________
No. 26844
__________________________________________________________
Petition for Writ of Mandamus
Darrell V. McGraw, Jr., Esq.,
Honorable George W. Hill, Jr.
Attorney General
Rocco S. Fucillo, Esq.,
Assistant Attorney General
Charleston, West Virginia
Attorneys for Petitioner, West Virginia
Department of Health and Human Resources
JUSTICE SCOTT delivered the Opinion of the Court.
1. ' 'A writ of mandamus will not issue unless three elements coexist -- (1) a clear legal right in the petitioner to the relief sought; (2) a legal duty on the part of respondent to do the thing which the petitioner seeks to compel; and (3) the absence of another adequate remedy.' Syllabus Point 1, State ex rel. Billy Ray C. v. Skaff, 190 W.Va. 504, 438 S.E.2d 847 (1993); Syllabus Point 2, State ex rel. Kucera v. City of Wheeling, 153 W.Va. 538, 170 S.E.2d 367 (1969). Syllabus point 2, Staten v. Dean, 195 W.Va. 57, 464 S.E.2d 576 (1995).' Syllabus point 2, Ewing v. Board of Education of Summers County, 202 W.Va. 228, 503 S.E.2d 541 (1998). Syl. Pt. 1, State ex rel. ACF Indus., Inc. v. Vieweg, 204 W.Va. 525, 514 S.E.2d 176 (1999).
2. In a child abuse and/or neglect proceeding, even where the parties have stipulated to the predicate facts necessary for a termination of parental rights, a circuit court must hold a disposition hearing, in which the specific inquiries enumerated in Rules 33 and 35 of the Rules of Procedure for Child Abuse and Neglect Proceedings are made, prior to terminating an individual's parental rights. Syl. Pt. 2, In re Beth Ann B., 204 W. Va. 424, 513 S.E.2d 472 (1998).
3. In a child abuse and neglect proceeding where abandonment of the child by either
or both biological parents is alleged and proven, the circuit court should decide in the dispositional phase
of the proceeding whether to terminate any or all parental rights to the child. Before making that decision,
even where there are written relinquishments of parental rights, the circuit court is required to conduct a
disposition hearing, pursuant to West Virginia Code § 49-6-5 (1999) and Rules 33 and 35 of the West
Virginia Rules of Procedure for Child Abuse and Neglect Proceedings, at which the issue of such
termination is specifically and thoroughly addressed.
Scott, Justice:
In this original-jurisdiction proceeding, the petitioner, the West Virginia Department of Health and
Human Resources (hereinafter DHHR), seeks a writ of mandamus compelling the respondent, the
Honorable George W. Hill, Jr., Judge of the Circuit Court of Wood County, to conduct disposition
hearings pursuant to West Virginia Code § 49-6-5 (1999) in six child abuse and neglect cases in order to
resolve the status of the parental rights of the biological fathers, who allegedly abandoned their children.
In each case, the mother's parental rights have been terminated, but the respondent judge has left
unresolved the issue of whether the father's parental rights should be terminated. Under the circumstances
of the cases before us, we conclude that disposition hearings regarding termination of the fathers' parental
rights are required as part of the abuse and neglect proceedings. Accordingly, the writ of mandamus is
granted.
I.
FACTUAL AND PROCEDURAL BACKGROUND
The six abuse and neglect cases giving rise to this mandamus action involve a combined total of
eleven children, who have been adjudged abused and neglected, and seven biological fathers,See footnote 1
1
who have
allegedly abandoned their children.See footnote 2
2
While the cases differ somewhat factually, they share two important
commonalities--(1) DHHR filed a child abuse and neglect petition in the Circuit Court of Wood County
seeking, inter alia, termination of the father's parental rights, and (2) the respondent judge refused and/or
failed to conduct a disposition hearing on the issue of whether the father's parental rights should be
terminated. The salient facts in each case are outlined below.
A. Chastity D.,See footnote 3
3
James D., Leslie C.,
Rosemarie C., Jeffrey I., Jr., Priscilla I., and Brandy W.
In four of the abuse and neglect cases, Judge Hill entered an agreed order terminating the parental
rights of the unknown father without a disposition hearing. Each agreed order was signed by counsel
for the father, the assistant prosecuting attorney, and the children's guardian ad litem.See footnote 4
4
The children
involved in these cases are Chastity D., James D., Leslie C., Rosemarie C., Jeffrey I., Jr., Priscilla I., and
Brandy W.See footnote 5
5
The four agreed orders were substantially the same, each stating that the parties advised the Court
that the respondent-unknown father waived the adjudicatory and dispositional hearings and it being in the
best interests of the child the parties agree that the unknown father's parental rights should be
TERMINATED to the above-named children. The orders contained specific findings, including that
the respondent-father neglected the above-named children in that he has abandoned the said child [sic];
that there is no reasonable likelihood that the conditions of neglect . . . can be substantially corrected in the
near future; . . . and that the Court has no other recourse than to terminate the parental rights of the
respondent-father . . . . In addition, Judge Hill awarded DHHR legal and physical custody of the children
and authorized DHHR to consent to their adoption.See footnote 6
6
B. Chrystal M., Shane M., and Cynthia M.
The fifth abuse and neglect case concerned several children, but the instant mandamus petition
relates to only three of those children: Chrystal M., born March 7, 1979; Shane M., born July 10, 1986;
and Cynthia M., born November 27, 1987. Because Chrystal M. is now twenty years old and no longer
subject to the circuit court's jurisdiction for purposes of abuse and neglect proceedings,See footnote 7
7
our decision herein
does not pertain to her.
On March 14, 1996, DHHR filed a petition alleging, inter alia, that Shane M. and Cynthia M.
were abused or neglected children. In the petition, the children's mother was identified as Donna M., and
their father was identified as Steve A., address unknown. DHHR alleged that the children were residing
with their mother and Phillip B.See footnote 8
8
at a certain Parkersburg address. The petition contained specific
allegations of physical abuse by Donna M. and implicated both Donna M. and Phillip B. as being guilty of
neglect. At the close of the petition, DHHR requested that the parental rights of the aforementioned
parents . . . be permanently terminated . . . .See footnote 9
9
On March 14, 1996 , Judge Hill entered an order which found imminent danger to the physical well
being of the children and directed that they be delivered into the custody of DHHR, pending a preliminary
hearing. In the order, notice was given of a preliminary hearing and a final hearing on March 21, 1996,
at 3 p.m. and April 26, 1996, at 1:15 p.m., respectively. At the conclusion of the order, the clerk of the
court was directed to deliver copies of the petition, order, and notice to the county sheriff to be served
upon the children's mother and Phillip B., who were made the Respondents to this cause. In addition,
attorneys were appointed to represent the designated respondents and the children. This order made no
mention of Steve A., the children's father.
Following the preliminary hearing on March 21, 1996, the respondent judge entered an order on
March 22, 1996, awarding DHHR temporary custody of the children and granting the respondent-
parents a six-month improvement period.
On January 16, 1997 , DHHR filed a supplemental abuse and neglect petition alleging sexual abuse
of the children by their mother and Phillip B. On April 4, 1997, May 21, 1997, and June 13, 1997, an
adjudicatory hearing took place, and on July 9, 1997, an adjudicatory order was entered, finding the
children were abused and neglected and the abuse and neglect was inflicted by Donna M. and Phillip B.
Upon these findings, it was ordered that temporary legal and physical custody of the children remain with
DHHR. Also, in the adjudicatory order, Judge Hill set a date and time for the disposition hearing and
directed the court clerk to provide a certified copy of the order to the parties.
On August 4, 1997, Judge Hill held a disposition hearing, and on August 20, 1997, a disposition
order was entered which terminated the parental rights of Donna M. and Phillip B. The order was silent
regarding the parental rights of Steve A. As indicated earlier, previous orders did not recognize Steve A.
as a party to the proceeding, even though he was named in the abuse and neglect petition and DHHR
requested termination of his parental rights.
On September 23, 1999, Judge Hill entered an agreed order, signed by the assistant prosecuting attorney and guardian ad litem, continuing DHHR's custody of the children.See footnote 10 10
C. Ciera Faith S.
The sixth abuse and neglect case now in question involves Ciera Faith S. and her putative father,
with regard to whom no disposition hearing has been held. On September 23, 1999, Judge Hill conducted
a hearing on an amended abuse and neglect petition, filed by DHHR, pertaining to the unknown father
of Ciera Faith S.See footnote 11
11
At the hearing, the assistant prosecuting attorney, who was serving as counsel for
DHHR, stated that DHHR sought to have the unknown father adjudicated of neglect by virtue of
abandonment. The prosecuting attorney acknowledged that the child's mother alleged a man named James
S. was the father and that [h]e was to come in for a [paternity] test and never did.See footnote 12
12
In addition, the
prosecuting attorney stated that Ciera Faith S. was going through an adoption. Thereafter, the following
exchange ensued between Judge Hill and the prosecuting attorney:
THE COURT: That is fine. Go through with the
adoption.
MS. LITTLE: That is where we run into problems. The
department has a policy --
THE COURT: The hell with their policy. I don't approve of their policy.
That is an order of the Court. I see nothing to do but to proceed with the
adoption. I am going to overrule the objection of the department when it
comes to that. Their policies are not set by statute.
Later during the September 23, 1999, hearing, the child's guardian ad litem expressed her concern about
going through with the adoption given the unaddressed allegation that James S. was Ciera Faith S.'s father.
Judge Hill abruptly dismissed this concern, stating: The adoption statute provides if there is no father.
Okay. This is a waste of time and money, and a waste of the lawyer's time and the taxpayer's money, and
abuse and neglect proceedings. The policy of the department is just wasteful of everybody's time, including
theirs.
On October 1, 1999, Judge Hill entered an order which declared: this proceeding with regard to the respondent-father's parental rights is moot and shall be considered at the adoption hearing. By the same order, Judge Hill dismissed the case from the circuit court's docket.
II.
STANDARD FOR WRIT OF MANDAMUS
This case is before this Court on the petition of DHHR seeking the extraordinary remedy of
mandamus. The standard for determining whether issuance of a writ of mandamus is proper in a particular
case entails a three-prong inquiry:
' A writ of mandamus will not issue unless three elements coexist -- (1)
a clear legal right in the petitioner to the relief sought; (2) a legal duty on
the part of respondent to do the thing which the petitioner seeks to
compel; and (3) the absence of another adequate remedy. Syllabus Point
1, State ex rel. Billy Ray C. v. Skaff, 190 W.Va. 504, 438 S.E.2d
847 (1993); Syllabus Point 2, State ex rel. Kucera v. City of
Wheeling, 153 W.Va. 538, 170 S.E.2d 367 (1969).' Syllabus point 2,
Staten v. Dean, 195 W.Va. 57, 464 S.E.2d 576 (1995). Syllabus
point 2, Ewing v. Board of Education of Summers County, 202
W.Va. 228, 503 S.E.2d 541 (1998).
Syl. Pt. 1, State ex rel. ACF Indus., Inc. v. Vieweg, 204 W.Va. 525, 533-34, 514 S.E.2d 176, 184-
85 (1999). Thus, our task is to ascertain whether DHHR has satisfied these criteria and thereby
demonstrated its entitlement to mandamus relief. See id. at 534, 514 S.E.2d at 185.
III.
DISCUSSION
Following this standard, we consider (1) whether DHHR has a clear legal right to the writ of
mandamus compelling Judge Hill to conduct disposition hearings in the abuse and neglect cases now before
us; (2) whether Judge Hill has a legal duty to do that which DHHR seeks to compel; and (3) whether
mandamus relief is the only adequate remedy available to DHHR.
In our analysis, we explore one determinative question: In each of the six abuse and neglect cases,
was Judge Hill required to hold a disposition hearing and decide whether the father's parental rights should
be terminated during the abuse and neglect proceeding? For the reasons outlined below, we answer it
affirmatively.
This Court has repeatedly condemned the practice of failing to determine the status of the father's
parental rights during an abuse and neglect proceeding. In In re Christina L., 194 W. Va. 446, 460
S.E.2d 692 (1995), an abuse and neglect case in which the natural mother's parental rights to two children
were terminated, this Court found it was reversible error for the Circuit Court of Wood County to authorize
DHHR to consent to the children's adoption without addressing the father's parental rights. Even though
the father was named in the abuse and neglect petition filed by DHHR, and it was alleged in the petition that
he resided somewhere in Parkersburg and had not been in contact with the children for a number of
years, the circuit court failed to include him in the proceeding. We identified two serious problems with the
circuit court's approach in that case. First, it strips [the father] . . . of any parental rights without affording
him due process. Id. at 455, 460 S.E.2d at 701. Second, and [p]erhaps even more importantly, it
leaves the status of the children dangling, and the validity of a future adoption subject to challenge. Id.
Based on this rationale, we forcefully rejected DHHR's argument that the father could move to protect his
rights if and when persons to adopt the children were found:
It would be ludicrous for this Court to allow this matter to linger while
Christina and Kenneth are in foster care. Should they be fortunate enough
to form a bond with their foster parents and the foster parents move for
adoption, it would be all the more devastating to the children to have to go
back into court to litigate whatever rights the natural father may possess.
Dangling, unresolved parental rights also have a chilling effect on potential
adoptive parents. We choose to resolve this issue in a timely manner
rather than to leave this potential timebomb unresolved.
194 W. Va. at 456, 460 S.E.2d at 702.
In In re Katie S., 198 W. Va. 79, 479 S.E.2d 589 (1996), this Court reiterated its concern for
resolution of the status of the father's parental rights as part of the abuse and neglect proceeding. The
abuse and neglect petition filed by DHHR in Katie S. sought termination of the parental rights of both
parents of two children. The father was named in the petition; his address was listed as unknown; and
the evidence strongly suggested that he had abandoned his children. At the end of the disposition hearing,
the circuit court terminated the mother's parental rights, but found that the father was not a proper party
and dismissed him. On review, this Court was critical of the fact that no action was taken [by the circuit
court] concerning the parental rights of the children's father:
We again emphasize that the practice of waiting until adoption proceedings
to determine the status of such a parent's parental rights, leaves the
children in 'No Man's Land' with regard to any resolution in their lives,
may discourage persons who want to adopt the children, and leaves the
validity of a future adoption subject to challenge (when due process has
not been afforded to a natural parent). In re Christina L., 194 W.Va.
at 455-56, 460 S.E.2d at 701-2.
198 W. Va. at 85-86, 479 S.E.2d at 595-96. We concluded in Katie S. that the circuit court should
have considered the allegation that the father had abandoned his children when the abuse and neglect
petition was presented. Id. at 87, 479 S.E.2d at 597. Therefore, we directed the circuit court to consider
upon remand the issue of the father's parental rights. Id.
In two of the cases sub judice, the respondent judge did not decide whether the father's parental
rights should be terminated.See footnote 13
13
Judge Hill's failure to resolve the status of the father's parental rights was
clearly contrary to both Christina L. and Katie S. By leaving [d]angling, unresolved parental rights
in these cases, Judge Hill created a potential timebomb which, if left unattended, could obliterate the
children's chances of being placed into adoptive homes.See footnote 14
14
Christina L., 194 W. Va. at 456, 460 S.E.2d
at 702.
For these reasons, we conclude that the respondent judge should have resolved the status of the father's
parental rights in all six abuse and neglect cases here presented. We further conclude, under well-settled
law, that a disposition hearing was necessary to make such a determination.
West Virginia Code § 49-6-5, the statute governing the dispositional phase of abuse and neglect
proceedings, provides in relevant part: The court shall forthwith proceed to disposition giving both the
petitioner [normally DHHR] and respondents [normally the child's parents] an opportunity to be heard.
W. Va. Code § 49-6-5(a).
Recently, in In re Beth Ann B., 204 W. Va. 424, 513 S.E.2d 472 (1998), this Court
spoke succinctly on the requirement of a disposition hearing. The sole issue in Beth Ann B. was whether
a circuit court may terminate parental rights in a child abuse and neglect proceeding without first conducting
a disposition hearing, when the parent has signed an agreed order containing stipulations of facts which, if
proven, would support a termination of parental rights under West Virginia Code § 49-6-5. Despite the
existence of such an agreed order, signed by the children's natural mother and her counsel, we decided that
a disposition hearing was required and reversed the decision of the circuit court. In syllabus point two of
Beth Ann B., we held:
In a child abuse and/or neglect proceeding, even where the parties
have stipulated to the predicate facts necessary for a termination of
parental rights, a circuit court must hold a disposition hearing, in which the
specific inquiries enumerated in Rules 33 and 35 of the Rules of
Procedure for Child Abuse and Neglect Proceedings are made,
prior to terminating an individual's parental rights.
Id. at 425, 513 S.E.2d at 473. Our holding was based upon the statutory scheme applicable in child abuse
and neglect proceedings and the Rules of Procedure for Child Abuse and Neglect Proceedings.See footnote 15
15
In
reaching our holding, we stated:
Clearly, the statutory scheme contemplates a disposition hearing
prior to termination of an individual's parental rights. This Court
recognized as much in syllabus point one of West Virginia
Department of Welfare ex rel. Eyster v. Keesee, 171 W.Va. 1,
297 S.E.2d 200 (1982), where we held:
West Virginia Code, Chapter 49, Article 6, Section 2,
as amended, and the Due Process Clauses of the West
Virginia and United States Constitutions prohibit a court
or other arm of the State from terminating the parental
rights of a natural parent having legal custody of his child,
without notice and the opportunity for a meaningful
hearing. Syl. pt. 2, In re Willis, 157 W.Va. 225, 207
S.E.2d 129 (1973).
Our decision in Keesee preceded the advent of the Rules of Procedure for
Child Abuse and Neglect Proceedings, adopted by order of this Court on
December 5, 1996, and effective on January 1, 1997. But the mandatory
prerequisite of a disposition hearing where parental rights are being terminated is
plainly incorporated in the Rules.
204 W. Va. at 428, 513 S.E.2d at 476; see also Syl. Pt. 2, In re Willis, 157 W.Va. 225, 207 S.E.2d
129 (1973) (West Virginia Code, Chapter 49, Article 6, Section 2, as amended, and the Due Process
Clauses of the West Virginia and United States Constitutions prohibit a court or other arm of the State from
terminating the parental rights of a natural parent having legal custody of his child, without notice and the
opportunity for a meaningful hearing.); In re Sutton, 132 W. Va. 875, 880, 53 S.E.2d 839, 842 (1949)
(A parent, in our opinion, cannot be divested of parental rights without notice and opportunity for
hearing.).
In every case now before this Court, Judge Hill failed to hold a disposition hearing, which we have
previously found to be a mandatory prerequisite to the termination of parental rights. Beth Ann B., 204
W. Va. at 428, 513 S.E.2d at 476. Because we have determined that Judge Hill should have decided
whether to terminate each father's parental rights during the abuse and neglect proceeding, as discussed
above, we must also conclude that he should have conducted a disposition hearing prior to rendering that
decision.
Accordingly, under the facts of the cases before us, we hold that in a child abuse and neglect
proceeding where abandonment of the child by either or both biological parents is alleged and proven, the
circuit court should decide in the dispositional phase of the proceeding whether to terminate any or all
parental rights to the child. Before making that decision, even where there are written relinquishments of
parental rights, the circuit court is required to conduct a disposition hearing, pursuant to West Virginia Code
§ 49-6-5 (1999) and Rules 33 and 35 of the West Virginia Rules of Procedure for Child Abuse and
Neglect Proceedings, at which the issue of such termination is specifically and thoroughly addressed.
Adoption proceedings should not be burdened unnecessarily with this issue.
IV.
CONCLUSION
Based upon the foregoing, we conclude that the three criteria for mandamus relief, discussed in Part
II, are fully satisfied. Therefore, we grant the writ of mandamus requested by DHHR and order Judge Hill
to hold a proper disposition hearing in each case in order to address and resolve the issue of whether the
father's parental rights should be terminated.
Writ granted as moulded.
Footnote: 1 1 Hereinafter, we use the word father to refer to a biological father.
Footnote: 2 2 DHHR indicates in its petition for writ of mandamus that the fathers in these cases are either unknown or have otherwise abandoned their children. In In re Christina L., 194 W. Va. 446, 460 S.E.2d 692 (1995), this Court recognized that abandonment of a child by a parent constitutes grounds for termination of parental rights. Id. at 456, 460 S.E.2d at 702.
Footnote: 3 3 We adhere to our usual practice in family law cases involving sensitive facts and use initials to identify the parties rather than their full names. See In re Beth Ann B., 204 W. Va. 424, 425 n.1, 513 S.E.2d 472, 473 n.1 (1998); State ex rel. Paul B. v. Hill, 201 W. Va. 248, 250 n.1, 496 S.E.2d 198, 200 n.1 (1997); In re Katie S., 198 W. Va. 79, 83 n.2, 479 S.E.2d 589, 593 n.2 (1996).
Footnote: 4 4 See footnote 16The validity of the consent given by the attorneys for the fathers is not at issue. But we are mystified by the practice illustrated upon the record of these cases whereby an agreed order is signed by the attorney for an unknown father, ostensibly signifying the father's consent to termination of his parental rights, when the attorney has never met nor spoken with his or her client. Obviously, an attorney cannot consent to, waive, or surrender any rights of a client who is unknown or cannot be located. Under such circumstances, the only way in which an unknown father's parental rights can be terminated is upon a proper hearing pursuant to West Virginia Code § 49-6-5.
Footnote: 5 5 There is no indication of the children's ages on the limited record before us.
Footnote: 6 6 The agreed order in the Chastity D. and James D. matter was entered on July 22, 1999. The agreed order in the case involving Rosemarie C., Jeffrey I., Jr., and Priscilla I. was entered on July 23, 1999. The agreed order in the Leslie C. matter was entered on July 27, 1999, and the agreed order in the Brandy W. matter was entered on August 4, 1999.
Footnote: 7 7 West Virginia Code § 49-1-2 (1999) defines a child as used in chapter 49 to mean any person under eighteen years of age. Thus, a circuit court's jurisdiction over a child abuse and neglect proceeding, governed by article 6 of chapter 49, terminates when the child turns eighteen. In this particular case, the abuse and neglect proceeding should have been dismissed as to Chrystal M. when she attained the age of eighteen.
Footnote: 8 8 Phillip B. is the father of two children who were named in the abuse and neglect petition but are not involved in this mandamus action.
Footnote: 9 9 The sufficiency of the abuse and neglect petition is not at issue here. We observe, however, that given DHHR's apparent belief that the father of Shane M. and Cynthia M. had abandoned them, the facts relating thereto should have been alleged in the petition. In syllabus point one of Katie S., this Court held that a non-custodial parent can be found to have abused and neglected his or her child, expressly overruling State ex rel. McCartney v. Nuzum, 161 W.Va. 740, 248 S.E.2d 318 (1978). 198 W. Va. at 86, 479 S.E.2d at 596.
Footnote: 10 10 Previously, on August 27, 1999, the respondent judge had entered an order granting DHHR permission to authorize separate placement and adoption of the children.
Footnote: 11 11 Ciera Faith S. was two years old at the time of the hearing.
Footnote: 12 12 James S. did not appear in person at the hearing, but he was represented there by counsel.
Footnote: 13 13 As discussed in Part I, supra, in the other four cases, Judge Hill terminated the father's parental rights by entry of an agreed order and without a disposition hearing, an approach which violates Rules 33 and 35 of the Rules of Procedure for Child Abuse and Neglect Proceedings. See supra note 4 and infra note 15.
Footnote: 14 14 Pursuant to West Virginia Code § 49-6-5(a)(6), [n]o adoption of a child shall take place until all proceedings for termination of parental rights under this article and appeals thereof are final. Thus, where an abuse and neglect proceeding has been instituted seeking termination of the father's parental rights, timely resolution of the status of the father's rights is crucial.
Footnote: 15 15 The Rules of Procedure for Child Abuse and Neglect Proceedings were adopted by order of this Court on December 5, 1996, and became effective on January 1, 1997.
Footnote: 16 7 The sufficiency of the petition is not here at issue. We observe, however,
that given
DHHR's apparent belief that the fathers of Chrystal M., Shane M., and Cynthia M. had
abandoned them, allegations of abandonment by the fathers should have been included in
the petition. As we held in syllabus point one of In re Katie S., 198 W. Va. 79, 86, 479
S.E.2d 589, 596 (1996):
When the Department of Health and Human Services finds a
situation in which apparently one parent has abused or
neglected the children and the other has abandoned the
children, both allegations should be included in the abuse and
neglect petition filed under W. Va. Code 49-6-1(a) (1992).
Every effort should be made to comply with the notice
requirements for both parents. To the extent that State ex rel.
McCartney v. Nuzum, 161 W.Va. 740, 248 S.E.2d 318 (1978),
holds that a non-custodial parent can be found not to have
abused and neglected his or her child it is expressly overruled.