire Marshall and the State Fire Commission
used the term recognition in their respective recommendation and
decision.
Footnote: 4
W. Va. Code § 29-3-9
(e) (2003) gives the State Fire Commission the power, duty and authority to
concur in the formation of any new fire department, including volunteer fire
departments. This statutory provision also provides the state fire commission
shall develop
a method of certification which can be applied to all fire departments
and volunteer fire departments. W. Va. Code § 29-3-9 (e) (2003).
Although this statute was amended in 2003 to add subsection (i), subsection
(e) was unchanged from the language in effect in 2002.
Footnote: 5
A first run zone is
an area in which a particular fire department is deemed to be the first responder,
primarily responsible for the extinguishment of fires within the zone.
Footnote: 6
The Hancock County Commission
had forwarded the proposed maps to the State Fire Marshall by letter dated
December 6, 2002. The letter informed the State Fire Marshall of the Hancock
County Commission's efforts to re-district fire service in Hancock County and
requested Appellants' recognition be extended for one year pending finalization
of the re-districting efforts.
Footnote: 7
No evidentiary record
was created before the State Fire Commission. Pursuant to W. Va. Code § 29-3-18
(c) (1976), a party aggrieved by a final decision of the [S]tate [F]ire
[C]ommission is entitled to judicial review as provided in the Administrative
Procedures Act, W. Va. Code §§ 29A-1-1
et seq.
Footnote: 8
It is undisputed that,
despite the mandates of W. Va. Code § 29-3-9 (e) (2003), the State
Fire Commission had not, prior to December 31, 2002, developed and enacted
a method of certification which would provide fire departments notice for the
criteria for certification or, arguably, the withdrawal thereof. It appears
that such criteria have subsequently been developed and are in the process
of regulatory approval. At the time of the State Fire
Commission's withdrawal of Appellants' recognition, it had on its website a
list of thirteen (13) guidelines for certification, none of which involved first
run zones.
Footnote: 9
W. Va. Code § 29-3-9
(f) (2003), provides, in pertinent part, [t]he state fire commission
shall develop a plan for fire prevention and control which shall include, but
not be limited to, the following areas: Manpower needs; . . . location of fire
prevention and control units; . . .; fire-fighting facilities; . . .; location
of public safety agencies; . . .[.] Likewise, W. Va. Code § 29-3-9(g)
(2003) provides, in pertinent part, [t]he state fire commission shall
establish fire protection areas [.]
Footnote: 10
This statute, entitled Authority
of Local Fire Departments gives fire departments their authority to control
a fire scene, including entering and evacuating buildings, blocking public
roads, and otherwise respond to emergency situations.
Footnote: 11
The circuit court orally
announced its rulings at the January 13, 2004 hearing. A dispute arose between
Appellants and the State Fire Commission over the wording of the written order,
resulting in motions for clarification before the circuit court. Prior to the
June 11, 2004 hearing, the City of Weirton submitted an
amicus brief
to the circuit court requesting that the State Fire Commission's decision be
reversed as the City now sought the assistance of the Appellants in fighting
fires within city limits. At the June 11, 2004 hearing, the circuit court recognized
the City's interest in this matter, and reiterated its January 13, 2004 ruling.
The September 14, 2004 Order is the memorialization of the circuit court's
oral rulings.
Footnote: 12
Appellee agrees that Appellants
were, in essence, grandfathered in and were not required to apply for certification
as a new fire department upon its creation.
Footnote: 13
Since its December 13,
2002 decision herein, the State Fire Commission has proposed rules governing
the certification of fire departments, including criteria for the grant, renewal
and withdrawal of certification. The proposed rules are currently involved
in the administrative rule approval process.
Footnote: 14
The State Fire Commission
was required to create a method of certification pursuant to W. Va. Code § 29-3-9(e).
Where such statutory authorization and mandate exists, an expectation is created
for persons seeking to establish or retain such certification that the criteria
applicable to certification will be made known before action adverse to their
interests is taken by the administrative agency. Thus, the administrative agency
must go through the statutorily mandated rule-making process and make known
the applicable criteria before taking action adverse to a previously certified
entity.