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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2005 Term
__________
No. 32526
__________
BARBARA CALHOUN, INDIVIDUALLY
AND AS THE EXECUTRIX OF
THE ESTATE OF ROBERT L. CALHOUN,
Plaintiff Below, Appellant
v.
JACK R. TRAYLOR, JR., M.D., AN INDIVIDUAL;
TRI-STATE SURGICAL GROUP, A PARTNERSHIP;
ROBERT E. TURNER, M.D., AN INDIVIDUAL;
ULTIMATE HEALTH SERVICES, INC.,
A WEST VIRGINIA CORPORATION,
D/B/A HUNTINGTON INTERNAL MEDICINE GROUP;
DENISE CHAMBERS, AN INDIVIDUAL;
AND RIVER CITIES ANESTHESIA, INC.,
A WEST VIRGINIA CORPORATION,
Defendants Below, Appellees
__________________________________________________
Appeal from the Circuit Court of Cabell County
The Honorable David M. Pancake, Judge
Case No. 99-C-0349
AFFIRMED
__________________________________________________
Submitted: September 7, 2005
Filed: November 17, 2005
Gerard R. Stowers
J. Mark Adkins
Bowles Rice McDavid Graff & Love, L.L.P.
Charleston, West Virginia
Attorneys for the Appellant
Don R. Sensabough, Jr.
Jeffrey M. Wakefield
Elizabeth S. Cimino
Flaherty, Sensabaugh & Bonasso, P.L.L.C.
Charleston, West Virginia
Attorneys for the Appellees,
Jack R. Traylor, Jr., M.D. and
Tri-State Surgical Group
Michael J. Farrell
Tamela J. White
Neisha Ellis Brown
Farrell, Farrell & Farrell, L.C.
Huntington, West Virginia
Attorneys for the Appellees,
Robert E. Turner, M.D. and
Denise Chambers
Thomas J. Hurney, Jr.
Jeff C. Woods
Jackson Kelly, P.L.L.C.
Charleston, West Virginia
Attorneys for the Appellee,
River Cities Anesthesia, Inc.
The Opinion of the Court was delivered PER CURIAM.
JUSTICE DAVIS concurs and reserves the right to file a concurring opinion.
JUSTICES STARCHER AND MAYNARD concur in part, and dissent in part, and reserve
the right to file separate opinions.
SYLLABUS BY THE COURT
1. A circuit court's entry of summary
judgment is reviewed
de novo. Syl. Pt. 1,
Painter v. Peavy,
192 W.Va. 189, 451 S.E.2d 755 (1994).
2. The question to be decided
on a motion for summary judgment is whether there is a genuine issue of fact
and not how that issue should be determined. Syl. Pt. 5,
Aetna
Cas. & Sur. Co. v. Federal Ins. Co., 148 W.Va. 160, 133 S.E.2d 770 (1963).
3. A trial court is vested with discretion
under W.Va.Code § 55-7B-7 (1986) to require expert testimony in medical
professional liability cases, and absent an abuse of that discretion, a trial
court's decision will not be disturbed on appeal. Syl. Pt. 8,
McGraw
v. St. Joseph's Hosp., 200 W.Va. 114, 488 S.E.2d 389 (1997).
4. 'A motion for summary
judgment should be granted only when it is clear that there is no genuine issue
of fact to be tried and inquiry concerning the facts is not desirable to clarify
the application of the law. Syllabus Point 3,
Aetna Casualty & Surety
Co. v. Federal Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).'
Syllabus Point 1,
Andrick v. Town of Buckhannon, 187 W.Va. 706, 421 S.E.2d
247 (1992). Syl. Pt. 1,
Williams v. Precision Coil, Inc., 194 W.Va.
52, 459 S.E.2d 329 (1995).
5.. It is the general rule that in
medical malpractice cases negligence or want of professional skill can be proved
only by expert witnesses. Syl. Pt. 2, Roberts v. Gale, 149 W.Va.
166, 139 S.E.2d 272 (1964).
6. To defeat summary judgment, an affidavit
that directly contradicts prior deposition testimony is generally insufficient
to create a genuine issue of fact for trial, unless the contradiction is adequately
explained. To determine whether the witness's explanation for the contradictory
affidavit is adequate, the circuit court should examine: (1) Whether the deposition
afforded the opportunity for direct and cross-examination of the witness; (2)
whether the witness had access to pertinent evidence or information prior to
or at the time of his or her deposition, or whether the affidavit was based upon
newly discovered evidence not known or available at the time of the deposition;
and (3) whether the earlier deposition testimony reflects confusion, lack of
recollection or other legitimate lack of clarity that the affidavit justifiably
attempts to explain. Syl. Pt. 4, Kiser v. Caudill, 215 W.Va. 403,
599 S.E.2d 826 (2004).
Per
Curiam:
This is an appeal by Barbara Calhoun (hereinafter Appellant),
individually and as executrix of the estate of her deceased husband, Robert Calhoun,
from an order of the Circuit Court of Cabell County granting partial summary
judgment in favor of the Appellees/defendants in the underlying medical malpractice
action. (See footnote 1) The
lower court premised the partial summary judgment upon its finding that a
supplemental report submitted by one of the Appellant's experts, Dr. Paul vonRyll
Gryska, did not satisfy the requirement that the Appellants must present expert
testimony stating that the standard of care had been breached in the post-surgical
care of the decedent. The Appellant maintains that the lower court erred by refusing
to consider Dr. Gryska's affidavit and by granting partial summary judgment in
favor of the Appellees. Having thoroughly reviewed the record, briefs, and applicable
precedent, this Court affirms the decision of the lower court.
I. Factual and Procedural History
On May 12, 1997, Mr. Robert
Calhoun was evaluated by Dr. Jack Traylor regarding possible hernia surgery.
Previously undiagnosed hypertension was discovered, and blood pressure medication
was initiated. On May 27, 1997, laparoscopic hernia surgery was
performed, despite the existence of continued high blood pressure. On May 29,
1997, Mr. Calhoun suffered a stroke, paralyzing his speech and the left side
of his body.
By late June 1997, Mr. Calhoun's wife, Appellant
Barbara Calhoun, contacted another physician, Dr. David Denning, to examine Mr. Calhoun in an effort to
determine the source of his continuing medical difficulties. Dr. Denning discovered
that Mr. Calhoun had suffered a bowel perforation that had previously been
undiagnosed. Emergency bowel surgery was performed by Dr. Denning, and
a colostomy and feeding tube were installed.
On May 12, 1999, Mr. and Mrs. Calhoun filed
a medical malpractice civil action against the Appellees, alleging (1) negligence
in the performance of surgery despite elevated blood pressure; and (2) failure
to diagnose and treat the perforated bowel during post-stroke hospitalization.
On July 5, 2000, Mr. Calhoun died, and a wrongful death claim was thereafter
added to the civil action. The Amended Complaint alleged medical malpractice
in the treatment of Mr. Calhoun prior to the surgery, during the surgery, and
the post-surgical care by failing to timely diagnose and treat resulting infections.
The deposition of Dr. Gryska was taken on
December 16, 2003. In that deposition, Dr. Gryska indicated that there had been
a deviation from standard of care in the initial decision to perform surgery.
However, Dr. Gryska would not say that there was a
deviation from the standard of care in the post-surgical treatment of Mr. Calhoun.
Motions for partial summary judgment were thereafter filed by the Appellees
based upon the absence of expert testimony that there was a deviation from
the standard of care in the post-surgical period.
Dr. Denning, the physician who had performed
the bowel surgery, was deposed on February 10, 2004. In his deposition, Dr. Denning
explained the necessity for the abdominal surgery, indicating that tests had
shown the presence of free air in the abdomen and ruptured diverticula. Dr. Denning
declined to state that there had been a deviation from the standard of care in
the post-surgical treatment. By supplemental affidavit dated February 29, 2004,
and based upon Dr. Denning's explanations, Dr. Gryska altered his original position
and asserted that indeed there had been a deviation from the standard of care
in the post-surgical care, regarding the abdominal complications and the requirement
for bowel surgery.
In assessing the partial summary judgment
motions, the lower court refused to consider the supplemental affidavit of Dr.
Gryska and granted partial summary judgment to the Appellees, finding that the
Appellant had failed to present expert testimony that there had been a deviation
from the standard of care by any of the Appellees in the post-surgical treatment
of Mr. Calhoun. The lower court disregarded Dr. Gryska's supplemental affidavit
based upon the guidance of the Fourth Circuit Court of Appeals in Rohrbaugh
v. Wyeth Laboratories, Inc., 916 F.2d 970 (4th Cir. 1990), discussed
in detail below. The Appellant now appeals to this Court.
II. Standard of Review
This Court has consistently
held that [a] circuit court's entry of summary judgment is reviewed de
novo. Syl. Pt. 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d
755 (1994). In syllabus point five of Aetna Casualty & Surety Co. v.
Federal Insurance Co., 148 W.Va. 160, 133 S.E.2d 770 (1963), this Court
stated that [t]he question to be decided on a motion for summary
judgment is whether there is a genuine issue of fact and not how that issue
should be determined. With specific emphasis on medical malpractice
issues, this Court has also stated that [a] trial court is vested with
discretion under W.Va. Code § 55-7B-7 (1986) to require expert testimony
in medical professional liability cases, and absent an abuse of that discretion,
a trial court's decision will not be disturbed on appeal. Syl. Pt. 8, McGraw
v. St. Joseph's Hosp., 200 W.Va. 114, 488 S.E.2d 389 (1997). This
Court also pointed out in Neary v. Charleston Area Medical Center, Inc.,
194 W.Va. 329, 460 S.E.2d 464 (1995) that [w]hen the principles of summary
judgment are applied in a medical malpractice case, one of the threshold questions
is the existence of expert witnesses opining the alleged negligence. 194
W.Va. at 334, 460 S.E.2d at 469.
This Court has also expressed that
under Rule 56(c) of the West Virginia Rules of Civil Procedure, '[a]
motion for summary judgment should be granted only when it is clear that there
is no genuine issue of fact to be tried and inquiry concerning the facts is
not desirable to clarify the application of the law. Syllabus Point 3, Aetna
Casualty & Surety Co. v. Federal Insurance Co. of New York, 148 W.Va.
160, 133 S.E.2d 770 (1963).' Syllabus Point 1, Andrick v. Town of Buckhannon,
187 W.Va. 706, 421 S.E.2d 247 (1992). Syl. Pt. 1, Williams v. Precision
Coil, Inc., 194 W.Va. 52, 459 S.E.2d 329 (1995). In order to prevail on
a motion for summary judgment, the movant must demonstrate that there is no
evidence to support the non-movant's case and that the evidence is so
one-sided that the movant must prevail as a matter of law. Tolliver
v. Kroger Co., 201 W.Va. 509, 513, 498 S.E.2d 702, 706 (1997).
>
III. Discussion
A. Sham Affidavit Rule: Kiser v. Caudill
The lower court granted
partial summary judgment to the Appellees based upon the Appellant's failure
to produce a medical expert to testify that there had been a deviation from
the standard of care in the post-surgical treatment of Mr. Calhoun. This Court
has consistently emphasized that [i]t is the general rule that in medical
malpractice cases negligence or want of professional skill can be proved only
by expert witnesses. Syl. Pt. 2,
Roberts v. Gale, 149 W.Va. 166,
139 S.E.2d 272 (1964). West Virginia Code § 55-7B-7
(2003) (Supp. 2005), expressly provides, in pertinent part, that [t]he
applicable standard of care and a defendant's failure to meet the standard,
if at issue, shall be established in medical professional liability cases by
the plaintiff by testimony of one or more knowledgeable, competent expert witnesses
if required by the court.
(See
footnote 2) As explained above, the circuit court has discretion
to resolve the issue of requiring an expert witness, and that discretion will
not ordinarily be disturbed.
See Short v. Appalachian OH-9, Inc.,
203 W.Va. 246, 253, 507 S.E.2d 124, 131 (1998).
(See
footnote 3)
In finding that the Appellant had
failed to produce expert testimony that the standard of care had been breached
by any of the Appellees in post-surgical care, the lower court utilized
the reasoning of the Fourth Circuit Court of Appeals in Rohrbaugh to
evaluate the supplemental affidavit of Dr. Gryska offered by the Appellant. In Rohrbaugh,
a plaintiffs' expert had initially refused to state that there was a causal
link between a vaccine and a child's seizure disorder. 916 F.2d at 975. When
confronted with a motion for summary judgment, however, the expert had submitted
an affidavit asserting that the vaccine had indeed caused the injuries in question. Id. The
Fourth Circuit declared in Rohrbaugh that '[a] genuine
issue of material fact is not created where the only issue of fact is to determine
which of the two conflicting versions of the plaintiff's testimony is correct.' Id. (quoting Barwick
v. Celotex Corp., 736 F.2d 946, 960 (4th Cir. 1984)).
After the lower court's partial summary judgment
order was entered in the present case, this Court specifically validated the Rohrbaugh approach
in Kiser v. Caudill, 215 W.Va. 403, 599 S.E.2d 826 (2004). In Kiser,
this Court addressed attempts to utilize supplemental affidavits contradicting
prior testimony to defeat a motion for summary judgment and held as follows at
syllabus point four:
To
defeat summary judgment, an affidavit that directly contradicts prior deposition
testimony is generally insufficient to create a genuine issue of fact for trial,
unless the contradiction is adequately explained. To determine whether the
witness's explanation for the contradictory affidavit is adequate, the circuit
court should examine: (1) Whether the
deposition afforded the opportunity for direct and cross-examination of the
witness; (2) whether the witness had access to pertinent evidence or information
prior to or at the time of his or her deposition, or whether the affidavit
was based upon newly discovered evidence not known or available at the time
of the deposition; and (3) whether the earlier deposition testimony reflects
confusion, lack of recollection or other legitimate lack of clarity that the
affidavit justifiably attempts to explain.
In the present case, the lower court utilized
the type of analysis adopted in Kiser and found that Dr. Gryska's supplemental
affidavit directly contradicts his earlier deposition testimony and actually
relies upon evidence Dr. Gryska admittedly reviewed in preparation for his original
deposition. The only additional item reviewed by Dr. Gryska for his supplemental
affidavit was Dr. Denning's testimony concerning the medical evidence previously
reviewed by Dr. Gryska. The lower court did not consider that testimony to be
newly discovered evidence not known at the time of Dr. Gryska's original deposition.
Specifically, Kiser precludes a party from creating an issue of
fact to prevent summary judgment by submitting an affidavit that directly contradicts
previous deposition testimony of the affiant. 215 W.Va. at 409, 599 S.E.2d
at 832. Thus, the lower court refused to consider Dr. Gryska's supplemental affidavit
as support for the Appellant's contention that Dr. Traylor deviated from the
standard of care in the post-surgical procedures. The lower court properly analyzed
the issues regarding the supplemental affidavit and properly
concluded that it should not be considered. We therefore find no error in the
lower court's refusal to consider Dr. Gryska's supplemental affidavit.
B. Appropriateness of Partial Summary Judgment
Based upon what this Court
has deemed a proper analysis of the supplemental affidavit issue, the lower
court disregarded Dr. Gryska's supplemental affidavit in its determination
of the appropriateness of the Appellees' motions for partial summary judgment.
Thus, the lower court properly concluded that although the Appellant had presented
expert testimony regarding the deviation from the standard of care with regard
to the initial decision to perform surgery, preserving that issue for further
proceedings against the Appellees, the Appellant had failed to present expert
testimony that any post-surgical deviation from the standard of care had been
committed by any Appellee. As the lower court stated, there can be no
question of fact where plaintiff's standard of care expert does not establish
that there was a deviation from an applicable standard of care by the physician.
In light of such absence of necessary expert
testimony, we find that it was appropriate to utilize partial summary judgment
as a method of narrowing the triable issues
(See
footnote 4)
to only those acts of alleged negligence upon which the Appellant had presented
expert testimony that a deviation from the standard of care had occurred. Specifically,
the lower court protected the Appellant's right to receive a complete evaluation
of her allegations of medical malpractice in Mr. Calhoun's pre-surgical and
surgical care, properly supported by expert testimony of deviation from the
standard of care.
(See
footnote 5) The lower court's grant of partial summary judgment
does not prevent the Appellant from asserting that medical malpractice was
committed with regard to the decision to proceed with Mr. Calhoun's hernia
repair surgery despite the presence of hypertension. Nor does it prevent the
Appellant from presenting evidence that such malpractice caused or contributed
to the resulting events, including the course of post-surgical care and recovery
leading to and including Mr. Calhoun's death.
(See
footnote 6) Such issues remain for determination by the trier of
fact and are not defeated by the partial summary judgment granted by the lower
court with regard to only that
portion of the allegations for which the Appellant has not presented the necessary
expert testimony. Based upon the foregoing, this Court affirms the decision
of the Circuit Court of Cabell County.
Affirmed.
Footnote: 1
The Appellees include
Jack Traylor, M.D.; Tri-State Surgical Group; Robert E. Turner, M.D.; Ultimate
Health Services, Inc., d/b/a Huntington Internal Medicine Group; Denise Chambers;
and River Cities Anesthesia, Inc.
Footnote: 2
Further, West Virginia
Code § 55-7B-3 (2003) (Supp. 2005) provides that a plaintiff in a medical
malpractice action must prove that a health care provider deviated from the
applicable standard of care and that this deviation was the proximate cause
of injury to the plaintiff. Specifically, the statute provides, in pertinent
part, as follows:
(a)
The following are necessary elements of proof that an injury or death resulted
from the failure of a health care provider to follow the accepted standard of
care:
(1)
The health care provider failed to exercise that degree of care, skill and learning
required or expected of a reasonable, prudent health care provider in the profession
or class to which the health care provider belongs acting in the same or similar
circumstances; and
(2)
Such failure was a proximate cause of the injury or death.
Footnote: 3
The lower court noted that
the Plaintiff concedes that expert testimony is required in this case
as shown by the multiple expert disclosure she has made with respect to the
same.
Footnote: 4
See Bakker v. First
Fed. Sav. & Loan Assn., 575 So.2d 222, 224 (Fla. App. 3 Dist. 1991)
([T]he purpose of the partial summary judgment procedure is to narrow
the
issues in a case so as to limit the matters genuinely in dispute which must
be taken to trial).
Footnote: 5
The order granting partial
summary judgment expressly provides as follows:
The
movants do not contend that the plaintiff failed to meet the threshold requirement
for expert testimony to create a jury issue with respect to the performance of
the inguinal hernia repair surgery. The movants advised the court that they are
prepared to present competent expert testimony contra to plaintiff's claims in
that regard and that there are jury issues as to the same.
Footnote: 6
As this opinion has made
clear, this does not entitle the Appellant to treat the course of post-operative
care as an additional event of malpractice.