Thomas M. Plymale
William L. Mundy
Plymale Law Office
Debra A. Nelson
Wayne, West Virginia
Mundy & Adkins
Attorney for the Appellant
Huntington, West Virginia
D.C. Offutt, Jr.
Attorneys for the Appellee,
Sonja L. Carpenter
American Hospital for Rehabilitation
Offutt, Fisher & Nord
Huntington, West Virginia
Attorneys for the Appellee,
Manjula Narayan, M.D.
The Opinion of the Court was delivered PER CURIAM.
1. 'A circuit court's entry of summary judgment is reviewed de novo.'
Syl. Pt. 1, Painter v. Peavy, 192 W. Va. 189, 451 S.E.2d 755 (1994). Syllabus point
1, McGraw v. St. Joseph's Hospital, 200 W. Va. 114, 488 S.E.2d 389 (1997).
2. A trial court is vested with discretion under W. Va. Code § 55-7B-7
(1986) to require expert testimony in medical professional liability cases, and absent an
abuse of that discretion, a trial court's decision will not be disturbed on appeal. Syllabus
point 8, McGraw v. St. Joseph's Hospital, 200 W. Va. 114, 488 S.E.2d 389 (1997).
3. 'It is the general rule that in medical malpractice cases negligence
or want of professional skill can be proved only by expert witnesses. Syl. pt. 2, Roberts
v. Gale, 149 W. Va. 166, 139 S.E.2d 272 (1964).' Syl. Pt. 1, Farley v. Meadows, 185
W. Va. 48, 404 S.E.2d 537 (1991). Syllabus point 5, McGraw v. St. Joseph's Hospital,
200 W. Va. 114, 488 S.E.2d 389 (1997).
4. 'In medical malpractice cases where lack of care or want of skill is
so gross, so as to be apparent, or the alleged breach relates to noncomplex matters of
diagnosis and treatment within the understanding of lay jurors by resort to common
knowledge and experience, failure to present expert testimony on the accepted standard of
care and degree of skill under such circumstances is not fatal to a plaintiff's prima facie
showing of negligence.' Syl. Pt. 4, Totten v. Adongay, 175 W. Va. 634, 337 S.E.2d 2
(1985). Syllabus point 6, McGraw v. St. Joseph's Hospital, 200 W. Va. 114, 488 S.E.2d
389 (1997).
5. The standard of nonmedical, administrative, ministerial or routine
care in a hospital need not be established by expert testimony, because the jury is
competent from its own experience to determine and apply a reasonable care standard.
Syllabus point 9, McGraw v. St. Joseph's Hospital, 200 W. Va. 114, 488 S.E.2d 389
(1997).
6. Roughly stated, a 'genuine issue' for purposes of West Virginia Rule
of Civil Procedure 56(c) is simply one half of a trialworthy issue, and a genuine issue does
not arise unless there is sufficient evidence favoring the non-moving party for a reasonable
jury to return a verdict for that party. The opposing half of a trialworthy issue is present
where the non-moving party can point to one or more disputed 'material' facts. A material
fact is one that has the capacity to sway the outcome of the litigation under the applicable
law. Syllabus point 5, Jividen v. Law, 194 W. Va. 705, 461 S.E.2d 451 (1995).
7. If there is no genuine issue as to any material fact summary judgment
should be granted but such judgment must be denied if there is a genuine issue as to a
material fact. Syllabus point 4, Aetna Casualty & Surety Co. v. Federal Insurance Co.
of New York, 148 W. Va. 160, 133 S.E.2d 770 (1963).
Per Curiam:
The appellant herein, and plaintiff below, Judy Banfi [hereinafter Banfi],
as executrix of the estate of Bertha Cunningham [hereinafter Mrs. Cunningham or the
decedent],See footnote 1
1
appeals from an order entered February 25, 1999, by the Circuit Court of
Cabell County. In that order, the court granted summary judgment to the appellees herein,
and defendants below, American Hospital for Rehabilitation [hereinafter American
Hospital] and Manjula Narayan, M.D. [hereinafter Dr. Narayan],See footnote 2
2
based upon Banfi's
failure to produce expert testimony in support of her claims of medical negligence asserted
against these defendants. On appeal to this Court, Banfi complains that the circuit court
erred by (1) requiring her to produce expert testimony regarding the defendants' culpability
for a fall Mrs. Cunningham sustained while she was a patient of American Hospital and
(2) granting summary judgment when there exists a genuine issue of material fact
concerning the circumstances surrounding the decedent's fall. Having reviewed the
parties' arguments, the appellate record, and the pertinent authorities, we find that the
circuit court did not err by ruling that expert testimony is required to determine the
defendants' negligence in failing to restrain Mrs. Cunningham and in diagnosing and
treating her injuries following her fall. We also find, however, that the circuit court
erroneously decided that our prior decision in McGraw v. St. Joseph's Hospital, 200
W. Va. 114, 488 S.E.2d 389 (1997), does not apply to Banfi's claim that the defendants
were negligent by not preventing Mrs. Cunningham's fall. In addition, we conclude that
the circuit court improperly granted summary judgment to the defendants on the fall
prevention claim when there exists a genuine issue of material fact as to this incident.
Accordingly, we affirm, in part, and reverse, in part, the order of the Circuit Court of
Cabell County and remand this case for further proceedings consistent with this opinion.
Thereafter, on September 14, 1992, Nurse Mills found Mrs. Cunningham
lying on the floor of her room's bathroom around 3:50 a.m. The accounts of how Mrs.
Cunningham came to be in this position vary. Morris Cunningham [hereinafter Mr.
Cunningham], Mrs. Cunningham's husband, testified that, according to his wife, she had
repeatedly requested assistance to travel to the bathroom, but her calls were not answered.
She then walked to the bathroom unassisted and fell. This account allegedly is
corroborated by a social worker for St. Mary's Hospital where Mrs. Cunningham was
taken later that morning for treatment of a fractured right hip, which was surgically
repaired the next day.See footnote 5
5
By contrast, Nurse Mills reported that she heard a noise and, upon
going to Mrs. Cunningham's room, found her on the floor of her bathroom. The nurse
also indicated that Mrs. Cunningham was apologetic because she knew she had been
instructed not to get out of bed without assistance, but claimed that she did not call for help
because she did not want to bother anyone.See footnote 6
6
As a result of Mrs. Cunningham's resultant injuries, Mr. Cunningham, as
his wife's attorney-in-fact and next friend,See footnote 7
7
filed a civil action in the Circuit Court of
Cabell County on September 13, 1994, alleging that American Hospital and Dr. Narayan
had been negligent in their care and treatment of her and that they had failed to provide for
her safety. Following Mrs. Cunningham's death,See footnote 8
8
her action was pursued by Judy Banfi
[hereinafter Banfi], as executrix of the decedent's estate.See footnote 9
9
More specifically, Banfi
contends that the defendant hospital was negligent in failing to adequately train its
personnel to provide for Mrs. Cunningham's safety by restraining and supervising her and
in not instructing its personnel regarding proper treatment of injuries. Likewise, Banfi
avers that Dr. Narayan negligently failed to order Mrs. Cunningham's restraint and
supervision and to diagnose and treat her injuries following her fall. Following discovery,
both defendants filed motions for summary judgment alleging that they were entitled to
judgment as a matter of law because Banfi had not produced an expert witness to testify
as to the applicable standard of care and the defendants' failure to meet said standard, as
required by W. Va. Code § 55-7B-7 (1986).See footnote 10
10
By order entered February 25, 1999, the
circuit court:
f[ound] that this case is governed by the West Virginia
Medical Professional Liability Act as found in Chapter 55,
Article 7b of the West Virginia Code.
. . . .
Plaintiff in this case has produced no expert to establish that
either American Hospital for Rehabilitation or Manjula
Narayan, M.D. breached the appropriate standard of care in
their treatment of Bertha Cunningham, Plaintiff's decedent.
Plaintiff alleges that the Defendants breached the appropriate
standard of care by failing to restrain, or order the restraint, of
Bertha Cunningham.
Based upon the pleadings and evidence produced in this case,
this Court is of the opinion that the decision of whether to
restrain the patient or not is a medical decision, which requires
the order of a physician.
The Court further f[ound] that there is no evidence that any
physician ordered restraint, and that to prevail upon this case,
the Plaintiff would need to show that the failure to order
restraint for Bertha Cunningham was a deviation from the
applicable standard of care.
It is further uncontested that the side rails on Bertha
Cunningham's bed were raised when Ms. Cunningham got out
of bed and subsequently fell.
The issue or issues of negligence against the respective
defendants involve complex medical knowledge regarding the
issuance of restraints or in the case against Dr. Narayan, the
possible aggravation of a previous injury due to delay in
treatment. Both of these matters require expert testimony.
This case does not involve negligence of such an apparent
nature that it could be resolved without the use of expert
testimony, therefore the Court is of the opinion that the case of
McGraw v. St. Joseph's Hospital, 488 S.E.2d 389 (W. Va.
1997) does not apply.
Accordingly, the court granted the defendants' motions for summary judgment, ruling:
A. This case is a medical malpractice action involving
complex medical decisions requiring the use of an expert under
West Virginia law to provide the Court and jury with the
appropriate standard of care to be met by the Defendants;
[and]
B. The Plaintiff has failed to provide any expert to
testify on her behalf with regard to the standard of care and
therefore cannot establish a prima facie case against either
Manjula Narayan, M.D. or American Hospital for
Rehabilitation.
From this order, Banfi appeals to this Court.
Governing our consideration of these three claims are general principles of
law which dictate when a plaintiff is required to produce expert testimony in order to prove
his/her claim of medical malpractice.See footnote 11
11
Claims of professional negligence arising from
health care practices are generally governed by the Medical Professional Liability Act,
W. Va. Code § 55-7B-1, et seq. Section 7 of this Act addresses the need for expert
testimony in such cases: [t]he applicable standard of care and a defendant's failure to
meet said standard, if at issue, shall be established in medical professional liability cases
by the plaintiff by testimony of one or more knowledgeable, competent expert witnesses
if required by the court. . . . W. Va. Code § 55-7B-7 (emphasis added). In our recent
decision, McGraw v. St. Joseph's Hospital, we interpreted W. Va. Code § 55-7B-7 as
granting a lower court the discretion to require, or not to require, expert testimony in cases
of medical negligence. See Syl. pt. 8, 200 W. Va. 114, 488 S.E.2d 389.
Despite the discretionary power of circuit courts in these cases,
'[i]t is the general rule that in medical malpractice
cases negligence or want of professional skill can be proved
only by expert witnesses.' Syl. pt. 2, Roberts v. Gale, 149
W. Va. 166, 139 S.E.2d 272 (1964). Syl. Pt. 1, Farley v.
Meadows, 185 W. Va. 48, 404 S.E.2d 537 (1991).
Syl. pt. 5, McGraw v. St. Joseph's Hosp., 200 W. Va. 114, 488 S.E.2d 389. Typically,
the need for expert testimony is obviated, however, in cases involving negligence claims
that are within the jury's common knowledge as nonmedical laypersons.
In medical malpractice cases where lack of care or
want of skill is so gross, so as to be apparent, or the alleged
breach relates to noncomplex matters of diagnosis and
treatment within the understanding of lay jurors by resort to
common knowledge and experience, failure to present expert
testimony on the accepted standard of care and degree of skill
under such circumstances is not fatal to a plaintiff's prima
facie showing of negligence. Syl. Pt. 4, Totten v. Adongay,
175 W. Va. 634, 337 S.E.2d 2 (1985).
Syl. pt. 6, McGraw, id. See also Syl. pt. 3, Totten v. Adongay, 175 W. Va. 634, 337
S.E.2d 2 ('It is the general rule that want of professional skill can be proved only by
expert witnesses. However, cases may arise where there is such want of skill as to
dispense with expert testimony.' Syl. pt. 2, Howell v. Biggart, 108 W. Va. 560, 152 S.E.
323 (1930).). Likewise, [t]he standard of nonmedical, administrative, ministerial or
routine care in a hospital need not be established by expert testimony, because the jury is
competent from its own experience to determine and apply a reasonable care standard.
Syl. pt. 9, McGraw, 200 W. Va. 114, 488 S.E.2d 389. See also Murphy v. Schwartz, 739
S.W.2d 777, 778 (Tenn. Ct. App. 1986) (instructing that common knowledge exception
to requirement of expert testimony in medical malpractice case operates when the medical
negligence is as blatant as a 'fly floating in a bowl of buttermilk' so that all mankind knows
that such things are not done absent negligence (citation omitted)). With these principles
in mind, we proceed to evaluate the circuit court's rulings.
As we noted above, while a circuit court has discretion to require expert
testimony in a case alleging medical negligence, it is generally acknowledged that such
testimony is necessary when the allegation in question involves a technical medical
decision, which is not within the ordinary and common knowledge of the average lay
juror. Syl. pts. 5, 6, & 9, McGraw, 200 W. Va. 114, 488 S.E.2d 389. Our research
indicates that the majority of jurisdictions considering the question of whether restraining
a patient is, in fact, a technical medical decision have concluded that it is a complex
determination, and therefore expert testimony is required to educate the jury as to the
appropriate standard of care. See, e.g., Leonard v. Providence Hosp., 590 So. 2d 906
(Ala. 1991) (concluding that whether a patient should be restrained is a complex medical
decision requiring expert testimony). Accord Sexton v. St. Paul Fire & Marine Ins. Co.,
275 Ark. 361, 631 S.W.2d 270 (1982); Washington Hosp. Ctr. v. Martin, 454 A.2d 306
(D.C. 1982); Taylor v. City of Beardstown, 142 Ill. App. 3d 584, 96 Ill. Dec. 524, 491
N.E.2d 803 (1986); Waatti v. Marquette Gen. Hosp., Inc., 122 Mich. App. 44, 329
N.W.2d 526 (1982) (per curiam); Reifschneider v. Nebraska Methodist Hosp., 222 Neb.
782, 387 N.W.2d 486 (1986); Carrigan v. Roman Catholic Bishop, 104 N.H. 73, 178
A.2d 502 (1962); Mossman v. Albany Med. Ctr. Hosp., 34 A.D.2d 263, 311 N.Y.S.2d
131 (1970); Bronaugh v. Harding Hosp., Inc., 12 Ohio App. 2d 110, 231 N.E.2d 487
(1967); Murphy v. Schwartz, 739 S.W.2d 777.See footnote 12
12
But see Emig v. Physicians' Physical
Therapy Serv., Inc., 432 N.E.2d 52 (Ind. Ct. App. 1982) (observing that decision of
whether to restrain patient is routine, ministerial decision within common knowledge of
lay jury), superseded by statute as stated in Ogle v. St. John's Hickey Mem'l Hosp., 473
N.E.2d 1055 (Ind. Ct. App. 1985). Therefore, in the absence of indicia to suggest that
the circuit court abused its discretion, we conclude that the court did not err by requiring
expert testimony on the patient restraints issue, and we affirm its ruling in this regard.
On appeal to this Court, Banfi complains that the circuit court erroneously granted summary judgment to the defendants on this claim despite the existence of a genuine issue of material fact regarding Mrs. Cunningham's fall and that, in any event, expert testimony was not required to prove the defendants' negligence. First, in considering the propriety of the summary judgment award, we are of the opinion that the varying accounts of the facts surrounding Mrs. Cunningham's fall demonstrate a genuine issue of material fact so as to preclude summary judgment on the issue of the defendants' culpability for this incident. Rule 56(c) of the West Virginia Rules of Civil Procedure renders proper the summary disposition of a case when there is no genuine issue as to any material fact and . . . the moving party is entitled to a judgment as a matter of law.
(Emphasis added).
Roughly stated, a genuine issue for purposes of West
Virginia Rule of Civil Procedure 56(c) is simply one half of a
trialworthy issue, and a genuine issue does not arise unless
there is sufficient evidence favoring the non-moving party for
a reasonable jury to return a verdict for that party. The
opposing half of a trialworthy issue is present where the non-
moving party can point to one or more disputed material
facts. A material fact is one that has the capacity to sway the
outcome of the litigation under the applicable law.
Syl. pt. 5, Jividen v. Law, 194 W. Va. 705, 461 S.E.2d 451 (1995). Accord Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S. Ct. 2505, 2510, 91 L. Ed. 2d 202, 211-12
(1986) (A dispute about a material fact is 'genuine' . . . if the evidence is such that a
reasonable jury could return a verdict for the nonmoving party.); Syl. pt. 2, in part,
Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171 (1995) (An issue is 'genuine' when
the evidence relevant to it, viewed in the light most favorable to the party opposing the
motion, is sufficiently open ended to permit a rational factfinder to resolve the issue in
favor of either side.).
While the defendants' theory of the case factually supports a judgment in
their favor, so, too, is it plausible, under Banfi's version of the circumstances surrounding
Mrs. Cunningham's fall, that a jury could find the defendants solely liable for this
occurrence and therefore absolve the decedent of any responsibility. Given this possibility
of a verdict for either party, we are sufficiently convinced that this factual dispute has the
capacity to sway the outcome of the litigation, Syl. pt. 5, in part, Jividen v. Law, 194
W. Va. 705, 461 S.E.2d 451, so as to render improper an award of summary judgment
on this issue: [i]f there is no genuine issue as to any material fact summary judgment
should be granted but such judgment must be denied if there is a genuine issue as to a
material fact. Syl. pt. 4, Aetna Cas. & Sur. Co. v. Federal Ins. Co. of New York, 148
W. Va. 160, 133 S.E.2d 770 (1963) (emphasis added). See also Hanlon v. Chambers, 195
W. Va. 99, 105, 464 S.E.2d 741, 747 (1995) ([I]f there is any evidence in the record
from any source from which a reasonable inference can be drawn in favor of the
nonmoving party, summary judgment is improper.). Accordingly, we reverse the circuit
court's order insofar as it granted summary judgment to the defendants on Banfi's claims
alleging that they were negligent in failing to prevent Mrs. Cunningham's fall. We remand
this matter for further proceedings consistent with our instructions below.
With respect to whether the circuit court erred by requiring expert testimony
on the fall prevention claim, we have observed that the circuit court conclusively
determined that our prior decision in McGraw v. St. Joseph's Hospital, 200 W. Va. 114,
488 S.E.2d 389, does not apply to this proceeding. With this conclusion, however, we
strongly disagree. Not only did McGraw involve facts similar to those at issue herein, but
we also determined, in that case, that claims of negligence arising from a hospital patient's
fall generally do not require expert testimony as the applicable standard of care is within
the common knowledge of the average lay jury. 200 W. Va. at 120-22, 488 S.E.2d at
395-97.See footnote 13
13
As the case sub judice is remarkably similar to our prior decision of McGraw,
we instruct the circuit court to refer to this precedent during its reconsideration of this
issue.
As we noted above, typically expert testimony is required to prove claims of
medical negligence when the alleged misconduct involves a complex medical decision
rather than a matter involving nonmedical, routine, or ministerial care. See Syl. pts. 5,
6, & 9, McGraw, 200 W. Va. 114, 488 S.E.2d 389. Similar to our finding in Section
III.A., supra, that a medical decision, which requires expert testimony, is presented as to
whether patient restraints should have been ordered in a particular case, so too do we
conclude that the present claim requires expert testimony. In other words, whether a
defendant has properly diagnosed and/or treated a patient entrusted to his/her care
necessitates expert testimony because such a question is outside the common knowledge
of the typical jury. A multitude of our sister jurisdictions addressing such a query have
reached the same conclusion. See, e.g., Spring Creek Living Ctr. v. Sarrett, 319 Ark.
259, 890 S.W.2d 598 (1995) (concluding that expert testimony is required to prove claims
of negligent diagnosis and treatment). Accord Donovan v. Iowa, 445 N.W.2d 763 (Iowa
1989); Sorenson v. St. Paul Ramsey Med. Ctr., 444 N.W.2d 848 (Minn. Ct. App. 1989),
aff'd as modified, 457 N.W.2d 188 (Minn. 1990); Kelly v. Berlin, 300 N.J. Super. 256,
692 A.2d 552 (App. Div. 1997); Redding v. Saunders, 213 A.D.2d 1015, 625 N.Y.S.2d
115 (1995) (mem.).See footnote 14
14
But see Hare v. Wendler, 263 Kan. 434, 442, 949 P.2d 1141, 1147
(1997) (noting that common knowledge exception can obviate need for expert testimony
where if what is alleged to have occurred in the diagnosis, treatment, and care of a
patient is so obviously lacking in reasonable care and the results are so bad that the lack
of reasonable care would be apparent to and within the common knowledge and experience
of mankind generally (internal quotations and citations omitted) (emphasis added)).
Because we can locate no basis for concluding that the circuit court abused its discretion
in requiring Banfi to present expert testimony regarding the defendants' allegedly improper
diagnosis and treatment of the decedent, we affirm the circuit court's ruling in this regard.
Affirmed, in part, Reversed, in part, and Remanded.
of reference, and consistent with the style of this case in the circuit court, we will continue to refer to the plaintiff/appellant in this matter as Banfi.
Smith v. Weaver, 225 Neb. 569, 407 N.W.2d 174 (1987) (same); Ramage v. Central Ohio Emergency Servs., Inc., 64 Ohio St. 3d 97, 592 N.E.2d 828 (1992) (same); Murphy v. Schwartz, 739 S.W.2d 777 (Tenn. Ct. App. 1986) (same); Reeves v. Geigy Pharm., Inc., 764 P.2d 636 (Utah Ct. App. 1988) (same). Cf. Espinosa v. Little Co. of Mary Hosp., 31 Cal. App. 4th 1304, 1319, 37 Cal. Rptr. 2d 541, 550 (1995) (observing that [t]o prove the defendant's negligence was a substantial factor in causing the plaintiff's condition in [lost-chance] cases, the plaintiff must present expert testimony that if proper treatment had been given, a better result would have followed (citation omitted)).