__________________________________________________________________
William V. DePaulo, Esq.
Ross & DePaulo
Hurricane, West Virginia
and
Mary Anne Maul, Esq.
Charleston, West Virginia
Attorneys for Petitioners
Allyn G. Turner, Esq.
Deputy Chief, Office of Legal Services
Division of Environmental Protection
Charleston, West Virginia
Attorney for Barbara S. Taylor
Ronald J. Flora, Esq.
Milton, West Virginia
Attorney for Culloden Public Service District
Robert G. McLusky, Esq.
Scott D. Goldman, Esq.
Jackson & Kelly
Charleston, West Virginia
Attorneys for West Virginia-American Water Company
JUSTICE MAYNARD delivered the Opinion of the Court.
JUDGE RISOVICH, sitting by temporary assignment.
JUSTICE MCGRAW dissents and reserves the right to file a dissenting opinion.
JUSTICE SCOTT did not participate.
1. A writ of mandamus will not issue unless three elements coexist --
(1) a clear legal right in the petitioner to the relief sought; (2) a legal duty on the part of
respondent to do the thing which the petitioner seeks to compel; and (3) the absence of
another adequate remedy. Syllabus Point 2, State ex rel. Kucera v. City of Wheeling, 153
W.Va. 538, 170 S.E.2d 367 (1969).
2. West Virginia Rule of Civil Procedure 24(a)(2) allows intervention of
right in an action if an applicant meets four conditions: (1) the application must be timely;
(2) the applicant must claim an interest relating to the property or transaction which is the
subject of the action; (3) disposition of the action may, as a practical matter, impair or
impede the applicant's ability to protect that interest; and (4) the applicant must show that
the interest will not be adequately represented by existing parties.
3. While Rule 24 of the West Virginia Rules of Civil Procedure
provides for the intervention of parties upon a timely application, the timeliness of any
intervention is a matter of discretion with the trial court. Syllabus Point 10, Pioneer Co.
v. Hutchinson, 159 W.Va. 276, 220 S.E.2d 894 (1975), overruled on other grounds, State
ex rel. E.D.S. Fed. Corp. v. Ginsberg, 163 W.Va. 647, 259 S.E.2d 618 (1979).
4. To justify intervention of right under West Virginia Rule of Civil
Procedure 24(a)(2), the interest claimed by the proposed intervenor must be direct and
substantial. A direct interest is one of such immediate character that the intervenor will
either gain or lose by the direct legal operation and effect of the judgment to be rendered
between the original parties. A substantial interest is one that is capable of definition,
protectable under some law, and specific to the intervenor. In determining the adequacy
of the interest in a motion to intervene of right, courts should also give due regard to the
efficient conduct of the litigation.
5. In determining whether a proposed intervenor of right under West
Virginia Rule of Civil Procedure 24(a)(2) is so situated that the disposition of the action
may impair or impede his or her ability to protect that interest, courts must first determine
whether the proposed intervenor may be practically disadvantaged by the disposition of the
action. Courts then must weigh the degree of practical disadvantage against the interests
of the plaintiff and defendant in conducting and concluding their action without undue
complication and delay, and the general interest of the public in the efficient resolution of
legal actions.
6. In order to demonstrate inadequate representation under West Virginia
Rule of Civil Procedure 24(a)(2), a private person seeking to intervene of right in a legal
action in which a government agency represents the public interest generally must assert
some specialized or private interest justifying intervention.
Maynard, Justice:
This case is before the Court upon a petition for writ of mandamus filed by
the petitioners, Bobby J. Ball, Shirley Ball and the Estate of Frances J. Ball, against the
respondents, the Honorable John L. Cummings, Judge of the Circuit Court of Cabell
County; Barbara Taylor, Chief, Office of Water Resources, Division of Environmental
Protection; Culloden Public Service District; and West Virginia--American Water
Company. The petitioners seek a writ ordering Judge Cummings to permit the petitioners
to intervene in an enforcement action brought by the Division of Environmental Protection,
pursuant to the West Virginia Water Pollution Control Act, W.Va. Code §§ 22-11-1 to 22-
11-28, against the Culloden Public Service District and the West Virginia--American
Water Company. We issued a rule to show cause and now grant the writ of mandamus.
W.Va. Code § 22-11-8 (1994) of the WPCA prohibits the discharge of pollutants except in compliance with that code section and, inter alia, a National Pollutant Discharge Elimination System (NPDES) permit issued pursuant to W.Va. Code § 22-11- 4 (1994).See footnote 2 2 Culloden PSD was issued the NPDES permit on August 8, 1995, which expires August 7, 2000, for the operation of its wastewater treatment plant in Cabell County. WV-AWC has operated the wastewater treatment facility since September 1997. The NPDES permit allows certain discharges of pollutants into state waters and requires the respondents to comply with specific terms and conditions including effluent discharge limitationsSee footnote 3 3 and monitoring requirements.
On September 15, 1998, the petitioners gave notice to state and federal
authorities, Culloden PSD and WV-AWC, pursuant to the federal Water Pollution
Prevention and Control Act, 33 U.S.C. § 1365(b) (1994) (WPPCA), that they were
instituting a civil suit under the WPPCA against Culloden PSD and WV-AWC in 60 days
if state authorities did not commence a civil action to require compliance with state and
federal water pollution standards.See footnote 4
4
On November 12, 1998, Barbara S. Taylor, Chief of
Office of Water Resources, West Virginia Division of Environmental Protection (DEP),
filed a civil action against Culloden and the WV-AWC (the defendants) in the Circuit
Court of Cabell County, pursuant to the WPCA. The complaint alleged that the defendants
exceeded effluent limitations contained in their permit; failed to properly maintain and
operate the wastewater facilities and systems of treatment and control at all times; failed
to comply with all the terms and conditions of the permit; failed to take immediate
measures to prevent the discharge of sewage into waters of the State; and failed to
complete construction of a regional wastewater treatment plant on or before April 30,
1998.
On January 7, 1999, the petitioners filed a motion to intervene in the DEP's
enforcement action pursuant to Rule 24 of the West Virginia Rules of Civil Procedure.
In the intervenor's complaint, the petitioners stated causes of action for trespass, nuisance,
violations of the federal WPPCA, and the state WPCA as a result of alleged damage to
their land caused by discharges from the wastewater treatment facility. The petitioners
asked for declaratory relief; temporary and permanent injunctive relief; compensatory and
punitive damages; and costs.
By order of March 22, 1999, the Circuit Court of Cabell County, Judge
Cummings presiding, denied the petitioner's motion to intervene. Judge Cummings
essentially held that denying intervention does not impair the remedies available to the
petitioners; the petitioners' interest in seeking injunctive relief will be satisfied by the DEP
action; and the petitioners' intervention would alter the scope of the trial and impede the
discovery process.
Syllabus Point 2, State ex rel. Kucera v. City of Wheeling, 153 W.Va. 538, 170 S.E.2d
367 (1969). We have characterized the purpose of the writ as the enforcement of an
established right and the enforcement of a corresponding imperative duty created or
imposed by law. See State ex rel. Bronaugh v. City of Parkersburg, 148 W.Va. 568, 136
S.E.2d 783 (1964). This Court has further said that [m]andamus is a proper remedy to
require the performance of a nondiscretionary duty by various governmental agencies or
bodies. Syllabus Point 1, State ex rel. Allstate Insurance Co. v. Union Public Service
District, 151 W.Va. 207, 151 S.E.2d 102 (1966). Finally, we also recognize that
mandamus against a judge is a drastic and extraordinary remed[y] . . . reserved for [a]
really extraordinary cause[]. State ex rel. Suriano v. Gaughan, 198 W.Va. 339, 345, 480
S.E.2d 548, 554 (1996). With these principles to guide us, we now consider the issue
before us.
West Virginia Rule of Civil Procedure 24(a)(2) states:
Upon timely application anyone shall be
permitted to intervene in an action: . . . (2) when the
applicant claims an interest relating to the property or
transaction which is the subject of the action and the
applicant is so situated that the disposition of the action
may as a practical matter impair or impede the
applicant's ability to protect that interest, unless the
applicant's interest is adequately represented by existing
parties.
Thus, West Virginia Rule of Civil Procedure 24(a)(2) allows intervention of right in an
action if an applicant meets four conditions: (1) the application must be timely; (2) the
applicant must claim an interest relating to the property or transaction which is the subject
of the action; (3) disposition of the action may, as a practical matter, impair or impede
the applicant's ability to protect that interest; and (4) the applicant must show that the
interest will not be adequately represented by existing parties. We must now determine
whether these four conditions are present in this case.
We note at the outset that while this Court has considered whether a motion
to intervene is timely under Rule 24(a)(2), we have not previously addressed the standards
to be used in determining whether the remaining conditions listed above are present. W
e
observe, however, that West Virginia Rule of Civil Procedure 24(a)(2) and Federal Rule
of Civil Procedure 24(a)(2), upon which it is based, are substantially similar.
Accordingly, we follow our usual practice of giving substantial weight to federal cases
in determining the meaning and scope of our rules of civil procedure. Lawyer
Disciplinary Bd. v. Cunningham, 195 W.Va. 27, 33, fn. 11, 464 S.E.2d 181, 187, fn. 11
(1995); see also West Virginia Public Employees Insurance Board v. Blue Cross Hospital
Service, Inc., 180 W.Va. 177, 375 S.E.2d 809 (1988).
There is no dispute that the petitioners' application to intervene in the DEP
action was timely. The DEP action was filed on November 17, 1998, and the petitioners'
motion to intervene was filed on January 7, 1999.
This Court has stated that [w]hile Rule
24 of the West Virginia Rules of Civil Procedure provides for the intervention of parties
upon a timely application, the timeliness of any intervention is a matter of discretion with
the trial court. Syllabus Point 10, Pioneer Co. v. Hutchinson, 159 W.Va. 276, 220
S.E.2d 894 (1975), overruled on other grounds, State ex rel. E.D.S. Fed. Corp. v.
Ginsberg, 163 W.Va. 647, 259 S.E.2d 618 (1979). In its order denying the petitioners'
motion to intervene, the circuit court found that timeliness of application is satisfied
because less than two months passed before intervention was requested[,] and this finding
is not challenged here.
The second condition that the petitioners must meet under Rule 24(a)(2) is
an interest relating to the property which is the subject of the DEP's enforcement action.
The petitioners argue that they have demonstrated an interest requiring protection which
will be affected by the outcome of the DEP action. According to the petitioners, this
interest is the speedy enjoinment of the discharge of any further pollution onto their land.
Culloden PSD and WV-AWC do not dispute the petitioners' claim of an adequate interest
in the DEP action.
We agree that the petitioners have demonstrated an adequate interest
under Rule 24(a)(2). However, because this Court has not previously addressed the issue
of what constitutes an adequate interest to justify intervention of right under Rule 24(a)(2),
we deem it helpful to briefly survey the relevant federal law.
One is hard-pressed to discover a bright line rule adopted by a majority of federal courts on this issue. See 59 Am.Jur.2d, Parties § 134 (1987) (noting the absence of any concise yet comprehensive definition of what constitutes a litigable interest for the purposes of intervention); 7C Charles A. Wright, et al., Federal Practice and Procedure, § 1908, p. 19 (1999 Supp.) (There is not as yet any clear definition of the nature of the 'interest relating to the property or transaction which is the subject of the action' that is required for intervention of right); Conservation Law Foundation v. Mosbacher, 966 F.2d 39, 41 (1st Cir. 1992) (because the case law varies substantially between courts, no bright line of demarcation exists); and Kleissler v. U.S. Forest Service 157 F.3d 964, 969 (3rd Cir. 1998) (recognizing the lack of a 'precise and authoritative definition' of the interest that satisfies Rule 24(a)(2)(citation omitted)). However, some general principles are apparent.
It is generally agreed that an applicant's interest under a Rule 24(a)(2) motion
to intervene must be direct and substantial or legally protectable. One commentator has
stated:
[I]t has been declared that the interest in the subject
matter of the litigation must be a substantial interest, a
legal interest, or an interest known and protected by the
law. Interest means a concern which is more than
mere curiosity, or academic or sentimental desire. One
interested in an action is one who is interested in the
outcome or result thereof because he or she has a legal
right which will be directly affected thereby or a legal
liability which will be directly enlarged or diminished
by the judgment or decree therein.
59 Am.Jur.2d Parties § 134, p. 591 (1987) (footnotes omitted). See also Eunice A.
Eichelberger, What Is Interest Relating To Property Or Transaction Which Is Subject
Of Action Sufficient To Satisfy That Requirement For Intervention As Matter Of Right
Under Rule 24(a)(2) Of Federal Rules Of Civil Procedure, 73 A.L.R. Fed. 448 (1985);Sierra Club v. Espy, 18 F.3d 1202 (5th Cir. 1994); U.S. v. W.R. Grace & Co. - Conn.,
185 F.R.D. 184 (D.N.J. 1999); and U.S. v. ABC Industries, 153 F.R.D. 603 (W.D.Mich.
1993). A direct interest has been described as one of such direct and immediate character
that the intervenor will either gain or lose by the direct legal operation and effect of the
judgment to be rendered between the original parties. 59 Am.Jur.2d, Parties § 135, pp.
593-594 (footnote omitted). See also 67A C.J.S. Parties § 75 (1978); 26 Fed.Proc. L.Ed.
Parties § 59:273 (1984); and U.S. Metropolitan Dist. Com'n, 147 F.R.D. 1 (D.Mass.
1993). Said another way, [a] person has a direct interest justifying intervention in
litigation where judgment in the action of itself adds to or detracts from his legal rights
without reference to rights and duties not involved in the litigation. 67A C.J.S. Parties
§ 75, p. 814 (1978) (footnotes omitted). Concerning the significance of the interest, [i]t
is generally enough that the interest is protectable under some law, and that there is a
relationship between the legally protected interest and the claims at issue. Silver v.
Babbitt, 166 F.R.D. 418, 425 (D.Ariz. 1994), aff'd, 68 F.3d 481 (9th Cir. 1995) (citation
omitted). See also Conservation Law Foundation v. Mosbacher, 966 F.2d 39, 41 (1st Cir.
1992) (To justify intervention as of right, interests must be 'significantly protectable'
(citation omitted)).
Obviously, such an approach depends heavily upon the specific facts of the
case. The court in Kleissler v. U.S. Forest Service, 157 F.3d 964, 972 (3rd Cir. 1998)
described this fact-specific approach as follows:
Rule 24 demands flexibility when dealing with the
myriad situations in which claims for intervention arise.
Nonetheless, the polestar for evaluating a claim for
intervention is always whether the proposed
intervenor's interest is direct or remote. Due regard for
efficient conduct of the litigation requires that
intervenors should have an interest that is specific to
them, is capable of definition, and will be directly
affected in a substantially concrete fashion by the relief
sought. The interest may not be remote or attenuated.
The facts assume overwhelming importance in each
decision.
We believe such a flexible and fact-specific analysis is in accord with this Court's
traditional application of the rules of practice and procedure to promote the ends of
justice[,] State v. Greene, 196 W.Va. 500, 506, 473 S.E.2d 921, 927 (1996) (Cleckley,
J., concurring), quoting Hormel v. Helvering, 312 U.S. 552, 557, 61 S.Ct. 719, 721, 85
L.Ed. 1037, 1041 (1941), while maintaining adequate guidelines to ensure the efficiency
and manageability of litigation. Accordingly, we hold that to justify intervention of right
under West Virginia Rule of Civil Procedure 24(a)(2), the interest claimed by the proposed
intervenor must be direct and substantial. A direct interest is one of such immediate
character that the intervenor will either gain or lose by the direct legal operation and effect
of the judgment to be rendered between the original parties. A substantial interest is one
that is capable of definition, protectable under some law, and specific to the intervenor.
In determining the adequacy of the interest in a motion to intervene of right, courts should
also give due regard to the efficient conduct of the litigation. Finally, we emphasize that
the facts assume overwhelming importance in each decision.
Applying these principles to the instant case, we find that the petitioners
claim an adequate interest for intervention of right. The DEP enforcement action was
brought to seek injunctive relief and the imposition of civil penalties for discharges of
pollutants into the Indian Fork which traverses the petitioners' property. The petitioners
claim that the discharges of these pollutants have impaired the use, enjoyment and
economic value of their land. Absent the DEP enforcement action, the petitioners could
have filed an action under the federal WPPCA or an injunction action to stop the
discharges of pollutants into the Indian Fork. Therefore, the interest articulated by the
petitioners is capable of definition, protectable under law, and specific to them. Further,
we believe that the interest is of such immediate character that the petitioners will either
gain or lose by the effect of the final judgment or consent order between the DEP and the
defendants. If the DEP action results in the immediate cessation of pollutants into the
Indian Fork, the petitioners will gain the use, enjoyment and value of their property. If
the immediate cessation of the discharge of pollutants is not the result of the DEP action,
the petitioners will lose by having to endure the continued ill effects of pollutants flowing
across their land. Accordingly, we conclude that the petitioners claim an adequate interest
under Rule 24(a)(2).
The next condition for intervention under Rule 24(a)(2) is that the petitioners
are so situated that the disposition of the DEP's enforcement action may, as a practical
matter, impair or impede their ability to protect their interest. Culloden PSD and WV-
AWC reason that the petitioners' primary interest is money, and the DEP's action in no
way prevents the petitioners from bringing a common law action against the defendants for
damages. The petitioners, as noted above, argue that their primary interest is the
immediate enjoinment of the discharge of pollution onto their land. The petitioners aver
that the DEP's action frustrated the filing of their own enforcement action under the
federal WPPCA against Culloden and WV-AWC. They also contend that the DEP may
dispose of its action by agreeing to an order extending indefinitely the deadline for
abatement activities.
This Court has not addressed the issue of when disposition of an action
impedes or impairs an applicant's ability to protect his or her interest under Rule 24(a)(2).
One commentator has stated that under federal Rule 24(a)(2):
It is generally agreed that in determining whether
disposition of the action will impede or impair the
applicant's ability to protect his interest the question
must be put in practical terms rather than in legal
terms. The central purpose of the 1966 amendment [of
Federal Rule of Civil Procedure 24] was to allow
intervention by those who might be practically
disadvantaged by the disposition of the action[.]
7C Charles A. Wright, et al., Federal Practice and Procedure § 1908, p. 301 (1986)
(footnotes omitted). Further it has been said that [t]he issue of practical impairment is
necessarily one of degree and requires a consideration of the competing interests of the
plaintiff and defendant in conducting and concluding their lawsuit without undue
complication, and of the public in the speedy and economical resolution of legal
controversies. 59 Am.Jur.2d Parties § 138, p. 603 (footnote omitted). We find these
considerations useful in determining cases such as the instant one. Therefore, we hold that
in determining whether a proposed intervenor of right under West Virginia Rule of Civil
Procedure 24(a)(2) is so situated that the disposition of the action may impair or impede
his or her ability to protect that interest, courts must first determine whether the proposed
intervenor may be practically disadvantaged by the disposition of the action. Courts then
must weigh the degree of practical disadvantage against the interests of the plaintiff and
defendant in conducting and concluding their action without undue complication and delay,
and the general interest of the public in the efficient resolution of legal actions.
In applying this standard to the facts of the instant case, we agree with the
petitioners that the disposition of the DEP action may impede their ability to protect their
interest. While the DEP's action does not impair the petitioners' ability to bring a
common law action for damage to their land, it does prevent them from bringing a federal
WPPCA action. The federal Water Pollution Prevention and Control Act, 33 U.S.C. §
1365(a)(1), provides that any citizen may commence a civil action on his own behalf ---
(1) against any person . . . who is alleged to be in violation of (A) an effluent standard or
limitation under this chapter or (B) an order issued by . . . a State with respect to such a
standard or limitation[.] The petitioners were preparing to bring such an action, by the
issuance of a 60-day notice required by 33 U.S.C. § 1365(b)(1), when the DEP filed its
own action. According to 33 U.S.C. § 1365(b)(1)(B) no citizen action may be commenced
under the federal WPPCA if the . . . State has commenced and is diligently prosecuting
a civil or criminal action in a court of . . . a State to require compliance with the standard,
limitation, or order[.] Therefore, the DEP's action against Culloden PSD and WV-AWC
foreclosed the petitioners from bringing their own enforcement or compliance action.
Further, the DEP's disposition of its enforcement action may impair the
petitioners' ability to protect their interest in the immediate enjoinment of the discharge of
pollution onto their property. As acknowledged by WV-AWC, the DEP action will likely
be disposed of by a consent order between the DEP and the defendants. This order may
enact a longer deadline for the construction of a new waste water treatment facility or other
abatement activities than the petitioners are willing to accept. Also, we agree with the
petitioners that an opportunity for comment on any proposed consent order, while usually
effective to address the concerns of the public at large, is a poor substitute for actual
participation by parties with the immediate interests of the petitioners. In addition, even
if the provisions of the consent decree were reconsidered in light of the petitioners'
comments, this would further delay an ultimate resolution of the DEP action to the
disadvantage of the petitioners for whom time is of the essence. Accordingly, we find that
disposition of the DEP action may impair the petitioners' ability to protect their interest
in seeking immediate injunctive relief.
The defendants argue, however, and Judge Cummings found, that to add the
petitioners, who are also seeking monetary damages, to the DEP action would change the
burden of proof and complicate the issues to be tried. We disagree. The petitioners desire
to intervene in the DEP action to ensure that their interest in the timely abatement of the
discharge of pollutants into the Indian Fork will be protected. It appears that the issues of
how and when this abatement will be affected are central to the resolution of the DEP
action. Therefore, the petitioners can participate in the resolution of these issues. On the
other hand, the issues involved in the petitioners' action for monetary damages can be
bifurcated.See footnote 6
6
In this manner, the interests of the petitioners will be adequately represented,
the interests of the DEP and the defendants in conducting their action without undue
complication will not be compromised, and the public's interest in the speedy and
economical resolution of the DEP action will be facilitated.
This brings us to the decisive issue of whether the petitioners' interest is
adequately represented by the DEP. The defendants aver that federal courts have ruled
that when a proposed intervenor's interests are being adequately represented by a
governmental entity which is a party to the action, intervention should be denied. For
support, the defendants cite State of Texas v. United States Dept. of Energy, 754 F.2d 550,
553 (5th Cir. 1985) in which the court held that where, as here, the existing
representative in the suit is the government, there is a presumption of adequate
representation which may be overcome by an intervenor only upon a showing of adversity
of interest, the representative's collusion with the opposing party, or nonfeasance by the
representative (citations omitted). The defendants also rely upon Amalgamated Transit
Intern. Union v. Donovan, 771 F.2d 1551, 1553 (D.C. Cir. 1985), appeal dismissed,
Metropolitan Atlanta Rapid Transit Authority v. Amalgamated Transit Union Intern., AFL-
CIO, 475 U.S. 1042, 106 S.Ct. 1255, 89 L.Ed.2d 566 (1986), and cert. denied, 475 U.S.
1046, 106 S.Ct. 1262, 89 L.Ed.2d 572 (1986) where the court reasoned that where the
proposed intervenor's interests would only be protected if the government prevailed in the
main action, it would border[] on being frivolous to argue that the government was not
an adequate representative for the intervenor's interests. The defendants conclude that the
DEP is fully capable of enforcing the permits it issues without assistance from the
petitioners. In his order denying the petitioners' motion to intervene, Judge Cummings
held:
The Ball's interest in seeking injunctive relief
will be satisfied by the DEP. As noted in the West
Virginia-American Water Company's Opposition to
Intervention memorandum, the DEP is required to
allow public comment on the proposed consent order
and the Court could consider the Ball's comments at
that time. There is no legitimate reason why the DEP
would not represent the best interest of private citizens
in this matter.
We disagree.
Again, our survey of applicable federal cases reveals that the law in this area
is not well-settled. First, courts are split concerning who has the burden of showing
adequacy or inadequacy of representation, the party seeking intervention or the party
opposing it. See Bates v. Jones, 904 F.Supp. 1080, 1087 (N.D.Cal. 1995) (The burden
is on the applicant to demonstrate the inadequacy of the present representation); National
Farm Lines v. I.C.C., 564 F.2d 381, 383 (10th Cir. 1977) (the burden, although slight,
continues to be on the petitioners to show that the representation by parties may be
inadequate); Alexander v. F.B.I., 186 F.R.D. 21, 31 (D.D.C. 1998) (the burden is on
those opposing intervention to show that representation for the absentee will be adequate
(citation omitted)); 7C Charles A. Wright, et al. Federal Practice and Procedure, § 1909;
and 26 Fed. Proc., L.Ed. § 59:300. Even those courts which place the burden of proof
on the applicant generally agree, however, that the burden showing inadequate
representation is minimal, and that a liberal view toward allowing intervention should be
followed. See Sierra Club v. Robertson, 960 F.2d 83, 86 (8th Cir. 1992) (Doubts
regarding the propriety of permitting intervention should be resolved in favor of allowing
it, because this serves the judicial system's interest in resolving all related controversies
in a single action (citation omitted)); 26 Fed. Proc. L.Ed. § 59:301; and 7C Charles A.
Wright, et al, Federal Practice and Procedure § 1909 (1986). It is also to be remembered
that a proposed intervenor need only show that his claimed interest may not be adequately
represented; no showing of actual inadequacy is required. See West Virginia Rule of
Civil Procedure 24(a)(2) and 59 Am.Jur.2d Parties § 140.
Courts also lack agreement concerning the proper standard to be used in
determining the adequacy of representation. One commentator has opined that courts
have developed a perplexing variety of tests, standards, and analytical frameworks. This
has lead at least one court to note that there is some doubt as to the correct standard
applicable in determining adequacy of representation. 26 Fed.Proc. L.Ed. Parties §
59:302 (footnote omitted). A review of this perplexing variety of tests would be of little
utility here. Instead, it is sufficient to recognize that generally courts compare the
interests asserted by the proposed intervenor with the interests of the existing party. See
59 Am.Jur.2d Parties § 141. If the proposed intervenor's interest is not represented by the
existing party, or the existing party's interests are adverse to those of the proposed
intervenor, intervention should be granted. If the interests of the proposed intervenor and
the existing party are similar, a discriminating judgment is required on the circumstances
of the particular case, but [the proposed intervenor] ordinarily should be allowed to
intervene unless it is clear that the [existing] party will provide adequate representation for
the absentee. 7C Charles A. Wright, et al., Federal Practice and Procedure § 1909, p.
319 (footnote omitted). See also 26 Fed.Proc. L.Ed. Parties §59:303. Finally, if the
interests are identical, intervention should be denied unless there is a compelling showing
as to why the existing representation is inadequate. See 26 Fed.Proc. L.Ed. Parties §
59:303. A compelling showing may include, but is not limited to, adversity of interest,
the representative's collusion with an opposing party, or nonfeasance by the representative.
26 Fed.Proc. L.Ed. Parties § 59:304.
Ordinarily, in actions such as the one involved here in which a government agency represents the public interest, it has been held that a proposed intervenor must make a strong showing of inadequate representation. See 26 Fed.Proc. L.Ed. Parties §59:322; and 7C Charles A. Wright, et al., Federal Practice and Procedure § 1909. However, other courts have found that government agencies cannot adequately represent private interests in litigation. See Mountain Solutions v. State Corp. Com'n, 173 F.R.D. 300, 304 (D.Kan. 1997) (As a general rule, governmental agencies seeking to protect the interests of the public in a lawsuit are not able to represent effectively the interests of intervenor applicants in the same action (citations omitted)); National Farm Lines v. I.C.C., 564 F.2d 381, 383 (10th Cir. 1977) (Other cases have recognized the inadequacy of governmental representation of the interests of private parties (citation omitted)); In re Sierra Club, 945 F.2d 776 (4th Cir. 1991) ; and Cabot LNG Corp. v. Puerto Rico Elec. Power, 162 F.R.D. 427 (D.Puerto Rico 1995). Also, it has been held that when the proposed intervenor asserts some specialized interest, intervention is granted absent a strong showing of inadequate representation. See 7C Charles A. Wright, Federal Practice and Procedure § 1909; and 26 Fed.Proc. L.Ed. Parties § 59:322. But see contra, Solid Waste Agency v. U.S. Army Corps. Of Engineers, 101 F.3d 503 (7th Cir. 1996).
A case analogous to the instant one in which a specialized interest was shown
is United States v. Reserve Mining Company, 56 F.R.D. 408 (D.Minn. 1972). In that
case, the United States government filed an action against Reserve Mining Company
alleging that Reserve had violated the Federal Water Pollution Control Act. The alleged
violation consisted of an allegation, in part, that certain state water quality standards
adopted by the State of Minnesota, with federal approval, were violated. The purpose of
the action was to secure abatement of the alleged pollution. Several environmental groups
sought to intervene in the action as plaintiffs. The court found that these groups
represented the interest of specific property owners and the interest of the groups'
members in Lake Superior as a source of drinking water, recreation, and conservation.
After finding that these groups satisfied the first two requirements of Rule 24(a)(2), the
court addressed the question of whether the groups' interests would be adequately
represented by the government. In concluding that the groups should be allowed to
intervene, the court reasoned:
While there may be a similarity of interests asserted
between the environmental groups and the United
States, the similarity does not necessarily mean that
there will be adequate representation of those interests
by the United States. Assuming that the end result
which the United States is seeking is an abatement of
pollution of Lake Superior by Reserve Mining
Company, the Court must assume that there is more
than one method of achieving that abatement. If the
environmental groups maintain an interest in a specific
form of abatement, which they feel will better protect
their asserted interests, the Court should be willing to
hear such evidence, if the best possible judgment is to
be rendered. . . .
In addition, there may be a difference in
approach between the environmental groups and the
United States. The United States is charged with
representing a broad public interest, and, as the
Government of the people, must represent varying
interest, industry as well as individuals. The Court
should at least hear and make of record the views of
those groups seeking to represent a more narrow
interest.
United States v. Reserve Mining Company, 56 F.R.D. at 418, 419. We agree with this
reasoning and hold that in order to demonstrate inadequate representation under West
Virginia Rule of Civil Procedure 24(a)(2), a private person seeking to intervene of right
in a legal action in which a government agency represents the public interest generally
must assert some specialized or private interest justifying intervention.
We now apply this rule to the instant set of facts. The petitioners' interest
is similar to the DEP's in that both seek an ultimate termination of unlawful discharges of
pollutants into the Indian Fork. The DEP's interest, however is broad and extends to
representing the public, including the entire Culloden community. According to W.Va.
Code § 22-11-27 (1994), [t]he provisions of [the WPCA] inure solely to and are for the
benefit of the people generally of the state of West Virginia[.] The DEP's broad interest
may cause it to agree to permit the defendants to continue discharges into the Indian Fork
for an extended period of time as being in the interests of the general public.
The interest
asserted by the petitioners, on the other hand, is a private and narrow one. The petitioners
simply want the speedy abatement of the discharge of pollutants onto their land. We
conclude, therefore, that the DEP does not adequately represent the petitioners' interest
in its action against the defendants. Accordingly, the petitioners should be allowed to
intervene in the DEP action.
In conclusion, we find that the petitioners claim an interest relating to the
property or transaction which is the subject of the DEP action; the petitioners are so
situated that the disposition of the DEP action may as a practical matter impair their ability
to protect that interest; and the petitioners' interest is not adequately represented by the
DEP. Therefore, the petitioners meet all the conditions for intervention of right under
Rule 24(a)(2) of the West Virginia Rules of Civil Procedure. Accordingly, we find that
the petitioners have a clear legal right to intervene, and Judge Cummings has a legal duty
to permit the petitioners to intervene in the DEP action. As noted above, another adequate
remedy is not available to the petitioners. For these reasons, we grant the writ of
mandamus prayed for by the petitioners.See footnote 7
7
Writ granted.
[A]ny citizen may commence a civil action on his own
behalf ---
(1) against any person (including (i) the United
States, and (ii) any other governmental instrumentality
or agency to the extent permitted by the eleventh
amendment to the Constitution) who is alleged to be in
violation of (A) an effluent standard or limitation under
this chapter or (B) an order issued by the Administrator
or a State with respect to such a standard or limitation,
or
(2) against the Administrator where there is
alleged a failure of the Administrator to perform any act
or duty under this chapter which is not discretionary
with the Administrator.
According to 33 U.S.C. § 1365(b)(1) (1994), in part, no such action may be
commenced,
(A) prior to sixty days after the plaintiff has
given notice of the alleged violation (i) to the
Administrator, (ii) to the State in which the alleged
violation occurs, and (iii) to any alleged violator of the
standard, limitation, or order, or
(B) if the Administrator or State has commenced
and is diligently prosecuting a civil or criminal action in
a court of the United States, or a State to require
compliance with the standard, limitation, or order, but
in any such action in a court of the United States any
citizen may intervene as a matter of right.