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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2005 Term
__________
No. 32583
__________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
v.
CHESDON JAMES HAUGHT,
Defendant Below, Appellant
______________________________________________________________
Appeal from the Circuit Court of Monongalia County
The Honorable, Robert B. Stone, Judge
Criminal Action No. 03-F-129
AFFIRMED
______________________________________________________________
Submitted: October 4, 2005
Filed: December 1, 2005
Edward L. Harman, Jr., Esq.
Spilman Thomas & Battle, PLLC
Morgantown, West Virginia
Attorney for the Appellant
K. Kathleen Kern, Esq.
Assistant Prosecuting Attorney
Morgantown, West Virginia
Attorney for the Appellee
JUSTICE MAYNARD delivered the Opinion of the Court.
JUSTICE STARCHER dissents and reserves the right to file a dissenting opinion.
SYLLABUS BY THE COURT
1. In
considering the constitutionality of a legislative enactment, courts must exercise
due restraint, in recognition of the principle of the separation of powers in
government among the judicial, legislative and executive branches. Every reasonable
construction must be resorted to by the courts in order to sustain constitutionality,
and any reasonable doubt must be resolved in favor of the constitutionality of
the legislative enactment in question. Courts are not concerned with questions
relating to legislative policy. The general powers of the legislature, within
constitutional limits, are almost plenary. In considering the constitutionality
of an act of the legislature, the negation of legislative power must appear beyond
a reasonable doubt. Syllabus Point 1,
State ex rel. Appalachian Power
Co. v. Gainer, 149 W.Va. 740, 143 S.E.2d 351 (1965).
2. Our
kidnaping statute, W.Va. Code § 61-2-14a (1999), does not provide for the
enhancement of a defendant's sentence beyond the statutory maximum based on additional
facts found by the trial judge in violation of the constitutional right to a
trial by jury as interpreted by the United States Supreme Court in Blakely
v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004).
Maynard, Justice:
Appellant,
Chesdon James Haught, appeals his March 12, 2004, conviction for domestic battery
and kidnapping in the Circuit Court of Monongalia County. Appellant Haught argues
that his sentencing under W.Va. Code § 61-2-14a (1999) violated his right
to due process and trial by jury under the United States Supreme Court's decision
in Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403
(2004), because the trial judge made a finding of fact that enhanced his punishment
beyond the maximum amount allowed by the kidnaping statute. After careful consideration
of this matter, we affirm Appellant's convictions.
I.
FACTS
Appellant,
Chesdon James Haught, was convicted of the domestic battery and kidnapping of
his girlfriend, Stephanie Hilton. Evidence introduced at trial indicated that
after enjoying a late night out with a female friend, Ms. Hilton's car tire went
flat. The two women drove a short distance to a nearby friend's house to have
Ms. Hilton's tire repaired and spend the evening. After arriving at the friend's
home, Ms. Hilton called the American Automobile Association and requested that
a tow truck be dispatched to repair her tire.
While
Ms. Hilton was waiting for the driver to arrive, Appellant called her cell phone
several times to ascertain her location.
Although Ms. Hilton refused to divulge
her whereabouts, Appellant determined her location from background noises and
drove to see her. After Appellant arrived, he repeatedly asked Ms. Hilton to
leave with him. She refused and threatened to call the police when he became
more insistent. Appellant left only to return a short time later. He parked his
car close to Ms. Hilton's car and left the engine running. At that point, Appellant
demanded that Ms. Hilton leave with him, and she refused. While Ms. Hilton was
sitting in her car, Appellant took Ms. Hilton's money from inside her vehicle,
grabbed her by the arms, picked her up out of the car, and carried her over his
shoulder to his car. Ms. Hilton resisted to no avail. Appellant assured Ms. Hilton
that he would return her to her friend's house and return her money if she would
only ride around the block with him. Ms. Hilton stated at trial that she did
not ask for help because she was afraid that Appellant would harm her or anyone
who tried to help her.
Shortly
after Ms. Hilton left with Appellant, she jumped from the moving vehicle in an
attempt to escape. Appellant got out of his car and chased her. When he caught
Ms. Hilton, he forced her back into the vehicle with verbal threats and his physical
strength. While trying to compel him to stop the car and release her, Ms. Hilton
once again tried to escape by kicking, punching, and biting Appellant. At that
point, Appellant stopped the car and attempted to strangle Ms. Hilton. In her
struggle to escape, Ms. Hilton kicked out the
Appellant's windshield.
In a
final attempt to flee from Appellant, Ms. Hilton grabbed his steering wheel causing
him to drive into a ditch. When Appellant and Ms. Hilton exited the vehicle to
push it out of the ditch, she stopped a passing vehicle to get help. As she was
explaining her situation to the passing motorist, Appellant took more money from
her, and obscenely gestured to her. The driver of the vehicle took her to a local
convenient store where she called the police.
Appellant
was subsequently indicted on charges of kidnapping, first-degree robbery, and
domestic battery. On March 12, 2004, a jury found Appellant guilty of kidnapping
and domestic battery. Pursuant to W.Va. Code § 61-2-14a(a),
(See
footnote 1) our kidnaping
statute, a person found guilty shall receive a sentence of life without the
possibility of parole. However, the statute also provides that the jury may,
in its discretion, recommend mercy. In the instant case, the jury recommended
mercy. Further, according to W.Va. Code § 61-2- 14a(a)(3),
in
all cases where the person against whom the offense is committed is returned,
or is permitted to return, alive, without bodily harm having been inflicted upon
him, but after ransom,
money or other thing, or any concession or advantage of any sort has been paid
or yielded, the punishment shall be confinement by the division of corrections
for a definite terms of years of not less than twenty nor more than fifty.
Finally, W.Va. Code § 61-2-14a(a)(4) provides that,
in
all cases where the person against whom the offense is committed is returned,
or is permitted to return, alive, without bodily harm having been inflicted upon
him or her, but without ransom, money or other thing, or any concession or advantage
of any sort having been paid or yielded, the punishment shall be confinement
by the division of corrections for a definite term of years not less than ten
nor more than thirty.
The trial judge found that Appellant did not return Ms. Hilton unharmed and
thus did not qualify for the sentences provided for in W.Va. Code § 61-2-14a(3)
and (4). Therefore, the circuit sentenced Appellant to life with mercy as recommended
by the jury. Appellant now appeals.
II.
STANDARD OF REVIEW
We
are asked in this case to determine the constitutionality of a statute. Such
an issue is a question of law. 'Where the issue on appeal from the circuit
court is clearly a question of law or involving an interpretation of a statute,
we apply a de novo standard of review.' Syllabus point 1, Chrystal R.M.
v. Charlie A.L., 194 W.Va. 138, 459 S.E. 2d 415 (1995). Syllabus
Point 1 of State v. Paynter, 206 W.Va. 521, 526 S.E.2d 43 (1999).
Accordingly, we will review the question before us de novo.
III.
DISCUSSION
As
noted above, Appellant challenges the constitutionality of the kidnaping statute,
W.Va. Code § 61-2-14a, under the Supreme Court's holding in Blakely
v. Washington, supra. Specifically, Appellant contends that the
statute improperly permits the circuit court, rather than the jury, to make
findings of fact that enhance a defendant's sentence.
In Blakely, the
Supreme Court applied its previous ruling in Apprendi v. New Jersey, 530
U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). Apprendi involved a
defendant who was charged under New Jersey law with second-degree possession
of a firearm for an unlawful purpose, which carried a prison term of 5 to 10
years. After the defendant pleaded guilty, the prosecutor filed a motion to enhance
the sentence pursuant to a separate state hate crime statute. The statute allowed
the defendant's sentence to be extended if the court found, by a preponderance
of the evidence, that '[t]he defendant in committing the crime acted with
a purpose to intimidate an individual or group of individuals because of race,
color, gender, handicap, religion, sexual orientation or ethnicity.' Apprendi,
530 U.S. at 468-69, 120 S.Ct. at 2351, quoting N.J. Stat. Ann. § 2C:44-3(e)
(West Supp. 1999-2000). The trial court found that the shooting was racially
motivated and sentenced the defendant to a 12 year term, which was two years
more than the maximum sentence provided in the statute under which the defendant
was convicted.
The defendant
appealed his conviction arguing that the federal due process clause requires
the jury, not the trial judge, to find beyond a reasonable doubt the bias upon
which his hate crime sentence was based. A New Jersey appellate court upheld
the increased sentence reasoning that the hate crime enhancement was a sentencing
factor and not an essential element of the underlying offense. The New Jersey
Supreme Court subsequently affirmed the appellate court's decision. The court
reasoned that the statute was constitutional because it did not allow impermissible
burden shifting and did not 'create a separate offense calling for a separate
penalty.' Apprendi, 530 U.S. at 473, 120 S.Ct. at 2353. The court
further explained that the statute was a result of the legislature giving weight
to a factor that sentencing courts have used to affect punishment.
The United
States Supreme Court reversed the New Jersey Supreme Court's decision. The Supreme
Court explained:
Other
than the fact of a prior conviction, any fact that increases the penalty for
a crime beyond the prescribed statutory maximum must be submitted to a jury,
and proved beyond a reasonable doubt. . . . [w]e endorse the statement of the
rule . .
. [that] it is unconstitutional for a legislature to remove from the jury the
assessment of facts that increase the prescribed range of penalties to which
a criminal defendant is exposed. It is equally clear that such facts must be
established by proof beyond a reasonable doubt.
The
New Jersey statutory scheme that Apprendi asks us to invalidate allows a jury
to convict a defendant of a second- degree offense based on its finding beyond
a reasonable doubt that he unlawfully possessed a prohibited weapon; after a
subsequent and separate proceeding, it then allows a judge to impose punishment
identical to that New Jersey provides for crimes of the first degree...based
upon the judge's finding, by a preponderance of the evidence, that the defendant's
'purpose' for unlawfully possessing the weapon was 'to intimidate' his victim
on the basis of a particular characteristic the victim possessed. In light of
the constitutional rule explained above, and all of the cases supporting it,
this practice cannot stand.
Apprendi, 530 U.S. at 490-492, 120 S.Ct. at 2362-2363 (citations and
internal quotation marks omitted).
In Blakely, the
Court explained further its holding in Apprendi. The defendant in Blakely pled
guilty to second-degree kidnapping. Under Washington's sentencing statute, the
facts that Blakely admitted qualified him for a standard sentence of 53 months. However,
pursuant to the statute, the trial court could increase the defendant's sentence
if it found 'substantial and compelling reasons justifying an exceptional
sentence.' Blakely, 542 U.S. 299, 124 S.Ct. at 2535, quoting Wash.
Code § 9.94A.120(2). The statute also provided an illustrative list of various
aggravating factors for the court to consider when increasing a sentence. Pursuant
to the plea agreement, the state recommended a sentence within the
standard range of 49-53 months. However, the court increased Blakely's sentence
to 90 months after it found facts supporting deliberate cruelty, a statutorily
enumerated ground for departure. The defendant appealed arguing that the sentencing
procedure deprived him of his federal constitutional right to have a jury determine
beyond a reasonable doubt all facts legally essential to his sentence. The
state appellate court affirmed the defendant's sentence based on state precedent.
The Washington Supreme Court denied discretionary review of the case.
The United
States Supreme Court reversed after finding that the trial court's sentencing
of the defendant to more than three years above the 53-month statutory maximum
of the standard range for his offense, based on the trial judge's finding that
the defendant acted with deliberate cruelty, violated the defendant's Sixth Amendment
right to trial by jury. In reaching this decision, the Court reiterated its finding
in Apprendi that other than the fact of a prior conviction, any fact that
increases the penalty for a crime beyond the prescribed statutory maximum must
be submitted to a jury, and proved beyond a reasonable doubt. The Court then defined
the term statutory maximum as used in the Apprendi case, explaining
that [o]ur precedents make clear . . . that the 'statutory maximum' for Apprendi purposes
is the maximum sentence a judge may impose solely on the basis of the facts
reflected in the jury verdict or admitted by the defendant. Blakely,
542 U.S. at 303, 124 S.Ct. at 2537 (emphasis in the original). The court added the
relevant 'statutory maximum' is not the
maximum sentence a judge may impose after finding additional facts, but the
maximum he may impose without any additional findings. Blakely, 542
U.S. at 303-304.
In the
instant case, Appellant argues that his sentence under W.Va. Code § 61-
2-14a violated his right to a trial by jury because the trial judge made findings
of fact that enhanced his punishment. Specifically, says Appellant, the trial
judge found that Ms. Hilton suffered bodily injury and used this finding to enhance
Appellant's sentence. The State, on the other hand, counters that W.Va. Code § 61-2-14a
permits the trial judge to reduce a defendant's sentence after making
certain findings, such as occurred in this case, and that such a reduction is
not violative of Blakely.
According
to Appellant, to consider W.Va. Code § 61-2-14a, a sentence reduction statute,
as urged by the State, is to elevate form over substance. This is clearly illustrated,
says Appellant, by simply changing the structure of the statute to indicate that
a defendant is to receive a sentence of 10 to 30 years for kidnapping unless
the trial court finds that (1) the victim was not returned involuntarily, (2)
the victim was harmed, and (3) a ransom was paid. Appellant avers that if the
statute were constructed in this way, it would clearly be a sentence enhancement
statute in violation of Blakely. Yet, this is exactly how the statute
operates despite its form. In support of this argument, Appellant points to the
fact that the so-called exceptions to a life sentence without the possibility
of parole in subsections
(3) and (4) of the statute are mandatory if the trial judge finds the presence
of the enumerated facts. For example, if the trial judge finds that the victim
is permitted to return alive and without bodily harm, but after ransom has
been paid, the statute says that punishment shall be confinement
. . . for a definite term of years not less than twenty nor more than fifty. Also,
if the victim is permitted to return alive, without bodily harm, and with no
ransom paid, punishment shall be confinement . . . for a definite
term of years not less than ten nor more than thirty. Thus, Appellant
contends, the maximum sentence actually provided in the statute is 10 to 30
years unless the trial judge's findings of fact enhance that sentence. According
to Appellant, the enhancement from 10 to 30 years to life with mercy in his
case was based on the trial judge's finding that Ms. Hilton was not returned
unharmed. Appellant concludes that such an enhancement based on a judicial
finding clearly violates Blakely.
After
careful consideration of this issue, we reject Appellant's argument. This Court
believes that Blakely is clearly distinguishable from the instant case. Blakely stands
for the principle that any fact, other than a prior conviction, that increases
the penalty for a crime beyond the statutory maximum must be submitted to a jury
and proved beyond a reasonable doubt. In Blakely, the facts admitted by
Blakely qualified him for a standard sentence of 53 months. This sentence, however,
was impermissibly enhanced to 90 months after the trial judge made additional
findings of fact. In contrast, the statutory maximum in this case, or, in other
words, the maximum sentence that Appellant could receive based on
the jury's findings, was life with mercy which is the sentence Appellant received.
Thus, Appellant received no greater sentence than the statutory maximum. In
sum, it is clear to this Court that, pursuant to the statute, any additional
findings of fact made by the trial judge can only operate under the statute
to reduce and not enhance a defendant's sentence.
This
Court has held,
[i]n considering the constitutionality of a legislative enactment, courts must
exercise due restrain, in recognition of the principle of the separation of
powers in government among the judicial, legislative and executive branches.
Every reasonable construction must be resorted to by the courts in order to
sustain constitutionality, and any reasonable doubt must be resolved in favor
fo the constitutionality of the legislative enactment in question. Courts are
not concerned with questions relating to legislative policy. The general powers
of the legislature, within constitutional limits, are almost plenary. In considering
the constitutionality of an act of the legislature, the negation of legislative
power must appear beyond a reasonable doubt.
Syllabus Point 1, State ex rel. Appalachian Power Co. v. Gainer, 149
W. Va. 740, 143 S.E.2d 351 (1965). We believe it is perfectly reasonable to
construe W.Va. Code § 61-2-14a as a statute that provides for the possible
reduction of a defendant's sentence based on any additional findings by the
trial judge and not one that permits the enhancement of a defendant's sentence.
In fact, if trial judges were not constitutionally permitted to reduce sentences
as provided for in W.Va. Code § 61-2-14a, they would be precluded from
ever granting probation in criminal cases. Prior to granting probation, trial
judges are required to make factual findings just as they are permitted to
do under the statute at issue. Therefore,
we hold that our kidnaping statute, W.Va. Code § 61-2-14a (1999), does
not provide for the enhancement of a defendant's sentence beyond the statutory
maximum based on additional facts found by the trial judge in violation of
the constitutional right to a trial by jury as interpreted by the United States
Supreme Court in Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531,
159 L.Ed.2d 403 (2004). Accordingly, finding no constitutional error in Appellant's
sentence, we affirm.
IV
CONCLUSION
For
the reasons set forth above, we affirm Appellant's March 12, 2004, conviction
for kidnaping and domestic battery.
Affirmed.
Footnote: 1
W.Va. Code § 61-2-14a(a) provides,
Any
person who, by force, threat, duress, fraud or enticement take, confine, conceal,
or decoy, inveigle or entice away, or transport into or out of this state or
within this state, or otherwise kidnap any other person, or hold hostage any
other person for the purpose of with the intent of taking, receiving, demanding
or extorting from such person, or from any other person or persons, any ransom,
money or other thing, or any concession or advantage of any sort, or for the
purpose or with the intent of shielding or protecting himself, herself or others
from bodily harm or of evading capture or arrest after he or she or they have
committed a crime shall be guilty of a felony and, upon conviction, shall be
punished by confinement by the division of corrections for life, and, nothwithstanding
the
provisions of article twelve, chapter sixty-two of this code, shall not be
eligible for parole: Provided, That the following exceptions shall apply: (1)
A jury may, in their discretion, recommend mercy, and if such recommendation
is added to their verdict, such person shall be eligible for parole in accordance
with the provisions of said article twelve; (2) If such person pleads guilty,
the court may, in its discretion, provide that such person shall be eligible
for parole in accordance with the provisions of said article twelve, and, if
the court so provides, such person shall be eligible for parole in accordance
with the provisions of said article twelve in the same manner and with like
effect as if such person had been found guilty by the verdict of a jury and
the jury had recommended mercy; (3) in all cases where the person against whom
the offense is committed is returned, or is permitted to return alive, without
bodily harm having been inflicted upon him, but after ransom, money or other
thing, or any concession or advantage of any sort has been paid or yielded,
the punishment shall be confinement by the division of corrections for a definite
term of years not less than twenty nor more than fifty; (4) in all cases where
the person against whom the offense is committed is returned, or is permitted
to return, alive, without bodily harm having been inflicted upon him or her,
but without ransom, money or other thing, or any concession or advantage or
any sort having been paid or yielded, the punishment shall be confinement by
the division of corrections for a definite term of years not less than ten
nor more than thirty.