Gregory L. Ayers, Esq.
Keith A. Jones, Esq.
Kanawha County Public Defender Office
Charleston, West Virginia
Charleston, West Virginia
Attorney for Respondent
Attorney for Petitioner
CHIEF JUSTICE MAYNARD delivered the Opinion of the Court.
1.
Prohibition lies only to restrain inferior courts from proceeding in
causes over which they have no jurisdiction, or, in which, having jurisdiction, they are
exceeding their legitimate powers and may not be used as a substitute for [a petition for
appeal] or certiorari.
Syllabus Point 1, Crawford v. Taylor, 138 W.Va. 207, 75 S.E.2d
370 (1953).
2.
In determining whether to entertain and issue the writ of prohibition
for cases not involving an absence of jurisdiction but only where it is claimed that the
lower tribunal exceeded its legitimate powers, this Court will examine five factors: (1)
whether the party seeking the writ has no other adequate means, such as direct appeal, to
obtain the desired relief; (2) whether the petitioner will be damaged or prejudiced in a way
that is not correctable on appeal; (3) whether the lower tribunal's order is clearly erroneous
as a matter of law; (4) whether the lower tribunal's order is an oft repeated error or
manifests persistent disregard for either procedural or substantive law; and (5) whether the
lower tribunal's order raises new and important problems or issues of law of first
impression. These factors are general guidelines that serve as a useful starting point for
determining whether a discretionary writ of prohibition should issue. Although all five
factors need not be satisfied, it is clear that the third factor, the existence of clear error as
a matter of law, should be given substantial weight. Syllabus Point 4, State ex rel.
Hoover v. Berger, 199 W.Va. 12, 483 S.E.2d 12 (1996).
3.
Under W.Va.Code, 53-4A-3(b), the court receiving a writ of habeas
corpus has three choices as to where to return the writ: 'before (i) the court granting it, (ii)
the circuit court, or a statutory court, of the county wherein the petitioner is incarcerated,
or (iii) the circuit court, or the statutory court, in which, as the case may be, the petitioner
was convicted and sentenced.'
Syllabus Point 2,
Adams v. Circuit Court of Randolph
County, 173 W.Va. 448, 317 S.E.2d 808 (1984).
4.
Given the office and function of the writ of habeas corpus, a circuit
court should act with dispatch. Accordingly, a circuit court must transfer habeas corpus
applications promptly, if transfer is appropriate. If it does not make a prompt transfer, it
is required to render a decision on the merits of the writ. Syllabus Point 3, Adams v.
Circuit Court of Randolph County, 173 W.Va. 448, 317 S.E.2d 808 (1984).
5.
In determining whether a habeas corpus petition is suitable for transfer
to another court, the circuit court should consider whether the allegations set forth in the
habeas petition relate to the petitioner's conviction and/or sentencing. If the petition does
contain such allegations, then practical considerations and judicial economy ordinarily
dictate that it be transferred to the county wherein the petitioner was convicted and
sentenced. However, if the petition challenges the conditions of confinement or raises
other purely legal questions or issues unrelated to the petitioner's conviction and/or
sentencing, the writ should be returnable to the court in the county in which the petitioner
is confined. In any event, the circuit court should act with dispatch and render a prompt
decision.
Maynard, Chief Justice:
This case is before this Court upon a petition for a writ of prohibition filed
by the petitioner, Billy Ray McLaughlin, against the respondent, the Honorable Charles
M. Vickers, Judge of the Circuit Court of Fayette County, West Virginia. The petitioner
seeks to prohibit the respondent judge from transferring his petition for a writ of habeas
corpus which he filed in the Circuit Court of Fayette County on August 28, 1998, to the
Circuit Court of Greenbrier County. The petitioner also asks that the respondent judge be
ordered to rule on the merits of his habeas petition in accordance with this Court's decision
in Adams v. Circuit Court of Randolph County, 173 W.Va. 448, 317 S.E.2d 808 (1984).
We issued a rule to show cause and now, for the reasons set forth below, deny the writ.
The petitioner was convicted of first-degree murder in the Circuit Court of
Greenbrier County on May 8, 1996. He was sentenced to life without mercy and is
currently incarcerated at the Mount Olive Correctional Complex in Fayette County, West
Virginia.See footnote 1
1
On August 28, 1998, the petitioner filed a petition for a writ of habeas corpus
in the Circuit Court of Fayette County. His case was assigned to the respondent judge.
On September 10, 1999, the respondent judge issued an order granting the
writ of habeas corpus and directing that it be returned to the Circuit Court of Pocahontas
County.See footnote 2
2
In response, the petitioner filed a motion to vacate the transfer order asserting
that it conflicted with this Court's decision in Adams, supra. Specifically, the petitioner
argued that the respondent judge had waited too long to transfer his habeas petition, and
therefore, he was required to render a decision on the merits of the case. On September
30, 1999, the respondent judge denied the petitioner's motion to vacate the transfer order,
and on October 1, 1999, he issued an amended order transferring the habeas petition to the
Circuit Court of Greenbrier County since that was the court in which the petitioner was
convicted and sentenced. Thereafter, the petitioner filed this petition for a writ of
prohibition with this Court.
While a decision regarding the habeas petition at issue was not rendered for
more than a year after it was filed, the record indicates that the respondent judge acted
promptly once the habeas petition was brought to his attention. Apparently, the respondent
judge was unaware of the habeas petition until the petitioner's counsel requested that he
render a decision. Shortly thereafter, the respondent judge granted the writ and ordered
that it be returned to Pocahontas County. Although the decision in Adams was delayed for
only eight months, this Court found that the only action taken by the circuit court was to
transfer the case to the court where Adams had been convicted. In this case, the
respondent judge determined there was probable cause to believe that the petitioner might
be entitled to some relief before transferring the writ.
More importantly, unlike Adams, which involved purely legal issues that
could be resolved without an evidentiary hearing, the habeas petition presented by the
petitioner in this case contained allegations regarding his trial and included a specific
request for an evidentiary hearing. Generally, if a habeas petition attacks the validity of
the petitioner's conviction and/or sentence which serves as the basis for the petitioner's
confinement, the writ is returned before the court wherein the petitioner was convicted and
sentenced. Wickliffe v. State, 719 N.E.2d 822, 823 (Ind. Ct. App. 1999). See also
Johnson v. State, 555 So.2d 215 (Ala. 1989) (petitioner's failure to file habeas petition
challenging the sufficiency of the indictment in the court where he was convicted did not
require dismissal; the court in which the petition was filed should have transferred the case
to the court wherein the petitioner was convicted); Griggs v. Superior Court of San
Bernardino County, 128 Cal.Rptr. 223, 546 P.2d 727 (1976) (if the petition for habeas
corpus relief challenges a particular judgment or sentence, the petition should be
transferred to the court which rendered the judgment, but if the petition challenges the
conditions of the inmate's confinement, then the petition should be transferred to the
superior court of the county wherein the inmate is confined, if that court is different from
the court wherein the petition was filed); Lash v. Wright, 153 Ind.App. 299, 287 N.E.2d
255 (1972) (court having only jurisdiction of the petitioner's person and having received
a habeas corpus petition must transfer cause without delay to the court in which petitioner
was convicted); Laue v. Nelson, 279 F.Supp. 265, 266 (N.D. Cal. 1968) (a district court
should transfer a petition to the district in which the petitioner was convicted and sentenced
if the transferring court is of the view that an evidentiary hearing will be necessary before
a final determination can be had.).
The reasons for returning a writ challenging a conviction or sentence to the
trial court are twofold. First, the records relating to the petitioner's conviction and
sentencing are maintained by the county wherein the petitioner was convicted. Secondly,
persons who are likely to testify and participate in the evidentiary hearing usually reside
in or near that county. For instance, while the respondent judge in this case was able to
determine from the habeas petition that there was probable cause to believe that the
petitioner might be entitled to some relief, he was without the records or witnesses
necessary to conduct an evidentiary hearing on the matter. Thus, the decision to return
the writ to Greenbrier County was not only practical in terms of judicial economy, but also
in the best interests of the petitioner because it would afford a fair and complete
evidentiary hearing. For these reasons, we do not find that the respondent judge erred by
ordering the petitioners' writ returnable before the Circuit Court of Greenbrier County.
Although we have determined that the petitioner is not entitled to the writ he
has requested, it is not our intention to overrule Syllabus Point 3 of Adams. Instead, we
take this opportunity to reiterate our prior holding that a circuit court must transfer habeas
corpus applications promptly, if transfer is appropriate. As we noted in Adams, '[t]he
very nature of the writ demands that it be administered with the initiative and flexibility
essential to insure that miscarriages of justice within its reach are surfaced and corrected.'
173 W.Va. at 451, 317 S.E.2d at 810, quoting Harris v. Nelson, 394 U.S. 286, 291-92,
89 S.Ct. 1082, 1086-87, 22 L.E.2d 281, 286 (1969). In order to insure that post-
conviction habeas corpus proceedings are processed expediently, this Court recently
adopted Rules Governing Post-Conviction Habeas Corpus Proceedings in West Virginia
[hereinafter Habeas Corpus Rules).See footnote 4
4
Rule 4(a) of the Habeas Corpus Rules also requires circuit courts to make a
prompt determination of whether a habeas petition should be transferred to another court.
Rule 4(a) specifically provides that:
The original petition shall be presented promptly to the circuit
court, (the court), in accordance with the procedure of the
court for assignment of its business. The court shall promptly
review whether the petition should be transferred to a venue
set forth in Rule 3(a).See footnote 5
5
If transfer is appropriate, the court
shall promptly enter an order transferring the petition.
As discussed above, habeas corpus petitions that challenge the petitioner's conviction or
sentence are generally returned to the court wherein the petitioner was convicted and
sentenced. This procedure is not only practical in the sense that it allows the court most
familiar with the circumstances of the petitioner's case to consider the habeas petition, but
it also serves to lighten the case load of courts located in counties with correctional
facilities. Judicial time in these counties is often limited because of the great number of
habeas petitions that are filed therein. Accordingly, we hold that in determining whether
a habeas corpus petition is suitable for transfer to another court, the circuit court should
consider whether the allegations set forth in the habeas petition relate to the petitioner's
conviction and/or sentencing. If the petition does contain such allegations, then practical
considerations and judicial economy ordinarily dictate that it be transferred to the county
wherein the petitioner was convicted and sentenced. However, if the petition challenges
the conditions of confinement or raises other purely legal questions or issues unrelated to
the petitioner's conviction and/or sentencing, the writ should be returnable to the court in
the county in which the petitioner is confined. In any event, the circuit court should act
with dispatch and render a prompt decision.
While we are certainly concerned by the fact that the habeas petition at issue
here was pending in the circuit court for nearly thirteen months, we, nonetheless, find that
transferring the case to the county in which the petitioner was convicted was appropriate.
Thus, for the reasons set forth above, the writ prayed for is denied.
Writ denied.